2007 Ohio 1660 | Ohio Ct. App. | 2007
Lead Opinion
{¶ 3} The matter proceeded to a jury trial on November 30, 2004 on the remaining charges pertaining to the first victim. Counts one through four and count six of the indictment charged Burton with gross sexual imposition, a violation of R.C.
{¶ 4} At the jury trial, the victim, d.o.b. January 6, 1977, testified that he was playing with friends in the yard of his apartment complex in October of 1989 when he met Burton. Burton, an adult of eighteen to nineteen years at the time of the offenses, lived in the same apartment complex with his parents. Burton developed a friendship with the victim and his mother, Sharon Evans. Evans worked as a dispatcher for the Gallia County Sheriff at the time, and had enrolled in an Ohio Peace Officers Training Academy ("OPOTA") class to become a deputy sheriff.
{¶ 5} Burton received a special commission from the Gallia County Sheriff to attend the OPOTA class with Evans. Burton received a uniform and carried a weapon. Burton took the victim to baseball games and on hunting and fishing trips during the course of their friendship. Additionally, Burton and Evans frequently drove to the OPOTA training classes together.
{¶ 6} Between October 1, 1989 and January 5, 1990, the victim spent the night at Burton's home on at least three occasions with Evans's permission. The victim asked to sleep on Burton's couch the first night, but Burton told him that he could not because Burton's parents liked to stay up late. Instead, the victim slept in Burton's bed.
{¶ 7} The victim, who had never tried an alcoholic drink before meeting Burton, drank the alcohol Burton provided during each sleepover. The victim had trouble walking and keeping his eyes open after drinking with Burton. During three sleepovers, the victim awoke to find his pants unzipped and pulled down and Burton masturbating his penis. During the final encounter in this time period, Burton masturbated the victim until he ejaculated. The victim testified that he did not understand what was happening *4 to his body and that he was frightened by the experience. After each incident, the victim rolled over and pretended to be asleep. He did not say anything to anyone about the incidents.
{¶ 8} The victim also testified about an incident that occurred in the days immediately following Christmas in 1989. The victim recalled that Burton gave him a Nintendo Game Boy, an expensive and "hot" new toy that the victim prized and his family could not afford. The victim testified that Burton took him to an Econolodge motel to spend the night, and that he had the toy with him. The room they rented had only one bed. The victim drank six or seven beers provided by Burton that night. He awoke to find Burton masturbating his penis and performing oral sex upon him. Again, the victim said nothing about the incident, and Burton did not verbalize any threats against the victim. These events underlie counts six and seven of the indictment.
{¶ 9} The victim also related two incidents that occurred after his thirteenth birthday. The first occurred on the night of a televised boxing match between Mike Tyson and Buster Douglas. The victim testified that he watched the match at Burton's apartment with Burton and Burton's parents. After the fight, Burton and the victim went to Burton's room, where Burton provided the victim with alcohol. On this night, the victim drank only two or three beers. When the victim awoke to find Burton performing oral sex upon him, the victim told Burton that he was sober enough to understand what Burton was doing. The victim asked Burton to stop.
{¶ 10} Burton replied that he was not "queer," and that he was just experimenting. The victim again asked Burton to stop. At that point, Burton told the *5 victim that, if he ever told anyone about their encounters, Burton would force the victim to watch Burton murder his mother, and then kill the victim and himself. Burton also told the victim that no one would ever believe him if he told anyone about the sexual abuse.
{¶ 11} The second incident that occurred after the victim turned thirteen happened in April of 1991. The victim testified that Burton picked him up in a police cruiser so that the two could go "clock speeders." Burton was wearing his deputy sheriff uniform. The victim testified that they were sitting in the cruiser on a gravel road or driveway just off the main road near the apartment complex. Burton put his hands down the victim's pants onto his penis and then put his mouth onto the victim's penis. The victim testified that he was scared and crying, and that Burton would not let him up. Burton again threatened to kill the victim's mother, the victim, and himself.
