State of Vermont v. Steven Buelow
No. 89-346
State of Vermont
December 14, 1990
Motion for Reargument Denied January 3, 1991
[587 A.2d 948]
Allen, C.J., Peck, Gibson, Dooley and Morse, JJ.
Q. Thе questions concerned whether he touched [the alleged victim] in a sexual way, didn‘t they?
A. Yes.
Q. So he knew—he told you about what they had asked him about?
A. Yes.
The State‘s evidence that the police gave defendant his Miranda warning and that defendant signed a waiver of his Miranda rights is at no point opposed by evidence, including defendant‘s own testimony that he could not hear or understand the Miranda warning, the conversation preceding the polygraph test, the questions posed during the test, or the conversations leading up to the written statement incriminating defendant. At most, defendant established that he had a hearing impairment, not that the impairment in any way intervened to taint the fruits of his interrogation. Finally, his passing reference to his need to end the interrogation to pick up a granddaughter from school was insufficient to establish that his appointment compelled him to confess to serious criminal charges, nor did the trial court accord independent weight to defendant‘s testimony on this point.
Reversed and remanded.
Sessions, Keiner, Dumont & Barnes, Middlebury, for Defendant-Appellant.
Gibson, J. Defendant appeals from denial of his motion to transfer his case from criminal to juvenile court. We affirm.
I.
Defendant, who was fourteen years old at the time оf the crime, is charged with murder while perpetrating a sexual assault on his seven-year-old cousin. The girl‘s body was found near her home three days after defendant had moved in with her family. Initially, defendant denied having committed the crime; indeed, he even participated in the search efforts. Two days after the homicide, however, he confessed to the killing during the administration of a polygraph test. He was then arraigned in criminal court in accordance with
On appeal, defendant argues that (1) the court erred by applying a mandatory presumption of adulthood and by requiring an extraordinary standard of proof to overcome that presumption; (2) the court‘s denial of the motion to transfer was an
II.
Defendant first argues that the trial court erred by assuming
Persons between the ages of fourteen and sixteen who are charged with certain serious crimes, including murder, “shall be subject to criminal proceedings as in cases commenced against adults, unless transferred to juvenile court.”
Further, we disagree with defendant‘s assessment of the trial court‘s use of the words “presumption” and “extraordinary attributes.” With regard to the former term, the court stated:
Although the Vermont Supreme Court has addressed questions regarding reverse transfers from criminal court to ju
venile court, it has not specifically commented on who has the burden of proof in such cases. . . . Because the statute creates a presumption against the defendant‘s suitability for juvenile proceedings, the defendant must overcome that presumption before his case can be transferred to the jurisdiction of the juvenile court. Hence, the burden of proof lies with the defendant.
Although the court could have been more precise, the statement indicates the court‘s understanding of the fact that the criminаl court had exclusive original jurisdiction and that the party seeking to transfer the proceeding had the burden of showing why a transfer would be appropriate.
Regarding the other term complained of, “extraordinary attributes,” the court stated:
Considering the gravity and consequences of the defendant‘s alleged actions, the undeniably violent nature of the offense itself, the uncertainty as to the defendant‘s potential future conduct, and the certainty that the defendant will be released from all custody or supervision no later than his twenty-first birthday, less than seven years from now, it would be imprudent to transfer this case to the jurisdiction of the juvenile court. Furthermore, the legislature has clearly mandated that an individual of defendant‘s age who is alleged to have committed murder while perpetrating a sexual assault shall be subject to criminal proceedings. . . . Defendant does not present any extraordinary attributes that would remove him from the clear mandate of the statute. Consequently, defendant should remain within the jurisdiction of the criminal court.
In this context, “extraordinary attributes” is an unfortunate, but harmless, phrase. In its findings and conclusions, the court explicitly recognized that, despite the original jurisdiction in criminal court, it had the discretion to transfer the matter to juvenile court. The court then discussed in detail the various factors it would consider before coming to its decision. The most significant of those factors are summed up in the first sentence of the paragraph quoted above, which states the principal reasons for the court‘s decision not to transfer the case. The following two sentences, including the “extraordinary attributes” phrase, merely supplement the court‘s reasoning.
III.
