This is a case of murder perpetrated by lying in wait. See N.C.G.S. § 14-17 (1986). The victim, Wayne Gerald, who had been working at his desk at home the evening of 5 May 1984, was killed by a single shotgun blast fired through the window beside him. He died instantaneously.
In pertinent part, the evidence at trial showed the following:
Around five o’clock the afternoon of 5 May 1984 defendant’s brother Ray Brown and his friend Gary Presnell dropped by defendant’s house. The three drank beer, played with defendant’s children, and chatted. Presnell testified that defendant suddenly ran into the house, brought out a twelve-gauge shotgun, and urged his brother and Presnell to shoot it. The brother deferred, but Presnell shot the gun once into the air. Defendant returned the gun to the house and conversation resumed, eventually turning to the subject of defendant’s missing moped. Defendant said he suspected Wayne Gerald had it and that he would “get him one way or another.” Defendant told Presnell that Gerald had pistol-whipped him once, and he showed Presnell the scars.
The three continued to converse and drink beer, and the subject of the moped and Gerald’s name came up repeatedly. At one point defendant jumped up, asked his companions if they would give him a ride, went in the house, and returned with the shotgun.
Presnell drove. Defendant asked him to go by Gerald’s house and remarked that the lights were on and that Gerald was in his office. Presnell then drove to defendant’s mother’s house nearby, separated from Gerald’s house by a rental house and a storage shed. The three got out and eventually walked to the backyard of defendant’s mother’s house. Presnell heard defendant’s brother tell defendant that he “shouldn’t do it” and heard defendant reply, “I’ll kill him. If I don’t, I’m a self-made son-of-a-bitch.” A fourth friend joined the group and all but defendant then walked to the front of the house. They heard a shot, and defendant’s brother said, “He’s killed him.”
Defendant’s mother-in-law testified that the evening of 5 May defendant came to her trailer and told her “he had just killed the son-of-a-bitch,” and he showed her with his hands how he had shot *186 the gun. He then laughed and asked her to take him home. On the ride back to defendant’s house, he laughed again and said, “The son-of-a-bitch won’t beat me no more.” Once home, defendant repeated to his wife and later to his sister and brother-in-law that he had killed “the son-of-a-bitch,” both times within his mother-in-law’s earshot. Defendant also said he had disposed of the gun in the ditch behind the mailboxes near the mother-in-law’s trailer.
Defendant’s brother-in-law testified that he and his wife had just picked up his seventeen-year-old sister Angela from defendant’s house the night of 5 May when defendant stopped him, bent down beside the car window, and
asked me if I could keep a secret, and I told him yeah, and he said he killed the son-of-a-bitch, and I paused a minute and I said who, and he said Wayne Gerald, and he said that he had beat him and he pointed to his head, and he said “He won’t beat me no more,” and I told him that I said, you know, “The law is going to get you.” He said, “No one will find out,” and then he told me how he done it. He went up to the window. .... [T]ook the shotgun, he said, like this .... He said that Wayne Gerald looked over or something, he said he shot him right there [indicating the left eye] .... He said that he then run through the woods and hid the gun in a ditch, in water. And he said no one would ever find out.
Angela testified that she was on the porch at defendant’s house waiting for her mother and stepfather to pick her up when defendant was dropped off by his mother-in-law. She testified that defendant demonstrated to her how he shot Gerald, saying “he snuck up to Wayne Gerald’s house and he looked through the window and he said he had the gun like this, and he waited for Wayne Gerald to bend over . . . and he let it go, and he went ‘boom’ . . . .” Angela also testified that defendant told her he had thrown the gun in some water in a ditch. She walked with defendant and his wife to a nearby graveyard where defendant took an empty shotgun shell from his pocket and discarded it. Several times he repeated, laughing, that he had killed the “son-of-a-bitch” and that he had blown his brains out.
Medical testimony established that Gerald died instantaneously of a gunshot wound to the head. He had “multiple penetrating wounds on the left side of the face and head; and multiple *187 scalp lacerations and skull fractures of the head, with actual brain tissue protruding from some of those lacerations and fractures.” There was “severe damage to the brain.”
The jury found defendant guilty of first degree murder and recommended that he be sentenced to death. The trial court entered judgment accordingly.
GUILT PHASE
Defendant first contends that the voir dire examination of a prospective juror who was ultimately excused for cause prejudiced the two jurors in whose presence the voir dire was conducted. The examination elicited the information that the prospective juror was already acquainted with defendant from their having been together at a prison camp. The prospective juror was asked whether defendant was at the camp before he arrived and after he left. Defendant argues that the prospective juror’s affirmative answers were evidence of defendant’s bad character deliberately and prejudicially placed before the jury, and that it was error for the trial court not to intervene ex mero motu.
Although defendant objected once to the leading form of one question during the voir dire, he neither objected to the line of questioning nor requested an individual voir dire. Further, he did not challenge any jurors for cause on this account, and he failed to exhaust his peremptory challenges. When a defendant challenges a juror for cause but fails to exhaust his peremptory challenges, he has waived his right to appeal the refusal of that challenge for cause. N.C.G.S. § 15A-1214(h)(l) (1983).
See State v. Johnson,
In addition, Rule 10(b)(1) of the Rules of Appellate Procedure requires that any exception urged on appeal must be preceded
*188
“by objection noted” unless “by rule or law [the objection] was deemed preserved or taken without such action.”
See, e.g., State v. Oliver,
in the exceptional case where, after reviewing the entire record, it can be said the claimed error is a “fundamental error, something so basic, so prejudicial, so lacking in its elements that justice cannot have been done,” or “where [the error] is grave error which amounts to a denial of a fundamental right of the accused,” or the error has “resulted in a miscarriage of justice or in the denial to appellant of a fair trial” or where the error is such as to “seriously affect the fairness, integrity or public reputation of judicial proceedings” or where it can be fairly said “the instructional mistake had a probable impact on the jury’s finding that the defendant was guilty.”
Id.
at 335-36,
Defendant asserts it was also error for the trial court to excuse a prospective juror for cause based upon her statements that she had “mixed feelings” about the death penalty. The prospective juror was initially asked if she “could and would vote to impose” the death penalty if the State were to satisfy her beyond a reasonable doubt that it was the appropriate penalty in this case. Defendant’s objection to the question was sustained, and the question was rephrased:
Mr. Britt: Okay. Let me ask you this: If you are selected to sit on this jury, and if the State satisfies you, and satisfies you beyond a reasonable doubt, that the defendant ... is guilty of exactly what he’s charged with, would you vote to find him guilty?