{¶ 12} The victim moved to Tennessee with his mother in 1991. In 1995, the victim got married and told his wife about the abuse. Shortly thereafter, the victim and his wife also told Evans about the abuse. In 1999, Burton sent a letter to the victim and a letter to Evans. In each, Burton apologized for what he did to the victim, though he used very general terms and did not clearly refer to sexual conduct. The victim and Evans read these letters to the jury.
{¶ 13} Evans testified that she trusted Burton, and that she allowed her son to spend time alone with Burton because she, as a single parent, felt her son was safer with Burton than at home alone during the nights that she was working. Evans corroborated the victim's testimony that Burton gave him a Nintendo Game Boy for Christmas in 1989. *6
{¶ 14} On the third day of trial, Burton filed a "Motion to Exclude" the testimony of Brian Ebert. The trial court heard arguments on the motion and denied it. Ebert testified that in 1995 or 1996, Burton told Ebert that he had an "encounter" with a young man and that he could get in trouble for it. Burton also told Ebert that the young man had moved out of state. Ebert further testified that Burton threatened to kill Ebert if Ebert ever told anyone about his admission. Burton did not object to this testimony. On cross examination, Ebert agreed that he did not know the victim and that he could not specifically relate Burton's admission to the victim.
{¶ 15} The state introduced photographs depicting the victim at the ages of ten, eleven, and thirteen. Additionally, the state introduced a videotape of an OPOTA training class, which depicted Burton around the time of the offenses. At the conclusion of the state's case-in-chief, Burton moved for acquittal pursuant to Crim.R. 29. The trial court denied his motion.
{¶ 16} Burton's defense witnesses included his parents and other family members who testified that Burton is always in Indiana on a hunting trip with extended family during the week after Christmas. Burton introduced a photograph as evidence that he was with his family in Indiana on Christmas Day in 1989. Additionally, Burton's family members testified that Burton did not have a car at the time, and would not have been able to return to Gallia County on his own during the family hunting trip. Burton's family also testified that Burton did not have the money to purchase a Nintendo Game Boy around Christmas of 1989. *7
{¶ 17} Burton's parents and a friend of Burton's, Bradley Smith, testified that they all watched the Mike Tyson/Buster Douglas boxing match together, and that the victim was not present. The witnesses provided details of the evening, such as the fact that Burton's mother made homemade pizza for them to eat during the match.
{¶ 18} Burton did not renew his Crim.R. 29 motion at the close of evidence.
{¶ 19} The jury returned a verdict finding Burton guilty as to all counts submitted to it, and the court entered judgment and sentence accordingly. Burton appeals, asserting the following assignments of error: "I. The Trial Court violated Defendant's right to a jury trial as guaranteed by the
{¶ 21} R.C.
{¶ 22} In Apprendi, the United States Supreme Court held: "Other than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt." Id. at 490. The court elaborated on this requirement when it described the precedent underlying its decision, quoting a previous decision in which the Court held: "`[U]nder the Due Process Clause of the
{¶ 23} In Apprendi, the Court examined statutes that permitted the sentencing court to enhance a defendant's sentence based on factors that were never submitted to the jury. Contrary to Burton's argument, theApprendi holding does not state that the jury must consider the sentence enhancing element in isolation. Nor does Apprendi imply that the jury must complete a separate verdict form with respect to a sentence enhancing element. Rather, Apprendi merely provides that a sentence enhancing element must be submitted to the jury.
{¶ 24} Ohio courts have long rejected the notion that the jury is required to make an isolated, separate finding as to a sentence enhancing element of a crime. In State v. Park (1962),
{¶ 25} This rule extends to the "force or threat of force" element of forcible rape. In State v. Hale (Dec. 8, 1988), Franklin App. No. 88AP-375, an indictment charged the defendant with a violation of R.C.
{¶ 26} Nothing in the Apprendi holding suggests that the decisions inPark, Hale and McBroom unconstitutionally denied the defendants their right to jury trials. To the contrary, in each decision the court examined whether the sentence enhancing element was submitted to and determined by a jury.
