Lead Opinion
Opinion
The defendant, Milton Campbell, appeals from his conviction of sexual assault in the first degree in violation of General Statutes § 53a-70 (a) (1), and of being a persistent serious felony offender in violation of General Statutes § 53a-40 (c) and (j). On appeal, the defendant claims that he was deprived of a fair trial due to improper statements made by the prosecutor during closing arguments. We disagree that the prosecutor’s statements deprived the defendant of a fair trial, and therefore affirm the judgment of conviction.
The jury reasonably could have found the following facts. The victim met the defendant in a substance abuse program in 2009. The victim
The police arrived at the victim’s vehicle, provided her with a blanket and sent her to a hospital. At the hospital, the victim underwent a physical examination through the use of a rape kit
The next day, November 7, 2009, the defendant was arrested at his home. In an amended information, the defendant was charged with sexual assault in the first degree in violation of § 53a-70 (a) (1), kidnapping in the first degree in violation of General Statutes § 53a-92 (a) (2) (A), and being a persistent serious felony offender pursuant to § 53a-40 (c) and (j). The defendant pleaded not guilty to the sexual assault and kidnapping charges.
The trial began on October 22, 2010. The state presented evidence that included the results of the victim’s rape kit examination, photographs of the defendant’s house, audio recordings of 911 calls made by the victim, a crack pipe, clothing recovered from the victim and from the defendant’s home on the night of the incident, the victim’s medical records, a forensic biology section report and a DNA section report. The state presented as a witness the nurse who examined the victim and, as expert witnesses, two forensic analysts from the state forensic science laboratory.
On October 29, 2010, the jury returned a verdict of guilty on the charge of sexual assault in the first degree, but failed to reach a verdict on the charge of kidnapping. The court declared a mistrial on the kidnapping count. Following the verdict, the court accepted the defendant’s plea of nolo contendere to the amended part B information. On January 10, 2011, the court sentenced the defendant to a term of twenty-five years imprisonment for sexual assault in the first degree, as enhanced by the charge of being a persistent serious felony offender. The state entered a nolle prosequi as to the count of kidnapping in the first degree. This appeal followed.
The sole issue on appeal is whether the defendant was denied his right to a fair trial as a result of prosecutorial impropriety. Our standard of review concerning claims of prosecutorial impropriety is well settled. “[T]o deprive a defendant of his constitutional right to a fair trial . . . the prosecutor’s conduct must have so infected the trial with unfairness as to make the resulting conviction a denial of due process. . . . We do not focus alone, however, on the conduct of the prosecutor. The fairness of the trial and not the culpability of the prosecutor is the standard for analyzing the constitutional due process claims of criminal defendants alleging prosecutorial [impropriety].” (Internal quotation marks omitted.) State v. Johnson,
I
We first turn to the question of whether prosecutorial impropriety occurred. “[A]n impropriety is an impropriety, regardless of its ultimate effect on the fairness of the trial.” State v. Long, supra,
The defendant contends that during her closing argument and rebuttal, the prosecutor made improper statements. Specifically, the defendant challenges (1) the prosecutor’s use of “you” throughout her arguments as “golden rule” arguments, (2) the prosecutor’s discussion of the habits of drug addicts as inappropriate testimony from a nonexpert and (3) the prosecutor’s discussion of the victim’s reasons for agreeing to the rape kit examination as inappropriate bolstering of the victim’s credibility. We agree that there was prosecu-torial impropriety as to the prosecutor’s use of “you” when discussing the victim’s mental state after the incident. We also agree that the prosecutor improperly opined as to the drug habits of addicts, although we do not agree that her use of “you” in that same statement rose to the level of impropriety. Further, we disagree that there was impropriety in the prosecutor’s other uses of “you” and in her discussion of the victim’s reasons for agreeing to a rape kit examination.
A
There are limits to the zeal with which a prosecutor may present her case. One such limitation is the use of a “golden rule” argument. “[A] golden rule argument
1
We look first to the prosecutor’s use of “you” when discussing the victim’s mental state after the incident. The state argues that the prosecutor’s use of “you” was merely colloquial, and meant to encourage the jurors to use common sense to make reasonable inferences, not to put themselves in the victim’s shoes. We disagree.
In her rebuttal, the prosecutor stated, in relevant part: “And part of [the victim’s] addiction is that she made bad choices. And guess what? Being raped didn’t cure her of that addiction. It didn’t cure her of making cloudy decisions; isn’t that amazing. Rape doesn’t cure you. If you were just raped, ladies and gentlemen, would your thinking be clearer or would it be less clear? If you came to that moment in your life where you realized that all your bad decisions, your selfishness, your self-absorption, your addiction, led you all the way down to this, sitting in your car with no pants on, how would you feel about yourself? Would you try to paint yourself in a better light or [worse] light?”