*189 Juror Number 2: I don’t know.
Mr. Britt: Let me ask the question again: If the State satisfies you and satisfies you beyond a reasonable doubt that the defendant ... is guilty of murder in the first degree . . . would you vote to find him guilty?
Juror Number 2: Well, like I said, I have mixed feelings about it.
Mr. Britt: I understand.
Juror Number 2: I don’t know if I could.
Mr. Britt: You are saying, then, that you might not be able to find him guilty?
Juror Number 2: I might not.
Mr. Britt: Under no circumstances?
Juror Number 2: Yes.
Mr. Britt: So, what you are saying is you are not sure that you could be fair and impartial at the guilt phase?
Juror Number 2: Right.
Mr. Britt: And you are unable to say at this time that you would vote to find him guilty if the State satisfies you beyond a reasonable doubt that he’s guilty; is that correct?
Juror Number 2: Yes, sir.
Defendant interprets these responses as the product of a misunderstanding and contends that they do not indicate that the prospective juror was either unwilling or unable to follow the law and her oath.
See, e.g., State v. Johnson,
Defendant next argues that the trial court erred in denying his motion to dismiss the charge of first degree murder because the State’s evidence was insufficient to convince a rational trier of fact beyond a reasonable doubt of defendant’s guilt as to each element of the offense.
The trial court instructed the jury on murder in the first degree solely on the basis of lying in wait. Murder perpetrated by lying in wait “refers to a killing where the assassin has stationed himself or is lying in ambush for a private attack upon his victim.”
State v. Allison,
There is ample evidence that defendant’s announced intention was to kill the victim, that he walked alone to the window beside the victim’s office, that he waited for the victim to “bend down,” that he shot him, and that the shot resulted in death. Even a moment’s deliberate pause before killing one unaware of the impending assault and consequently “without opportunity to defend himself,”
State v. Wiseman,
As alternative support for his argument that his motion to dismiss was erroneously denied, defendant contends that the State’s proof fatally varied from the indictment.
E.g., State v. Waddell,
The jurors for the State upon their oath present that on or about the date of offense shown and in the county named above the defendant unlawfully, willfully and feloniously and of malice aforethought did kill and murder Robert Wayne Gerald.
The short-form indictment has been held sufficient to charge murder in the first degree on the basis of either felony murder or premeditation and deliberation.
State v. Avery,
[a] plain and concise factual statement in each count which, without allegations of an evidentiary nature, asserts facts supporting every element of a criminal offense and the defendant’s commission thereof with sufficient precision clearly to apprise the defendant or defendants of the conduct which is the subject of the accusation.
For three reasons we disagree with defendant’s contention that the indictment fatally varied from the proof:
First, N.C.G.S. § 14-17 does not divide first degree murder into separate offenses, each of which has its own essential elements, but divides the offense into four distinct classes according to the proof required for each.
State v. Strickland,
Second, we observed in
State v. Freeman,
Third, if, despite the sufficiency of the indictment, defendant was at a loss to determine the specific facts underlying the charges alleged in the indictment, his proper recourse was to move for a bill of particulars. N.C.G.S. § 15A-925 (1983).
See, e.g., State v. Hawley,
Next, defendant contends that the evidence of lying in wait was in conflict and that the evidence supported submitting to the jury the charge of murder in the second degree. This Court has recently held
that premeditation and deliberation is not an element of the crime of first-degree murder perpetrated by means of poison, lying in wait, imprisonment, starving, or torture. Likewise, a specific intent to kill is equally irrelevant when the homicide is perpetrated by means of poison, lying in wait, imprisonment, starving, or torture; and ... an intent to kill is not an element of first-degree murder where the homicide is carried out by one of these methods.
State v. Johnson,
Here, as in Johnson, the State’s evidence was sufficient to satisfy its burden, and there was no evidence other than defendant’s plea of not guilty to negate the elements of murder perpetrated by lying in wait. The evidentiary conflict defendant urges us to recognize concerns defendant’s intoxication, and the provocation of an old grudge and taunts by defendant’s brother. These facts reflect upon intent to kill, which is irrelevant. Defendant also urges that the period of time in which he lay in wait and shot the victim encompassed a brief, unbroken course of conduct. The duration of the pause before the kill is likewise irrelevant. Neither contention suggests a conflict sufficient to negate the State’s evidentiary proof that defendant committed murder perpetrated by lying in wait.
Just as “[a]ny murder committed by means of poison is automatically first-degree murder[,]”
id.
at 204,
Defendant argues in the alternative that the theory of lying in wait, as explained to the jury by the trial court, relied upon a conclusive presumption of premeditation and deliberation in violation of defendant’s due process rights.
See Francis v. Franklin,
[F]or you to find the defendant guilty of first degree murder, perpetrated by lying in wait, the State must prove three things beyond a reasonable doubt:
First, that the defendant lay in wait for Robert Wayne Gerald. That is, waited and watched for Robert Wayne Gerald, in secret ambush, for the purpose of killing Robert Wayne Gerald.
Second, that the defendant shot Robert Wayne Gerald, intending to kill him.
*194 And third, that the shooting was a proximate cause of Robert Wayne Gerald’s death. A proximate cause is a real cause, a cause without which Robert Wayne Gerald’s death would not have occurred.
In most respects,
1
this charge is an accurate statement of the law and neither mentions premeditation and deliberation nor urges that the jury presume their presence. These elements are not presumed but irrelevant.
State v. Johnson,
Defendant next contends that the trial court erred in failing to intervene ex mero motu at three points in the prosecutor’s closing argument. We note at the outset the high threshold for abusing the license to argue the evidence, its inferences, and the law:
[C]ounsel will be allowed wide latitude in the argument of hotly contested cases. [Citation omitted.] Counsel for each side may argue to the jury the facts in evidence and all reasonable inferences to be drawn therefrom together with the relevant law so as to present his or her side of the case. [Citation omitted.] Decisions as to whether an advocate has abused this privilege must be left largely to the sound discretion of the trial court.
