Lead Opinion
In the early evening of February 18, 1988, Olmsted County sheriff’s deputies discovered the bodies of Paulette, Bernard, Diane, and Richard Brom on the second floor of the Brom family home.
On February 19, 1988, Rochester police officers arrested appellant in connection with the deaths of his parents and siblings. Because he was 16 years old at the time, appellant was initially charged in the juvenile justice system. After a much-publicized reference hearing and appeal, however, appellant was referred for prosecution as an adult. See In re D.F.B.,
Sixty-three potential jurors were interviewed in seven days of voir dire. Each was questioned by counsel regarding the influence of media coverage on her or his pretrial impressions and opinions. All acknowledged some awareness of the press coverage appellant’s case received and several admitted predetermined opinions with respect to appellant’s guilt. None of those actually empaneled, however, were challenged for cause by either the defense or the state and at the close of voir dire, neither the defense nor the state moved for a change of venue.
Because appellant pleaded both not guilty and not guilty by reason of mental illness, his trial proceeded in two phases as required by Minn.R.Crim.P. 20.02.
In phase two of his trial, appellant bore the burden of proving his legal mental illness by a preponderance of the evidence.
Having been instructed regarding appellant’s burden of proving his legal mental illness by a preponderance of the evidence, the jury returned verdicts of guilty as to four counts of murder in the first degree. The trial court then imposed four life sentences, pursuant to Minn.Stat. § 609.185 (1990), one for the murder of each victim. The court specified that three of these sentences would run consecutively, while the fourth would run concurrently to the last consecutive term.
DISCUSSION
I. Change of Venue
Appellant claimed the trial court violated his right to due process of law by denying his pretrial motion for a change of venue. He requested this court grant him a new trial.
In State v. Buschkopf
Moreover, in denying appellant’s motion the trial court indicated that it would “certainly entertain another motion for a change of venue,” pursuant to Rule 25.02,
We note that the newspaper coverage appellant pointed to in support of his motion appeared 16 months before his trial. We have consistently held that a substantial interval of time between the publicity complained of and the trial date decreases the likelihood of juror prejudice owing to that publicity. See State v. Fratzke,
II. Psychiatric Testimony Regarding Premeditation
Appellant claimed that in prohibiting expert psychiatric testimony from the guilt phase of his bifurcated trial, the trial court precluded his defense as to the element of premeditation and thereby denied him due process of law.
Appellant’s claim is not new to this court. In State v. Bouwman,
In Bouwman, we reasoned that psychiatric testimony is irrelevant as to intent because intent must almost always be inferred from the circumstances surrounding a particular crime. See Bouw-man,
Bouwman does not permit a different result with respect to premeditation. Although premeditation
Further, this court has followed Bouw-man in rejecting subsequent challenges to the prohibition of psychiatric testimony as to the element of premeditation without developing a separate, premeditation-based rationale. See State v. Hoffman,
This court previously concluded that prohibiting psychiatric testimony from the guilt phase of a bifurcated trial does not violate a criminal defendant’s right to due process of law. See State v. Jackman,
In applying the due process clause of the Minnesota Constitution, Minn. Const, art. I, § 7, this court is bound by decisions of the United States Supreme Court regarding what is prohibited by the due process clause of the fourteenth amendment to the United States Constitution. See State v. Oman,
III. Evidence of Mental Illness
Appellant claimed that he demonstrated his legal mental illness by a preponderance of the evidence and that his convictions should therefore be reversed.
A defendant must demonstrate that “at the time of committing the alleged criminal act [she or he] was laboring under such defect of reason, from [mental illness or deficiency] as not to know the nature of the act, or that it was wrong” in order to be excused from criminal responsibility because of ■ mental illness. Minn.Stat. § 611.026 (1990).
This court has consistently held that the issue of legal mental illness is a question for the finder of fact to resolve. See State v. Gore,
At trial, appellant offered the expert opinion of one psychiatrist who testified that appellant did not understand that killing his family was wrong at the time he did so. In response, the state offered expert testimony from two psychiatrists who concluded that appellant knew what he was doing at the time of the murders and knew that it was wrong. Further, the state introduced testimony from two other psychiatrists who, while not reaching an ultimate conclusion as to appellant’s legal mental illness, substantially undercut the testimony of appellant’s psychiatric expert. We do not agree with appellant that the evidence of his legal mental illness as defined by Minn.Stat. § 611.026 (1990) viewed most favorably toward a finding of guilt compels a verdict of not guilty due to mental illness. We therefore affirm his convictions.