“[A] prosecutor may not appeal to the emotions, passions and prejudices of the jurors. . . . [S]uch appeals should be avoided because they have the effect of diverting the [jurors’] attention from their duty to decide the case on the evidence. . . . When the prosecutor appeals to emotions, he invites the jury to decide the case, not according to a rational appraisal of the evidence, but on the basis of powerful and irrelevant factors which are likely to skew that appraisal.” (Internal quotation marks omitted.) State v. Long, supra,
The prosecutor went beyond asking the jurors to draw inferences from the evidence presented at trial when she stated, in relevant part: “Rape doesn’t cure you. If you were just raped, ladies and gentlemen, would your thinking be clearer or would it be less clear? If you came to that moment in your life where you realized that all your bad decisions, your selfishness, your self-absorption, your addiction, led you all the way down to this, sitting in your car with no pants on, how would you feel about yourself ? Would you try to paint yourself in a better light or a [worse] light?” (Emphasis added.) Although the statement does correspond with the defendant’s argument that the
2
We briefly address the defendant’s argument that the prosecutor’s use of “you” more than thirty times throughout her closing and rebuttal, beyond the instance discussed previously, violated the “golden rule.” We disagree.
“The animating principle behind the prohibition on golden rule arguments is that jurors should be encouraged to decide cases on the basis of the facts as they find them, and reasonable inferences drawn from those facts, rather than by any incitement to act out of passion or sympathy for or against any party.” State v. Long, supra,
B
We now turn to the defendant’s contention that the prosecutor improperly discussed the habits of drug addicts and attempted to give expert opinion on the subject.
An argument may be proper when it is “based on reasonable inferences drawn from the evidence . . . not [solely on] the prosecutor’s opinion.” State v. Warholic,
Here, the prosecutor made a similar offer of her own opinion based on facts not in evidence. The prosecutor stated, in relevant part: “[I]f you know anything about addiction and you know anybody in your life who struggled with it, all you want is your drugs. Your drugs, not any drugs, your drug of choice.” As in Alexander, the prosecutor inserted her own opinion without any evi-dentiary basis. She provided the jury with her view as to the habits of drug addicts and their use preferences in order to make the victim appear more credible. The victim had testified that she wanted to leave the defendant’s home because she does not use crack cocaine; she stated that once she had used her cocaine, her purpose for being with the defendant ended. It was the defendant’s position that the victim wanted more drugs and offered sexual favors for the defendant’s crack cocaine. The prosecutor attempted to bolster the veracity of the victim’s testimony by adding her view on the habits of drug users, a view that would have made the defendant’s version of events unlikely. There was no testimony at trial that drug addicts, in general, do not use different types of drugs. For the prosecutor to conclude before the jury that drug addicts, in general, only want their drug of choice and nothing else, and to ask the jurors to
C
Finally, we turn to the defendant’s assertion that the prosecutor inappropriately attempted to bolster the victim’s credibility when discussing her reasons for agreeing to submit to the rape kit examination. The defendant argues that the prosecutor improperly attempted to instruct the jury in assessing the victim’s credibility when she discussed possible reasons for a person to undergo the rape kit examination. We disagree.
“[A] prosecutor may not express his own opinion, directly or indirectly, as to the credibility of the witnesses. . . . Such expressions of personal opinion are a form of unsworn and unchecked testimony, and are particularly difficult for the jury to ignore because of the prosecutor’s special position.” (Internal quotation marks omitted.) State v. Thompson, supra,
Contrary to the statements addressed previously, here the prosecutor’s statements regarding the victim’s reasons for submitting to the rape kit examination do pertain to the evidence presented at trial. She stated, in relevant part: “Why would you go to the hospital when you are free to leave and endure that type of examination? . . . And I don’t mean to suggest that any of the gentlemen on the jury are insensitive to that type of examination, but please have a very open discussion about exactly what an examination like that would do to the female body, how that would feel. What exactly that type of an examination with certain things, without certain things, such as lubrication, exactly what that would do to the body, how that would feel.” In her testimony, the victim described the various procedures applied during her rape kit examination and the effect they had on her. For example, she stated: “I guess it’s a rape kit they did on me. ... I took medicine for thirty days — that was very — I was very sick — HIV prevention medicine .... They gave me the morning after pill. And they gave me one painful shot in my arm for, I think, all the [sexually transmitted diseases] and stuff like that . . . .’’In response to the prosecutor’s question of how the rape kit examination felt, the victim replied: “It, it was awful, honestly, it was really awful, very painful. From just already what I had went through, that was worse, it seemed like. It was, it was painful.” Here, the prosecutor merely asked the jury to infer the effect of the rape kit examination from the victim’s testimony regarding the physical pain she had experienced. Although the prosecutor’s statements could have been worded with more care, the statements regarding the rape kit examination were not improper argument.
