State of Vermont v. Bryan L. Perrault
No. 2015-462
Supreme Court of Vermont
June 30, 2017
2017 VT 67
On Appeal from Superior Court, Chittenden Unit, Criminal Division. February Term, 2017. Thomas J. Devine, J. (motion to voir dire juror); Michael S. Kupersmith, J. (Ret.) (final judgment)
Thomas J. Donovan, Jr., Chittenden County State’s Attorney, and Pamela Hall Johnson, Deputy State’s Attorney, Burlington, for Plaintiff-Appellee.
Allison N. Fulcher of Martin & Associates, Barre, for Defendant-Appellant.
PRESENT: Reiber, C.J., Dooley, Skoglund, Robinson and Eaton, JJ.
¶ 1.
I. Motion for a New Trial
¶ 2. After his jury conviction, defendant filed a motion for a new trial based on his post-trial discovery that a juror failed to disclose a federal felony conviction on her juror questionnaire form. Because part of the juror’s post-release sentence was supervised by the U.S. District Court for the District of Vermont, defendant claimed that the juror’s participation in the trial violated
¶ 3. On February 19, 2015, the jury convicted defendant of one count of possessing marijuana in violation of
¶ 4. On April 8, 2015, defendant filed a motion to voir dire one of the jurors. In his motion, defendant alleged that he had recently discovered that one of the jurors had the same first name, last name, and middle initial as a convicted felon who—fourteen years earlier—had pled guilty in Nevada federal court to a felony charge of intent to distribute a controlled substance. On June 8, 1999, the federal judge imposed a sentence of fifteen months to serve and thirty-six months post-release supervision. The supervised release was from November 21, 2001, to November 21, 2004; on June 20, 2002, the felon’s post-release supervision was transferred within the federal court system to the District of Vermont, where the felon served the remainder of her supervised release until it ended in 2004. Although the felon and the juror shared the same name, defendant noted that the juror did not mention a felony conviction to the court and did not affirmatively answer a question on the juror questionnaire asking her whether she had ever
¶ 5. The court granted defendant’s motion for voir dire. In the entry order granting the motion, the court noted that defendant did not object to the juror being impaneled prior to trial. The court then pointed to case law from this Court suggesting that, if a defendant fails to object to a juror being impaneled and if the basis for the objection is known or could have been discovered with reasonable diligence during voir dire, the court should review any juror disqualification claim for plain error. See State v. Koveos, 169 Vt. 62, 66, 732 A.2d 722, 725 (1999). Unlike Koveos, however, the court noted that the basis for the juror disqualification claim involved an undisclosed felony on the questionnaire and, as such, “[i]t would be unreasonable to expect counsel must verify all the information provided on a juror questionnaire during jury selection.” Nevertheless, the court concluded that, in order to justify a new trial, defendant had to establish both the undisclosed conviction and actual prejudice as a result of the undisclosed conviction.
¶ 6. Subsequently, defendant filed a motion to reconsider the court’s order, arguing that he should not be required to prove actual prejudice or a violation of his constitutional rights because felons are inherently biased and subject to statutory disqualification under
¶ 7. In the voir dire hearing, held on September 4, 2015, the court limited the parties’ questioning to determining whether the juror had been convicted of a felony and whether that conviction “played any role in compromising [her] ability to objectively and impartially receive the evidence and deliberate.” At the same time, the court prohibited any questions involving the substance of the jury’s deliberations. Defendant’s questions during the voir dire hearing established that the juror was the felon who had pled guilty in Nevada. The juror also confirmed that she had served part of her post-release supervision in the District of Vermont. The juror claimed, however, that her prior conviction had no bearing on her deliberations during the proceedings and that she remained impartial throughout defendant’s trial. After confirming the juror’s prior conviction, defendant moved for a mistrial because the juror had a prior federal conviction and served a period of her supervised release in the District of Vermont and, therefore, violated
¶ 8. Defendant filed his written motion for a new trial on September 18, 2015. In the motion, defendant conceded that he did not establish actual prejudice during the voir dire hearing. Instead, defendant again argued that “actual prejudice” should not be the standard because “the inherent bias of a convicted felon” provided sufficient grounds to grant a mistrial.2
¶ 10. On appeal, defendant raises three arguments. His first argument is jurisdictional: defendant contends that the trial court erred when it concluded that the motion for a new trial was untimely filed under
¶ 11. We review a trial court’s decision to grant or deny a motion for a new trial for abuse of discretion. State v. Lawrence, 2013 VT 55, ¶ 10, 194 Vt. 315, 80 A.3d 58 (2013) (“Where the denial of a motion for a new trial is challenged, abuse of discretion must be shown.” (quotation omitted)). Under
¶ 13. Most important, because the plain language of
¶ 14. Under
that felons have “suffered the most severe form of condemnation that can be inflicted by the state” and, thus, “might well harbor a continuing resentment against ‘the system’ ” and “an equally unthinking bias in favor of the defendant on trial, who is seen as a fellow underdog caught in its toils.“).