IV. Imposition of Consecutive Life Sentences
Appellant contends the trial court abused its discretion in imposing three of his four life sentences consecutively.
Whether to impose concurrent or consecutive multiple life sentences for first degree murder falls within the discretion of the trial court. Minn.Stat. § 609.15 (1990); see also Bangert v. State,
In Bangert, we affirmed consecutive life sentences where the defendant shot and killed two victims while they slept. Id. at 543. Similarly, in State ¶. Olson,
V. Credit for Pre-Trial Detention
Appellant claimed, and the state agreed, that he is entitled to credit against his life sentences for the time he was detained prior to trial.
The Rules of Criminal Procedure state that the sentencing court “[s]hall assure that the record accurately reflects all time spent in custody in connection with the offense or behavioral incident for which sentence is imposed. Such time shall be automatically deducted from the sentence and the term of imprisonment_” Minn. R.Crim.P. 27.03, subd. 4(B). In Escobedo v. Oleisky,
Notes
. Paulette Brom was appellant’s mother, Bernard Brom his father, Diane Brom his younger sister, and Richard Brom his younger brother.
. A motion for change of venue due to prejudicial pretrial publicity "shall be granted whenever it is determined that the dissemination of potentially prejudicial material creates a reasonable likelihood that in the absence of such relief, a fair trial cannot be had.” Minn.R.Crim.P. 25.02, subd. 3.
.The Rules of Criminal Procedure provide for a two-part trial where a criminal defendant raises both the defense of not guilty and the defense of mental illness:
(2) Separate Trial of Defenses. If a defendant notifies the prosecuting attorney * * * of an intention to rely on the defense of mental illness or mental deficiency together with a defense of not guilty, * * * there shall be a separation of the two defenses with a sequential order of proof before the court or jury in a continuous trial in which the defense*761 of not guilty shall be heard and determined first, and then the defense of the defendant’s mental illness or deficiency.
Minn.R.Crim.P. 20.02, subd. 6(2).
. Defense counsel stated:
The defense recognizes that under the current state of the law in Minnesota, specifically State v. Bouwman, that expert psychiatric testimony on the subject of premeditation in phase one of a bifurcated trial is inadmissible. Recognizing that, we wish to make an offer of proof that if called to testify in phase one, Dr. Carl Malmquist, a psychiatrist, would testify in essence that if we take things in an obvious but superficial manner, it would appear that the acts of David Brom were thought about intermittently for months prior to their occurrence. However, that ignores complicated questions with respect to the nature of his thought processes, his capacity to act otherwise, and the origins and other contributing factors that led to his preoccupation with suicide and homicide. And that Dr. Malmquist has difficulty as a psychiatrist getting into the questions of premeditation.
. "In Minnesota, a defendant must prove mental illness at the time of the crime by a preponderance of the evidence." DeMars v. State,
. Rule 25.02, Subd. 4. states: "If a motion for [change of venue] is made or if reconsideration of a prior denial is sought, it may be granted notwithstanding the fact that a jury has been sworn to try the case.” Minn.R.Crim.P. 25.02, subd. 4.
. "For the purposes of [murder in the first degree], ‘premeditation’ means to consider, plan or prepare for, or determine to commit, the act referred to prior to its commission." Minn.Stat. § 609.18 (1990).
*763 Premeditation means that defendant considered, planned, prepared for, or determined to commit the act before defendant committed it. Premeditation, being a process of the mind, is wholly subjective and hence not always susceptible to proof by direct evidence. It may be inferred from all the circumstances surrounding the event. It is not necessary that premeditation exist for any specific length of time. A premeditated decision to kill may be reached in a short period of time. However, an unconsidered or rash impulse, even though it includes an intent to kill, is not premeditated.
