Lead Opinion
OPINIONS OF THE COURT
Petitioner/Defendant-Appellant Steve C. Cabagbag, Jr. (Petitioner) filed an application for writ of certiorari (Application) on October 11, 2011 in this court, seeking review of the July 13, 2011 judgment of the Intermediate Court of Appeals (ICA), filed pursuant to its June 27, 2011 Summary Disposition Order,
PART I: EYEWITNESS IDENTIFICATION JURY INSTRUCTION REQUIREMENT
(By: ACOBA, J., with whom all justices concur)
It is concluded unanimously that (1) in criminal cases, the circuit courts must give the jury a specific eyewitness identification instruction whenever identification evidence is a central issue in the case, and it is requested by the defendant,
A.
Petitioner allegedly stole a truck from a storage facility on February 3, 2010, as well as several tools from a construction site on February 18, 2010. On February 22, 2010, Respondent/Plaintiff-Appellee State of Hawaii (Respondent) charged Petitioner by felony information with two counts: (1) Unauthorized Control of a Propelled Vehicle, HRS § 708-836 (Supp.2010)
1.
In its opening statement, Respondent stated, in relevant part, that the evidence would
2.
During trial, the jury heard the pertinent evidence that follows. Leak Master Roofing and Waterproofing (“Leak Master”) owned a white Ford truck with the license plate number 221-TRD. Around 3:30 p.m. on January 29, 2010, Matthew Kotar (Kotar), Leak Master’s general manager, parked the truck for the weekend in the company’s storage “cave” at Waikele Self-Storage (“Waikele”) in Honolulu.
On February 3, 2010, Kotar received a phone call from Waikele. Kotar was told that the truck ran through the front entrance of the facility. Normally, Waikele requires all persons driving vehicles out of the facility to stop and provide identification. When Waikele’s security guards asked the person driving Leak Master’s truck to stop, the driver sped off.
After receiving the phone call, Kotar went to Waikele to verify that his truck was no longer in its “cave.” Kotar determined that the truck was missing. After contacting all of Leak Master’s employees to ensure that none had taken the truck without his knowledge, Kotar filed a police report stating that the truck had been stolen. Kotar heard nothing from the police regarding the truck until February 18, 2010.
Around 1:00 a.m. on February 18, 2010, Officer Tomimbang was on patrol in the Pearl City Highlands area. At 1:12 a.m. he learned that a caller had reported that the “cattle gate” (gate) at Newtown Recreation Center (recreation center), which is usually kept closed, was open. Another officer, Officer Enrico Domingo (Officer Domingo), was the first to arrive at the scene. Officer Tom-imbang arrived shortly after. He noticed that the gate was completely open and that there was only one lock on the padlock even though the gate is usually secured with two locks.
Having verified that the recreation center, which is located approximately 50 yards from the gate, was secured, Officer Tomimbang and Officer Domingo proceeded to the construction area, approximately 20 yards from the gate. At the time, the construction area was occupied by the Frank Coluccio Construction Company (Frank Coluccio Construction). Officer Tomimbang noticed that two of the containers used to store equipment in the construction area were open. Officer Tomimbang asked dispatch to contact a representative from the company to let them know that there was a possible break-in.
Around 1:40 a.m., Officer Tomimbang was standing near the office trailer at the construction site when he heard the sound of a large truck coming up Ka'ahele Street, which is adjacent to the gate. Officer Tomimbang assumed the truck had been sent by Frank Coluccio Construction, so he walked toward the fence near Ka’ahele Street. From his location near the fence, Officer Tomimbang could observe Ka'ahele Street. A street light lamp was located on the side of the street where Officer Tomimbang was standing. Another street lamp was located on the opposite side of the street.
Officer Tomimbang saw the truck driving slowly up Ka'ahele Street. He testified that, although his flashlight was off, he got a good look at the truck driver’s face because the street was well-lit and the driver stuck his face out the window and looked in the officer’s direction. Officer Tomimbang watched as the truck continued to drive up Ka'ahele Street and turned right on Lulu Street. The
When Officer Tomimbang saw the truck continue on to Lulu Street, he walked toward a location behind the fence from which he could get a better view of the truck. Standing just behind the fence, about 60 to 70 yards from where the truck was parked, Officer Tomimbang saw a man exit the truck’s driver’s side door and head toward the construction site. The man approached the gate, closed it, and continued walking toward Officer Tomimbang. Once the man was within 20 feet, Officer Tomimbang shone his flashlight toward the man. According to Officer Tomimbang, the man froze for a few seconds, looked straight at him, and then took off running. Officer Tomimbang testified that although it was dark because there was “no lighting” where he was standing, he saw the man’s face clearly and noticed that it was the same man who had driven by earlier on the truck. During cross-examination, defense counsel asked Officer Tomimbang about the lighting conditions in the area. Specifically, defense counsel asked Officer Tomimbang about the sources of lighting, the strength of lighting, and whether the lights were functioning. Officer Tomimbang testified that although he was unsure as to the specific sources of lighting, “the street was pretty bright from the street lighting.” Officer Domingo, who was near Officer Tomim-bang, testified that he did not get a good look at the man.