II
Having reviewed the statements at issue, we turn to the question of whether the prosecutor’s improper statements deprived the defendant of a fair trial. The defendant argues that he was substantially prejudiced by the prosecutor’s statements, given
“To determine whether the defendant was deprived of his due process right to a fair trial, we must determine whether the sum total of [the prosecutor’s] improprieties rendered the defendant’s [trial] fundamentally unfair, in violation of his right to due process. . . . The question of whether the defendant has been prejudiced by prosecutorial [impropriety], therefore, depends on whether there is a reasonable likelihood that the jury’s verdict would have been different absent the sum total of the improprieties.” (Internal quotation marks omitted.) State v. Moore, supra,
A
We first address the prosecutor’s improper statement in her rebuttal regarding the victim’s state of mind on the night of the incident. Applying the Williams factors, we conclude that the statement did not deprive the defendant of his right to a fair trial. First, defense counsel in his closing argument invited the prosecutor’s remarks by specifically pointing to the victim’s “regret” as a motive for lying about the incident. See State v. Long, supra,
Looking to the next prongs of the Williams test, we conclude that the statement was isolated and not so severe as to influence the jury improperly. Although we do not condone the prosecutor’s appeal
The court took curative measures to prevent the jury from being unduly swayed. See State v. Stevenson,
Finally, we look to the remaining Williams factors, the centrality of the impropriety to the critical issues in the case and the strength of the state’s case. It is clear that credibility was a critical issue in this case, and it is undeniable that the prosecutor’s statement attempted to influence the jurors to find the victim’s version of the incident more credible than the defendant’s. See State v. Jones,
In light of defense counsel’s statements inviting the prosecutor’s impropriety, the isolated nature of the prosecutor’s impropriety, the lack of severity of the statement, the sufficiency of the court’s curative instructions and the strength of the state’s case, the defendant’s claim fails under the Williams test.
B
Second, we turn to the prosecutor’s statement regarding the habits of drug addicts. First, during his closing argument, defense counsel invited the prosecutor’s statement by addressing the issue of drug addicts’ preferences in getting high. Defense counsel stated, in relevant part: “Think about the physical evidence. Think about how [the victim] did drugs. She fully admitted she did drugs; she did some cocaine but only cocaine. Is that reasonable? Is that believable? A person who is in the throes of a drug addiction, she was doing drugs, she wasn’t going to her meetings. The plan that night with [the defendant] was to get high .... Is it really open for debate that after the cocaine was done and the crack came out, she said no, no thanks, I’ll pass on that, not my cup of tea. I don’t want any of that. You can do that; I’m going to sit right here? Is that reasonable? Is that believable?” The victim stated very clearly in her testimony that she did not use crack cocaine on the night of the incident,
Turning to the next three Williams factors, this statement was a single instance of the prosecutor’s improperly testifying as to facts not in evidence, and the comment was not so severe that it could not be cured with proper instruction. See State v. Thompson, supra,
Finally, we turn to the remaining Williams factors, the centrality of the misconduct to critical issues in the case and the strength of the state’s case. Here, the victim’s drug use was a critical issue in the case, as both the defendant’s and the victim’s versions of the incident were dependent on their conflicting descriptions of the victim’s drug use.
As instructed by State v. Williams, supra,
The judgment is affirmed.
Notes
In accordance with our policy of protecting the privacy interests of the victims of sexual abuse, we decline to identify the victim or others through whom the victim’s identity may be ascertained. See General Statutes § 54-86e.
In the proceedings below, the rape kit was referred to as a SANE kit. The acronym SANE stands for sexual assault nurse examiner. A SANE kit includes, generally, small boxes, microscope slides and plastic bags for collecting and storing evidence such as clothing fibers, hairs, saliva, semen or body fluid, which may help identify the assailant and provide evidence supporting prosecution in a criminal trial.
