*1 Minnesota, Respondent, STATE BROOKS, petitioner, Appellant.
Wesley
No. C1-98-2388. of Minnesota.
Supreme Court
Jan. March
As Modified *2 monetary
Mbits bail that can be satisfied only by cash deposit a of the full amount by the court. set Article Section 7 of provides the Minnesota Constitution persons “[a]ll before conviction shall be * * * Ap- bailable sufficient sureties .” Brooks, pellant, Wesley Eugene asserts a County Scott District Court order setting “cash violates provi- bail” this ap- sion Minnesota’s Constitution. On peal, the Appeals Minnesota Court of held only” “cash bail constitutional. Because we conclude bail violates Constitution, Minnesota’s we reverse.1 case in dispute. facts are not 27, 1998, Brooks, August On a resident of Lake, Minnesota, Prior began one-year sentence to be served electronic home McCloud, Kelly monitoring. Samuel A. Vince One condition of Brooks’ Grif- fitts, Shakopee, for home appellant. momtoring was that he abstain from using any controlled substance. Because a Hatch, Attorney Michael A. Minnesota urinalysis taken as Brooks was about to General, Paul, Harbinson, St. Thomas J. begin his sentence positive tested for co- Groh, County Attorney, Scott Michael J. caine, he was asked to take second test County Attorney, Assistant Scott Shako- September on 1998. This test also pee, for respondent. positive, indicating that Brooks had been Stuart, John M. Minnesota State Public using a controlled substance while on home Defender, Wolf, Marie L. Asssistant State monitoring. Because Brooks failed the Defender, Public Minneapolis, for amicus test, police second officer telephoned curiae State Public Defender. Brooks at his spoke residence and with him at approximately 8:30 a.m. on Septem- Washburn, Director, Gina G. Executive ber 1998. The officer informed Brooks Association, County MN Attorneys Robert that he at was Brooks’ residence return Stanich, General, A. Attorney Assistant St. jail. Mm to Brooks told officer that he Paul, for amicus MN County curiae Attor- would “be but up,” while the officer neys Association. waited, Brooks fled. 22, 1998,
On September County Scott charged authorities escape Brooks with custody 609.485, from under Minn.Stat. OPINION 4(1) (1998). 2(1), subd. Brooks was subse- quently apprehended Florida. No- On ANDERSON, PAUL H. Justice. 26, 1998, County vember Scott authorities overriding Florida, issue in this case traveled to Tampa, took Brooks whether the Minnesota Constitution pro- custody authorities, into from Florida address, 1. The “cash term bail” used practice by not courts, which some opinion release, practice setting refers permit as a condition of an monetary bail deposit amount that can satisfied accused to make a cash only by deposit a cash of the full amount set amount less than the full amount include, by the court. does not and we do set the court. elapsed. days gener- been received had not to Minnesota. Four returned Mm 125.01, 125.03, ally, App.P. Minn.R. Civ. later, appeared November Brooks 126.01, response, In its the state hearing, hearing. At for his bail if argued that the motion to strike was bail,” requested “cash specifically state *3 appeals then the court of did not granted, flight a represented that Brooks stating jurisdiction appeal. to the have consider $6,000, the judge set bail risk. The argued particularly, More the state that gross for a misde- statutory maximum is- being appealed the order was because meanor, it be further ordered that the judge sued first and because the 629.471, subd. Minn.Stat. only. cash See judge refused to reconsider that second (1998). his on De- At next order, appeal perfected not was unless 7, 1998, judge, the same cember before first judge’s setting it included the order or to be bail reduction Brooks moved judge’s subsequent bail and that only cash The court denied post allowed bond. declining order to reconsider bah. the motion. appeals unpublished in court of an only” 9, opinion held that “cash bail does not later, on Brooks days Two December the Minnesota See violate Constitution. hearing omnibus/pretrial for an appeared Brooks, 153793, at *2 State v. 1999 WL judge. hearing, a At this before different 23, 1999). March While (Minn.App. again asked the court to reconsider Brooks only de- recognized court that bail only bail and moved the cash order ser- prives a defendant commercial bond bond, arguing post allowed to a court vices, phrase it held that “sufficient unconstitutional. that cash not constitutional sureties” does create a remain argued that bail should The state bond. See id. The court right post (1) represented because Brooks: security, form the “[t]he reasoned that (2) risk, flight already had served high sufficiency, pro- as much as its is for the from which he had ab- one-year sentence the court and is not a matter of tection of (3) sconded, receiving a substan- the defendant.” Id. constitutional judge tial income. The second demed court, Brooks appeal On to our asserts bond, say- post motion to allow Brooks to again appeals that the court of erred and ing already matter was decided Article argues that cash bail violates not court of that he would act I, 7 of the Minnesota Constitution. Section aby to “reverse the decision made appeals sitting of the bench same member I.