As soon as the man sped off, Officer Tom-imbang said, “Hey, police. Stop.” Officer Tomimbang jumped over the fence and followed the man down Lulu Street. The man then dove into some hedges that led into a residential neighborhood. Officer Tomim-bang decided not to follow and instead asked several other officers who had since arrived at the scene to form a perimeter to search the neighborhood. Officer Tomimbang believed that the man would not be able to escape because the neighborhood was surrounded by steep embankments. Officer Tomimbang then went over to the truck and asked dispatch to run its license plates. Dispatch indicated that the truck had been stolen.
Several other officers arrived within a few minutes. Approximately eleven officers canvassed the neighborhood. Officer Tomim-bang described the suspect to them as a “local male, dark clothing,” or possibly “local male, maybe short dark hair, dark clothing.”
Sergeant Michael Kahikina was one of the officers who participated in the search. As he was walking along the back of a residence in the neighborhood, he flashed his light on a drainage ditch and observed that a man was lying sideways on the ditch. Sergeant Ka-hikina said, “Hey, police. Let me see your hands. Don’t move.”
There was conflicting testimony during trial regarding exactly what happened next. Sergeant Kahikina first testified that the man in the ditch tried to run and had to be tackled. According to Sergeant Kahikina, the man then stated, “I never do nothin’,” and became compliant. On cross-examination, however, Sergeant Kahikina acknowledged that the man had not attempted to run but rather had tried to get up. Sergeant Kahikina put his hand on the suspect and held him down. Sergeant Kahikina then began calling out that he had apprehended a suspect. The suspect was wearing a brown shirt, dark blue jeans, and “possibly a hood.”
Officer Tomimbang identified the suspect as the man whom he had seen driving the truck earlier and who had walked toward the construction area at the recreation center. In court, Officer Tomimbang identified the man as Petitioner. During cross-examination, Officer Tomimbang testified that his initial identification of the man in the ditch had taken place approximately thirteen minutes from the time he saw the man walking toward the construction area. Sergeant Ka-
After the suspect was arrested, the officers investigated the scene further. Officer Tom-imbang dusted the lids of the open containers at the construction site, but found no fingerprints. Officers Tomimbang and Domingo also examined the white truck. The truck’s license plate number was 221-TRD, the same as the truck reported stolen from Waikele by Kotar on February 3, 2010. No fingerprints were found on the truck.
In the truck, the police found a duffel bag containing a combination lock that had been cut and some bolt-cutters. Richard Shiroma, an employee of the recreation center, identified the lock as the combination lock that was used to secure the gate. The police also found a number of construction tools that were later identified by Grant Kaulbaek, an employee of Frank Coluccio Construction, as belonging either to himself or to Frank Co-luccio Construction. Respondent introduced evidence that the value of the items, together, exceeded $300.00.
The police, having determined that the truck matched the description of the truck reported stolen by Kotar, called Kotar and asked him to identify the vehicle. Kotar identified the truck as belonging to Leak Master. Kotar testified at trial that the truck was “pretty beat up,” but was still operable.
3.
After Respondent presented its evidence, Petitioner asked the court to enter a judgment of acquittal. The court denied the request. The court then instructed the jury. Relevant here, the court discussed the prosecution’s burden of proof, explaining that the jury had to presume that Petitioner was innocent “unless and until the prosecution proves the defendant guilty beyond a reasonable doubt.” The court also instructed the jury as follows:
It is your exclusive right to determine whether and to what extent a witness should be believed and to give weight to his or her testimony accordingly. In evaluating the weight and credibility of a witness’s testimony, you may consider the witness’s appearance and demeanor; the witness’s manner of testifying; the witness’s intelligence; the witness’s candor or frankness or lack thereof; the witness’s interest, if any, in the result of this case; the witness’s relation, if any, to a party; the witness’s temper, feeling, or bias if any has been shown; the witness’s means and opportunity of acquiring information; the probability or improbability of the witness’s testimony; the extent to which the witness is supported or contradicted by other evidence; the extent to which the witness has made contradictory statements whether in trial or at other times; and all other circumstances surrounding the witness and bearing upon his or her credibility. Now inconsistencies or discrepancies in the testimony of a witness or between the testimony of different witnesses may or may not cause you to discredit such testimony. In weighing the effect of inconsistencies or discrepancies, whether they occur within one witness’s testimony or as between different witnesses, consider whether they concern matters of importance or only matters of unimportant detail and whether they result from innocent error or deliberate falsehood. If you find that a witness has deliberately testified falsely to any important fact or deliberately exaggerated or suppressed any important fact, then you may reject the testimony of that witness except for those parts which you nevertheless believe to be true. You are not bound to decide a fact one way or another just because more witnesses testify on one side than the other. It is testimony that has a convincing force upon you that counts, and the testimony of even a single witness, if believed, can be sufficient to prove a fact.