{¶ 27} Here, count seven of the indictment charged that "on or between December 26-27, 1989, at the Econolodge in Gallia County, Ohio, Shawn Burton, did *11
engage in sexual conduct with John Doe #1, not the spouse of the said Shawn Burton, the said John Doe #1 being less than thirteen (13) years of age, the said Shawn Burton purposely compelled John Doe #1 to submitby force or threat of force, in violation of the Ohio Revised Code, Title 29, Section
{¶ 28} Burton did not object to the jury instructions at trial or request a separate verdict form for the "force" element on count seven of the indictment. Thus, Burton waived all but plain error with respect to the instructions and verdict forms. See Crim.R. 52(B). Because the issue of whether Burton used force or threat of force was charged in the indictment and submitted to the jury, we find that the verdict complies with Apprendi. Accordingly, we find no error, let alone plain error. We overrule Burton's first assignment of error.
{¶ 30} The state argues that, because Burton failed to renew his Crim.R. 29 motion for acquittal at the close of all the evidence, Burton waived his right to challenge the sufficiency of the evidence on appeal. Alternatively, the state argues that it presented sufficient evidence to support a finding that Burton used force.
In State v. Coe,
153 Ohio App. 3d 44 ,2003-Ohio-2732 , we recognized that past decisions of this court and other appellate courts held that a defendant who fails to properly move for a judgment of acquittal waives, absent plain error, the right to challenge on appeal the sufficiency of the evidence. We further observed, however, that "two apparently little-recognized" Ohio Supreme Court decisions indicate otherwise. In State v. Jones (2001),91 Ohio St. 3d 335 ,346 , and State v. Carter (1992)64 Ohio St. 3d 218 ,223 , the Ohio Supreme Court stated that a failure to timely file a Crim.R. 29(A) motion during a jury trial does not waive an argument on appeal concerning the sufficiency of the evidence. In both Jones and Carter, the Ohio Supreme Court stated that the defendant's "not guilty" plea preserves his right to object to the alleged insufficiency of the evidence. Id. We additionally stated in Coe that because "a conviction *13 based on legally insufficient evidence constitutes a denial of due process," State v. Thompkins (1997),78 Ohio St. 3d 380 ,386-387 , a conviction based upon insufficient evidence would almost always amount to plain error. See State v. Hermann, Erie App. No. E-01-039, 2002-Ohio-7307, ¶ 24; State v. Casto, Washington App. No. 01CA25, 2002-Ohio-6255; State v. Arrowood (Sept. 27, 1993), Pike App. No. 93CA505, at 6.
(Footnotes omitted.) Shadoan, at ¶ 16. See, also, State v.Barringer, Portage App. No. 2004-P-0083,
{¶ 32} In support of its argument that Burton waived his right to object to the sufficiency of the evidence on appeal, the state cites only cases that predate our decision in Coe. In the absence of any argument to the contrary, we decline to revisit our now well-established holding that a defendant does not waive his right to challenge the sufficiency of the evidence by failing to make a Crim.R. 29 motion at the close of all the evidence. Accordingly, we address the merits of Burton's second assignment of error.
{¶ 34} This test raises a question of law and does not allow us to weigh the evidence. State v. Martin (1983),
{¶ 35} Here, the state alleged in count seven of the indictment that Burton violated R.C.
{¶ 36} R.C.
{¶ 37} To determine whether a particular course of conduct enabled a perpetrator to overcome the victim's will by fear or duress, "the question is not what effect such conduct would have upon an ordinary man but rather the effect upon the particular person toward whom such conduct is directed." Tallmadge v. Robinson (1958),
{¶ 38} In the context of child rape, the element of force "depends upon the age, size and strength of the parties and their relationship to each other." Eskridge, at paragraph one of the syllabus. We must consider all the circumstances surrounding the sexual conduct. State v.Schaim (1992),
{¶ 39} Here, the state presented evidence of the age and size of the victim relative to Burton. Specifically, the state presented evidence that the victim was twelve years old at the time of the motel offense, and that Burton was nineteen years old. The state introduced photographs of the victim when he was eleven and thirteen, and a videotape of Burton during the OPOTA class that he attended around the time of the offense. The state introduced evidence that the victim viewed Burton as his mother's peer, as Burton was attending OPOTA with Evans, the two frequently drove to and from class together, Burton was legally an adult, and Burton could drive a car. Additionally, the state presented evidence that Burton had a uniform and carried a firearm.