level.” We must &st decide whether the in this moot. case is presented issue appeal with the Brooks filed notice of decide actual controver will Courts arguing that cash appeals sies; therefore, appellate courts will dis Both Brooks and the is unconstitutional. if event occurs appeal miss an as moot an to the submitted informal briefs state grant of relief that renders the effective Although only transcript or- court. Lezer Ta impossible. State ex rel. v. relied Brooks was from dered and hash, 571, 571, 268 Minn. 128 N.W.2d hearing before the second the December this rule ex exception An refer- judge, the state’s brief contained capable repetition, an ists when issue is two the first hearings ences to the before judicial review. See re yet will evade from the Brooks moved to strike judge. (Minn.1989). Schmidt, 443 N.W.2d in brief facts not contained state’s those doc exception to the mootness While district court record submitted to flexible, have stated trine is appeal. appeals issue, court on court of us must be order for to decide granted Brooks’ motion before receiv- “functionally justiciable.” then See State (Minn.1984). Rud, although peri- ing response the state’s justiciable if functionally have “A timely response od in which a could case * * * * Const, n .tradi- contains raw material cient record sureties art. judicial I, §§ tionally associated effective Both Brooks and the state base decision-making.” Appellate Id. courts arguments their regarding permissibil- presented also whether the issues consider ity interpretation bail on their “important public are issues statewide I, of the bail clause contained Article significance that should be decided imme 7 of Section the Minnesota Constitution. diately.” Id. The Bail sec Clause of article argument, attorney At oral Brooks’ provides tion 7 persons “[a]ll before posted informed the court that Brooks shall conviction be bailable sufficient $6,000 no longer cash and is *4 sureties, except capital offenses when custody. Although appeal Brooks’ to this proof is evident or presumption moot, may, consequence, a court as be great.” Resolution of the cash bah
reach the merits of his case because cash clause, issue turns on of interpretation this capable repetition, bail orders are of on particularly phrase more “suffi review, likely evade.judicial to and an issue cient sureties.” Issues of constitutional significance. of statewide Less than a interpretation Arens, questions are of law are year ago, pre in State v. we were reviewed this de sented with cash court novo. See In re bail issue which Blilie, (Minn.1993). 877, originated Lyon 494 County. 586 N.W.2d 881 N.W.2d (Minn.1998). 131 That this unambigu issue has When constitutional is language ous, year reached court twice in from one is language effective as written jurisdictions two different indicates that and no of further rules construction should issue is both significant capable of Holm, applied. be See Kernan v. 227 repetition. Additionally, cash bail is 92, 89, 327, (1948). Minn. 34 N.W.2d 329 important public issue sig of statewide If the language is ambiguous, the court upon nificance court should beyond must look the words for indi- other pretrial are, rule. Most issues cia intent. v. Wynkoop Carpenter, definition, short-lived and failure to decide (Minn.1998). 422, 425 this issue could a continuing have adverse Both Brooks and the state argue that impact on those defendants who are unable the language at unambiguous. issue is Indeed, post to failure Brooks, relying plain on the meaning of address this issue create class “surety,” argues the word that the phrase defendants constitutional claims but “sufficient in- sureties” demonstrates the remedy. Finally, no pre this case is tent that be post defendants allowed to us, it functionally justiciable sented to is bond as an alternative to cash. con- because the record contains the raw mate trast, the state focuses the word “suffi- necessary rial judicial for effective deci cient” and phrase asserts that the “suffi- sion-making.
