STATE OF NEW JERSEY, PLAINTIFF-RESPONDENT, v. DWIGHT ROBERT BRIDGES, DEFENDANT-APPELLANT.
Supreme Court of New Jersey
Argued October 27, 1992-Decided February 25, 1993.
621 A.2d 1
Nancy Peremes Barton, Deputy Attorney General, argued the cause for respondent (Robert J. Del Tufo, Attorney General of New Jersey, attorney).
The opinion of the Court was delivered by
Pursuant to a negotiated plea under
The trial court determined that based on a review of the legislative history of section 12, it does not have discretion to deviate from [the plea] agreement unless the agreement were to be, of course, rejected in its entirety. The court, feel[ing] bound by
The Appellate Division affirmed, concluding that under section 12 the sentencing court had no discretion, once it had accepted the plea agreement, to sentence below the term of imprisonment recommended by the State. 252 N.J.Super. 286, 295, 599 A.2d 919 (1991). The court reasoned that because imprisonment as a condition of probation is a term of imprisonment, section 12 precludes the sentencing court from imposing a lesser term of imprisonment than that specified in the agreement. Id. at 294, 599 A.2d 919. We granted defendant‘s petition for certification. 130 N.J. 8, 611 A.2d 648 (1992). As did the lower courts, we conclude that term of imprisonment encompasses the custodial aspect of defendant‘s split sentence. We hold, therefore, that the trial court had no authority to sentence defendant below the agreed-upon 364 days.
I
As part of the Comprehensive Drug Reform Act of 1986,
unless the defendant has pleaded guilty pursuant to a negotiated agreement . . . which provides for a lesser sentence or period of parole ineligibility. The negotiated plea . . . may provide for a specified term of imprisonment within the range of ordinary or extended sentences authorized by law, a specified period of parole ineligibility, a specified fine, or other disposition. In that event, the court at sentencing shall not impose a lesser term of imprisonment, period of parole ineligibility or fine than that expressly provided for under the terms of the plea or post-conviction agreement. (emphasis added).
Defendant contends that a sentence of probation is an other disposition. Because the phrase other disposition is absent from the last sentence of section 12, defendant claims that under the plain language of the statute, the court is not bound to impose the prosecutor‘s recommended sentence.
II
We first consider the plain language of section 12, for if the statute is clear and unambiguous on its face and admits of only one interpretation, we need delve no deeper than [its] literal terms to divine the Legislature‘s intent. State v. Butler, 89 N.J. 220, 226, 445 A.2d 399 (1982).
Section 12 states that the agreement may provide for (1) a specified term of imprisonment within the range of ordinary or extended sentences authorized by law; (2) a period of parole ineligibility; (3) a fine; or (4) other disposition. Clearly, defendant‘s sentence of probation conditioned on 364 days in county jail provides for neither a fine nor for a period of parole ineligibility. In addition, because defendant‘s sentence calls only for 364 days in county jail, it does not fit squarely within the range of ordinary or extended sentences authorized by law
The language of section 12, therefore, appears to provide unambiguously that the phrase other disposition means all sentencing options other than a term of imprisonment within the range of ordinary and extended sentences authorized by law, a period of parole ineligibility, or a fine. The statute‘s plain language, therefore, supports an interpretation that defendant‘s sentence of probation conditioned on 364 days in the county jail is an other disposition. Resolution of this appeal, however, does not turn on the meaning of other disposition within the meaning of section 12. Rather, the issue for resolution is whether the custodial aspect of that other disposition, a split sentence, constitutes a term of imprisonment as that phrase is used in the last sentence of section 12. That sentence states that in the event of a negotiated-plea agreement or post-conviction agreement, the sentencing court shall not impose a lesser term of imprisonment, period of parole ineligibility or fine than that expressly provided for under the terms of the plea or post-conviction agreement. (emphasis added).