State v. Huffstetler,
Defendant failed to object at any one of these opportunities. Under these circumstances the standard for review is the following:
In capital cases ... an appellate court may review the prosecution’s argument, even though defendant raised no objection at trial, but the impropriety of the argument must be gross indeed in order for this Court to hold that a trial judge abused his discretion in not recognizing and correcting ex *195 mero mo tu an argument which defense counsel apparently did not believe was prejudicial when he heard it.
State v. Johnson,
In the first instance of which defendant complains, the prosecutor told the jury that “when a deadly weapon is used in certain ways and fashions, it gives rise to the crime of murder in the first degree.” In the second instance, the prosecutor told the jury,
[therefore, in a case of secret ambush, such as you have here before you today, your job is immensely simplified, because the law only requires th[e] State to prove three things beyond a reasonable doubt, and it’s not necessary for you to consider the question of premeditation and deliberation and malice aforethought.
Each remark, defendant avers, was an “improper and prejudicial misstatement of the law” that operated to diminish the State’s burden of proving guilt beyond a reasonable doubt. Such an error in violation of defendant’s constitutional rights is presumed prejudicial. See N.C.G.S. § 15A-1443(b) (1983).
We disagree, however, with defendant’s assessment of the impropriety or error in the prosecutor’s remarks. The first remark is so general as to be unobjectionable. The second is, on the whole, an accurate statement of the law similar to the jury instruction later given by the trial court. Neither was so grossly improper that the court should have been expected to intervene ex mero mo tu.
Defendant also excepts to a third portion of the prosecutor’s closing argument in which he urged the jury:
Please remember something when you go back in the jury room. The 5th of May, 1984, was the most important day in the life of Wayne Gerald’s family, as well as the most important day for [defendant].... The family of the victim has no one to turn to but you. You are the triers of the facts. You are justice today. You are justice.
This Court has stressed that a jury’s decision “must be based solely on the evidence presented at trial and the law with respect thereto, and not upon the jury’s perceived accountability to the witnesses, to the victim, to the community, or to society in
*196
general.”
State v. Boyd,
While the remarks in question veer toward a disregard of the admonitions in
Boyd
and
Oliver,
it cannot be said that the court erred in failing to recognize and correct
“ex mero motu
an argument which defense counsel apparently did not believe was prejudicial when he heard it.”
State v. Johnson,
In defendant’s final assignment of error from the guilt phase of his trial, he contends that the trial court committed prejudicial error in failing to intervene
ex mero motu
when Angela, the sister of defendant’s brother-in-law, testified that defendant “kept saying that he killed him; that it wasn’t the first time; that he had killed two others besides.” Again, defendant failed to object at trial but now asserts that the trial court’s failure to take curative action constituted plain error.
See State v. Black,
Defendant’s statement about his role in other offenses unrelated to the offense for which he was being tried was not admissible, for it bore only upon his propensity and predisposition to commit such offenses.
See, e.g., State v. Shane,
*197 We conclude that, as to the guilt-innocence phase of his trial, defendant received a fair trial free from prejudicial error.
Sentencing Phase
Defendant first contends that the State improperly introduced his criminal record from 1970 to 1984. Defendant had made no effort to rely upon the mitigating factor of no significant history of prior criminal activity, N.C.G.S. § 15A-2000(f)(l) (1983), and he argues that the State’s offering his criminal record in rebuttal of a factor that was never relied upon was improper and prejudicial.
Bad reputation or character is not listed in N.C.G.S. § 15A-2000(e) as an aggravating circumstance, and the State may not offer evidence of the defendant’s bad character in its case in chief.
State v. Silhan,
At his sentencing hearing defendant offered evidence of his good character through the testimony of his mother and his brother Bennett, who both said on direct examination that defendant was generally amicable except when he had been drinking. Defendant’s copious criminal record, listing over thirty offenses, the bulk of which were associated with intoxication and a third of which were assaults, was offered to rebut this testimony. On the authority of Silhan, we thus hold this assignment of error meritless.
The bulk of defendant’s remaining arguments concerning sentencing focus upon remarks in the prosecutor’s closing argument. We have repeatedly held that counsels’ arguments must be left to the control and discretion of the trial court and that counsel for both sides are entitled to argue to the jury the law and the facts in evidence and all reasonable inferences that may be drawn
*198
therefrom.
E.g., State v. Huffstetler,
Defendant objected to only one of these remarks — that in which the prosecutor called attention to defendant’s stoic appearance at trial, suggesting that defendant neither felt nor indicated contrition for his act. Defendant avers that these remarks were, in effect, an improper comment upon his failure to testify and that it was improper to raise the issue of an absence of remorse. The prosecutor argued:
Did you hear, did you hear the lawyer’s argument in phase I? Did you hear him say, “We are in sympathy with the widow. I’m in sympathy with the widow. Thomas Brown is in sympathy with the widow.” Did you hear that? Let me ask you something, Ladies and Gentlemen of the Jury. One of the most salient facts in this case, a fact that you cannot escape, was: Have you seen this defendant express one iota of being sorry in this case, of being contrite? Has he demonstrated to you any contrition .... any contrition at all, Ladies and Gentlemen of the Jury? Has he demonstrated to you any remorse, any desire for forgiveness in this case?
Did you observe, when this widow was on this witness stand testifying and broke down into sobs and it took several minutes for her to gain control of herself, did you see one tear roll down the face of this defendant sitting over here? If you watched him — and some of you did —you saw him sitting there very coolly, very coolly, musing, watching, calculating.
Defendant insists that lack of remorse is an irrelevant factor in a case such as this in which the heinous, atrocious or cruel aggravating circumstance (N.C.G.S. § 15A-2000(e)(9)) was not submitted,
e.g., State v. Oliver,
N.C.G.S. § 15A-2000(e) dictates that aggravating factors to be considered shall be limited to those listed in the statute.
See State v. Silhan,
Defendant also complains that the prosecutor’s argument concerning defendant’s apparent absence of contrition improperly placed before the jury “incompetent and prejudicial matters by injecting his own knowledge, beliefs, and personal opinions not supported by the evidence.”
State v. Britt,
Nor are these remarks truly tantamount to commenting on defendant’s failure to testify, as defendant contends. This Court has been vigilant in protecting defendants’ constitutional and statutory privilege not to testify. N.C.G.S. § 8-54 (1986).
