State v. CantuState v. Cantu
Lead Opinion
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¶2 We held in
I
FACTS
f 3 Cantu’s mother, Noyola Moneada, lives in Moses Lake with her boyfriend and daughter, Sophia. One morning in February 2003, Corporal Steven Miers of the Moses Lake Police Department responded to a call from the home. Sophia told Miers that Cantu had just left after breaking into their mother’s bedroom by kicking in the dead-bolt-locked door. Miers saw damage to the bedroom door consistent with Sophia’s account. Sophia also reported to Miers that Cantu had taken items, including his own alarm clock, out of their mother’s bedroom.
¶4 Cantu testified that he went to his mother’s home on February 6, 2003, to pick up some clothes. Cantu explained that while he was inside the house and playing with his dogs, he ran into his mother’s bedroom door and accidentally broke the door. Cantu asserted he entered his mother’s bedroom only to shut the door and did not remove anything.
¶5 Cantu was charged by information with one count each of residential burglary, theft in the third degree, minor in possession of alcohol, and possession of a legend drug. The court found Cantu guilty of residential burglary but found insufficient evidence existed as to the other three counts. The Court of Appeals affirmed. State v. Cantu,
II
UNLAWFUL ENTRY
¶6 First, we must decide whether a license to enter a dwelling may be impliedly limited. This is a question of law reviewed de novo. State v. Hanson,
¶7 As part of its proof of residential burglary, the State bore the burden of showing that Cantu entered and remained unlawfully in Moncada’s home with the intent to commit a crime against a person or property. RCW 9A-.52.025(1). A person “enters or remains unlawfully” when he is not licensed, invited, or otherwise privileged to enter or remain on the premises.
¶8 A juvenile is presumed to have a license to enter his parents’ home. Steinbach,
¶9 In Crist, Division Two of the Court of Appeals found a juvenile unlawfully entered his father’s locked room when the juvenile had a license to enter certain parts of the home but was expressly told that he was not to enter his father’s room. Crist,
juvenile from being in the home. Steinbach,
¶10 While Cantu is correct that Crist, Jensen, and Steinbach all involved some sort of express limits, no Washington court has held that to find an unlawful entry, express limits on the juvenile must exist. The Crist court explained that the privilege could be limited either expressly or impliedly. Crist,
Ill
MANDATORY V. PERMISSIVE INFERENCES
¶[11 Basic principles of due process require the State to prove every essential element of a crime beyond a reasonable doubt. Deal,
¶12 The State may use evidentiary devices, such as presumptions and inferences,
¶13 The statute provides that:
In any prosecution for burglary, any person who enters or remains unlawfully in a building may be inferred to have acted with intent to commit a crime against a person or property therein, unless such entering or remaining shall be explained by evidence satisfactory to the trier of fact to have been made without such criminal intent.
¶14 However, mandatory presumptions are more troubling. While
¶[15 In this case, while the record is not conclusive, it appears to us that the court applied a mandatory presumption to find Cantu’s intent was criminal. We note in passing that the text of
f 16 In Deal, we found the error to be harmless because, even though the instruction shifted the burden to the defendant, Deal’s own testimony was sufficient to prove he had the requisite criminal intent. Deal,
IV
SUMMARY AND CONCLUSION
¶17 The permissive inference provided in
Alexander, C.J., and C. Johnson, Sanders, Bridge, Owens, and Fairhurst, JJ., concur.
Madsen, J., concurs in result only.
Notes
Petitioner Cantu raised this argument in his supplement brief. Suppl. Br. of Pet’r at 3. Under RAP 13.7(b), parties may not introduce new issues after the petition for review is granted. However, this court has inherent authority to consider issues not raised by the parties if necessary to reach a proper decision. See Siegler v. Kuhlman,
Sophia partially recanted on the stand.
It is unclear from the record how Moncada’s nephew came into possession of the items taken from her bedroom. In addition, Sophia testified that it was Cantu who had returned the missing money to Moneada after the incident.
We recognize that this case is not factually “on all fours” with Deal. However, the underlying principle of Deal and its antecedents is that mandatory presumptions are not favored. See Deal,
At the close of the bench trial, the trial judge stated to both counsel, in an apparent inquiry concerning the elements necessary to prove residential burglary, “Do you think I need to actually find that something was stolen from within the bedroom, or do you think that I need to, or do I have to find . . . that there had to be an intent to steal something from the bedroom?” RP at 69.
Dissenting Opinion
¶18 (dissenting) — Antonio B. Cantu entered his mother’s home and went to her locked bedroom. He broke the dead bolt lock to the bedroom door by kicking in the door. Cantu took some possessions from within the bedroom and immediately fled the scene. He was convicted in a bench trial for residential burglary. Cantu was found guilty in part because the trial judge found unpersuasive Cantu’s defense that he had broken the dead bolt lock by accidentally bumping against the lock while playing with dogs.