We construe section 12 strictly because it is a penal statute. State v. Vasquez, 129 N.J. 189, 200, 609 A.2d 29 (1992). The rule of strict construction, however, does not prevent a court from giving effect to the terms of the statute in accordance with their fair and natural acceptance. State v. Ivory, 124 N.J. 582, 594, 592 A.2d 205 (1991) (quoting State v. Meinken, 10 N.J. 348, 352, 91 A.2d 721 (1952)). The words of [a penal statute] are to be accorded a rational meaning in harmony with the obvious intent and purpose of the law. State v. Tischio, 107 N.J. 504, 511, 527 A.2d 388 (1987) (quoting State v. Brown, 22 N.J. 405, 415, 126 A.2d 161 (1956)),
The State argues that the phrase term of imprisonment means any imprisonment prescribed by the Code of Criminal Justice (Code), including the custodial aspect of defendant‘s split sentence, as provided for in
III
When a statutory term is subject to more than one interpretation, we look beyond its plain language to determine the Legislature‘s intent. Our inquiry into the legislative history and special purpose of section 12 supports a construction of the phrase term of imprisonment to include the custodial part of defendant‘s split-sentence.
In enacting the Drug Reform Act, the Legislature declared the public policy of the State to be to provide for the strict punishment, deterrence and incapacitation of the most culpable and dangerous drug offenders.
The consolidation of these offenses and provisions into the penal code will limit courts’ sentencing discretion, and will ensure more uniform, consistent and predictable sentencing practices. In contrast to New Jersey‘s current drug laws, the penal code establishes degrees of offenses and provides definitive sentencing ranges and presumptive terms for each degree. This bill clearly establishes the degree and severity of every drug offense, taking into account the nature and dangerousness of the specific controlled substance involved, the amount and purity of that substance, and the defendant‘s role in the drug distribution hierarchy.
[Assembly Judiciary Committee Statement, No. A. 3270 1 (Dec. 18, 1986) (Committee Statement).]
To provide for strict penalties, the Drug Reform Act mandates a mandatory-minimum sentence for certain drug offenses occurring in a designated school zone. Section 7 provides that any person who violates
The Legislature, however, tempered its professed goal of strict punishment and sentence uniformity by authorizing the prosecutor to waive the mandatory minimum prison term in section 12. See State v. Vasquez, supra, 129 N.J. at 204, 609 A.2d 29. In so doing, the Legislature recognized the need to secure the cooperation of lower- and middle-level drug offenders with law enforcement in order to penetrate the drug-trafficking hierarchy:
[O]ne of the key objectives of [section 12] and of the act is to provide persons engaged in illicit drug activities with strong incentives to cooperate with law enforcement to overcome the perceived and substantial risks associated with turning State‘s evidence and exposing their superiors, suppliers and affiliates.
[Official Commentary to the Comprehensive Drug Reform Act (Laws 1987, Chapter 106), reprinted in 9 Crim.Just.Q. 149, 161 (1987) (Commentary).]
The contemporaneous expression of legislative understanding is entitled to considerable weight in ascertaining the intent of the Legislature. State v. Hammond, 118 N.J. 306, 312, 571 A.2d 942 (1990); N.J. Pharmaceutical Ass‘n v. Furman, 33 N.J. 121, 130, 162 A.2d 839 (1960). The Committee Statement and Commentary suggest that the sentencing court has no discretion to lower the custodial part of a section 12 plea
According to the Code‘s own rules of construction, when the language [of a provision] is susceptible of differing constructions it shall be interpreted to further the general purposes stated in [section 2C:1-2] and the special purposes of the particular provision involved.