E.g., State v. Monk,
Defendant next contends that the prosecutor improperly argued to the jury concerning: defendant’s right to appellate review, the possibility of parole, the sanctity of the home, the rights of the victim and his family, community sentiment, the jury’s role in assisting the prosecution, and the unfair impact on others convicted of murder if defendant was not sentenced to death. Defendant failed to object to any of these remarks. As we have already indicated with regard to the prosecutor’s arguments in the guilt phase, in a capital case “an appellate court may review the prosecution’s argument in spite of counsel’s laxity.”
State v. Smith,
Defendant first argues that the prosecutor’s reminder that, no matter what sentence the jury recommended, defendant would “still be here in ninety days” improperly suggested defendant’s right to appellate review. We acknowledge the bar in capital cases against comment on a defendant’s right to appellate review,
e.g., State v. Jones,
In addition, defendant argues that improper and prejudicial reference to the possibility of parole was implied in the prosecutor’s remark that defendant had been sentenced to prison in 1978 for five years but was out in 1980, committing another sixteen offenses “in the three years before his so-called prison sentence expired.” The prosecutor concluded, “Now, we aren’t talking about his whole criminal record[;] we are just talking about that three-year period during which he should have been in prison. Does that mean anything to you, Ladies and Gentlemen?” Defendant suggests that what the prosecutor intended that information to convey was that parole was a likelihood and recidivism a certainty if the jury recommended a life sentence.
Although a defendant’s eligibility for parole is not a proper matter for the jury’s consideration,
State v.
Cherry,
Defendant next contends that the prosecutor’s reference to the sanctity of the home is akin to the argument that execution is required to deter other criminals, which was held improper as an expression of the prosecutor’s personal opinion in
State v. Kirkley,
Defendant also complains that the prosecutor crossed the boundary into improper argument when he urged the death penalty in acknowledgment of the rights not only of the victim, held proper in
State v. Pinch,
The Supreme Court’s decision in
Booth
brings into question language in
Pinch
and
Oliver
that the value of the victim’s life may be considered by the jury during sentencing.
See State v. Pinch,
In this case, however, no evidence was placed before the jury concerning the personal qualities of the victim or the devastation wrought upon his family by his death. The prosecutor’s argument merely alluded generally to the fact that, not only does a defendant have certain rights under our laws, but so do the victim and his family. The prosecutor argued:
[I]t’s not all a matter of the rights of this defendant. It’s the rights of others. It’s the rights of you. It’s the rights of your family; of the community that you live in; of the family of this victim sitting out here in the Courtroom.
This reference to the family’s rights, even if erroneously admitted, was
de minimis.
The trial court did not abuse its discretion in failing to recognize and correct the error
ex mero motu. State v. Johnson,
Defendant also excepts to portions of the prosecutor’s argument in which he attempted to impress the jury with the importance of its role in the criminal justice system:
This defendant displayed a heartless, evil, callous disregard for the victim. He was without conscience, he was without pity. His was a wicked and vile act, Ladies and Gentlemen of the Jury, and when you hear of such acts, you say, “Gee, somebody ought to do something about that.”
You know something, Ladies and Gentlemen of the Jury, today you are the somebody that everybody talks about, and justice is in your lap. The officers can’t do any more. The State can’t do any more. You speak for all the people of the State of North Carolina as to this bloody murder in the first degree.
Defendant contends that these remarks improperly inform the jury that community or public sentiment urges the death penalty and that the jury is effectively an arm of the State in the prosecution of the defendant. These would be improper suggestions. The
*204
State must not ask the jury “to lend an ear to the community rather than a voice.”
State v. Scott,
Defendant also argues the impropriety of a remark made by the prosecutor while reviewing the verdict sheet with the jury. The prosecutor urged the jury to recommend death because not to do so would be unfair to other convicted murderers sentenced to death.
N.C.G.S. § 15A-2000(d)(2) requires this Court to assess every capital case in which the defendant was sentenced to death under the provisions of N.C.G.S. 15A, Article 100, and to gauge the fairness of that sentence in the light of similar capital cases reviewed by this Court. The fate of other capital offenders thus ,is the concern of this Court pursuant to its proportionality review function. It is not a proper concern of jurors. The “factors to be considered by the jury in sentencing are ‘the
defendant’s
age, character, education, environment, habits, mentality, propensities and record.’ ”
State v. Taylor,
Defendant next argues that the prosecutor deprived him of a fair sentencing hearing by asserting improper arguments concerning defendant’s failure to produce siblings who could testify on his behalf. The prosecutor asked:
*205 Of six brothers and sisters, how many did he have up here begging for him? Testifying for him? Out of six of them, how many did he have? Out of his whole family, how many brothers and sisters did he have? One. Bennett, a man with a record of his own. That tell you something, Ladies and Gentlemen of the Jury?
Defendant contends that such commentary is improper when there is no way to tell whether a witness is unavailable. In arguing that the prosecutor was commenting negatively on defendant’s limitation of witnesses called to testify in his behalf, defendant recalls this Court’s disapproval of sentencing hearings that are effectively “mini-trials,” in which witnesses testify as to matters of dubious probative value for sentencing purposes.
See generally, State v. Moose,
Defendant also contends that the prosecutor misstated the testimony of defendant’s mother, who had said that she did not know why defendant had quit school in the eighth or ninth grade. The prosecutor argued that defendant had “voluntarily quit school, . . . [he] just wouldn’t do it and quit.” The jury did not find as a nonstatutory mitigating factor that defendant had little education, and defendant surmises that the reason it did not was the prosecutor’s suggestion that defendant’s lack of schooling was his own fault.
We find both contentions meritless. Generally, and in this particular instance, the prosecutor may draw the jury’s attention to defendant’s failure to produce exculpatory witnesses available to him.
State v. Thompson,
Defendant also takes issue with the prosecutor’s numerous references to the Bible. Among these was the prosecutor’s portrait of defendant as one who dared to play God and one who selfishly deprived the victim of his opportunity to “get right with the Lord” while retaining that opportunity for himself. We do not find these comments so improper as to have required intervention by the trial court ex mero motu.
In a similar vein the prosecutor remarked that the Bible approves punishment and condemns defendant’s acts, ánd he argued that N.C.G.S. § 15A-2000 is a statute of judgment equivalent to the Biblical law that a murderer shall be put to death. These remarks are not equivalent to saying that state law is divinely inspired,
see State v. Oliver,
Defendant next argues that the prosecutor’s argument was grossly improper more than once in incorrectly stating the applicable law.
