State v. BrunsonState v. Brunson
The opinion of the Court was delivered by
In this case appellant contests the validity of the procedure employed by the trial court for the exercise of peremptory challenges. Appellant was entitled to twenty peremptory challenges and the State to twelve. Rather than alternate the exercise of peremptory challenges between the State and appellant, the trial court required appellant to exercise two challenges and the State one challenge for eight successive rounds of challenges. During the last four rounds, each side was to alternate in exercising its remaining challenges. The State or appellant could pass at any time, subject to the risk that all further challenges were lost if both sides passed successively. Appellant contends that the procedure adopted by the trial court infringed so significantly upon the exercise of his right of peremptory challenge as to deprive him of a fair trial. We reject his contentions and affirm the conviction.
I
Appellant was charged in a three-count indictment with two counts of aggravated sexual assault during the commission of a kidnapping
(N.J.S.A.
2C:14-2a) and one count of kidnapping by unlawful confinement for a substantial period with a purpose to facilitate the commission of sexual assault
(N.J.S.A.
2C:13-lb(l)). He was convicted by a jury of aggravated sexual assault, sexual assault, and kidnapping. The sexual-assault conviction was merged into the conviction for aggravated sexual assault. Appellant was sentenced to a term of 20 years with
In view of the offenses charged in the indictment, appellant was entitled to twenty peremptory challenges and the State to twelve.
N.J.S.A.
2A:78-7;
[Fallowing your procedure, the State, after a given point, and myself, are going to be equal in selecting the jury on the final challenge. That is not the intent of the rule. I make this objection strongly. I don’t know if I have to use all my challenges. I don’t want to be foreclosed using the two-for-one rule. You are circumventing a rule and I think my client’s rights underRule 1:83 , to have the final challenges, I use that in plural on his behalf. You are also changing my strategy of picking a jury, versus the normal strategy I’ve had in other counties, one-on-one, until the final eight.
The trial court rejected the arguments of appellant’s counsel, and the parties exercised their peremptory challenges in accordance with the procedure set forth by the trial court.. The defense used all twenty challenges. The State did not exhaust its challenges.
The Appellate Division expressly considered and rejected appellant’s challenges to the procedure used for exercising peremptory challenges and to the trial court’s reduction of the size of the jury panel.
II
Although the right of a defendant to challenge jurors peremptorily is guaranteed by neither the federal constitution,
Stilson v. United States,
250
U.S.
583, 586, 40
S.Ct.
28, 29, 63
L.Ed.
1154, 1156 (1919), nor the New Jersey Constitution,
Brown v. State,
62
N.J.L.
666, 678 (E. & A.), aff’d, 175
U.S.
172, 20
S.Ct.
77, 44
L.Ed.
119 (1899), it nevertheless is a right with deep historic roots. The right to exercise peremptory challenges was accorded to criminal defendants at common law and was accepted as part of the received common law in the early colonial and state courts. J. Van Dyke,
Jury Selection
According to Blackstone, the common-law right of peremptory challenge was primarily for the benefit of defendants — “a provision full of that tenderness and humanity to prisoners for which our English laws are justly famous.” 4 W. Blackstone, Commentaries, *353. 1 The significance of peremptory challenges in the selection of impartial juries was emphasized by Justice Harlan in Pointer v. United States, 151 U.S. 396, 14 S.Ct. 410, 38 L.Ed. 208 (1894):
The right to challenge a given number of jurors without showing cause is one of the most important of the rights secured to the accused. “The end of challenge,” says Coke, "is to have an indifferent trial, and which is required by law; and to bar the party indicted of his lawful challenge is to bar him of a principal matter concerning his trial.” He may, if he chooses, peremptorily challenge “on his own dislike, without showing any cause;” he may exercise that right without reason or for no reason, arbitrarily and capriciously. Any system for the impaneling of a jury that prevents or embarrasses the full, unrestricted exercise by the accused of that right, must be condemned. [Id. at 408, 14 S.Ct. at 414, 38 L.Ed. at 214 (citations omitted).]
The function of the peremptory challenge is “to eliminate extremes of partiality on both sides, [and] to assure the parties that the jurors before whom they try the case will decide on the
The peremptory challenge, unlike challenges for cause, requires neither explanation nor approval by the court.
2
Id.
at 220, 85
S.Ct.
at 835,
to remove those prospective jurors who appear most likely to be biased against him or in favor of his opponent; by so doing, it is hoped, the extremes of potential prejudice on both sides will be eliminated, leaving a jury as impartial as can be obtained from the available venire. [People v. Wheeler,22 Cal.3d 258 , 274,583 P.2d 748 , 760, 148 Cal.Rptr. 890, 901 (1978).]