cient sureties” is preserve intended to II. district court’s broad discretion. The state that, argues constitution, in adopting the Having concluded that “ meant that framers ‘sufficient’ indi- orders are within the exception to the cates that the [district] [is] to deter- doctrine, mootness we must now consider mine what was sufficient under the circum- whether such orders are prohibited stances.” The state then asserts that use Minnesota. Minnesota’s Constitution ad- plural word dresses bail in two different clauses. Arti- “sureties” instead bail, I, bond, or cle section 5 provides that demonstrates “that “excessive required” bail shall not be than and article more one method of bail was avail- section 7 guarantees that and that persons “[a]ll able” the court has the discretion before conviction shall be bailable suffi- to determine which method is used. applicable to freemen were punishments History Bail at money See id. fines. Supreme Court has The United States concept surety of bail evolved out of is to ensure of bail purpose stated that traveling necessity shortage when a and submission appearance an accused’s persons magistrates resulted in accused Reynolds v. judgment. See the court’s jailed for tri- being lengthy periods before — States, U.S. —, 30, 80 S.Ct. United & M. al. See Daniel J. Freed Patricia (1959).2 have We also L.Ed.2d Wald, (1964); 1-3 Bail in the United States of bail in that this is a articulated Thomas, Jr., Reform, Bail Wayne H. Mastrian, Minnesota. See State system and America 11 The bail (1963) N.W.2d personal surety emerged its rebanee on (holding purpose of arrest and “[t]he prevent pretrial excessive detention. Per- assure [an accused] confinement n friend, * n reputable referred to a surety sonal * * * trial presence [while] at his relative, n * neighbor custody into whose * permit his purpose of bail [t]he Thom- accused would be released. See trial can otherwise if release as, supra, system This allowed the However, while both the guaranteed”). custody be released into the accused to and the Minne Constitution United States *5 surety the would then be personal who from Constitution defendant sota for the responsible appearance accused’s bail, the of the protections excessive at trial. See id. The bail amount was be Constitution are broader Minnesota normally equal monetary penalty, to the so I, 7. This difference cause of article fled, if he presumed guilty the accused was fully to un analysis critical to our and personal surety the responsi- and became difference, this critical some derstand monetary penalty. ble for the See Car- history of of bail is neces knowledge the bone, supra, personal the 520. Because Therefore, it exam important to sary. responsible the surety payment for of origin development the of bail and its ine strong had a incentive penalty, surety the Anglo-American jurisprudence. See appeared. to make sure the accused attention analysis, particular historical id. the given to be to derivation needs system changed Anglo-Saxon phrase “sufficient interpretation of the the replaced corporal punishment when sureties.” system for most criminal offenses. “bot” Anglo-Saxon invention de- Bail was an availability Bail was in- id. at 521. See monetary fine or signed complement restricted, cor- creasingly part because guar- which was intended system, “bot” punishment afforded an accused poral of an accused antee both the 521- greater to flee. See id. at incentive conviction. upon the “bot” payment uniformity of resulting A lack of Carbone, Seeing Through the See June of the Statute prompted administration Rediscovery This Emperor’s New Clothes: id. at 523. 1275. See Westminster of bailable, the Principles in Administration but Basic statute defined who was of 517, Bail, categories confusing Syracuse L.Rev. 519-20 statute’s were 526, id. at 529. Never- complicated. of See developed Bail when most 1, deposit of ing a sum bail bond Boyle, 342 U.S. 72 S.Ct. 2. See also Stack (1951) money subject United States as addi- where the to forfeiture serves L.Ed. Supreme Court held that ac- presence tional assurance an right figure higher trial is condi- than to release before Bail set at [t]he cused. adequate upon giving the accused's reasonably tioned to fulfill amount calculated he trial and sub- assurance that will stand Eighth under the purpose is "excessive” guilty. mit to sentence if found Like Amendment. practice securing the oaths of ancient (1951) (internal citations U.S. 4-5 342 omitted). responsible persons as sureties for to stand accused, practice requir- modern result, theless, govern English Pennsylvania the statute was to adopted its constitu- provision tional making for the next five centuries. See id. almost all law offenses Carbone, supra, bailable. See at 531. at 523. system, Because bah with some Although initially the American colonies modification, patterned is largely after the accepted many aspects English bail English system, American system, eventually away courts—at least some shied from century until the nineteenth confusing of Westminster’s ca- Statute —utilized But, personal surety system. as modern tegorization who was bailable. Car- evolved, society increasingly became dif- bone, Instead, supra, at 529. these colo- ficult to find persons reliable known nies redefined the to bail. See id. both the courts and the accused. See example, adopted Pennsylvania, Thomas, result, supra, at 12. As a provided Great Law of personal surety system evolved into the “all Prisoners shall be Bailable Suffi- commercial system bondsman that exists Sureties, Offenses, cient for