{¶ 40} The victim testified that he never drank alcohol before he met Burton, and that Burton plied him with alcohol prior to all the incidents of sexual conduct up to and including the motel incident. The victim stated that he had trouble walking and keeping his eyes open after drinking the alcohol supplied by Burton. The victim also testified that, just prior to the motel incident, during an assault in Burton's bedroom, Burton caused the victim to have an orgasm for the first time. The victim testified that this experience left him bewildered and frightened. *17
{¶ 41} On the night of the motel incident, Burton picked up the victim and drove him to the motel. Burton provided the victim with six or seven beers, which the victim described as "a lot" of alcohol. The victim testified that he had trouble keeping his eyes open and walking when he was intoxicated.1 Additionally, just days prior to the motel incident, Burton gave the victim a Nintendo Game Boy, a "hot" new toy that the victim valued very much. The victim fell asleep, then woke to find Burton masturbating his penis and performing oral sex on him.
{¶ 42} Viewing this evidence in a light most favorable to the prosecution, we find that a rational trier of fact could have found that the state proved the essential element of force beyond a reasonable doubt. Specifically, any rational trier of fact could have found that Burton exercised some physical force over the victim by manipulating the victim's clothing and sleeping body into a position that facilitated the sexual conduct. This physical manipulation required force, however minimal, beyond that inherent in the act of rape itself. SeeSullivan, supra. Moreover, any rational trier of fact could have found that the victim's will was also overcome by Burton's relative size and age, by the victim's fear resulting from his lack of understanding of an orgasm and his high level of intoxication, and by Burton's position of authority established via his law enforcement officer training, his ability to drive, his relationship with Evans, and his ability to provide *18 the victim with an expensive gift. Accordingly, we overrule Burton's second assignment of error.
{¶ 44} Even when sufficient evidence supports a verdict, we may nonetheless conclude that the verdict is against the manifest weight of the evidence, because the test under the manifest weight standard is much broader than that for sufficiency of the evidence. State v.Banks (1992),
{¶ 45} "A reviewing court will not reverse a conviction where there is substantial evidence upon which the court could reasonably conclude that all the elements of an offense have been proven beyond a reasonable doubt." State v. Eskridge (1988), *19
{¶ 46} Burton contends that his conviction is contrary to the manifest weight of the evidence because the victim testified that Burton did not physically constrain him or threaten him until after the motel incident. However, it is well established that force need not be overt or physically brutal, so long as the victim's will was overcome by fear or duress. Eskridge, at 59.
{¶ 47} The record contains evidence regarding the relative size of the victim and Burton in the form of photographs and a videotape, and regarding the individuals' ages relative to one another. In addition to the fact that Burton is six to seven years older than the victim, Burton was legally an adult at the time of the offenses, whereas the victim was on the brink of adolescence. As Burton notes, the record contains no evidence that the victim's mother ever told Burton to obey Burton. However, the record indicates that Burton began OPOTA classes a few months before the motel incident. He had received a commission from the Gallia County Sheriff to attend this training, and attended the training with the victim's mother. It is reasonable to infer from this evidence that the victim perceived Burton as an authority figure based upon Burton's greater age, size and strength, upon Burton's affiliation with the Gallia County Sheriff, and upon Burton's relationship with his mother. *20
{¶ 48} The record contains no evidence that the victim voluntarily opened or removed his clothing or otherwise exposed himself in a manner to facilitate sexual conduct. Rather, the evidence indicates that the victim was asleep and awoke to find Burton's hands and mouth on his penis. One can reasonably infer that Burton exerted physical force to manipulate the victim's clothing and body in order to facilitate this sexual conduct. The victim testified that he had no sexual experience, and that he was confused and frightened when Burton caused him to have an orgasm a few weeks prior to the motel incident. It is reasonable to infer that this event contributed to the victim's feelings of fear and duress in his encounters with Burton.