This Court has acknowledged the crucial role of the peremptory challenge in assuring the right to trial by an impartial jury:
Were we of the view that the trial judge had in fact erroneously deprived defendant of a peremptory challenge, his contentions in this regard would merit serious consideration by this Court. Jury selection is an integral part of the process to which every criminal defendant is entitled. Although not constitutionally required to do so, see Brown v. State, 62 N.J.L. 666 (E & A 1899), the Legislature and this Court have sought to insure that the triers of fact will be "as nearly impartial ‘as the lot of humanity will admit’ ” by providing defense counsel with twenty peremptory challenges. State v. Jackson, 43 N.J. 148, 158 (1964), cert. den. sub nom. Ravenell v. New Jersey, 379 U.S. 982, 85 S.Ct. 690, 13 L.Ed.2d 572 (1965). See N.J.S.A. 2A:78-7(c); R. l:8-3(d). As such, “[t]he denial of the right of peremptory challenge is the denial of a substantial right.” Wright v. Bernstein, 23 N.J. 284, 295 (1957). [State v. Singletary, 80 N.J. 55, 62 (1979) (citations omitted).]
The right of peremptory challenge is granted to criminal defendants by statute,
N.J.S.A.
2A:78-7(c), (d), and is implemented by Court Rule l:8-3(d).
State v. Hoffman,
82
N.J.
184,
In resolving appellant’s claim, we gain insight from the practice and decisions in the federal courts. The specific procedure for exercising peremptory challenges in federal criminal cases varies from district to district, subject to local court rule. 2 C. Wright, Federal Practice and Procedure: Criminal 2d § 387 at 381 (1982); J. Moore, Federal Practice, ¶ 24.05 at 24-83, -84 (2d ed. 1985). The general rule in the federal courts is that “the order in which peremptory challenges shall be exercised is in the discretion of the court.” United States v. Pointer, supra, 151 U.S. at 410, 14 S.Ct. at 415, 38 L.Ed. at 214; St. Clair v. United States, 154 U.S. 134, 147-48, 14 S. Ct. 1002, 1007-08, 38 L.Ed. 936, 941-42 (1893).
A number of federal decisions have upheld the validity of peremptory challenge procedures similar to the one-for-two method employed by the trial court in this case.
See, e.g., United States v. Durham,
Other federal courts employ a “struck jury” system, in which challenges are exercised against a pool of jurors equal in number to the sum of the number of jurors in the ultimate panel and the aggregate number of peremptory challenges available to both sides. A number of federal courts have held that implementation of peremptory challenges against a “struck jury” is within the discretionary power accorded to trial judges pursuant to
Another procedure used by federal district courts involves simultaneous challenges, requiring the prosecution and defense
In
United States v. Bryant,
671
F.
2d 450 (11th Cir.1983), the court criticized but upheld the validity of a “challenge-and-tender” method of jury selection, in which “the prosecution would exercise challenges first, then tender the jury to the defendants who would exercise their challenges and tender the jury back to the government.”
Id.
at 455. The court observed that a system of simultaneous or alternating challenges would be better practice but concluded that no error had occurred.
Id.
(citing
Gafford v. Star Fish & Oyster Co.,
Some federal courts do not permit a party to exercise peremptory challenges against any juror previously passed by that party. This practice has also been upheld as an appropriate exercise of the court’s discretion.
See, e.g., United States v. Anderson,
Contrasting with the variety of peremptory-challenge procedures used in federal courts, a substantial number of states have adopted specific procedures for the exercise of peremptory challenges in criminal cases. 5 See Note, “Selection of Jurors by Voir Dire Examination and Challenge,” 58 Yale L.J. 638, 641 (1949).
Ill
Evaluating the procedure employed by the trial court in this case in the context of the diverse peremptory-challenge practices that have been approved in other jurisdictions convinc
By according a defendant eight more peremptory challenges than the State, the statute reflects a legislative determination that the defendant’s exposure to punishment entitles him to more opportunities than the State to exclude jurors who appear to have a potential for bias. This numerical advantage in peremptory challenges would ordinarily permit a defendant to retain all or part of the extra challenges for use in the later stages of jury selection. Under the usual procedure of alternating challenges, a defendant’s advantage in the final rounds of selection depends upon the number of times the prosecution passes during the early rounds. Therefore, a defendant’s right to maintain a numerical advantage in the final rounds of jury selection is not absolute; rather, it is subject to dilution on the basis of the prosecution’s strategy in asserting its own challenges.