10 Minn.Dist. Judges Ass'n, Minnesota Practice, CRIMJIG 11.02 (3d ed. 1990).
. "['Intent'] means that the actor either has a purpose to do the thing or cause the result specified or believes that the act, if successful, will cause that result." Minn.Stat. § 609.02, subd. 9(4) (1990). "In order to have had an intent to kill, defendant must have acted with the purpose of causing death (or defendant must have believed that the act would have that result).” 10 Minn.Dist. Judges Ass'n, Minnesota Practice, CRIMJIG 11.02 (3d ed. 1990).
. The dissent suggests that the expert testimony appellant sought to introduce "was clearly relevant in determining the absence or presence of the requisite premeditation, under the circumstances of this case.” In his offer of proof to the trial court, however, appellant's counsel stated "that Dr. Malmquist has difficulty as a psychiatrist getting into the questions of premeditation.” Thus, while a different trial record might well persuade us otherwise, we cannot conclude on the record before us that the proffered expert testimony was so clearly relevant to the issue of premeditation as to mandate its admission.
Further, we do not quibble with the dissent as to the incidence of mental impairment and agree “that evidence of mental impairment is well within the common experience of the average person and capable of lay understanding." We cannot agree, however, that experience with the behavioral manifestations of mental impairment necessarily entails experience with the technical jargon of psychiatry. The jurors who convicted appellant were presented extensive evidence as to his conduct leading up to the morning of February 18, 1988. We are unwilling on the record before us to conclude that the expert testimony appellant offered to introduce would have assisted those jurors in determining whether appellant premeditated that conduct.
. We note that in reviewing federal due process challenges to bifurcated trial procedures similar to Minnesota's, three United States Courts of Appeals have upheld those procedures. See Campbell v. Wainwright,
. Appellant chose not to challenge the increasingly controversial M’Naghten mental illness standard, thus we do not address the validity of that standard.
. Although we are not prepared to impose further restrictions on the exercise of sentencing discretion, we note that both the defendant sentenced and the public would benefit from an explanation on the record of the factors considered in imposing consecutive, rather than concurrent, life sentences.
. The Third Circuit Court of Appeals, in U.S. v. Pohlot,
Dissenting Opinion
dissenting.
I respectfully dissent.
Substantial constitutional considerations require reconsideration of our decision in State v. Bouwman,
Our decision in Bouwman misconceived the nature of the defendant’s right to present evidence to negate an element of the offense charged:
* * * The defendant has the right to offer evidence which disputes the physical facts upon which the inference of the fact of intent is sought to be established by the prosecution. However, psychiatric evidence is of no value at this part of the trial since it does not relate to the physical evidence upon which the jury is to determine the issue of intent. Rather, such expert testimony relates to the mental capacity of the defendant and is properly part of defendant’s case wherein he must establish the defense of mental illness by the appropriate standard. (Emphasis added.)
Bouwman,
As the Pohlot court has noted, “the mere fact that a defendant has the right to introduce psychiatric evidence in support of the affirmative defense of insanity does not justify barring the evidence from negating the government’s case in chief.” U.S. v. Pohlot,
* * * The Supreme Court has indicated that although a state may constitutionally shift the burden of proving insanity to the defendant, Leland v. Oregon,343 U.S. 790 ,72 S.Ct. 1002 ,96 L.Ed. 1302 (1952), it did not sanction, and probably would not sanction, a jury charge that prevented a jury from considering evidence of mental abnormality in determining whether the state had proven premeditation and deliberation beyond a reasonable doubt. In upholding the verdict, the Court stated: “It is apparent that the jury might have found appellant to have been mentally incapable of the premeditation and deliberation required to support a first degree murder verdict * * * and yet not have found him to have been legally insane.” Id. at 794,72 S.Ct. at 1005 (Emphasis added.).
Id.
