Pursuant to ORAP 6.25(l)(d), defendant petitions for reconsideration of our decision in State v. Brostrom,
Defendant was charged with two counts of criminal mistreatment and four counts of felony assault involving her minor child, D. ORS 163.160.
Thereafter, the Supreme Court issued its opinion in Hess. In Hess, the court held that, assuming arguendo that the prior conviction requirement in ORS 163.465(2)(b) (public indecency) was an “element” of the crime that the state must prove to a jury, a defendant’s judicial admission of a prior conviction established the fact of the prior conviction conclusively and relieved the state of its burden to prove that element of the crime. Hess,
In this case, defendant offered to stipulate that she had previously been convicted of assaulting D when he was five years old. That judicial admission established the fact of the prior conviction conclusively and, under Hess, relieved the state of its burden to prove that element of the charges. It was therefore error for the trial court to admit evidence of the fact of the prior conviction to prove an element of the charges of felony assault. The remaining question is whether evidence of the prior conviction was admissible for some other purpose, thereby rendering the trial court’s erroneous pretrial ruling harmless. In its response to defendant’s petition for reconsideration, the state argues that the fact of the prior conviction was relevant under OEC 404
Michaels left the house and shut the front door, but paused on the porch between the door and D’s bedroom window. She heard D, defendant’s four-year-old daughter, H, and defendant’s granddaughter, I, talking in D’s room, and then heard defendant talking to them and telling them to clean up the room. Defendant’s voice started to get louder. Defendant yelled at D and called him a liar. Michaels saw defendant lift the blinds in the window, look outside, put the blinds back down, and pull the curtain shut. Michaels was not in defendant’s line of vision. Defendant began yelling again, and Michaels heard crashing noises and D yelling, “Stop, you’re hurting me, stop, mom, stop,” and crying loudly. Michaels then heard thumping noises. Michaels tried to reenter the house, and H let her in.
Michaels testified about what occurred next:
“And I run into the bedroom, and I come around the corner, and * * * it’s kind of a bunk bed type, but there’s just the top*609 bed to it, and there’s like — they look like lofts is what it looks like it’s made out of. And [D] is underneath the bed in the corner. [Defendant]’s in front of him with her back to me. She’s got his hands in her hands, and she’s wringing them and squeezing them really hard. She’s just twisting them, and she’s telling him, when I get there, * * * ‘I’ll break your wrists, I’ll break your fucking fingers.’ * * * Her teeth were clenched. [D] was in obvious pain; he was crying really loudly. I grabbed [defendant’s arm. I told her to stop. She continued putting pressure on [D]. She wasn’t listening to me. She wasn’t stopping. I placed her in a wristlock, and I backed her away from [D].”
Michaels later observed that D’s cheeks and ears were red, that there were scratches on D’s face, red marks on his neck, and some cuts on his fingers. D told Michaels that defendant had pushed his head against the bed. Michaels testified that, based on her experience, the thumping noises that she had heard were consistent with D’s head striking the support posts of the bunk bed. In addition, Michaels took pictures of the injuries, and those pictures were admitted into evidence at trial. After D testified for the state, a certified true copy of defendant’s prior assault conviction was offered into evidence, and the trial court instructed the jury that it did not have to find that D was the victim of the prior conviction because “it’s agreed that he was.”
In her defense, defendant admitted that she had assaulted D in the past when she had been drinking and had pleaded guilty to the charge that resulted in her prior conviction. Emphasizing her position that she had not been drinking before the incident that led to the charges in this case, defendant contrasted these circumstances with the circumstances underlying her prior conviction, where she had been drinking. Defendant asserted that she had not been drinking on the day in question in this case, but that she had not been feeling well. She testified that she is a recovering alcoholic and that D becomes upset if he believes that she has started drinking again. She speculated that D found the vodka bottle in her closet because that is where, in the past, she would have hidden alcohol. She also testified that after Michaels left, D went into his room “howling” and “really mad” because he believed that she was drinking again. At the time, her four-year-old daughter was on top of the bunk bed, rocking
In rebuttal, the state offered evidence of several incidents in which defendant had been drinking, including evidence of an arrest for driving while under the influence of intoxicants. Defendant admitted to two relapses of drinking in the year before the incident in this case. Overall, the state sought to compare the underlying behavior that led to her prior conviction with defendant’s conduct in this case in order to impeach defendant’s assertion that she had not been drinking this time.
The test for affirmance under the Oregon Constitution is whether there is little likelihood that the error affected the jury’s verdict. If so, the evidentiary error is harmless. State v. Davis,
Even though the state did not offer evidence of the prior conviction for the express purpose of refuting defendant’s position that she was trying to calm D, the state used the evidence for impeachment purposes, and the trial court expressed its intention, during a pretrial hearing in regard to character evidence, to apply OEC 404(3) to future evidentiary disputes arising during the trial.
Moreover, defendant affirmatively undertook to use the underlying facts of her prior conviction to support her contention that she had not been drinking alcohol on this occasion. The use of the circumstances of the underlying conviction by defendant opened the door for evidence offered by the state of other incidents during which defendant had been drinking, including evidence of the prior conviction. In light of the officers’ testimony, defendant’s admissions to Officer Michaels, and the other evidence offered, including defendant’s testimony, there is little likelihood that the error in admitting evidence of the fact of the prior conviction to prove an element of the charges would have affected the jury’s verdict. State v. McGinnis,
Relief from default granted; reconsideration allowed; former opinion modified and adhered to as modified.
Notes
ORAP 6.25(l)(d) authorizes reconsideration by this court when there is a claim that there has been a change in the statutes or case law since the Court of Appeals decision. Defendant failed to timely file her petition for reconsideration and moves for relief from default. We exercise our discretion to permit the filing of the untimely petition for reconsideration for purposes of judicial economy rather than requiring defendant to petition for review to the Supreme Court.
ORS 163.160 provides, in part:
“(1) A person commits the crime of assault in the fourth degree if the person:
“(a) Intentionally, knowingly or recklessly causes physical injury to another; or
“(b) With criminal negligence causes physical injury to another by means of a deadly weapon.
“(2) Assault in the fourth degree is a Class A misdemeanor.
“(3) Notwithstanding subsection (2) of this section, assault in the fourth degree is a Class C felony if the person commits the crime of assault in the fourth degree and:
“(a) The person has previously been convicted of assaulting the same victim!.]”
OEC 404 provides, in part:
“(3) Evidence of other crimes, wrongs or acts is not admissible to prove the character of a person in order to show that the person acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
“(4) In criminal actions, evidence of other crimes, wrongs or acts by the defendant is admissible if relevantt.]”
Defendant does not argue that she would not have testified if the trial court had excluded evidence of her prior conviction for assault.
The trial court explained, “[fit’s Rule 404 of the Oregon Evidence Code I’m going to follow,” and “it’s hard to anticipate in advance exactly what every one of my rulings will be, but I would just say generally I’m going to follow to the best of my ability Rule 404.”