Moreover, the construction of term of imprisonment to include only a specified term of imprisonment within the range of ordinary or extended sentences authorized by law would create an inconsistency in the operation of section 12. The Commentary clearly states that section 12 prohibits the reduction of all specified fines and prison terms. Commentary, supra, 9 Crim. Just. Q. at 161. Defendant, however, advocates a disparate treatment of those sentences. His proffered construction of section 12 prohibits the sentencing court from reducing a fine specified in the plea agreement, yet it allows the court to sentence below the specified term of incarceration in a plea agreement‘s recommended split sentence. That disparity conflicts with a general purpose of the Code to promote uniformity and to reduce disparity in sentencing. See
That construction of term of imprisonment is reinforced by the absence of any restrictive language in section 12 qualifying the duration or type of imprisonment. Moreover, the Legislature‘s consistent use of the phrase term of imprisonment to
Considering the statutory phrase in the context of the entire section and in a manner that advances the statute‘s legislative purposes, we find that the phrase term of imprisonment in the last sentence of section 12 refers to defendant‘s prison term of 364 days in the county jail imposed pursuant to a section 12 negotiated plea agreement. As the commentary and legislative history bear out, the Legislature designed section 12 to enable the courts to ratify the terms of prosecutorial bargains with defendants in an effort to promote cooperation. A narrow construction of term of imprisonment gives prosecutors little incentive to bargain with defendants, thereby defeating an express purpose of section 12.
IV
Defendant contends that that interpretation ignores the distinction established in State v. Hartye, 105 N.J. 411, 522 A.2d 418 (1987), and its companion case of State v. O‘Connor, 105 N.J. 399, 522 A.2d 423 (1987), between a term of imprisonment imposed as a condition of probation and a sentence of imprisonment. In those cases, the Court noted that a term of imprisonment as a condition of probation must be served in a county jail, while generally a sentence of imprisonment must be served in a state correctional facility. Hartye, supra, 105 N.J. at 419, 522
[The Legislature] enacted section 12 after we had decided O‘Connor and Hartye . . . . We must assume that the Legislature was aware that a probationary county-jail term was not understood to mean a term of imprisonment as such. We must assume as well that it was conversant with the legal traditions and consistent penal practices that have uniformly recognized the significance of the distinction between a state-prison term and a county-jail term that is imposed as a condition of probation. [Post at 419, 621 A.2d at 10.]
Hartye and O‘Connor, however, must be considered in the context of the statutes they construe. Section 12 and these presumptions of imprisonment,
The Court noted further that the Legislature intended that a term of imprisonment as a condition of probation under
[s]entences may be of four different sorts: . . . (2) to be placed on probation with or without a short period of imprisonment; or (3) to imprisonment for the term . . . .
[Ibid. (quoting II Final Report of the New Jersey Criminal Law Revision Commission: Commentary 313 (1971)).]
The related issue addressed by the Court in Hartye was whether the presumption of non-imprisonment that applies to first time offenders convicted of third- or fourth-degree crimes precludes a court from imposing a jail term of up to 364 days as a condition of probation. The Court concluded that a term of imprisonment as a condition of probation is permissible where the presumption of non-imprisonment governs. 105 N.J. at 418, 522 A.2d 423. In so holding, the Court again expressly rejected the defendant‘s contention that the term of imprisonment as used in
Given the policies underlying the Code and the express purpose of Section 12, our construction of the phrase term of imprisonment in Section 12 is consistent with our holdings in Hartye and O‘Connor. There is no doubt, as the Court pointed out in those cases, that a term of imprisonment to be served as a condition of probation under
Our construction of the phrase term of imprisonment advances the policy of Section 12 in much the same way that the statutory construction in O‘Connor and Hartye promotes sentence uniformity. To construe section 12 using the O‘Connor and Hartye distinction would permit the court to sentence a third-degree drug offender to probation with but one day in jail, thereby reintroducing unfettered discretion into sentencing decisions and circumventing the Legislature‘s intent for uniform and fair sentences.