Subsequently, the parties delivered their closing arguments. During its closing argument, Respondent stressed that “Officer Tomimbang saw [Petitioner] with his own eyes as he was driving the vehicle,” and that Officer Tomimbang “observed [Petitioner] walk up to him after [Petitioner] ... walked towards the Newtown area which is where Officer Tomimbang flashed his flashlight to his face seeing it’s the same person.” Re
During its closing argument, the defense challenged Officer Tomimbang’s eyewitness identification testimony as follows:
[Officer Tomimbang’s] observation was actually not very good. Let’s look at the lighting here. The testimony is that there’s a light. And there’s pictures where you can see this light post on the street. The testimony is also that his vantage point was behind this post in a very dark courtyard—uh, construction yard-No matter all the testimony about where the light was, it’s clear throughout his testimony in the courtyard behind this light he indicated several times that it was really dark.
And let’s look at the time he had to observe what he observed. He was up on this courtyard on a hill investigating.... [A]nd they hear a truck coming up. When the truck comes up, both Officers Tomim-bang and Domingo indicated there was nothing really unusual. Officer Tomim-bang said, well, I thought it was maybe one of the trucks with the employees coming. So them focus was not on this truck.
Did Officer Tomimbang see this truck and perhaps sees this driver? I think he did.... Did he get a good look? No. Look at the distance. Officer Tomimbang laid out the scene for you. Two lanes, median lane, turning lane, and two more lanes, sidewalk, hill, fence, grass area. This is all distance. This is at night. This is one, two o’clock in the morning....
Now from an angle [Officer Tomimbang] says he saw the person coming out [of the truck]. I don’t think so. There’s hedges in that corner, and the hill. That Lulu Street, it goes down. And he—this truck was parked 30 feet into the street. Any other lighting? Not in the area....
Now you got some pictures ... it looks pretty lit. But it’s not lit. That’s not how it looked like that night. It looked like that because they’re using flash on the camera. That is not how it looked when the officers were there investigating....
Other reasons to question the clarity of Officer Tomimbang. When he says he observed this male walk towards him and he put his flashlight to this person and he said he got a good look, no, he didn’t. He got a look but not a good look. His description, what he gave to dispatch.... He got a local male, dark hair, short hair. That’s it.
This is an officer with a lot of training.... They know what to put in there.... They know to put as much detail as they can. And not even to dispatch. Somewhere in their report. And it was not there because there’s nothing to add. They didn’t get a good look.
Officer Domingo added maybe about 5'8. But he says he didn’t get a good look either. He didn’t get to see the face. There’s testimony that says that Officer Domingo recovered a hat. Sergeant Ka-hikina said this guy was wearing a jacket. There’s a lot more stuff that could have been mentioned if they saw it.
If this Officer Tomimbang saw this guy and he was that close, he would have had that information. He didn’t because he didn’t get a good look. I call it the “Aha factor.” You got this very broad description that fits. You’re in Hawai‘% in Aiea, this area. It fits a lot of people.
(Emphases added.) Neither the court’s oral instructions nor its written instructions included a specific instruction concerning eyewitness identification, and neither party requested one.
On May 19, 2010, the jury found Petitioner guilty of the two charged offenses. On July 19, 2010, the court sentenced Petitioner to two concurrent five-year terms of probation.
B.
Before the ICA, Petitioner argued that the court committed plain error by failing to provide a cautionary instruction stating the factors to be considered by the jury in assessing eyewitness identification evidence. In a summary disposition order, the ICA held that whether to give a cautionary instruction was within the court’s discretion and that, in this case, defense counsel’s opening and closing statements, her cross-examination of Officer Tomimbang, and the court’s
C.
Petitioner presents the following question in his Application to this court:
Whether the ICA gravely erred in holding that the circuit court did not commit plain error by failing to provide a jury instruction regarding eyewitness identification because the opening statement by defense counsel, the cross-examination of Officer Eutiquito Tomimbang Jr. of the Honolulu Police Department (“HPD”), defense counsel’s closing argument, and the general jury instructions adequately directed the attention of the jury to the identification evidence.
Respondent did not file a Response to the Application.
D.
Petitioner argues that a cautionary jury instruction regarding eyewitness identification should be required in any ease in which eyewitness identification is a “critical” or “central” issue.
In the alternative, Petitioner argues that if this court does not adopt a rule requiring circuit courts to give a specific instruction whenever eyewitness identification is the central issue in the case, we should hold that the ICA nevertheless gravely erred in concluding that the court had not committed plain error in not exercising its discretion to provide such an instruction.
E.
1.
In 1976, this court for the first time considered a due process challenge to eyewitness identification testimony in Padilla,
the opportunity of the witness to view the criminal at the time of the crime, the witness’ degree of attention, the accuracy of the witness’ prior description of the criminal, the level of certainty demonstrated by the witness during the confrontation, and the length of time between the crime and the eonfrontation[.]
See id. (citing Biggers,
Simmons and Biggers, on which Padilla relied, were the Supreme Court’s responses to the risk that unreliable eyewitness testimony might result in misidentifieation, undermining the fairness of trial. See Manson v. Brathwaite,
More recently, in Perry v. New Hampshire, - U.S. -,
2.