Both the ABA Criminal Justice Mental Health Standards, Standard 7-6.2 (1989), and the ALI Model Penal Code § 4.02(1) provide that evidence concerning a defendant’s mental condition should be admissible at a criminal trial whenever it is relevant to prove that a defendant did or did not have the state of mind required for the
The defendant, in the case before us, admitted he committed the acts which resulted in the four deaths but sought to introduce expert psychiatric opinion to negate the element of premeditation. Premeditation, as this court has held, involves, in addition to the mere intent to kill, a pre-existing reflection and deliberation. See e.g., State v. Ulm,
A finding of premeditation is to be based upon the circumstances as a whole. State v. McCullum,
This court, in Bouwman, distinguished evidence of intoxication and infancy from evidence of mental impairment, adopting the reasoning of the ninth circuit:
Exposure to the effects of age and of intoxicants upon state of mind is a part of common human experience which fact finders can understand and apply; indeed, they would apply them even if the state did not tell them they could. The esoterics of psychiatry are not within the ordinary ken. The differences are sufficiently manifest to thwart constitutional attack.
Bouwman,
If jurors’ inability to comprehend psychiatric testimony was ever a compelling distinction, it has no current application. Statistics indicate that one in seven adults in the United States suffers from a diagnosable mental disorder and is in need of professional treatment in any six month period of time. Regier, MD, et al, One-Month Prevalence of Mental Disorders in the United States, 45 Archives Gen’l Psychiatry 977, 981, Table 4 (November 1988). One in five adults in this country suffers from diagnosable mental illness at some point in their life time. Id. In a recent
Moreover, the jury, in the insanity phase of the bifurcated trial, relies on expert psychiatric testimony to determine whether defendant has proved by a preponderance of the evidence that at the time of the offense he or she “was laboring under such a defect of reason * * * as not to know the nature of the act, or that it was wrong.” Minn.Stat. § 611.026 (1990). The “esoter-ics” of psychiatry are no more beyond the ken of the jurors when they determine the presence or absence of the required mens rea in the guilt phase of the trial than when they determine the presence or absence of legal sanity in the insanity phase. We tolerate the “battle of experts” in other areas of the law but allow our distaste of such a battle to limit the rights of criminal defendants.
In Bouwman we mistakenly equated the evidentiary doctrine providing for the admission of evidence of mental abnormality to negate mens rea with the doctrine of diminished responsibility. “Diminished responsibility,” as the Commentary to Standard 7-6.2 describes it, is used most often to refer to sentencing rules that “accord mitigating impact to mental abnormality falling short of mental nonresponsibility [insanity] and not negating mens rea.” Criminal Justice Mental Health Standards, Standard 7-6.2 at 352.
It is argued that admitting non-insanity psychiatric evidence to negate the mens rea element of the crime will do violence to the system of bifurcation mandated by Minn.R. Crim.P. 20.02, subd. 2. Prior to the Bouw-man decision, however, the Minnesota Rules of Criminal Procedure, as adopted in 1975, afforded a unitary or bifurcated trial, at the option of the defendant. The rules were amended in 1984 to accommodate the holdings of Bouwman and State v. Hoffman,
I would reverse the convictions and remand for a new trial at which expert testimony as to defendant’s state of mind at the time of the killings in order to negate the state’s claim that he acted with premeditation would be admitted. This decision, as defendant’s counsel has so eloquently argued, would constitute nothing more than the reaffirmation of several concepts basic to our system of jurisprudence: the presumption of innocence and the due process requirement that the state prove each element of the crime beyond a reasonable doubt and the defendant’s right to present relevant evidence in his defense.
. The normal requirements for expert opinion testimony include appropriate educational credentials and evaluation techniques and a showing that the opinion is based on "specialized knowledge which can assist the factfinder." Criminal Justice Mental Health Standards, Standard 7-3.10 introduction to commentary (1989).
. Commentators have recognized that a mental illness may negate the culpability element of a greater degree of a homicide offense but not of a lesser one, 1 Robinson, Criminal Law Defenses Sec. 64(a) at 273 (1984), and that if a subjective state of mind is an element of the crime, any testimony as to its existence or absence is relevant evidence; Arenella, The Diminished Capacity and Diminished Responsibility Defenses: Two Children of a Doomed Marriage, 77 Colum. L.Rev. 828, 833 (1977).
.One person with a blood alcohol level of .25 may be able to formulate specific intent, another incapable. One eight-year-old child may intend the consequences of her actions, another may not.