Defendant next argues that the court abused its disсretion by making clearly erroneous and unsupported findings and conclusions. Defendant claims that the following findings were unsupported by the record: (1) that defendant‘s opposition to a family move resulted in family problems; (2) that defendant was evaluated as prone to impulsive and sometimes explosive conduct; (3) that there was uncertainty as to whether defendant posed a future risk to society; (4) that an evaluating physician examined defendant to determine whether he could be characterized as a sex offender; (5) that defendant viewed himself as a victim of his abusivе stepfather; (6) that defendant fit within the general description of a pattern sexual offender even though he did not exhibit some of the classic signs of a sex offender; (7) that defendant did not have an anti-social personality but was prone to impulsive and sometimes violent conduct; and (8) that defendant possessed a sufficient level of maturity to understand the nature of the act of killing another human being.
Findings of fact “will not be set aside unless, taking the evidence in a light most favorable to the prevailing party and excluding the effects of modifying evidence, the findings are clearly erroneous.” Desrochers v. Perrault, 148 Vt. 491, 494, 535 A.2d 334, 336 (1987). Even when there is substantial contrary evidence, findings supported by credible evidence must stand. Id. Upon review of the record, we conclude that the court‘s findings are supported by credible evidence.
The only challenged findings that merit further discussion are the court‘s determination that “[d]efendant viewed himself as a victim of his stepfather‘s abusive treatment and his family‘s continual move from one home to another,” and that he “fit within the general description of a pattern sexual offender.” The court heard testimony from defendant‘s expert that defendant did not set himself up аs a victim or manifest some of the other characteristics of a typical sex offender. Another expert, however, stated in a psychological report requested by defendant that defendant‘s stepfather had been physically rough with him and that he felt frustrated and powerless regarding problems with his stepfather and his family‘s continual moving. In the same report, the expert also concluded that defendant
There was also evidence that defendant‘s home life was in turmoil at times, that he was temporarily placed in a foster home as a result of a physical confrontation with his stepfather, and that his stepfather admitted feeling anger toward him and having difficulty avoiding physical confrontations with him. According to defendant‘s expert, sex offenders are often victimized by those around them and learn that it is acceptable to vent their anger and frustration on others smaller than themselves. The finding that defendant, in some respects, fit the pattern of a sex offender was not clearly erroneous.
Defendant also contends that the court‘s determination that he should remain within the jurisdiction of the criminal court was an abuse of discretion because it was based solely on the fact he was a certain age and had committed a certain crime. We disagree.
Defendant asked the court to adopt the same standards that apply to transfers from juvenile court to criminal court. See
The trial court did, however, apply the Kent factors, see Kent v. United States, 383 U.S. 541, 566-67 (1966), as permitted, but not mandated, by our prior decisions. See State v. Willis, 145 Vt. 459, 468, 494 A.2d 108, 113 (1985); State v. Powers, 136 Vt. 167, 169, 385 A.2d 1067, 1068 (1978). The first four Kent factors—the seriousness of the offense, the manner
IV.
Defendant‘s final argument is that the absence of specific standards in
As the trial court recognized, a juvenile transfer decision concerns ““vitally important statutory rights of the juvenile.“” See State v. Lafayette, 148 Vt. 288, 291, 532 A.2d 560, 562 (1987) (quoting Kent, 383 U.S. at 556). Nevertheless, there is no constitutional right to be tried as a juvenile. See Calhoun v. State, 397 So. 2d at 1153; A.M.H. v. State, 766 P.2d 351, 355 (Okla. Crim. App. 1988); cf. Menapace v. State, 768 P.2d 8, 11 (Wyo. 1989) (scope of juvenile transfer proceedings that determine court of jurisdiction constitutiоnally rests with legislature). Indeed, some courts have held that a hearing is not
We reject defendant‘s contentions that the court had unbridled discretion and, as a result, defendant was not on notice as to what standards the court would employ. The trial court‘s decision is subject to review under an abuse-of-discretion standard. See, e.g., id. at 76, 472 A.2d at 1250. Further, we have reрeatedly stated that the trial court may consider the Kent factors. See, e.g., State v. Willis, 145 Vt. at 468-69, 494 A.2d at 113. Defendant directed the court‘s attention to these factors in his motion to transfer, and the court considered them in reaching a decision. Defendant had a fair opportunity to present to the trial court any mitigating circumstances indicating that a transfer to juvenile court is appropriate. For its part, the court made a well-reasoned decision based on all the relevant circumstances and factors brought before it.
Finally, we reject defendant‘s argument that
Affirmed.