{¶ 49} The record contains evidence that Burton controlled the circumstances surrounding the motel incident. Specifically, Burton picked up the victim and drove him to the motel, and the room they stayed in had only one bed. It is reasonable to infer that Burton paid for the room and requested a room with only one bed. Additionally, the record contains evidence that Burton gave the victim an expensive toy that the victim prized just days before the motel incident, and that the victim had the toy with him at the motel. We can reasonably infer that this gave Burton added power over the victim.
{¶ 50} Finally, the victim testified that Burton provided him with six or seven beers in the motel, and that he had trouble walking and felt very sleepy when he was intoxicated. It is reasonable to infer that the victim was intoxicated and impaired on the night in question, and that Burton could easily overcome the victim's will by fear or duress when the victim was so impaired. *21
{¶ 51} After reviewing the entire record, we find that it contains substantial evidence upon which the jury could reasonably conclude that the state proved beyond a reasonable doubt that the victim was overcome by fear or duress in the course of the rape. Burton does not argue that the record lacks substantial evidence of the remaining elements of the crime. Thus, we cannot say that the jury lost its way or created a manifest miscarriage of justice when it found Burton guilty of forcibly raping a child. Accordingly, we overrule Burton's third assignment of error.
{¶ 53} Burton filed a written "Motion to Exclude" on the third day of trial, and the court took arguments on the motion immediately before the state called Ebert as a witness that day. In his motion, Burton related his proffer that he expected Ebert to testify that Burton told Ebert that he sexually abused a thirteen year old who had since moved out of state. Burton also expected Ebert to testify that Burton threatened to kill Ebert if Ebert ever told anyone about Burton's admission. The trial court denied the motion to exclude, and the state called Ebert to the stand. Ebert's actual testimony was similar to the proffer, except that Ebert testified that Burton merely referred to a *22 "younger" guy without specifying the young man's age. Ebert testified that this conversation occurred in 1995 or 1996. Burton did not renew his objection to Ebert's testimony during trial.
{¶ 54} Generally, we do not directly review the rulings on motions in limine. Willis v. Martin, Scioto App. No. 06CA3053,
{¶ 55} Although Burton arguably objected to Ebert's evidence "during trial," in that he filed his motion to exclude on the third day of trial and the court heard arguments *23 on the motion immediately prior to the state's introduction of Ebert's testimony, Burton nonetheless objected only via a motion in limine. The rationale for declining to review the trial court's ruling on the motion in limine remains valid regardless of whether Burton filed his motion before or during trial. In either event, the trial court did not have the opportunity to rule upon the admissibility of Ebert's actual testimony, but only upon a proffer.
{¶ 56} Nevertheless, we find that even if Burton had not waived this issue, the trial court did not err by permitting the testimony. SeeBrown at 312 and State v. Mauer (1984),
{¶ 57} Pursuant to Evid.R. 801(D)(2), a statement against one's own interest is admissible as an admission. Burton asserts that Ebert's testimony may have been in reference to another one of his victims. However, Ebert's testimony did not refer to *24 Burton's acts with another victim, but rather to the very acts charged in the indictment. Ebert testified that Burton referred to a victim who, like the victim here, had moved out of state. The fact that Burton did not mention the victim's name when he made the admission to Ebert weakens but does not destroy the statement's relevance to the issue of whether Burton sexually abused the victim. The severed counts of the indictment and the evidence from Burton's sexual predator hearing that he had more than one victim were not before the jury, and Ebert's testimony does not imply that Burton had other victims. We cannot say that the trial court abused its discretion in admitting the evidence as an admission. Therefore, we overrule Burton's fourth assignment of error.
{¶ 58} In sum, we overrule each of Burton's four assignments of error. Accordingly, we affirm the judgment of the trial court.
JUDGMENT AFFIRMED.