Undoubtedly, the Legislature could better have used the phrase a lesser term of incarceration or a lesser prison term. However, [l]ack of precision in drafting does not mandate lack of common sense in construction. State v. Des Marets, 92 N.J. 62, 78, 455 A.2d 1074 (1983). When section 12 is read in conjunction with the rest of the Drug Reform Act and in light of the clear policies underlying the Code‘s sentencing provisions, common sense would suggest that the phrase term of imprisonment as used in section 12 includes defendant‘s 364-day term of imprisonment to be served as a condition of probation.
V
We therefore hold that the phrase term of imprisonment in section 12 includes a custodial term of 364 days in the county jail. Because the sentencing court has accepted the section 12 plea agreement, it is precluded from exercising its discretion to alter the terms of the prosecutor‘s recommended sentence.
The judgment of the Appellate Division is affirmed.
HANDLER, J., dissenting.
This case deals with the unique sentencing scheme applicable to school-zone drug offenses under
Section 12 anticipates the imposition of mandatory prison sentences with minimum terms of parole ineligibility for certain school-zone drug offenses. It provides that when such a mandatory sentence of imprisonment is specified, the court must impose that sentence unless the defendant has pleaded guilty pursuant to a negotiated agreement.
The negotiated plea or post-conviction agreement may provide for a specified term of imprisonment within the range of ordinary or extended sentences authorized by law, a specified period of parole ineligibility, a specified fine, or other disposition. In that event, the court at sentencing shall not impose a lesser term of imprisonment, period of parole ineligibility or fine than that expressly provided for under the terms of the plea or post-conviction agreement. [Ibid.]
Thus, section 12 permits four possible sentencing alternatives as part of a negotiated plea. Those are a specified term of imprisonment within the range of ordinary or extended sentences authorized by law, a specified period of parole ineligibility, a specified fine, or other disposition. Ibid. A so-called split sentence-that is, a county-jail term imposed as a condition of probation-cannot be categorized as any of the first three sentencing alternatives. It is not a specified term of imprisonment within the range of ordinary or extended sentences; it does not constitute a period of parole ineligibility; nor is it a fine. It therefore is a sentence that falls within the catchall category, namely, other disposition.
The Court in its opinion agrees with the conclusion that a probationary county-jail term is not an ordinary term of imprisonment. Ante at 406, 621 A.2d at 3. The statute‘s initial and basic reference to the phrase term of imprisonment
The prohibition of section 12 that restrains a court from sentencing a defendant to a lesser term of imprisonment, period of parole ineligibility or fine than that provided for by the negotiated plea agreement thus would not appear to apply to a probationary county-jail term. The prohibition repeats only the first three of the four plea bargain sentencing alternatives contemplated by section 12. The repetition of the phrase term of imprisonment in the prohibition against the modification of negotiated sentences would as a matter of linguistic similarity, proximity, syntax, and structure indicate that it is the same term of imprisonment referred to in the preceding section, which would authorize the plea negotiation of a state prison term or a straight non-probationary county-jail term. The proximity of these two lists of sentencing alternatives-one authorizing the plea negotiation of particular sentences, the other prohibiting changes with respect to all of those negotiated sentences except one-strongly, if not inescapably, implies that the exception was not an oversight. That exception, as noted, refers to sentences that constitute other dispositions. Thus, the inference to be drawn from the statutory text is that the Legislature deliberately permitted a sentence that is an other disposition to be modified. Because a probationary
In rejecting the common sense and logic of the statutory interpretation that recognizes a modicum of judicial discretion with respect to split-county jail terms, the Court follows a convoluted epistemological course. Although it acknowledges that the term of imprisonment that is authorized as a negotiated sentence under section 12 is qualified to mean only a state prison or straight county-jail term, the court disregards that express qualification when it assigns a meaning to term of imprisonment when next used four lines later in the statute. It thus discounts the parallel structure of the two provisions of section 12 and the obvious common meaning to be ascribed to the common phrase term of imprisonment, used in both statutory passages.