Since the first eases addressing the reliability of eyewitness testimony were decided in the 1970s, a robust body of research in the area of eyewitness identification has emerged. Many studies now confirm that false identifications are more common than was previously believed. For example, Professor Brandon L. Garrett concluded in a study involving 250 exonerated defendants that “[ejyewitnesses misidentified 76% of the exonerees (190 of 250 cases).” Brandon L. Garrett, Convicting the Innocent: Where Criminal Prosecutions Go Wrong, 48 (2011). Professor Garrett’s original study of 200 such cases in 2008 concluded that eyewitness identification testimony was the leading contributing factor to wrongful convictions and was four times more likely to contribute to a wrongful conviction than a false confession. Brandon L. Garrett, Judging Innocence, 108 Colum. L. Rev. 55, 76 (2008). Other studies have reached similar results. See, e.g., Edward Connors, et. al., Convicted by Juries, Exonerated by Science: Case Studies in the Use of DNA Evidence to Establish Innocence after Trial, 15, 96 (1996), available at https://www.ncjrs.gov/pdffiles/dnaevid.pdf (reviewing 28 sexual assault cases in which defendants were later exonerated and concluding that all eases, except those involving homicide, “involved victim eyewitness identification both prior to and at trial,” and that in those eases “eyewitness testimony was the most compelling evidence”); Gary L. Wells, et. al, Recommendations for Properly Conducted Lineup Identification Tasks, in Adult Eyewitness Testimony: current Trends and Developments 223-24 (1994) (studying over I,000 wrongful convictions and concluding that recall errors by witnesses were the leading cause of such convictions).
Researchers have found that several variables tend to affect the reliability of an eyewitness’s identification. These include the passage of time,
Empirical research has also undermined the common sense notion that the confidence of the witness is a valid indicator of the accuracy of the identification. See Long,
3.
One of the justifications often advanced for the continued use of eyewitness testimony despite its well-documented weaknesses is the proposition that any danger that a jury might give undue weight to an unreliable identification can be mitigated by the use of “appropriate jury instructions,” along with the “strong presumption” that juries will follow such instructions.
In Perry, the Court grounded its holding that due process does not require a preliminary inquiry into the reliability of an eyewitness identification not arranged by law enforcement, in part, on the fact that there are “safeguards built into [the] adversary system that caution juries against placing undue weight on eyewitness testimony of questionable reliability.” Perry,
In this regard, several other jurisdictions have decided to abandon the discretionary approach to jury instructions and now require trial courts to give a specific instruction whenever eyewitness identification is central to the case and the defendant requests the instruction.
Likewise, the Supreme Court of Utah, concluding that there is “no significant division of opinion on the issue” and that “[t]he studies all lead inexorably to the conclusion that human perception is inexaet[,]” decided to adopt “a more rigorous approach to cautionary instructions[.]”
The Supreme Court of New Jersey also held that “[wjhen identification is a ‘key issue,’ the trial court must instruct the jury on identification, even if a defendant does not make that request.” State v. Cotto,
New Jersey trial courts are now required to give a cautionary instruction “whenever cross-racial identification is in issue at trialt,]” regardless of whether it is a “critical” issue. Id. In fact, Henderson more broadly held that “enhanced instructions [must] be given to guide juries about the various factors that may affect the reliability of an identification in a particular ease.” Id. at 924. The instructions “are to be included in the court’s comprehensive jury charge at the close of evidence”—regardless of whether the defendant requests them. See id. Accord Commonwealth v. Pressley,
F.
This court has repeatedly reaffirmed Padilla’s holding that the decision to give a
The reason stated in our ease law in support of the existing rule is, in essence, that a specific eyewitness identification instruction would be superfluous in light of the defendant’s opening statement, cross-examination of the witness, and closing argument. See Okumura,
Moreover, requiring trial courts to give cautionary instructions rather than relying on defense counsel to point out flaws in the witness’s testimony during opening statements, cross-examination, or closing arguments has merit. Cross-examination may not adequately apprise the jury of the factors it should consider in assessing the reliability of eyewitness identification testimony or of the deficiencies of eyewitness identification testimony. Additionally, court instructions are more authoritative than lawyers’ opening statements and closing arguments. Jurors may very well ignore counsel’s admonitions about the factors that affect reliability, but the law generally presumes that juries follow court instructions. See Klinge,
Without appropriate instructions from the court, the jury may be left without sufficient guidance on how to assess critical testimony, sometimes the only testimony, that ties a defendant to an offense. Although a jury may intuit some of the factors that affect the reliability of such testimony, this court does not “rely on jurors to divine rules themselves from cross-examination or summation.” Henderson,
Most significantly, the impetus for a change in our approach lies in the empirical research that reveals that people generally do not understand all of the factors that affect the reliability of an eyewitness identification. In her dissent in Perry, Justice Soto-mayor cited a great deal of the empirical evidence that has called into question the reliability of eyewitness identifications.
The empirical evidence demonstrates that eyewitness misidentification is “ ‘the single greatest cause of wrongful convictions in this country.’” Researchers have found that a staggering 76% of the first 250 convictions overturned due to DNA evidence since 1989 involved eyewitness mis-identifieation. Study after study demonstrates that eyewitness recollections are highly susceptible to distortion by poste-vent information or social cues; that jurors routinely overestimate the accuracy of eyewitness identifications; that jurors place the greatest weight on eyewitness confidence in assessing' identifications even though confidence is a poor gauge of accuracy; and that suggestiveness can stem from sources beyond police-orchestrated procedures.