Although there may be a tactical benefit to a defendant who retains his extra peremptory challenges until the last stages of jury selection, we are not persuaded that any such real or perceived advantage is inviolate. The procedure adopted by the trial court did not prevent defendant from exercising all twenty of his peremptory challenges. Indeed, using the customary alternating method of exercising peremptory challenges, the one-for-two ratio of challenges imposed by the trial court during the first eight rounds of challenges could have been duplicated by the prosecution electing to forego its right of challenge every other round.
We are nevertheless impressed by the desirability of a standardized procedure for the implementation of the exercise of peremptory challenges in criminal cases. 6 Accordingly, we will solicit the recommendation of our Criminal Practice Committee as to the establishment by Court Rule of a procedure governing the exercise of peremptory challenges. In the interim, to maintain uniformity trial courts should refrain from using peremptory challenge procedures that differ from the customary, one-for-one, alternating method.
Finally, we reject appellant’s contention that the trial court’s decision to reduce the jury panel from sixteen to thirteen resulted in a denial of appellant’s right to exercise three peremptory challenges. The Rules of Court expressly permit the impaneling of a jury of such number greater than twelve “as is appropriate under the circumstances.”
A contention similar to that advanced by appellant was rejected by this Court in State v. Belton, 60 N.J. 103 (1972), where we observed:
[T]he motion for a mistrial was not grounded on any suggestion of contamination but on the contention that the defendants were improperly being “precluded from having a group of fourteen jurors from which to choose” at the end of the case. The contention was properly rejected as utterly without merit for the defendants had no right to have fourteen jurors at the close of the case. The very reason for having the alternate jurors was to enable the proceedings to continue with at least the required twelve jurors if during the course of the trial a juror was, for any reason, no longer able to serve. [Id. at 108-09 (citations omitted).]
The focus of appellant’s argument in this case is that his right to exercise twenty peremptory challenges was unfairly diluted because his challenges were asserted against a panel of sixteen jurors, and the trial court, at the conclusion of jury selection, decided to impanel only thirteen jurors. The minimal dilution of a defendant’s right of peremptory challenge that inevitably results from an increase over twelve in the number of jurors impaneled is specifically authorized by the Rules of Court and is necessary, particularly in protracted cases, to assure that at least twelve jurors will be available to deliberate at the conclusion of the trial. See Pressler, Current New Jersey Court Rules, Comment R. l:8-2(d). Therefore, the trial court’s initial decision to impanel sixteen jurors is unassailable.
The record indicates that at the time appellant exercised his last three challenges, reducing the jury panel to thirteen, no other jurors were then available to the court. Nor would additional jurors become available unless the trial were adjourned for several days. In this context, the trial court’s
For the foregoing reasons, we affirm the judgment of the Appellate Division.
For affirmance — Chief Justice WILENTZ and Justices CLIFFORD, HANDLER, POLLOCK, O’HERN, GARIBALDI and STEIN — 7.
For reversal — None.
Notes
Prior to 1305 English juries were effectively selected by the Crown by virtue of its unlimited right of peremptory challenge. In 1305 Parliament, by statute, limited the Crown to challenges for "cause certain” while preserving for defendants the right to challenge peremptorily. However, a judicially-created doctrine known as "standing jurors aside" had the effect of permitting the Crown to exclude undesirable jurors by ordering them to "stand aside” without cause, subject to eventual dismissal if a panel of unchallenged jurors was assembled. Although a defendant's right to challenge peremptorily was universally adopted by the states as part of the received common law, the doctrine of "standing jurors aside” met with wide resistance. By the end of the 19th century, the federal government and most of the states recognized the government’s right to exercise peremptory challenges. Van Dyke, supra, 147-150; see abo Comment, "Survey of the Law of Peremptory Challenges: Uncertainty in the Criminal Law,” 44 U.Pitt.L.Rev. 673, 674-75 (1983) (reviewing the history of the peremptory challenge), and Brown, McGuire, & Winters, "The Peremptory Challenge as a Manipulative Device in Criminal Trials: Traditional Use or Abuse,” Vol. 14:2, New Eng.L.Rev. 192, 193-95 (1978) (tracing the evolution of peremptory challenges).