First, the prosecutor argued that mitigation “means to reduce the moral culpability of a killing.” He continued,
Have you seen anything in this lawsuit that reduces the moral, the moral culpability of this heinous, atrocious killing? Have you seen it, Ladies and Gentlemen of the Jury? Have you seen — it goes on to say “. . . to reduce the moral culpability of a killing or makes it less deserving of extreme punishment than other first degree murders.”
Why is this —why would this case be less deserving of extreme punishment than any other first degree murder? But that is your test, you see, in considering these mitigating circumstances.
*207 Now, let me tell you something else, before I get into the mitigating circumstances: The defendant, that’s the fellow sitting over there. The defendant, the man you are trying, has the burden. He has the burden of persuading you that a mitigating circumstance exists in the first place. That’s his burden. He has to do that.
Secondly, he must satisfy you by the preponderance of the evidence. He has to satisfy you that one of these mitigating circumstances exists by the preponderance of the evidence.
Defendant contends that these remarks and portions of the argument that follow, which disparage mitigating circumstances that reflect on a defendant’s character as opposed to those that reflect on the particular crime, improperly and prejudicially forced the jury’s focus away from considering factors regarding his character. We discern no bias here for the aggravating or mitigating nature of crime over character. The term “mitigating circumstances” has consistently been defined as reflecting both the nature of the crime and the character of the accused. N.C.G.S. § 15A-2000(f) (1983);
State v. Silhan,
In addition, defendant insists that the trial court’s instructions exacerbated rather than eliminated this erroneous focus. The trial court charged, in part:
The defendant has the burden of persuading you that a given mitigating circumstance exists. The existence of any mitigating circumstance must be established by a preponderance of the evidence; that is, the evidence taken as a whole must satisfy you, not beyond a reasonable doubt, but simply satisfy you that any mitigating circumstance exists. If the evidence satisfies you that a mitigating circumstance exists, you would find that circumstance. If not, you would not find it.
Neither the prosecutor nor the trial court was incorrect in emphasizing that the burden of persuading the jury that mitigating circumstances exist is upon the defendant.
See State v. Kirkley,
Defendant further argues that these portions of the argument and instructions had the effect of diminishing the jury’s understanding that a mitigating circumstance is to be ascribed weight; it is not a tangible “thing” that either exists or does not.
See State v. Goodman,
[Y]ou are the sole judges of the weight to be given to any individual circumstance which you find, whether aggravating or mitigating. You should not merely add up the number of aggravating circumstances and mitigating circumstances; rather, you must decide from all the evidence what value to give to each circumstance, and then weigh the aggravating circumstances so valued against the mitigating circumstances so valued and finally determine whether the mitigating circumstances outweigh the aggravating circumstances.
Second, defendant contends that the prosecutor misstated the law on diminished capacity. The prosecutor argued that the mitigating circumstance listed at N.C.G.S. § 15A-2000(f)(6) 2 should not be found because there was no evidence of any mental illness or insanity, because defendant fully appreciated the criminality of his acts and was fully capable of conforming his conduct to the requirements of the law, and because there was evidence that defendant was “high,” but none that he was intoxicated or so intoxicated that he did not know what he was doing.
*209
In pertinent part, this argument does not inaccurately state the law. In
State v. Johnson,
The defendant contends that from his drinking, beer, he became high and that this condition impaired him from having the mental or physical capacity to appreciate the criminality of his conduct or to conform to the requirements of the law. The State contends that the defendant knew what he was doing and that his capacity was not impaired.
Clearly, the prosecutor and later the trial court described diminished capacity in nearly identical terms and in terms following the pattern of this Court’s language in
Johnson
and
Goodman.
We hold that the prosecutor’s reference to insanity, mental illness, and whether defendant “knew” what he was doing,
see State v. Johnson,
In his last contention concerned with the propriety of the prosecutor’s closing remarks, defendant asserts that the prosecutor misstated the law regarding aggravating circumstances in noting that the victim had no chance to plead with defendant for his life. We have held that under the Fair Sentencing Act, N.C.G.S. § 15A-1340.1
et seq.
(1983), the mere fact that the victim was attacked without warning is not properly considered as a nonstatutory aggravating factor.
State v. Higson,
Defendant next contends that the trial court erred in submitting as an aggravating factor that defendant had a prior conviction of a felony involving the use of violence to a person, N.C.G.S. § 15A-2000(e)(3). Despite defendant’s lengthy criminal record, which included several assaults upon other persons, the State introduced evidence of only one offense in support of this aggravating factor. That offense was defendant’s conviction, pursuant to a guilty plea, of discharging a firearm into occupied property. One of the State’s witnesses testified that she was standing in the ticket booth at a drive-in with defendant’s brother Ray when defendant came out of a house across the road, carrying a shotgun. He approached the booth, raised the gun, and fired. The witness felt the pellets fall onto her body; Ray was injured. Defendant suggests that introduction of the conviction and the witness’s testimony was insufficient evidence to support the aggravating factor, contending that the State failed to prove that defendant fired “into” the ticket booth or that defendant knew or had reasonable grounds to believe the booth was occupied.
See State v. Williams,
Defendant pleaded guilty to the charge of firing into occupied property. A plea of guilty, accepted and entered by the trial court, is the equivalent of conviction.
State v. Neas,
Defendant also contends that the aggravating factor in N.C.G.S. § 15A-2000(e)(3) is itself unconstitutionally vague and overbroad, and he levels the same charge at the whole of the provisions governing capital sentencing. Defendant failed to raise this issue at the trial level, and ordinarily he is not entitled to appellate review without having done so.
State v. Cumber,
First, defendant’s contention that the North Carolina death penalty statute is unconstitutional in its entirety has been consistently rejected.
E.g., State v. Boyd,
We have answered this contention hereinabove: there is no lesser included offense of murder by lying in wait. Defendant’s
*212
constitutional right to equal protection of the laws is not implicated by the class of murder in the first degree with which he is charged and convicted when “the uncontradicted evidence excludes the possibility of a verdict of a lesser degree of guilt than first degree murder.”