¶ 15. Here, the juror was convicted in Nevada federal court and imprisoned in Nevada. Although part of her post-release supervision occurred in Vermont, no part of her confinement happened in Vermont. Moreover, her conviction, imprisonment, and post-arrest supervision occurred under federal jurisdiction rather than state jurisdiction. Given these facts, the plain language of
¶ 16. We are not persuaded by defendant’s claim that the juror’s post-arrest supervision was “a continuation of her sentence” and, as a result, was “imprisonment” for the purposes of
¶ 17. Similarly, the inclusion of a felon-juror does not by itself warrant a new trial, even if
¶ 18. As an initial matter, an implicit conclusion can be drawn from
automatically warranted a new trial, we would disregard this locational requirement imposed by the Legislature.
¶ 19. Likewise, federal courts have concluded that “the Sixth Amendment guarantee of an impartial trial does not mandate a per se invalidation of every conviction reached by a jury that included a felon.” United States v. Boney, 977 F.2d 624, 633 (D.C. Cir. 1992); see also United States v. Uribe, 890 F.2d 554, 562 (1st Cir. 1989) (noting right to exclude felon jurors is statutory right, not constitutional one); United States v. Humphreys, 982 F.2d 254, 261 (8th Cir. 1992) (agreeing with Boney court’s repudiation of per se rule). Instead of a per se rule, defendants must show that the juror was not impartial. Boney, 977 F.2d at 624. The type of proof required varies from court to court: some courts require a showing of actual prejudice, see Boney, 977 F.2d at 635, while others require proof that a juror dishonestly answered a material question and that a correct response to the question would have revealed possible bias and provided a valid basis to challenge the juror for cause. See United States v. Sampson, 820 F. Supp. 2d 151, 171 (D. Mass. 2011) (setting forth five-part test). This second standard does not require proof of actual or implied bias but instead focuses on whether a juror’s ” ‘motives for concealing information’ were those that ‘affect a juror’s impartiality,’ and that the concealed information, when considered along with the motive for concealment and the circumstances of eventual disclosure, ‘would have provided a valid basis for a challenge for cause.’ ” Id. at 174 (quoting McDonough Power Equip., Inc. v. Greenwood, 464 U.S. 548, 556 (1984)).
¶ 20. We need not determine which test should apply under these circumstances because defendant cannot provide the proof required under either standard. First, defendant conceded that he did not establish actual prejudice during the post-trial voir dire hearing. Instead, he argues that, because the trial court limited his ability to question the juror,5 he was unable
¶ 21. Similarly, defendant cannot make the showing necessary to satisfy the second test that courts use to determine whether a juror was impartial. One of the test’s prongs requires proof that the juror’s “inaccurate response was dishonest rather than merely mistaken.” Sampson, 820 F. Supp. 2d at 172. This requirement reflects the distinction between an innocent error, which does not “itself raise a question of whether an individual is able to decide a case based solely on the evidence,” and a knowingly dishonest answer, which raises immediate questions about the
juror’s impartiality. Id. In this case, the juror’s testimony during the voir dire hearing established that she did not understand the question on the questionnaire and that her incorrect answer to the question was an honest mistake. This testimony fails to establish the requisite dishonesty.