The trial court considered the Kent factors here and found that, overall, they weighed against defendant. I have no difficulty in holding with the majority that the court properly acted within its discretion in denying the motion for a transfer. My differences with the majority lie in its unwillingness to impose any bounds on the trial court‘s discretion. The Court states that the Kent factors are “permitted, but not mandated, by our prior decisions,” leaving no objective basis for deciding whether tо affirm or reverse when a lower court refrains from using the Kent standards. As Justice Frankfurter wisely observed: “Discretion without a criterion for its exercise is authorization of arbitrariness.” Brown v. Allen, 344 U.S. 443, 496 (1953). I see no reason to authorize arbitrary decision-making when we can supply the criteria against which discretion should be exercised. See Klein v. Klein, 150 Vt. 466, 473, 555 A.2d 382, 386 (1988) (“While recognizing discretion [in awarding spousal maintenance], it is our responsibility to set appropriate standards and ensure consistent decision making, at least within limits.“).
In State v. Powers, 136 Vt. 167, 169, 385 A.2d 1067, 1068 (1978), this Court noted that transfers to juvenile court under
It is incumbent upon us to articulate standards for distinguishing transfer decisions based on “judicial whim” from those based on “sound discretion.” Without such standards, we—as well as the trial bench, the bar, and the public—are unable to say whether discretion is exercised soundly or whether findings are “аdequate,” as required by Powers, for soundness and adequacy are relative judgments that must be tested against standards. Unfortunately, the policy of Powers is, I believe, being undone by Jacobs and its progeny. Today‘s decision brings us further away from the principle of Powers.
The Court in Jacobs gave two reasons for declining to adopt standards:
First, in enacting
33 V.S.A. § 635(b) , the Legislature did not see fit to promulgate any standards, leaving the decision to the discretion of the trial court. This interpretation is, we think, clear, when§ 635(b) is read in the light of§ 635a (transfers from the juvenile courts). The latter statute contains elaborate and detailed standards, nine in all. See33 V.S.A. §§ 635a(c)(1) , (2), and635a(d)(1) -(7). In light of the fact that§§ 635 and635a are not only adjoining statutes, but are in pari materia (both dealing with transfers), and in both cases were last acted on as part of the same enactment at the 1981 Special Session of the General Assembly, see 1981, No. 1 (Sp. Sess.), §§ 4, 5 (§ 635 amended;§ 635a added), we think it is clear, that had the Legislature ever intended§ 635 to require anything other than a sound discretionary judgment by the trial court, it would have said so by providing standards as it did in the case of its twin statute,§ 635a . Under the circumstances it is impossible to attribute the difference to mere inadvertence. Nor is it a legitimate function of this Court to expand a statute by implication, that is, by reading into it something which is not there, unless it is necessary in order to make it effective. . . .Secondly, although the two “standards” recommended by defendant are certainly worthy of consideration by the juvenile court, they could, if adopted as mandatory, tend to
limit the scope of the court‘s discretionary powers, and nullify or retard consideration of other possible factors. Such a limitation may, in specific cases, work as a detriment to the interests of the juvenile in some instances, and to those of the public in others.
144 Vt. at 74-75, 472 A.2d at 1250 (emphasis in original).
Neither rationale is persuasive. A legislative intent in support of standards may also be inferred from the statutory scheme. The Court concluded from a comparison of
I concur with the proposition in Jacobs that we should not “expand a statute . . . unless it is necessary in order to make it effective,” but that condition is met here. Without reading standards into the statute, it is impossible to avoid arbitrary decision-making and to have meaningful review of transfer decisions. See Feld, Reference of Juvenile Offenders for Adult Prosecution: The Legislative Alternative to Asking Unanswerable Questions, 62 Minn. L. Rev. 515, 520 (1978) (“[B]ecause judicial waiver statutes typically give judges broad discretion in making transfer decisions, such statutes invite abuse of discretion and discriminatory application, thus undermining thе fairness of the judicial process.“).
The second rationale is also unpersuasive. I would not limit the trial court to consideration of the Kent factors; I would require only that the court consider those factors along with others the court deemed appropriate in the case before it.
The determinative factors which will be considered by the Judge in deciding whether the Juvenile Court‘s jurisdiction over such offenses will be waived are the following:
1. The seriousness of the alleged offense to the community and whether the protection of the community requires waiver.
2. Whether the alleged offense was committed in an aggressive, violent, premeditated or willful manner.
3. Whether the alleged offense was against persons or against property, greater weight being given to offenses against persons especially if personal injury resulted.
