Opinion
The sole issue in this appeal is whether the trial court improperly admitted testimony by two constancy of accusation witnesses regarding the demeanor of a sexual assault victim at the time she reported the assault. The defendant, Curtis Burney, appeals from the judgment of conviction, rendered after a jury trial, of two counts of sexual assault in the first degree in violation of General Statutes § 53a-70 (a) (1), two counts of sexual assault in the second degree in violation of General Statutes § 53a-71 (a) (1), and one count each of kidnapping in the first degree in violation of General Statutes § 53a-92 (a) (2) (A), risk of
From the evidence adduced at trial, the jury reasonably could have found the following facts. In October, 2003, the victim 1 was a fifteen year old high school student. On Wednesday, October 22, 2003, she was absent from school due to a suspension for fighting. The victim was good friends with the defendant’s daughter and made arrangements that day to meet her at the defendant’s house at 11:30 a.m. At around 11 a.m., when the victim arrived at the defendant’s home, the defendant was the only person in the house. After entering the house, the victim joined the defendant in the living room to watch television, seating herself on a couch opposite the defendant. The victim was comfortable treating the defendant’s home as her own because of her friendship with the defendant’s daughter and the fact that the defendant and the victim’s mother also were friends.
Soon thereafter, the defendant left the living room briefly and, upon returning, closed the door to the room and sat down next to the victim on the couch. The defendant tried to kiss the victim, who pushed him away. He then put his hands on her thighs and said, “you’re my pretty young thing.” When the victim told the defendant to get away from her, the defendant responded: “[Y]ou’re going to give me what I want or I’m going to kill you.”
The defendant then proceeded to assault the victim sexually. At one point, the victim tried to stand up, but the defendant pushed her back down onto the couch and continued to assault her. During the assault, the defendant asked the victim if she liked it, to which she did not respond.
Thereafter, the defendant withdrew his penis, ejaculated on the floor in front of the couch, and wiped up his semen with a rag. The entire assault lasted approxi mately fifteen minutes. After dressing quickly, the victim attempted to leave. Before the defendant allowed her to go, however, he threatened that he knew when her mother went to work and that “it would be it for [her]” if she told anyone about the incident.
After the assault, the victim walked straight home, took a shower and went out briefly to pick her brother up at the school bus stop and bring him home. At no point during the remainder of that day or the days that followed did the victim tell anyone about the assault.
On Tuesday, October 28, 2003, the victim returned to school following the completion of her suspension. That day, she told Susan Thorpe, a teacher in whom she often confided, that her best friend had been raped. The following day, the victim spoke to Thorpe again, this time telling her that she had been raped by the defendant at his home. The victim appeared scared and was shaking and crying as she reported the sexual assault to Thorpe.
Thorpe brought the victim to the school’s resource officer, East Hartford police officer Peter Slocum. The victim told Slocum that the defendant had raped
The victim was examined by a physician on October 31, 2003, nine days after the assault. The exam was inconclusive, neither confirming nor disproving that the victim had been raped. No traces of semen or other physical evidence were uncovered during the course of the medical examination.
On November 18, 2003, the defendant went to the East Hartford police department, at which time the police informed him of the allegations against him. The defendant consented to a search of his home and then returned home alone. Approximately twenty minutes later, the police arrived at his home and conducted a search of the area where the assault allegedly had occurred. The officers observed that the floor in front of the couch and a couch cushion were damp and appeared to be stained. The officers also noted a bucket of water with a mop in it just outside the room. Although several items from the home were sent to the state forensic science laboratory for testing, the police discovered no physical evidence directly linking the defendant to the sexual assault.
On February 2, 2004, the defendant was arrested in connection with the sexual assault of the victim. He was charged subsequently in a seven count information with two counts each of sexual assault in the first degree and sexual assault in the second degree, and one count each of kidnapping in the first degree, risk of injury to a child, and threatening in the second degree. The defendant pleaded not guilty to all charges and elected a jury trial.