Id. at 738-39 (footnotes omitted).
It is apparent from both the majority’s opinion and Justice Sotomayor’s dissent in Perry that, based on the empirical studies, it cannot be assumed that juries will necessarily know how to assess the trustworthiness of eyewitness identification evidence. See id. Under these circumstances, we hold that when eyewitness identification is central to the case, circuit courts must give a specific jury instruction upon the request of the defendant to focus the jury’s attention on the
G.
The following instruction, the earlier requested version of which was cited in State v. Vinge,
[T]he burden of proof is on the prosecution with reference to every element of a crime charged, and this burden includes the burden of proving beyond a reasonable doubt the identity of the defendant as the person responsible for the crime charged.
You have heard eyewitness testimony identifying the defendant. As with any other witness, you must decide whether an eyewitness gave accurate testimony.
In evaluating identification testimony, consider the following factors:
The opportunity of the witness to observe the alleged criminal act and the perpetrator of the act;
The stress, if any, to which the witness was subject at the time of the observation;
The witness’ ability, following the observation, to provide a description of the perpetrator of the act;
The extent to which the defendant fits or does not fit the description of the perpetrator previously given by the witness;
The cross-racial or ethnic nature of the identification;
The witness’ capacity to make an identification;
[Evidence relating to the witness’ ability to identify other alleged perpetrators of the criminal act;]21
[Whether the witness was able to identify the alleged perpetrator in a photographic or physical lineup;]
The period of time between the alleged criminal act and the witness’ identification; Whether the witness had prior contacts with the alleged perpetrator;
The extent to which the witness is either certain or uncertain of the identification; Whether the witness identification is in fact the product of his own recollection; Any other evidence relating to the witness’ ability to make an identification.
Id.; see also CALCRIM No. 315. By identifying this instruction as sufficient to address the general concerns identified above, we do not intend to preclude modification of this instruction or the development of other related instructions. Accordingly, we refer this instruction to the Committee on Pattern Criminal Jury Instructions for future comments, suggestions, and any recommended modifications.
/s/ Mark E. Reektenwald
/s/ Paula A. Nakayama
/s/ Simeon R. Acoba, Jr.
/s/ James E. Duffy, Jr.
/s/ Sabrina S. McKenna
(By: RECKTENWALD, C.J., with whom NAKAYAMA, DUFFY and McKENNA, JJ., concur)
A. The new rule is applied prospectively and the instruction is given at the request of the defendant
This court’s holding that “in criminal eases, the circuit courts must give the jury a specific eyewitness identification instruction whenever identification evidence is a central issue in the case, and it is requested by the defendant,” marks a departure from the pri- or approach in this jurisdiction.
Previously, the decision to give a special instruction on eyewitness identification rested within the sound discretion of the trial court. See Padilla,
Our holding does not require a trial court to give the instruction unless the defendant requests it.
Other appellate courts have expressly relied on their supervisory powers when departing from a discretionary approach in the giving of a special instruction on eyewitness identification and have prospectively applied the new rule. The Supreme Court of Connecticut, in State v. Ledbetter,
The Supreme Court of Utah also exercised its supervisory authority in Long when it abandoned the discretionary approach.
Given the great weight jurors are likely to give eyewitness testimony, and the deep and generally unperceived flaws in it, to convict a defendant on such evidence without advising the jury of the factors that should be considered in evaluating it could well deny the defendant due process of law under article I, section 7 of the Utah Constitution.
Id.
In a subsequent case, State v. Stilling,
Similar to the Utah court, the shift in this jurisdiction’s approach to the giving of a special jury instruction on eyewitness identification is rooted in our supervisory powers. Accordingly, we hold that this rule should be given prospective effect. See id. (clarifying the prospective effect of the rule in Long); see also State v. Dyle,
B. Cabagbag’s conviction is affirmed under the rule then in effect when he was tried
In analyzing Cabagbag’s case, “we must examine all aspects of the trial, including the opening statements, the cross-examination of prosecution witnesses, the arguments to the jury, and the general instructions given by the court, to determine whether the jury’s attention was adequately drawn to the identification evidence.” Okumura,
Cabagbag argues that under this rule, the circuit court “commit[ted] plain error for failing to provide such an instruction because the jury’s attention was not adequately drawn to the identification issue.” The record, however, indicates that the jury’s attention was adequately drawn to the eyewitness identification issue at trial by the opening statements and closing arguments of counsel, the cross-examination of prosecution witnesses, and the general instructions given by the court.
This focus on the identification issue continued throughout the examination of witnesses by both the DPA and defense counsel. During cross-examination of Officer Tomim-bang, defense counsel directed the jury’s attention to the circumstances surrounding the officer’s viewing of the truck driver. Defense counsel asked Officer Tomimbang about, inter alia, the lighting conditions, the angle from which he made his observation, and his degree of attention. In response to these questions, Officer Tomimbang testified about the sources of lighting and the strength of lighting. Officer Tomimbang also testified that it was “probably ten minutes” between the time he saw the driver dive into the hedges until he heard Sergeant Kahikina call out that he had a possible suspect. Sergeant Kahikina, who discovered Cabagbag “lying down in the drainage” after the search commenced, testified that “[a]s soon as Officer Tomimbang came, he identified the person that [Sergeant Kahikina] had detained as the suspect that he was running after.”