Dissenting Opinion
{¶ 59} Virtually every instance of rape of a child involves some force because the law deems a child incapable of consenting to sexual conduct. However, to prove the element of force necessary to sentence the defendant to life imprisonment, the statute requires some amount of force beyond that inherent in the crime itself. State v. Dye (1998),
{¶ 60} The victim testified that Burton did not make any threats, or even say anything to him, during the incident at the Econo-Lodge. Moreover, the victim did not say anything to Burton or ask him to stop. Nor did the victim act to remove himself from Burton's grasp. And, unlike the third incident at Burton's apartment where the victim indicated he was confused and *26 concerned about what happened (ejaculation), he made no mention of any concern or fear during this incident. The victim's entire direct examination concerning this incident is:
*27Q. Did anything happen to you while you were sleeping at the Econo-Lodge?
A. Yes.
Q. Can you tell us what happened?
A. Um, he masturbated me and performed oral sex on me.
Q. Did you ejaculate?
A. Yes.
Q. Where did you ejaculate?
A. On him, on his mouth.
Q. Did you say anything to him about what was going on?
A. No, not in the motel.
Q. Did he say anything to you?
A. No.
Q. Were there any threats that night?
A. No.
Q. How much did you have to drink that night?
A. It was more than, it was probably about six or seven beers that night. It was a good amount of beer.
Q. Was that the only time that you'd been at the Econo-Lodge.?
A. No, I was there a few other times.
Q. With Shawn?
A. Yes.
Q. Same reason given why you would go there, that his parents were drinking a lot?
A. Yes.
Q. You mentioned that there was another location or place where some things occurred. You mentioned besides the bedroom, then you mentioned the hotel, and you said the cruiser, is that right?
A. That's correct.
Noticeable by its absence is any reference to or inference of force.
{¶ 61} The majority also relies upon psychological force, which it finds to exist by virtue of the difference in age and size of the victim and Burton and the latter's relationship with the boy's mother and the Gallia County Sheriffs Department. Eskridge stands for the proposition that the State must establish the victim's will was overcome by fear or duress. But where a parent is involved, the threat implicit in a command from that authority figure may satisfy the test. Eskridge at 59. In essence the majority applies the relaxed standard for force found inEskridge to a non-parent/child relationship. Some courts, including this one in Shadoan, have extended the relaxed standard of psychological coercion to defendants who have assumed the status of in loco parentis. However, Burton does not have that relationship with the victim. There is no evidence that Burton ever exercised the authority to punish or regulate the victim's conduct. There is no evidence the victim's mother told the victim to obey Burton or that she put him "in charge" of the victim. There is no evidence that Burton used his status with the Sheriffs Department in any manner during the Econo-Lodge incident. The relationship between the victim and Burton can best be described as fraternal rather than paternal. They were playmates, or big brother and little brother, not father and son. In sum, there is no basis for finding an *28 implicit threat of punishment for disobedience here. Despite the fact Burton breached the trust the mother placed in him and perpetrated heinous crimes against his victim, the relaxed Eskridge standard for psychological coercion should not be applied here.
{¶ 62} Finally, all of Burton's threats of violence happened during incidents that occurred after the Econo-Lodge sexual assault. Thus, they could have no psychological impact upon the victim's will in a prior act of abuse.
{¶ 63} Because the State failed to produce any evidence of force or the threat of force during the Econo-Lodge abuse, I would sustain the second and third assignments of error. *29
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing the Gallia County Court of Common Pleas to carry this judgment into execution.
If a stay of execution of sentence and release upon bail has been previously granted by the trial court or this court, it is continued for a period of sixty days upon the bail previously posted. The purpose of said stay is to allow appellant to file with the Ohio Supreme Court an application for a stay during the pendency of proceedings in that court. The stay as herein continued will terminate in any event at the expiration of the sixty day period.
The stay shall terminate earlier if the appellant fails to file a notice of appeal with the Ohio Supreme Court in the forty-five day appeal period pursuant to Rule II, Sec. 2 of the Rules of Practice of the Ohio Supreme Court. Additionally, if the Ohio Supreme Court dismisses the appeal prior to expiration of said sixty days, the stay will terminate as of the date of such dismissal.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure. Exceptions.
*1Harsha, J.: Concurs in Judgment and Opinion as to Assignment of Error I; Concurs in Judgment Only as to Assignment of Error IV; Dissents with Dissenting Opinion as to Assignments of Error II and III.
Abele, J.: Concurs in Judgment and Opinion.