But cf. State v. Gilmore, 199 N.J.Super. 389, 401 (App.Div.), certif. granted, 101 N.J. 285 (1985), in which the Appellate Division concluded that "our State constitution [Art. I, ¶¶ 5, 9, and 10 (1947)] guarantees that the use of peremptory challenges may not restrict unreasonably the possibility that the petit jury will comprise a representative cross-section of the community.”
N.J.S.A. 2A:78-7(c) provides that:
Upon the trial of any action in any court of this state, the parties thereto shall be entitled to peremptory challenges as follows:
********
c. Upon an indictment for treason, murder, kidnapping, misprision of treason, manslaughter, sodomy, rape, arson, burglary, robbery, forgery, perjury, or subornation of perjury, a defendant, if tried alone, 20; if 2 or more defendants are tried together, 10 each; the state, 6 peremptory challenges for each 10 allowed to the defendants. This paragraph c. shall not apply to struck or foreign juries.
Peremptory Challenges in Criminal Actions. If the offense charged is kidnapping, murder, aggravated manslaughter, manslaughter, aggravated sexual assault, sexual assault, aggravated criminal sexual contact, aggravated arson, arson, burglary, robbery, forgery if it constitutes a crime of the third degree as defined by N.J.S.A. 2C:21-lb, or perjury, the defendant shall be entitled to 20 peremptory challenges if tried alone and to 10 such challenges when tried jointly; and the State shall have 12 peremptory challenges if the defendant is tried alone and 6 peremptory challenges for each 10 afforded defendants when tried jointly. In other criminal actions each defendant shall be entitled to 10 peremptory challenges and the State shall have 10 peremptory challenges for each 10 challenges afforded defendants.
A majority of states have adopted a specific statute or court rule mandating the order in which peremptory challenges shall be exercised. Some jurisdictions require the challenges to be exercised alternately, the first challenge to be exercised by the prosecution.
See, e.g., Alaska Rules of Court Pro. and Admin., R.Crim.P.
24(d);
Colo.Court Rules, R.Crim.P.
24(d)(4);
D.C.Court Rules Ann., R.Crim.P.
24(b);
Iowa Rules of Court, R.Crim.P.
17(12);
Me.Rules of Court, R.Crim.P.
24(c);
Mont.Code Ann., R.R.Crim.P.
46-16-301, -305;
Me.Rules of Court, R.Crim.P.
24(c);
Nev.Rev.Stat.,
tit. 14 § 175.051;
Ohio Rules of Court, R.Crim.P.
24(D);
Okla.Court Rules and Pro., R.Crim.P.
§ 693;
Or.Rules of Court, R.Civ.P.
57(D)(3) (1984);
Pa.Rules of Court, R.Crim.P.
1106(e)(2)(F);
Two states require the challenges to be exercised alternately, the first challenge to be exercised by the defendant. DelCode Ann., Ct. of C.P.Crim.R. 24(b); Minn.Rules of Court, R.Crim.P. 26.02, Subd. 4(3)(a)6; Del.Code Ann., Ct. of C.P.Crim.R. 24(b).
Kentucky and Tennessee allow the prosecution and defense to exercise written challenges simultaneously. Ky.Rules of Court, R.Civ.P. 47.03 and R.Crim.P. 9.40; Tenn.Court Rules, R.Crim.P. 24(c).
A few states require the prosecution to exhaust its challenges before requiring the defense to exercise any challenges. See, e.g., N.M.Stat.Ann., Dist.Ct.R.Crim.P. 39(b); N.Y.Consol.Laws Ann., CPL § 270.15(2); W.Va.Rules Ann., R.Crim.P. 24(b).
Still other states have adopted unique procedures that do not fit within the foregoing categories. See, e.g., Ga.Rules of Court Ann., 7?. 11; Ann.Code of the Public Gen.Laws of Md., Crim.R. 4-313; Ga.Rules of Court Ann., R. 11; S.C.Court Register, Cir.Ct.R. 25.
The lack of procedural rules governing in federal district courts governing the exercise of peremptory challenges in federal district courts was criticized by Judge Hufstedler in United States v. Turner, supra, 558 F.2d at 537:
The absence of any uniform national or, in this case, even local rules of court spelling out the procedure for exercising peremptory challenges in criminal cases has been justifiably condemned. The end product is a procedural muddle that traps the unwary district judge as well as the unwary litigant to the profit of no one.
See also ABA Standards Relating to the Administration of Criminal Justice, Trial by Jury (2d ed. 1980), § 15-2.6(c) at 15.61 ("The number of peremptory challenges and the procedure for their exercise should be governed by rule or statute.”).