During closing arguments, defense counsel again highlighted for the jury the conditions in which Officer Tomimbang made his observations, as well as perceived weaknesses in Officer Tomimbang’s testimony. Defense counsel directed the jury to consider, inter alia, the “lighting” conditions, the amount of “time” Officer Tomimbang spent viewing the driver, and the “distance” between Officer Tomimbang and the driver. Defense counsel specifically asked the jury, “Did he get a good look? No.” Defense counsel then gave other reasons to question Officer Tomim-bang’s identification, including the general description he gave of the driver. Thus, the factors that could have affected the reliability of the identification were pointed out by defense counsel.
Moreover, we are satisfied that in this particular case, the court’s general instructions drew adequate attention to the factors that defense counsel put at issue and Officer Tomimbang testified about. Specifically, the court explained that the jury could consider a number of factors in deciding on the weight and credibility of a witness’s testimony, including the witness’s “means and opportunity of acquiring information” and “the probability or improbability of the witness’s testimony.” These instructions, taken together with the other aspects of the trial discussed supra, sufficiently guided the jury; they apprised the jury that it could consider factors such as lighting, distance, and timing, in assessing the weight and credibility of Officer Tomimbang’s testimony. Accordingly, Ca-bagbag’s argument that the jury’s attention was not adequately focused on the identification issue lacks merit, and the trial court did not abuse its discretion in declining to sua sponte give an instruction in this particular case.
Thus, we affirm Cabagbag’s Judgment of Conviction and Probation and Sentence filed on July 19, 2010. Because Cabagbag’s judgment of conviction is affirmed, we affirm the ICA’s judgment on appeal for the reasons set forth in this opinion.
PART III: DISSENT TO (1) REQUIRING THAT DEFENDANTS REQUEST EYEWITNESS INSTRUCTION AND (2) PROSPECTIVE APPLICATION OF INSTRUCTION REQUIREMENT
Notes
. The Summary Disposition Order was filed by Presiding Judge Daniel R. Foley and Associate Judges Lawrence M. Reifurth and Lisa M. Gino-za.
. The Honorable Karen S.S. Ahn presided.
. As set forth in Part III, the dissent would hold that the instruction should be given sua sponte, i.e., even if not requested by the defendant.
. HRS § 708-836 provides in relevant part:
§ 708-836. Unauthorized control of propelled vehicle. (1) A person commits the offense of unauthorized control of a propelled vehicle if the person intentionally or knowingly exerts unauthorized control over another’s propelled vehicle by operating the vehicle without the owner's consent or by changing the identity of the vehicle without the owner's consent.
(2) “Propelled vehicle” means an automobile, airplane, motorcycle, motorboat, or other motor-propelled vehicle.
.HRS § 708-831 provides in relevant part:
§ 708-831. Theft in the second degree. (1) A person commits the offense of theft in the second degree if the person commits theft:
(a) Of property from the person of another;
(b) Of property or services the value of which exceeds $300[.]
. The storage units are referred to as “caves” because they used to be military caves that were converted into storage facilities.
. However, at oral argument, Petitioner contended that the instruction should instead be given if there is any evidence that eyewitness identification evidence is a factor in the prosecution.
. See Cutler, A Sample of Witness, Crime, and Perpetrator Characteristics Affecting Eyewitness Identification Accuracy, 4 Cardozo Pub. L. Pol’y & Ethics J. 327, 336 (2006).
. Deffenbacher, et. al., A Meta-Analytic Review of the Effects of High Stress on Eyewitness Memory, 28 Law & Hum. Behav. 687, 694 (2004) (analyzing 27 studies).
. See Memon, et. al., Exposure Duration: Effects on Eyewitness Accuracy and Confidence, 94 British J. Psychol. 339, 345 tbl. 1 (2003).
. See Loftus & Harley, Why is it Easier to Identify Someone Close Than Far Away?, 12 Psycho-nomic Bull. & Rev. 43, 63 (2005) (concluding that for people with normal vision the ability to identify faces begins to diminish at approximately 25 feet).
.See Wells, et. al., Eyewitness Evidence: Improving Its Probative Value, 7 Psychol. Sci. in Pub. Int. 45, 53 (2006).
. See Meissner & Brigham, Thirty Years of Investigating the Own-Race Bias in Memory for Faces, 7 Psychol., Pub. Pol’y & L. 3, 15, 21 (2001).
. See also Brief for United States as Amicus Curiae Supporting Respondent at 29-30, Perry, cert. granted,
. In Perry, the Court explained that many federal and state courts have adopted jury instructions to warn the jury to take care in apprising identification evidence.