4. The prosecutive merit of the complaint, i. e., whether there is evidencе upon which a Grand Jury may be expected to return an indictment. . . .
5. The desirability of trial and disposition of the entire offense in one court when the juvenile‘s associates in the alleged offense are adults . . . .
6. The sophistication and maturity of the juvenile as determined by consideration of his home, environmental situation, emotional attitude and pattern of living.
7. The record and previous history of the juvenile, including previous contacts with the Youth Aid Division,
other law enforcement agencies, juvenile courts [in] other jurisdictions, prior periods of probation to this Court, or prior commitments to juvenile institutions.
8. The prospects for adequate protection of the public and the likelihood of reasonable rehabilitation of the juvenile (if he is found to have committed the alleged offense) by the use of procedures, services and facilities currently available to the Juvenile Court.
Id. at 566-67. The memorandum continued:
Although not all such factors will be involved in an individual case, the Judge will consider the relevant factors in a specific case before reaching a conclusion to waive juvenile jurisdiction and transfer the case . . . for trial under the adult procedures. . . .
The Supreme Court did not say these particular criteria are constitutionally required; its holding was more general—that the petitioner was entitled to “procedural regularity,” a hearing, counsel, access to records, and a statement of reasons for the decision. Id. at 553-54, 557, 561. Due process requires ceremony: “[T]here is no place in our system of law for reaching a result of such tremendous consequences without ceremony—without hearing, without effective assistance of counsel, without a statement of reasons.” Id. at 554; see Feld, supra, at 524 (constitutional basis for Kent‘s requirement of due process in waiver decisions); Schоrnhorst, The Waiver of Juvenile Court Jurisdiction: Kent Revisited, 43 Ind. L.J. 583, 585-88 (1968) (same). The Court emphasized the conditions for “meaningful review“:
Meaningful review requires that the reviewing court should review. It should not be remitted to assumptions. It must have before it a statement of the reasons motivating the waiver including, of course, a statement of the relevant facts. It may not “assume” that there are adequate reasons, nor may it merely assume that “full investigation” has been made. Accordingly, we hold that it is incumbent upon the Juvenile Court to accompany its waiver order with a statement of the reasons or considerations therefor.
Other states with statutes vesting jurisdiction over certain juveniles in criminal court, but permitting discretionary transfer to juvenile court, require that a ruling on a transfer motion address certain criteria. Thus, a Pennsylvania court has held:
Under the Judicial Code,
42 Pa.C.S. § 6322(a) , the court has the discretion to transfer appropriate cases to juvenile court. It is, however, the burden of the petitioner . . . to prove that he does not belong in criminal court. This is accomplished by demonstrating a need for and an amenability to programs for rehabilitation, supervision, and care provided by the juvenilе court system.
Commonwealth v. Waters, 334 Pa. Super. 513, 519, 483 A.2d 855, 858 (1984) (citations omitted), cert. denied, 471 U.S. 1137 (1985); accord Commonwealth v. Sourbeer, 492 Pa. 17, 25, 422 A.2d 116, 119 (1980). This requirement must be met even though the statute itself does not specify criteria.
Contrary to
The Maryland statute providing for discretionary transfers from criminal to juvenile court in limited cases also fails to specify factors, but the state‘s appellate court has mandated that trial courts “сonsider the following factors: age of the child; mental and physical condition of the child; child‘s amenability to treatment in any institution, facility or program available to delinquents; nature of the offense and the child‘s alleged participation in it; and the public safety.” King v. State, 36 Md. App. at 128, 373 A.2d at 295.
Numerous other other states have enacted statutes spelling out criteria that must be addressed by a criminal court contemplating transfer of a proceeding to a juvenile court. The New York statute sets forth criteria largely tracking the Kent factors for certain offenses.
Transfer decisions are among the most visible and controversial decisions made in the criminal justice system. The pressures on the trial court are enormous. At the same time, I can think of no decision where the actuality and appearance of fair adjudication is more critical. It is one of the last places where we should let arbitrariness creep into decision-making. It is also one of the last places where we should try to conduct “meaningful review” through 20/20 hindsight. We can accomplish these objectives only if we adopt standards to guide the trial court‘s adjudication of transfer motions. In hearings under
Notes
Except as otherwise provided by this title, jurisdiction of a child obtained by the juvenile court in a proceeding under this chapter shall be retained by it, for the purposes of implementing the orders made and filed in that proceeding, until the child attains his majority, unless terminated by order of the court prior thereto.
(Emphasis added.)