The victim testified on the morning of the first day of trial, and her direct testimony is the source of much of the foregoing factual background. Thereafter, defense counsel conducted a vigorous cross-examination of the victim, focusing intently on her failure to report the assault to the police, her mother or anyone else in the six day interval between the date of the assault and her first day back at school. Defense counsel also attempted to elicit evidence from the victim and others establishing that the victim had been in the defendant’s house voluntarily subsequent to the assault, and had even received a ride to school from the defendant without complaint or apparent fear or unease.
Prior to the conclusion of the cross-examination, and outside the presence of the jury, the court heard argu
ments regarding the admissibility of Thorpe’s and Slocum’s testimony concerning the victim’s emotional state when she told them about the assault. The state sought to offer the testimony of Thorpe and Slocum to rebut defense counsel’s impeachment of the victim on the basis of her failure to report the assault until seven days after it occurred. Defense counsel objected to the admission of the testimony on the ground that Thorpe and Slocum were presented as constancy of accusation witnesses and demeanor evidence is beyond the scope of constancy testimony under
State
v.
Troupe,
After hearing the parties’ arguments, the trial court characterized defense counsel’s cross-examination of the victim regarding the time lapse before she reported the sexual assault and her subsequent interactions with the defendant as “fairly [effective],” and determined that Thorpe’s and Slocum’s testimony as to the victim’s demeanor at the time she reported the assault was “not only appropriate but virtually essential . . . .” The trial court ultimately allowed the state to elicit the demeanor testimony under
State
v.
Thereafter, Thorpe and Slocum testified to the fact and timing of the victim’s complaint and her identification of the defendant as her assailant. The state also elicited testimony from both witnesses regarding the victim’s emotional state when she reported the assault. Immediately after Thorpe’s direct examination testimony, the court gave the jury the following limiting instruction: “[T]his testimony is presented to you for the simple purpose of reflecting on the credibility of the [victim], to indicate that, [at] a time somewhere proximate to the events that are reported, she reported these events in general terms to somebody, in particular, this individual. It is being offered to prove that it was spoken in that time frame so that you may consider that fact as bearing upon her credibility as a witness in this trial. It is not offered for the truth of its contents and, as you observed, its contents have not been related to you in part for that purpose but just the fact of the report so that you may consider it in the time frame it was made and to the person made as bearing upon the credibility of her testimony at trial. That’s the limited use for which [you] may consider it.” The court gave a similar instruction after Slocum’s testimony.
The jury returned a verdict of guilty as to each of the seven counts, and the trial court rendered judgment in accordance with the verdict. 2 This appeal followed. 3
The defendant claims that the demeanor testimony of Thorpe and Slocum was not admissible under the constancy of accusation doctrine set forth in
State
v.
Troupe,
supra,
The state counters that the trial court properly allowed the state to elicit the demeanor testimony as evidence of prior consistent conduct under
State
v.
Ellison,
supra,
The standard that we apply in reviewing a trial court’s evidentiary ruling depends on the context in which the ruling was made. See
State
v.
Saucier,
Turning to the applicable legal principles, we begin by noting that the constancy of accusation doctrine was fully assessed, refined and reaffirmed by this court slightly more than one decade ago in
State
v.
Troupe,
supra,
Essentially, the constancy of accusation doctrine operates as an exception to two evidentiary rules. First, it allows evidence to be admitted for the purpose of bolstering the testimony of the sexual assault victim
before
her testimony has been impeached, in contravention of the general rule that evidence offered to support a witness’ credibility is inadmissible until such time as it has been attacked.
State
v.
Suckley,
Second, the constancy doctrine allows a sexual assault victim’s statements to be admitted when they otherwise would be barred as hearsay. This explains the requirement that such testimony be admitted only for corroborative purposes and not as substantive evidence. Conn. Code Evid. § 6-11 (c). The constancy of accusation doctrine, however, does not operate to bar evidence regarding the details of the reported sexual assault that otherwise is admissible under other rules of evidence. See
State
v.