capital unless id. today. See the proof presumption where is evident or added). great.” (emphasis Id. at 531 This noted, previously As general pur- ultimately incorporat- language, which was pose of bail is to ap- ensure accused’s Constitution, Pennsylvania ed into the be- pearance and judgment submission every came the model for almost state However, of the court. when viewed in its adopted constitution after 1776. See Car- context, historical it becomes clear that the Const, bone, 532; supra, Penn. art. section 7 Bail Clause has a broader pur- Consequently, approximately two- essence, pose. govern- the clause limits constitutions, including thirds state power ment prior detain an accused *6 Minnesota’s, contain similar or identical trial. The clause is intended to Carbone, generally language. supra See accused rather than the courts. is this significance at 532. Given the historical of broader that distinguishes the Pennsylvania’s bail provision, further ex- granted I, rights under Article Section 7 of ploration origin of is its warranted. the Minnesota Constitution from the bail granted rights Eighth under the Amend- Quakers, The Pennsylva- who founded ment of the United States Constitution. nia, had an aversion to the inefficient bail - De-emphasizing Monetary Bail The Bail system that had evolved under the Statute Act 1966 and Minnesota Rule Lermack, of Westminster. See Paul The Reform of Criminal Procedure 6.02 Recognizances Law in Colonial Penn- of (1977). sylvania, L.Q. Temp. An important development recent in our They had own wanting their reasons for system was the Bail Reform Act of judicial limit the and scope power of insti- 1966. The United Congress, noting States Having tutions. See persecuted id. been emphasis on monetary bail and recog- they in England, had greater sympathy for nizing resulting on impact adverse powerful detained defendants than for a poor, passed the Bail Reform Act judiciary. Indeed, id. See the state’s de-emphasize monetary the use of Penn, founder, William had been arrested and to encourage judges to consider non- in England for preaching unlawful and was monetary release conditions. See 18 jailed period for a significant time. See (1998); § U.S.C. see also 2 Charles Quakers id. Other being remembered Torcía, Procedure, E. Wharton’s Criminal jailed contempt (13th ed.1990). for for offenses such as § 302 provides The Act refusing to remove their hats. that, See id. possible, pretrial when release should Quakers among were also the first to be personal recognizance. ordered on emphasize punish- rehabilitation instead of § 3142. If personal U.S.C. release on 478; ment in their laws. See id. at see recognizance is deemed for ineffective as- Carbone, also supra, 531 n. suring appearance 68. As a a defendant’s or is inim- de-emphasize mone- judge is to erates the intent safety, then the public ical tary See id. conditions. impose additional de-emphasize the Act is to thrust of critical Minnesota Caselaw This Act the mod- became
monetary bail.
Torcia,
case
which our
There
one
P. 6.02. See
el Minn. R.Crim.
for
the Bail
directly
court has
addressed
§ 302.
supra at
I,
7.
in article
See State v.
Clause
nonmonetary condi-
adopts
Rule 6.02
Pett,
253 Minn.
turn to
after
hours.
our constitution
concluded “that under
in
except
court had no discretion
By echoing
[district]
those conditions enumerat-
Id.
435,
at
bail.”3 Id.
Act,
fixing the amount of
in
Bail Reform
Rule 6.02 reit-
ed
holding to the dis-
application of
Pett
Although
appear
statement
It was not
in
case.
trict court’s actions
that
discretion in
sharply curtail a district court’s
conditions,
on a district
interpret
limitation
intended to be broad
we do not
setting bail
discretion.
to be
court’s
strictly. We believe that it
meant
so
1997)
Nov.12,
holding
The Pett
is critical
*3 (Tenn.Ct.App.
N.W.2d
decision).6
analysis
(unpublished
because it establishes that
all crimes in Minnesota are bailable.
Examination of how these other courts
history
also establishes that
only
have addressed
issue
bail
Pennsylvania bail clause is useful when
provide
guidance
does not
definitive
Bail
in
interpreting our
Clause
us,,
resolving the ease before
but the eases
supports
in turn
that
conclusion
in
helpful
are
some respects. While the
government
Minnesota’s Bail Clause limits
holdings by
three states reached their
dif-
power
protects
accused.4
routes, they
only
ferent
all held cash
Foreign Jurisdictions
impermissible.
important
It is also
to note
in
courts
Ohio and Tennessee
that there
no
Given
is Minnesota author-
stated that the apparent reason for cash
ity directly addressing
validity
of cash
effect,
was,
deny
orders
orders,
only bail
it is
exam-
appropriate to
in violation of their state constitutions.
ine
other
how
states with identical or simi-
Minnesota’s Constitution Prohibits Cash
provisions
lar constitutional
have ad-
Only Bail
dressed this
Although
issue.
more than
two-thirds of state constitutions contain
Our next step is to determine
provisions identical or similar to Minneso-
phrase
whether the
“sufficient
sureties”
ta’s,
states,
appellate
courts
three
ambig
used Minnesota’s Constitution is
Ohio, Louisiana,
Tennessee,
have dealt
uous and
it prohibits
whether
Supreme
with this issue.5 The Ohio
Court
bail. We
phrase
conclude
is un
plain meaning
relied on the
of its constitu-
ambiguous and
it prohibits
tion as well as
criminal rule similar to
bail. We base our conclusion on the plain
Minnesota’s Rule 6.02 to
hold cash
meaning
“surety.”
of the word
Our con
bail unconstitutional. See State ex rel.
supported
clusion is
by the definition of
Hendon,
Jones v.