Although the defense counsel did not object to the prosecutor’s statements at the time of her summation and rebuttal, we may still review these claims. “[I]n cases involving incidents of prosecutorial [impropriety] that were not objected to at trial ... it is unnecessary for the defendant to seek to prevail under the specific requirements of State v. Golding,
We note that the defendant also argued that the prosecutor employed a “golden rule” argument in this statement. The state acknowledged in its brief that the prosecutor’s use of “you” in this statement did reference the jurors personally, but argued that the prosecutor’s action was not improper and, rather, permissibly asked the jurors to draw from their own life experiences, not their emotions. We conclude that although the prosecutor’s use of “you” in this statement was not artful, it did not improperly appeal to the jurors’ emotions.
Where a prosecutor asks the jury to make inferences from evidence in the case, the statement is not deemed an improper appeal to the jurors’ emotions. See State v. Bell, supra,
Nurse Brittany Tartaglia testified, in relevant part: “[W]e did note that there was redness and soreness around the labia, around the vagina, and the doctor — see, when the doctor addressed the cervix, he assessed that there were abrasions. . . . [The victim] was wincing in pain, and . . . she was very sore and there were small cuts or abrasions.”
The victim stated, on cross-examination: “I don’t do hard. I don’t do crack. I only sniff cocaine and put it in a cigarette.”
The defendant claimed that the victim used crack cocaine on the night of the incident and offered him sexual favors for more drugs. The victim testified that she uses only cocaine, not crack, and that she wanted to leave the defendant’s home after she consumed her cocaine.
See footnote 5 of this opinion.
Concurrence Opinion
concurring. I agree with the outcome reached by the majority as well as most of the analysis in its well reasoned decision. I write separately, however, to express my disagreement with the analysis in part I A 1 of the majority opinion that addresses one of the “golden rule” claims of the defendant, Milton Campbell.
Our Supreme Court recognized in State v. Bell,
In evaluating claims of prosecutorial impropriety arising from the statements made by a prosecutor, a reviewing court does not evaluate the challenged statements in artificial isolation but in the context of the evidence and the arguments of which they are a part. See State v. Francione,
Both our Supreme Court and this court have upheld the propriety of prosecutorial arguments that have invited jurors to put themselves in the place of a party for the purpose of evaluating the reasonableness of the party’s conduct. See State v. Long, supra,
In the present case, during closing argument, the defendant’s attorney argued that the victim was not credible with regard to any of the events at issue because there was evidence that she lied to the police and emergency personnel immediately after she fled the defendant’s apartment and called 911. The defendant’s attorney drew the jury’s attention to the undisputed evidence
The prosecutor, during rebuttal argument, referred to the ample evidence of the victim’s history of using illegal drugs. She responded to the argument by the defendant’s attorney, in relevant part, as follows: “[P]art of [the victim’s] addiction is that she made bad choices. And guess what? Being raped didn’t cure her of that addiction. It didn’t cure her of making cloudy decisions; isn’t that amazing. Rape doesn’t cure you. If you were just raped, ladies and gentlemen, would your thinking be clearer or would it be less clear? If you came to that moment in your life where you realized that all your bad decisions, your selfishness, your self-absorption, your addiction, led you all the way down to this, sitting in your car with no pants on, how would you feel about yourself? Would you try to paint yourself in a better light or a [worse] fight? So, when she calls that 911 operator, how does she paint herself? How does she portray herself? I was dragged in the house. I was held at knifepoint. . . . [S]omeone come and help me. Get me out of here. And then she has a moment and the cops come; you know what, I went there. I went there. I did it.” The prosecutor proceeded to question whether the defendant’s attorney essentially had argued that the victim was not credible because she was a drug user or because she voluntarily had engaged in drug related activities with the defendant prior to the assault.
In my view, the challenged statements, when considered in the context of the evidence presented at trial, the arguments by the defendant’s attorney and the prosecutor’s rebuttal argument, reflect that the prosecutor invited the jurors to put themselves in the place of the victim for the limited purpose of evaluating the significance of and reasonableness of the false statements that she made immediately after the assault occurred. The prosecutor’s invitation to consider the victim’s mindset did not occur in isolation; it immediately preceded a discussion of the fact that the victim provided false information to the 911 operator concerning her presence at the defendant’s home. Consistent with the
Thus, I would conclude that the argument was based on the evidence and that it did not suggest an appeal to the emotions, passions or prejudices of the jurors. Relying on Long, Bell and Ovechka, I would conclude that the argument was not an instance of impropriety.
For the foregoing reasons, I respectfully agree with the outcome reached by the majority, but not with the entirely of its analysis, as described previously.
The victim, in her trial testimony, admitted that she was not truthful to the 911 operator when she stated that the defendant forced her into his residence, but that she told the responding officers the truth about what had occurred. She said part of what motivated her initial statement was the fact that she was using illegal drugs and that she did not want her boyfriend to know she was at the defendant’s house for that illicit purpose.