State v. Allison,
We have also held that the list of aggravating circumstances in N.C.G.S. § 15A-2000(e) is not unconstitutionally vague.
E.g., State v. Rook,
Sentencing standards are by necessity somewhat general. While they must be particular enough to afford fair warning to a defendant of the probable penalty which would attach upon a finding of guilt, they must also be general enough to allow the courts to respond to the various mutations of conduct which society has judged to warrant the application of the criminal sanction. [Citation omitted.] While the questions which these sentencing standards require juries to answer are difficult, they do not require the jury to do substantially more than is ordinarily required of a fact finder in any lawsuit. [Citation omitted.] The issues which are posed to a jury at the sentencing phase of North Carolina’s bifurcated proceeding have a common sense core of meaning. Jurors who are sitting in a criminal trial ought to be capable of understanding them and applying them when they are *213 given appropriate instructions by the trial court judge. [Citation omitted.]
Barfield,
Nevertheless, defendant argues that the “prior violent felony” aggravating factor is itself unconstitutionally vague and overbroad because it fails to define the class of offenders eligible for the death penalty in an “objective, evenhanded, and substantially rational way.”
Zant v. Stephens,
Defendant then attacks the definition of “felony” in the trial court’s instructions concerning this factor, contending that it illustrates this vagueness by including the mere threat of violence to the person. The trial court charged: “A felony involves the use or threat of violence to the person if the perpetrator kills or inflicts physical injury on the victim or threatens to do so in order to accomplish his criminal purpose.” Because the only testimony offered concerning this factor was the witness’ description of pellets falling onto her body, defendant insists this factor has been unconstitutionally applied because there was no indication that defendant intended to shoot at the witness or even that he knew she was inside the booth.
Defendant’s reasoning here is unsupportable. The trial court’s instruction was accurate but unnecessary. The action of discharging a firearm into an occupied building is a felony by statutory definition. “Any person who willfully or wantonly discharges or attempts to discharge: ... (2) A firearm into any *214 building, structure, vehicle, aircraft, watercraft, or other conveyance, device, equipment, erection, or enclosure while it is occupied is guilty of a Class H felony.” N.C.G.S. § 14-34.1 (1986). The jury was not required to determine whether the offense of which defendant had been convicted was a felony, but whether that felony “involved] the use or threat of violence to the person.” N.C.G.S. § 15A-2000(e)(3).
The wording of this factor is not vague or overbroad or so inscrutable that a jury is not “given sufficient guidance concerning the relevant factors about the defendant and the crime which he was found to have committed.”
State v. Martin,
Defendant next asserts that the trial court twice erred in the midst of the jury’s deliberations. In the first instance, the foreman returned to the courtroom after one and one-half hours of deliberations and reported to the trial court: “We haven’t reached a decision. We are hung. We can’t say that we have reached a verdict.” The court held a brief conference in chambers and returned to tell the jury to continue its deliberations. In the second instance, the foreman returned approximately two hours later, reported that “there’s a bad argument,” and asked the meaning of “extenuating.”
Defendant notes the mandate of N.C.G.S. § 15A-2000(b) that, when a jury cannot within a reasonable time unanimously agree to its sentence recommendation, the trial court must impose a *215 sentence of life imprisonment. Defendant contends that, given the fact that the jury had only one aggravating factor and four mitigating factors to consider, one and one-half hours exceeded the “reasonable time” contemplated by the statute. In addition, defendant notes the language of N.C.G.S. § 15A-1235, which requires the court to instruct the jury before its deliberations that its verdict as to guilt must be unanimous, permits the trial court to instruct the jurors concerning the importance of voting their independent convictions, and permits the court to require a deadlocked jury to resume deliberations with or without a reiteration of the previous instructions. Defendant contends that by allowing the jurors to continue deliberations without further instructions, the court was pressuring the minority members to acquiesce to the will of the majority. He urges this Court to adopt a rule requiring the trial court to instruct a deadlocked jury in accordance with N.C.G.S. § 15A-1235.
We decline to do so for two reasons. First, this Court has recognized the clear intent of the legislature that instructions to a deadlocked jury be within the trial court’s discretion. The language is permissive, not mandatory.
State v. Peek,
Nor was there error when the trial court responded to the foreman’s question as to the meaning of “extenuating” in a non-statutory mitigating factor by reading from
Webster’s New World Dictionary.
“To lessen or seem to lessen the seriousness of ... (an offense, guilt, et cetera) ... by giving excuses or serving as an excuse . . . [Extenuating circumstances].” Defendant failed to object when told by the trial court in chambers that she in
*216
tended to give this response to the foreman’s question, and review is therefore limited to determining whether it constituted plain error.
State v. Odom,
In his remaining assignments of error defendant urges the reconsideration of issues recently resolved by this Court. First, defendant argues that the trial court erred in instructing the jury that evidence from the guilt-innocence phase of the trial was competent for its consideration in the punishment phase. In
State v. Brown,
Second, defendant requests that we reconsider our holding in
State v. Barfield,
*217
Third, defendant argues that requiring jurors to reach unanimous decisions regarding the presence or absence of mitigating circumstances renders the sentencing proceedings arbitrary and capricious because it vests a single juror with the power to deprive all other jurors of consideration of such circumstances. This Court has held that this requirement is constitutionally sound.
State v. Kirkley,
Defendant next contends that it was error to instruct the jury that it must determine the substantiality of the aggravating factor in light of mitigating circumstances “found” to exist or not. The premise is fallacious, defendant contends: a failure to “find” a mitigating factor does not mean it does not exist. This includes mitigating circumstances that may exist but are not articulated on the issues and recommendation sheet. Defendant invites the Court to allow the jurors free range to “intuit” such unarticulated factors. In other words, defendant urges that we sanction an invitation to caprice in the penalty determination phase of a trial.
3
We decline to do so. “The consideration of mitigating circumstances must be the same as the consideration of aggravating circumstances.”