Model Crim. Jury Instr. No. 4.15 (CA3 2009); United States v. Holley,502 F.2d 273 , 277-278 (C.A.4 1974); Pattern Crim. Jury Instr. No. 1.29 (CA5 2001); Pattern Crim. Jury Instr. No. 7.11 (CA6 2011); Fed. Crim. Jury Instr. No. 3.08 (CA7 1999); Model Crim. Jury Instr. for the District Courts No. 4.08 (CA8 2011); Model Crim. Jury Instr. No. 4.11 (CA9 2010); Crim. Pattern Jury Instr. No. 1.29 (CA10 2011); Pattern Jury Instr. (Crim. Cases) Spec.*312 Instr. No. 3 (CA11 2010); Rev. Ariz. Jury Instr., Crim., No. 39 (3d ed. 2008); 1 Judicial Council of Cal. Crim. Jury Instr. No. 315 (Summer 2011); Conn. Crim. Jury Instr. 2.6-4 (2007); 2 Ga. Suggested Pattern Jury Instr. (Crim. Cases) No. 1.35.10 (4th ed. 2011); Ill. Pattern Jury Instr., Crim., No. 3.15 (Supp. 2011); Pattern Instr., Kan.3d, Crim., No. 52.20 (2011); 1 Md. Crim. Jury Instr. & Commentary §§ 2.56, 2.57(A), 2.57(B) (3d ed. 2009 and Supp. 2010); Mass. Crim. Model Jury Instr. No. 9.160 (2009); 10 Minn. Jury Instr. Guides, Crim., No. 3.19 (Supp. 2006); N.H. Crim. Jury Instr. No. 3.06 (1985); N.Y. Crim. Jury Instr. "Identification-One Witness” and "Identification-Witness Plus” (2d ed. 2011); Okla. Uniform Jury Instr., Crim., No. 9-19 (Supp. 2000); 1 Pa. Suggested Standard Crim. Jury Instr. No. 4.07B (2d ed. 2010); Tenn. Pattern Jury Instr., Crim., No. 42.05 (15th ed. 2011); Utah Model Jury Instr. CR404 (2d ed. 2010); Model Instructions from the Vt. Crim. Jury Instr. Comm. Nos. CR5-601, CR5-605 (2003); W. Va. Crim. Jury Instr. No. 5.05 (6th ed. 2003).
Id. at 729 n. 7.
. The Kansas model jury instruction is among the instructions cited by the Court in Peny,
. The Utah model jury instruction is among the instructions cited by the Court in Perry,
. Justice Sotomayor cites Henderson in her dissent in Peny in discussing the strength of the empirical evidence that supports the proposition that eyewitness misidentifications are a leading source of wrongful convictions. Perry,
. As previously noted, the dissent would hold that the instruction should be given sua sponte when eyewitness identification is central to the case.
. The new California model jury instruction, Judicial Council of California Criminal Jury Instructions (CALCRIM) No. 315 (2011), is among the instructions cited by the Court in Petry,
.The bracketed portions of the instruction would only be given if applicable.
. HRS § 602-4 (1993) provides, "The supreme court shall have the general superintendence of all courts of inferior jurisdiction to prevent and correct errors and abuses therein where no other remedy is expressly provided by law.”
. The model instruction contained herein is different from other juiy instructions that this court has held trial courts are required to give sua sponte when there is support in the record, because the model instruction does not articulate a type of defense, but rather directs the jury to consider certain factors in evaluating identification testimony. Cf. State v. Stenger,
. The dissent relies on State v. Haanio,
In Haanio, this court held that "trial courts must instruct juries as to any included offenses when there is a rational basis in the evidence^]"
Similarly, Davis is inapposite. In Davis, this court examined the constitutionality of Hawai'is notice-of-alibi rule, which imposes certain notification requirements on the defendant and prosecutor if the defendant intends to rely upon an
. As noted in Part I, researchers have found that several variables tend to affect the reliability of an eyewitness's identification. However, whether jury instructions on eyewitness identification actually have a positive effect on juror sensitivity has not been conclusively proven, and some studies have found that certain instructions may even reduce juror sensitivity. See Brian L. Cutler & Steven D. Penrod, Mistaken Identification: The Eyewitness, Psychology, and the Law 263 (1995) ("[T]he evidence indicates that Tel-faire instructions—perhaps because they confuse jurors—actually reduced juror sensitivity to witnessing and identification conditions compared to uninstructed jurors.”).
. Our holding does not involve selective application of the new rule, Dissenting Opinion at 323-24,
The cases cited by the dissent are not to the contrary, and stand for the proposition that it is inequitable to apply a new rule in a case in which the rule is announced, but not to others on direct appeal. In sum, " ‘the nature of judicial review precludes us from simply fishing one case from the stream of appellate review, using it as a vehicle for pronouncing new [rules], and then permitting a stream of similar cases subsequently to flow by unaffected by that new rule.’ ” Garcia,
. We do not suggest that lawyer argument alone is sufficient to draw the jury’s attention to factors affecting eyewitness identification. Dissenting Opinion at 321-22,
Concurrence Opinion
With the court, I agree that juries must be instructed on which factors to consider in
A.