66 Ohio St.3d
surety, its
usage,
historical
our decision in
N.E.2d
543-44
The Louisiana
Pett,
holdings
and the
of other courts.
Appeals
plain
Court of
relied on the
mean
ing
“surety”
of the word
as derived from
Dictionary definitions demonstrate both
state statutes to reach the same result.
historic
contemporary
consistency
Golden,
See State
546 So.2d
503 the
meaning
“surety.”
the word
denied,
(La.Ct.App.1989), writ.
547 So.2d
English Dictionary defines “sure-
Oxford
(La.1989).
contrast,
the Tennessee
ty” as
engagement
formal
“[a]
entered
Appeals
Court of
held cash
bail im
into,
bond, guarantee,
a pledge,
security
permissible
statutory
interpreta
based
given for the
fulfillment
an undertak-
*8
tion, but
the constitutionality
addressed
of
ing.”
Compact
Edition
the Ox-
of
cash
in
dicta. See
Bail
English Dictionary 285
At
Lewis
ford
Bond Co. v. General Sessions Court
the time the Minnesota
was
Constitution
of
County,
C-97-62,
drafted,
Madison
No.
1997 WL
“surety”
defined
as:
ignores
significance
4.The
dissent
Although
of
Supreme
our
the Delaware
Court has
Pett,
appeal
in
In
affirmed a
placed great
decision
Pett.
we
bail order on
im-
State,
portance
Miller
validity
the court did not address the
on the Minnesota constitutional
of cash
bail.
emphasize, Supreme this case well the U.S. Court as only the issue of the constitutional- dresses ago this court have and long often stated ity of cash bail and does not involve primary the purpose bail is to release conditions. ensure defendant’s judgment
submission to the of the court. reasons, foregoing (9 For Milburn, Pet.) See Ex Parte 34 U.S. 7 of Minne hold Article Section (1835) 704, 710, (“A 9 L.Ed. recogni 280 sota Constitution a court from prohibits bail, case, zance of in criminal is taken to setting a bail monetary amount that can be secure the due attendance of party deposit satisfied a cash the full — accused”); States, v. Reynolds United amount bail set the court. There —, 30, 32, 80 S.Ct. 4 U.S. L.Ed.2d 46 fore, rights Brooks’ under constitution (1959) (“The purpose of bail is to insure were violated because bail limit his order the defendant’s appearance and submis posting ed him to cash bail the full for court”); judgment sion to the of the State court, thereby amount of set Mastrian, 58, 59, v. N.W.2d restricting post by provid his * * * (1963) (“The purpose of bail ing surety. alternative forms of sufficient permit is to if ap [defendant’s] release We reverse decision of the court of pearance at trial can guaran otherwise be appeals and remand this matter to the teed.”). any district court for further proceedings necessary for the actions that court to Bail reconciles the defendant’s submis- be consistent with this opinion. sion to the court with liberty his interest. — States, Bandy U.S. —, United
Reversed and remanded.
(1960) (bail
81 S.Ct.
ranted
Second, analysis of the majority’s language the consti-
“sufficient sureties” usage of “sure-
tution overlooks common meaning of “sufficient.”
ty” well as majority argues that both definitions Minnesota, Respondent, STATE of formal “surety,” including assur- “[a] bond, ance; guarantee, or esp., pledge, of an given for the fulfillment
security ROBINSON, Appellant. Dameion Dictionary Law undertaking,” Black’s (7th ed.1999), person connote a third No. C6-98-1849. another’s assuming responsibility for obli- however, “Surety,” in sense gation. Supreme Court of Minnesota. guarantee must refer'to form 13, 2000. Jan. may appear- to assure the impose defendant, whatever form ance be, as that is the interest U.S. re- Court and court have
Supreme Reyn at stake. See
peatedly held
— olds, U.S. —, 32; at Mastri 80 S.Ct.
an, 59, 122 Minn. at N.W.2d mandate, no constitutional
There is thus logical construction
policy interest “sufficient sureties” by construing
served par- to third
to mean defendant’s access