State v. Kirkley,
Finally, defendant contends that he was denied his right to a fair trial free from arbitrary, capricious, and extraneous factors, including the influence of passion and prejudice, because of the cumulative effect of the prosecutor’s arguments during both the guilt-innocence and penalty phases of his trial. Defendant asks no more than the law already requires. This Court must review the record in a capital case to determine whether it supports the jury’s finding of any aggravating circumstance(s) and whether “the sentence of death was imposed under the influence of passion, prejudice, or any other arbitrary factor.” N.C.G.S. § 15A-2000(d)(2) (1983). In accord with this responsibility, we have reviewed the trial records as well as the briefs and oral arguments before this Court. We conclude that the arguments had no malignant, cumulative effect upon the fairness of defendant’s trial. This Court’s conclusions regarding similar contentions made by the defendant in
State v. Thompson,
The record does not reveal such prosecutorial misconduct nor such improprieties as those involved in State v. Britt,288 N.C. 699 ,220 S.E. 2d 283 (1975), or State v. Smith,279 N.C. 163 ,181 S.E. 2d 458 (1971). Nor does the record reveal an attempt to argue matters not legitimately arising on the evidence. Compare State v. Roach,248 N.C. 63 ,102 S.E. 2d 413 (1958). Moreover, no violation of G.S. 8-57 or G.S. 8-54 appears, as in State v. Thompson,290 N.C. 431 ,226 S.E. 2d 487 (1976), and State v. Monk,286 N.C. 509 ,212 S.E. 2d 125 (1975).
While the courtroom conduct of [this] District Attorney ... in many cases reflects a callous indifference to decisions of this Court, ... we find in this case no impropriety of sufficient moment to warrant a new trial.
*219
In addition, the facts of record speak for themselves. There is ample evidence that defendant shot his victim after waiting for him to position himself in the window by his desk. The single aggravating factor found by the jury — that defendant had been convicted of a violent felony — is also solidly established in the record. The jury found that this aggravating circumstance was sufficiently substantial to warrant the imposition of the death penalty and found no mitigating circumstance to counterbalance it. The record objectively demonstrates that the jury’s finding of guilt and its recommendation that the sentence of death be imposed met the standard of reliability that the Eighth Amendment requires.
See Caldwell v. Mississippi,
Proportionality Review
Statutory provisions governing capital sentencing direct this Court to review the record and determine (1) whether it supports the jury’s finding of the aggravating circumstance upon which the sentencing court based its sentence of death, (2) whether the sentence was imposed under the influence of passion, prejudice or any other arbitrary factor, and (3) whether the “sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant.” N.C.G.S. § 15A-2000(d)(2) (1983). We conclude, first, that the record from both the guilt and the sentencing phases reveals no suggestion that the sentence of death was influenced by passion, prejudice or any other arbitrary factor. Second, the introduction of defendant’s criminal record was sufficient evidentiary support for the jury’s finding of the single aggravating factor that defendant had been previously convicted of a felony involving the use or threat of violence to a person, N.C.G.S. § 15A-2000(e)(3). Third, proportionality review demonstrates that the sentence of death is neither excessive nor disproportionate.
For purposes of proportionality review, the pool of similar cases includes
all cases arising since the effective date of our capital punishment statute, 1 June 1977, which have been tried as capital cases and reviewed on direct appeal by this Court and in *220 which the jury recommended death or life imprisonment or in which the trial court imposed life imprisonment after the jury’s failure to agree upon a sentencing recommendation.
State v. Williams,
If, after making such a comparison, we find that juries have consistently been returning death sentences in the similar cases, then we will have a strong basis for concluding that a death sentence in the case under review is not excessive or disproportionate. On the other hand if we find that juries have consistently been returning life sentences in the similar cases, we will have a strong basis for concluding that a death sentence in the case under review is excessive or disproportionate.
Id.
We assume the task of proportionality review in this case by making the comparison twice. First, this crime and this defendant are compared with the crime and the defendant in cases with similar facts, including cases in which the same aggravating circumstance was found. Second, this case is compared to cases in which this Court has affirmed a sentence of death in order to determine whether this case “rise[s] to the level of those murders in which we have approved the death sentence upon proportionality review.”
State v. Bondurant,
This case is distinguished by these features: it is a case of murder in the first degree on the basis of lying in wait; it is a *221 case in which a single aggravating circumstance was found — that defendant had been convicted of a felony of violence, N.C.G.S. § 15A-2000(e)(3); and it is a case in which no mitigating factors were found, although four were submitted to the consideration of the jury. 4
There is only one other lying in wait case in the. proportionality pool.
5
Its similarity to this case is merely generic, for it was a case in which the defendant was convicted of murder in the first degree as an accessory before the fact. In
State v. Woods,
The current proportionality pool includes only one case similar to that at bar. In State
v. Bondurant,
There are no other lying in wait cases in the current proportionality pool. Outside the pool, however, there are four other “premeditated and deliberated” murder cases in which the defendant was sentenced to death but in which this Court found that the “heinous, atrocious or cruel” aggravating factor was erroneously submitted during the sentencing phase. These cases are similar to the case sub judice in that all are characterized by the unprovoked shooting of a victim who was singled out for attack.
In
State v. Hamlet,
In
State v. Stanley,
In
State v. Moose,
In
State v. Hamlette,
*224 While this group of cases shares strongly analogous facts with the case sub judice, there are significant differences. All four cases are differentiated by the presence of the “especially heinous, atrocious or cruel” aggravating circumstance, and in all four that circumstance was held to have been erroneously submitted. The “especially heinous” aggravating circumstance was not submitted to the jury in this case, and for that reason the results of this Court’s review of Hamlet, Stanley, Moose, and Hamlette do not provide a meaningful foil for appreciating the unique facts of the case before us. Moreover, because these cases are not in the pool, they provide no insights for purposes of proportionality review.
Another approach to describing a cohort of similar cases is to single out those in which the same aggravating circumstance was found. N.C.G.S. §§ 15A-2000(e)(3) and (e)(2) 6 are the only enumerated aggravating circumstances that reflect upon the defendant’s character as a recidivist. N.C.G.S. § 15A-2000(e)(3) in particular tends to demonstrate that the crime committed was part of a long-term course of violent conduct, as opposed to the situational course of conduct culminating in the murder itself. Cf. N.C.G.S. § 15A-2000(e)(ll).
There are thirteen cases in the proportionality pool and among capital cases outside the pool that are factually similar to the case at bar and in which the (e)(3) factor figured in the jury’s determination of the defendant’s sentence. In five of these the sentence of death was affirmed on review; in eight the jury either recommended life imprisonment or its recommendation of death did not withstand appellate review.