When a defendant claims error in the giving or omission of a jury instruction, the question is whether, when read and considered as a whole, the instructions given are prejudicially insufficient, inconsistent, or misleading. State v. Nichols,
At trial, Officer Tomimbang identified Petitioner as the man he saw driving the truck, fleeing from the scene, and who was shortly thereafter found by the police lying in a ditch in the subdivision to which the suspect fled. The remainder of the evidence against Petitioner was extremely weak. It consisted of Officer Tomimbang’s description of the suspect to the dispatch, “local male, short hair, dark clothing” or “local male, dark clothing,” which would have fit any number of individuals, and of the circumstances surrounding Petitioner’s arrest. As to the latter, Petitioner’s presence in the subdivision at the time of his arrest was suspicious, but, had Officer Tomimbang not identified Petitioner as the man who fled into the subdivision, the jury could have believed that Petitioner was in the wrong place at the wrong time. Ultimately, it was the testimony of Officer Tom-imbang that established the crucial link between Petitioner and the man in the stolen truck. Officer Tomimbang’s testimony was therefore “critical” to Respondent’s case and necessitated, under the rule we adopt today, an eyewitness identification instruction.
The majority, however, would only require courts to give the instruction if the defendant requests it. See Majority Opinion at 316-16,
The majority, however, justifies the additional requirement that a defendant must ask for the instruction on the ground that defendants may wish to forgo the instruction as a matter of strategy. Majority Opinion at 315-16,
B.
Once an error in the jury instructions is demonstrated, a defendant’s conviction should be vacated, “without regard to whether the defendant objected to the erroneous instruction, if there is a reasonable possibility that the error contributed to the convietion[.]” Nichols,
Under these circumstances, the reliability of Officer Tomimbang’s identification was questionable. In view of the distance, the lighting, the short time Officer Tomimbang had to observe the suspect, and, in particular, in view of Officer Tomimbang’s generic description of the suspect to the dispatch, a properly instructed jury could have concluded that Officer Tomimbang did not have an opportunity to commit the features of the suspect to memory. The centerpiece of Respondent’s case against Petitioner, Officer Tomimbang’s eyewitness identification, thus stood on unsure grounds.
Without a cautionary instruction, the jury was left to assess the reliability of the only testimony linking Petitioner to the charged offenses without the guidance that we today, joining many other jurisdictions, have decided is necessary, see Perry,
C.
The majority disagrees on two grounds. First, the majority asserts that the jury’s attention was adequately drawn to the eyewitness identification issue at trial. Majority Opinion at 317-18,
1.
In my view, the jury’s attention was not adequately drawn to the eyewitness identification during trial. The majority maintains that during opening argument, cross-examination, and closing arguments, Petitioner’s counsel “highlighted for the jury the conditions in which Officer Tomimbang made his observations, as well as perceived weaknesses in Officer Tomimbang’s testimony.” Majority Opinion at 318,
Counsel’s ability to focus the jury’s attention on the issue of identification, however, is the same rationale that was used in the line of cases beginning with Padilla to justify giving courts the discretion to decide whether to give a cautionary instruction.
The same is true of the majority’s contention that the general witness credibility instruction adequately drew the jury’s attention to the identification issue. Majority Opinion at 1043. The reasoning that underlies our holding is that the general witness credibility instruction is not sufficient to apprise the jury when it comes to considering eyewitness testimony; a more specific instruction is needed to assist juries in order to safeguard a fair trial. As is apparent from the discussion, supra, credibility is different from reliability. A witness may wholeheartedly believe that he or she has identified the defendant, but may nevertheless be wrong. By highlighting credibility and nothing else, the jury may have been misled into thinking that confidence is correlated with reliability, even though no correlation has been shown between the two. See Long,
In addition to all of this, the general witness credibility instruction did not apprise the jury that the Respondent bore the burden of proving Petitioner’s identity beyond a reasonable doubt. Although the court did instruct the jury, generally, that Petitioner was innocent “unless and until the prosecution proves the defendant guilty beyond a reasonable doubt,” the court did not draw the jury’s attention specifically to Respondent’s
2.
The majority holds that because this court is exercising its supervisory powers to require courts to give a special jury instruction on eyewitness identification, today’s ruling will apply only prospectively and not to Petitioner. Majority Opinion at 316-17,
Although the majority suggests that the invocation of supervisory powers results in the prospective application of a legal principle, we have, in fact, used our supervisory powers to correct errors that occurred in the particular ease from which the appeal arose. Thus, for example, in State v. Pattioay, 78 Hawai'i 455, 469,
Respectfully, it is unfair to craft a new rule in this ease but not give Petitioner the benefit of it.
. The majority asserts that the instruction at issue in this case is different from other jury instructions that this court has held trial courts are required to give sua sponte, because the instruction here "does not articulate a type of defense, but rather directs the jury to consider certain factors in evaluating identification testimony.” Majority Opinion at 315 n. 23,
. The majority distinguishes these cases, claiming that the absence of an eyewitness jury instruction does not result in an "all or nothing” approach, see Majority Opinion at 315 n. 24,
. The majority states that whether jury instructions on eyewitness identification actually have a positive effect on juror sensitivity has not been conclusively proven. See Majority Opinion at
. Although the majority purports to rely on its examination of "all aspects of the trial” in concluding that the jury’s attention was "adequately focused on the relevant factors affecting eyewitness identification,” see Majority Opinion at 318 n. 27,
. It is undisputed that this case establishes a new principle of law because it overrules our clear precedent as set forth in Padilla. State v. Ikezawa,
. The majority disagrees relying on Haanio,
In Garcia, we noted that our decision in State v. Wilson,