Troupe,
supra
In the present case, neither party argues, nor did the trial court conclude, that the testimony of Thorpe and Slocum regarding the victim’s demeanor was admissible under the constancy of accusation doctrine. The witnesses’ testimony as to the victim’s demeanor at the time she reported the sexual assault clearly lies beyond the purview of
Troupe.
Testimony that the victim was crying, shaking, shy or scared as she reported the assault does not corroborate “the fact and timing of the victim’s complaint” or provide only those details
“necessary to associate the victim’s complaint with the pending charge, including, for example, the time and place of the attack or the identity of the alleged perpetrator.”
7
Id., 304; see also
State
v.
Ellison,
supra,
The defendant instead argues that the trial court improperly admitted the demeanor testimony on the ground that it qualified as a prior consistent statement offered to rebut a charge of recent fabrication. We agree that the testimony was not admissible as a prior consistent statement.
The trial court recognized that the demeanor testimony in this case was “beyond the issue of constancy of accusation . . . .” On the record and out of the presence of the jury, and in response to the defendant’s objection to the admission of the testimony, the court commented that “we’re really almost talking about a prior
The defendant in
Ellison
was convicted of various crimes relating to an incident involving the sexual
assault of two underage girls.
State
v. Ellison, supra,
We first note that “[p]rior consistent statements of a witness are generally regarded as hearsay”;
State
v.
Hines,
In the present case, the trial court admitted the demeanor testimony as a prior consistent statement for the purpose of rehabilitating the victim’s credibility following a vigorous cross-examination during which defense counsel attempted to portray the victim as untruthful because of her delay in reporting the assault. We conclude, however, that the testimony offered by Thorpe and Slocum describing the victim’s demeanor was not admissible as a prior consistent statement because
We therefore proceed to examine an alternative approach. It is well established that this court may rely on any grounds supported by the record in affirming the judgment of a trial court. See, e.g.,
Henderson
v.
Dept. of Motor Vehicles,
Although nonverbal conduct may be considered hearsay if it is assertive and intended as a communication; see, e.g.,
State v. Blades,
Connecticut case law is consistent with this principle. For instance,
in State
v.
Thomas,
Other jurisdictions have adopted the same approach when presented with similar facts. Recently, the Arizona Supreme
In another murder case,
Layman
v. State,
The defendant cites no case, in this or any other jurisdiction, that treats testimony regarding nonassertive demeanor as inadmissible hearsay. Rather, the defendant attempts to invoke the policy justifying the constancy of accusation doctrine to argue that demeanor testimony should be excluded under these circumstances as inconsistent with the rationale of
Troupe.
The defendant argues that the victim’s demeanor while reporting the sexual assault is unnecessary to accomplish the goal of short-circuiting any jury bias based on a failure to report the incident. The defendant fails to recognize, however, that the demeanor testimony is
not
hearsay and, therefore, is admissible for
any
proper purpose provided it is more probative
than prejudicial. The defendant’s argument thus is unsupported by, and inconsistent with, our precedent.
Troupe
simply does not apply to demeanor testimony, regardless of whether the witness is labeled as a constancy of accusation witness; see
State
v.
Troupe,
supra,
The
Having determined that the demeanor testimony was not hearsay, we now must address whether it was relevant and whether its probative value was outweighed by its prejudicial effect. The relevance requirement, however, is a fairly low hurdle. Evidence is relevant if it has “any tendency to make the existence of any fact that is material to the determination of the proceeding more probable or less probable than it would be without the evidence.” Conn. Code Evid. § 4-1; see also
State
v.
Sauris,
To be unfairly prejudicial, evidence must be likely to cause a disproportionate emotional response in the jury, thereby threatening to overwhelm its neutrality and rationality to the detriment of the opposing party. See
State
v.