The five cases in the “death-affirmed” pool in which the (e)(3) factor was found are all distinguishable from this case by the finding in all five of multiple aggravating circumstances, notably including circumstances describing a course of violent or felonious conduct, N.C.G.S. § 15A-2000(e)(5) (“capital felony was committed while the defendant was engaged ... in the commission of, . . . or flight after committing or attempting to commit, any homicide, robbery, rape or a sex offense, arson, burglary, kidnapping, or air *225 craft piracy or the unlawful throwing, placing, or discharging of a destructive device or bomb”) or N.C.G.S. § 15A-2000(e)(ll) (“murder . . . was part of a course of conduct in which the defendant engaged and which included the commission by the defendant of other crimes of violence against another person or persons”).
In
State v. Robbins,
In
State v. Brown,
In
State v. McDougall,
In
State v. Taylor,
In
State v. McDowell,
In five other cases in the proportionality pool and among other capital cases that have come before us for review, the (e)(3) recidivist circumstance was found, but, with one exception, in which the sentence of death was reduced on review to life imprisonment, the cases were remanded for resentencing. Except for
State v. Hamlette,
In
State v. Cherry,
In
State v. Goodman,
In
State v. Silhan,
In
State v. Beal,
From the pool of cases in which the defendant was sentenced at trial to life imprisonment, only three share both the (e)(3) aggravating circumstance and facts similar to those in the case before us.
State v. Williams,
State v. Crawford,
A second approach to proportionality review is to classify “death-affirmed” cases according to characteristics
not
present in the case
sub judice
and to determine whether the absence of those characteristics reasonably excludes the case
sub judice
from that group.
See State v. Bondurant,
Nor was the murder a torturous one, such as those committed in these cases:
State v. Gladden,
Nor was this a case like
State v. Hutchins,
*230
The most striking feature of this list is the number of cases in which the heinous, atrocious or cruel aggravating circumstance was present. However, not all of the “death-affirmed” cases are characterized by a finding of this circumstance, and it is against these six other cases that the case
sub judice
can perhaps be more fruitfully juxtaposed.
State v. Hutchins,
Murders were perpetrated in the course of a felony or otherwise violent conduct in these cases:
State v. Vereen,
In Williams the jury found only the “course of violent conduct” aggravating circumstance, (e)(ll), and seven mitigating circumstances. The defendant had consumed alcohol and a panoply of drugs before killing a gas station attendant during a robbery. Although the gravamen of the murder in Williams does not appear to be as extreme as that in cases in which the “heinous, atrocious or cruel” aggravating factor was upheld on review, the motives and the method of murder are in no way similar to those here. With the exception of an alcohol- or drug-induced bravado insufficient to impair judgment or behavior and thus insufficient to support the mitigating circumstance in N.C.G.S. § 15A-2000 (f)(6), these murders have little in common.
The exhaustive process of proportionality review has revealed no case in our pool sufficiently similar to that here that
*231
the sentences can be meaningfully compared. A juxtaposition to “death-affirmed” cases has proved similarly unenlightening. This case stands apart from the others in the pool. Our comparison nonetheless leads to the conclusion that we cannot hold as a matter of law that the death sentence was disproportionate in this case.
See State v. Robbins,
Among our statutory duties is that requiring a comparison of this case with other cases in the pool that are “roughly similar” regarding the crime and the defendant. N.C.G.S. § 15A-2000(d)(2);
State v. Lawson,
The crime was committed by lying in wait outside the victim’s home. The sanctity of the home is a revered tenet of Anglo-American jurisprudence.
See, e.g., Segura v. United States,
The murder was committed after defendant had lain in wait under the victim’s window and paused for the victim to position
*232
himself in the most opportune place for annihilation. The victim, unaware of the threat, had no opportunity to defend himself.
See State v. Wiseman,
The crime was as calculated and deliberate as a murder can be. In the lengthy, purposeful plotting, and in the execution of his crime, the defendant displayed a cold callousness and obliviousness to the value of human life. He had demonstrated these qualities before: his criminal record was replete with evidence of his dangerousness and propensity to act violently towards others, including the discharge of a shotgun into an occupied building.
In addition, defendant displayed absolutely no remorse or contrition for his act.
Cf. Bondurant,
The only evidence in the record with any tendency to diminish defendant’s moral culpability is that the victim had mistreated defendant and that defendant had been drinking. However, the jury expressly refused to find extenuating circumstances between defendant and victim as a mitigating factor, N.C.G.S. § 15A-2000 (f)(9) (1983), or that defendant’s capacity to appreciate the criminality of his conduct or to conform that conduct to the requirements of the law was impaired, N.C.G.S. § 15A-2000(f)(6) (1983). Viewed in light of the evidence regarding the nature of the crime and the character of the defendant, we find the evidence diminishing culpability minuscule and insufficient to warrant a holding of disproportionality.
Even if, as one member of this Court has suggested, “[t]he death penalty, if we are to have it at all, should be reserved for first degree murders which are the products of the meanness of
*233
mature, calculating, fully responsible adults,”
State v. Rook,
We find no error in the guilt or sentencing phases of defendant’s trial. In comparing this case to similar cases in which the death penalty was imposed, and in considering both the crime and the defendant, we cannot hold as a matter of law that the death sentence was disproportionate or excessive. We thus decline to set aside the penalty imposed.
No error.
Notes
. At the time of defendant’s trial,
State v. Johnson,
. “Mitigating circumstances which may be considered shall include, but not be limited to, the following:
(6) The capacity of the defendant to appreciate the criminality of his conduct or to conform his conduct to the requirements of the law was impaired.” N.C.G.S. § 15A-2000(f)(6) (1983).
. In their briefs both defendant and the State characterize this contention as the position taken by Justice (now Chief Justice) Exum in his dissent in State
v. Pinch,
. The jury considered but did not find that defendant’s capacity to appreciate the criminality of his conduct or to conform that conduct to the requirements of the law was impaired, N.C.G.S. § 15A-2000(f)(6), that defendant was reared without a father, that he had little education, and that there were extenuating circumstances between defendant and the deceased, N.C.G.S. § 15A-2000(f)(9).
.
State v. Allison,
. “The defendant had been previously convicted of another capital felony.” N.C.G.S. § 15A-2000(e)(2) (1983). To date, this factor has not appeared in any case reviewed by this Court for proportionality purposes.