¶ 22. The trial court did not abuse its discretion when it denied defendant’s motion for a new trial under
II. Sufficiency of the Evidence
¶ 23. Defendant also claims on appeal that the evidence was insufficient to show that defendant knowingly possessed a depressant or stimulant in violation of
¶ 24. At trial, the evidence established that, while patrolling downtown Burlington in an unmarked police car, a plainclothes officer observed a man who “seemed suspicious” pacing in the parking lot of a convenience store. The officer concluded that the man was waiting for someone. Because of his suspicions, the officer drove by the parking lot several more times and observed the man pacing each time until, on the officer’s fourth pass, the man was no longer in the parking lot. The officer parked his car and exited to look for the man.
¶ 25. The officer found the man in the driver’s seat of a gray car and, when the man opened the driver’s door, the officer
¶ 26. After the backup officer appeared, the first officer questioned defendant. The officer asked defendant about his relationship with the man, and defendant explained that the man was a friend who had promised to give him a ride home. The officer then asked defendant if his backpack contained marijuana, and defendant said no. In response, the officer asked to search defendant’s backpack. Defendant initially resisted and asked the officer to get a warrant but ultimately consented to the officer searching his backpack. While searching defendant’s backpack, the officer found two vacuum-sealed jars containing marijuana and a pill bottle with two different colored pills: red pills and blue pills. The red pills were loose in the bottle, and the blue pills were in a plastic bag stuffed in the bottle. The bottle’s prescription label described the contents as diazepam, a depressant; the prescription was made out to defendant’s brother, not defendant. Later forensics tests confirmed that the blue pills were diazepam and identified the red pills as methylphenidate, a stimulant.
¶ 27. After discovering the bottle, the officer questioned defendant about the pills. Defendant said that the diazepam was for his brother and that he forgot to give the bottle to him. According to the officer’s testimony, defendant did not explain why the red pills—the methylphenidate—were in the bottle.
¶ 28. Defendant disputed the officer’s account at trial and, in his testimony, stated that he told the officer that he found the red pills in the bar where he works as a member of the security staff. He further testified that he took the red pills home intending to look them up; according to defendant, this was a regular practice among the security staff because, to maintain their patrons’ safety, security tried to educate themselves about drugs being used in the bar. He also explained that the security staff did not contact the police when they found drugs, because “it [was] not [their] job to get people in trouble“; instead, the staff either tried to identify the substance or flushed it down the toilet.
¶ 29. Pursuant to
¶ 30. “We will affirm a trial court’s denial of a motion for acquittal where, viewing the evidence in the light most favorable to the State, there is sufficient evidence to convince a reasonable trier of fact that all the elements of the
¶ 31. To violate
¶ 32. We are not persuaded by defendant’s arguments, which rely heavily on his testimony; for example, he points out that he testified that he had no idea that the red pills were methylphenidate. As described above, we review the evidence in the light most favorable to the State as the prevailing party and exclude all modifying evidence. McAllister, 2008 VT 3, ¶ 13. The countervailing testimony offered by defendant is exactly the sort of evidence we must exclude. See State v. Gibney, 2003 VT 26, ¶ 14, 175 Vt. 180, 825 A.2d 32 (“By modifying evidence, we mean exculpatory evidence introduced by defendant, such as countervailing testimony.“). By ignoring modifying evidence, we ensure that credibility determinations remain the province of the jury, not this Court. Id. In this case, the jury weighed the statements of the officer against defendant’s testimony and considered the other circumstantial evidence described above when it determined that defendant violated
Affirmed.
FOR THE COURT:
Associate Justice
Notes
What I want counsel to steer clear of, though, are any inquiries into the substance of the jury’s actual deliberations when they got the case because that’s sacred ground. You are free, I think, under the case law to inquire of the juror if there—if, assuming there was a prior conviction, if that conviction played any role in compromising their ability to objectively and impartially receive the evidence and deliberate.