¶19 In drawing the permissible inference that the facts surrounding Cantu’s unlawful entry into his mother’s bedroom demonstrated intent to commit a crime, the trial court arrived at a reasonable, commonsense judgment. Unfortunately, the majority’s decision
¶20 I concur in the majority’s holding that “a child’s license to enter the family home, or any room within, may be limited expressly or by clear implication.” Majority at 825. Further, I agree with the majority’s conclusion that his mother’s locked bedroom door “gave Cantu clear implied notice that any permission to enter the home did not extend to her bedroom,” thereby providing “sufficient evidence to find an unlawful entry.” Id. However, I disagree with the majority’s conclusion that the trial judge employed an “impermissible mandatory presumption” that shifted the burden of proof requiring Cantu to show lack of criminal intent. See id. at 825. I would hold that the trial judge permissibly found beyond a reasonable doubt that Cantu committed residential burglary since the trial judge made a permissible inference under the facts and circumstances of this case that Cantu intended to commit a crime.
Standard op Review
¶21 The standard of review for a sufficiency of the evidence claim is whether, after viewing evidence in the light most favorable to the State, any rational trier of fact could have found essential elements of crime beyond a reasonable doubt. State v. Smith,
122 However, a defendant is innocent until proved guilty by the State. Thus, a burden of persuasion wrongly placed upon a defendant implicates constitutional rights of due process of law under the fourteenth amendment to the United States Constitution. State v. Deal,
Analysis
¶23 Due process requires the State bear the burden of persuasion beyond a reasonable doubt for every essential element of a crime. Deal,
¶24 The majority wrongly attributes to Hanna and to a United States Supreme Court case a disfavor toward presumptions and inferences. In its opinion, the majority writes that “they are not favored in criminal law,” majority at 826 (citing Hanna,
¶25 The State adopts a permissive inference of intent to commit the crime of burglary in
In any prosecution for burglary, any person who enters or remains unlawfully in a building may be inferred to have acted with intent to commit a crime against a person or property therein, unless such entering or remaining shall be explained by evidence satisfactory to the trier of fact to have been made without such criminal intent.
(Emphasis added.) We have approved the permissive inference of intent to commit a crime “whenever the evidence shows a person enters or remains unlawfully in a building.” State v. Grimes,
¶26 Here, the record sufficiently supports the trial judge’s decision. The trial judge made a permissible inference from Cantu’s unlawful entry into his mother’s locked bedroom by breaking the door and lock that he intended to commit a crime and did not find Cantu’s explanation for his entry into his mother’s bedroom to be satisfactory.
¶27 The facts and circumstances in the record bolster the trial judge’s drawing of the permissible inference that Cantu acted with the intent to commit a crime. The trial judge concluded that Cantu did not have permission to be in his mother’s bedroom and that Cantu broke into the bedroom by kicking in the door and ruining it. Report of Proceedings (RP) (July 9, 2003) at 73. The trial judge also noted Cantu’s defense that he did not enter the bedroom with intent to commit a crime, claiming that the door was accidentally broken in the course of playing with dogs and that only his possessions were removed.
¶28 The trial judge held that he did not believe this defense to be credible. The dogs were not seen by a witness. Items were missing from the bedroom which belonged to Cantu’s mother, and Cantu was the only suspect. Cantu also fled the home immediately after he broke into the bedroom. Later, Cantu returned to his mother money that she was missing from the bedroom.
129 Statements in the record cited by the majority do not demonstrate the trial judge employed any mandatory inference (or shifted the burden to require defendant to disprove an element of the crime). Admitting “the record is not conclusive,” majority at 827, the majority asserts that “it appears to us that the court applied a mandatory presumption to find Cantu’s intent was criminal.” Id. The majority cites two statements made by the prosecutor and one statement made by the judge near the close of the trial in support of its contention that “the trial court improperly placed the burden on Cantu to prove his innocence.” Majority at 827.
130 Discussing
¶31 However, the record shows the prosecutor more clearly relating the law moments later. Stating she “misspoke,” the prosecutor said “the inference is permissible, not mandatory.” She reiterated that “its permissible inference that the court can find that the illegal entry should have some explanation to it.” RP at 71.
¶32 Furthermore, to read the trial judge’s statement cited by the majority as demonstration that the inference applied was mandatory is a jump to conclusion. More likely, the trial judge simply exercised his discretion and found such an inference. See RP at 73. Cantu entered not just into a house where he was no longer a resident, but kicked through a locked door, and entered the room without permission.
¶33 The standard of review requires we defer to the trier of fact for purposes of resolving conflicting testimony and evaluating the persuasiveness of the evidence. Jackson,
¶34 Judges are presumed to know and apply the law, just as there is a presumption that a trial judge knows the rules of evidence. See, e.g., In re Welfare of Harbert,
Conclusion
¶35 Here, there is no record showing that the judge misunderstood or improperly applied the law. The decision of the trial judge rested upon a permissible inference of intent, is supported by substantial evidence, and should therefore be affirmed.
¶36 Therefore, I dissent.
After modification, further reconsideration denied May 30, 2006.
The majority strikes at fact finders’ ability to reason. Inferences draw their power from their ability to better explain facts and phenomena than other explanations. Triers of fact routinely make inferences in finding or not finding elements of crimes proved beyond a reasonable doubt. This is especially so with criminal intent, which is a state of mind. As discussed below, we allow permissive inferences of intent to burglarize to be drawn. In such cases, intent constitutes an inference to the best explanation in light of the particular facts and our commonsense experience with unlawful entry and burglary.