Ferguson,
supra,
The demeanor testimony of Thorpe and Slocum clearly was relevant because it was offered to show that the victim’s complaint was credible, which, if believed by the jury, ultimately made the occurrence of the assault more likely. There can be no question that the victim’s emotional state when she made the complaint, as evidenced by her outward demeanor, was relevant to the ultimate question of whether a sexual assault occurred because it bore on her credibility.
State
v.
Martin,
supra,
The defendant finally claims that, even if the demeanor testimony was relevant, it was unfairly prejudicial. We recognize that the potential for undue prejudice is significant with demeanor testimony. That potential is more acute when, as in the present case, the question of the defendant’s guilt is based almost entirely on the credibility of the victim.
On the record before us, it does not appear that the trial court directly addressed the issue of unfair prejudice with respect to the demeanor testimony. The court did, however, note that the defendant had made such testimony “virtually essential” by effectively attacking the victim’s credibility on the basis of the time lapse between the sexual assault and her first report of it. Because defense counsel opened the door to the demeanor testimony at trial by attacking the victim’s credibility in this manner, the defendant’s claim that he was unfairly prejudiced by the subsequent introduction of the testimony in response is less than persuasive. See id., 741 (“[t]he defendant, by his cross-examination, in effect, opened the door to this line of questioning and cannot now object to the state’s later questioning on the same subject”).
Viewed in its entirety, the record supports a determination that the demeanor evidence was not unduly prejudicial. We therefore cannot say that the court abused its broad discretion in admitting this testimony under the circumstances.
The judgment is affirmed.
Notes
In accordance with our policy of protecting the privacy interests of victims of sexual abuse, we decline to identify the victim or others through whom the victim’s identity may be ascertained. See General Statutes § 54-86e.
The defendant received a total effective sentence of twenty-four years imprisonment, suspended after fourteen years, and twenty years probation with special conditions.
The defendant appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
As an alternate ground for affirmance, the state argues that the testimony is admissible as evidence of nonassertive conduct to prove the victim’s state of mind when she reported the assault. Because we conclude that the testimony is admissible on another ground, we need not address this argument.
“For example, whether a statement is truly spontaneous as to fall within the spontaneous utterance exception [to the hearsay rule] will be reviewed with the utmost deference to the trial court’s determination.”
State
v.
Saucier,
supra,
Section 6-11 (c) of the Connecticut Code of Evidence provides in relevant part: “A person to whom a sexual assault victim has reported the alleged assault may testify that the allegation was made and when it was made .... Any testimony by the witness about details of the assault shall be limited to those details necessary to associate the victim’s allegations with the pending charge. The testimony of the witness is admissible only to corroborate the victim’s testimony and not for substantive purposes.”
In a case involving strikingly similar facts, the Appellate Court concluded that a defendant’s objection to testimony regarding the demeanor of a sexual assault victim on the ground that it was outside the scope of the constancy of accusation doctrine was “misplaced.”
State
v.
Brown,
Subsection (b) of § 6-11 of the Connecticut Code of Evidence provides: “If the credibility of a witness is impeached by (1) a prior inconsistent statement of the witness, (2) a suggestion of bias, interest or improper motive that was not present at the time the witness made the prior consistent statement, or (3) a suggestion of recent contrivance, evidence of a prior consistent statement made by the witness is admissible, in the discretion of the court, to rebut the impeachment.”
It is pure happenstance that the caption of this Arizona case is identical to that of the principal case on which the trial court relied.
The trial court perceptively noted this aspect of the testimony’s relevance in making its ruling on admissibility. The court stated that the victim’s emotional demeanor “suggests why she wasn’t speaking before then. . . . [A]fter this time being bottled up and not having spoken to anybody else . . . she speaks and does so with great emotion. It seems to me that the fact that she spoke with great emotion is appropriate if for no other purpose than to negate the suggestion that she was not in the throes of the agony that she is claiming she felt by virtue of being sexually assaulted . . .