The Court‘s understanding of term of imprisonment as used in the second part of section 12 would equate with a sentence that puts a defendant behind bars. Our penal laws have never adopted so broad and simplistic an understanding of what is meant by term of imprisonment. In State v. O‘Connor, 105 N.J. 399, 522 A.2d 423 (1987), and Hartye, supra, 105 N.J. at 411, 522 A.2d 418, the Court repeatedly and painstakingly explained the differences between a sentence of imprisonment and imprisonment for a term as a condition of probation. A term of incarceration as a condition of probation must be served in a county jail, whereas a sentence of imprisonment is usually served in a state prison. See Hartye, supra, 105 N.J. at 419, 522 A.2d 418; O‘Connor, supra, 105 N.J. at 409, 522 A.2d 423. Probationary incarceration must be no more than 364 days.
Perhaps one of the most significant differences between a term of imprisonment and probationary incarceration is the nature of the correctional facility to which the defendant is sentenced: a county jail for the probationer and a state prison for the defendant sentenced under
The Code has carried forward this philosophy of treating county-jail terms and state-prison terms distinctively. For example, county-jail inmates as a distinct class from state-prison inmates are accorded different periods of parole ineligibility.
Our courts have consistently acknowledged the distinction between probationers serving a county-jail sentence and state prisoners and have read that distinction into the sentencing provisions of the Code. In Kreidler, supra, 211 N.J.Super. at 276, 511 A.2d 733, the court held that the
In enacting the sentencing provisions of the Code, the Legislature did not reject or abandon the longstanding distinction between county-jail sentences and state-prison terms. Further, it enacted section 12 after we had decided O‘Connor and Hartye, which recognized and discussed at length the importance of those distinctions and especially the distinctiveness of a split county-jail sentence. We must assume that the Legislature was aware that a probationary county-jail term was not understood to mean a term of imprisonment as such. We must assume as well that it was conversant with the legal traditions and consistent penal practices that have uniformly recognized the significance of the distinction between a state-prison term and a county-jail term that is imposed as a condition of probation.
The Court‘s extremely strained interpretation of term of imprisonment to include a probationary county-jail sentence would appear to be unprecedented and idiosyncratic. It claims support for its interpretation in the legislative history of section
Moreover, the Court does not acknowledge the equally important legislative goal of facilitating the rehabilitation of drug dependent persons, mentioned in the Reform Drug Act‘s Declaration of Policy and Legislative Findings,
Within that framework, the role of judicial sentencing discretion acquires greater importance. Trial courts have traditionally exercised broad discretion when sentencing defendants to a probationary term. Probation encompasses numerous standards and special conditions such as jail, fines, restitution, community service, alcohol and drug treatment, child-support payments, and Drug Enforcement and Demand Reduction penalties. A court may mold a probationary sentence to suit the nature of the crime committed, the defendant‘s particular history, and the goals to be attained. For instance, if the goal of probation is rehabilitation, the court may impose such conditions as counseling and treatment. If the goal includes an element of punishment, the conditions may be a county-jail term and a fine. Other conditions may serve reparative and utilitarian goals. See Administrative Office of the Courts, A Model for Enhancing Probation Supervision: Purpose, Priorities, Practices 6 (1992).
Through imposing conditions of probation and monitoring the probationer‘s compliance with those conditions, [t]he court plays a significant role in determining the work of probation. Id. at 43. The court‘s continuing jurisdiction over the probationer underscores the importance of judicial discretion at the initial stage, when the court determines and imposes the conditions of probation.
Only judges can add, modify, or delete conditions of probation; only judges can extend the probation term or terminate supervision early; and only judges can revoke probation and impose another sentence on a probationer who fails to comply with the original order. [Ibid.]
The Attorney General has also recognized (at least partially) the distinction between a state-prison term and a probationary county-jail term:
A term of incarceration for the purpose of this Directive means a state prison term and shall not include a county jail term imposed as a condition of probation in accordance with
N.J.S.A. 2C:44-1c , . . .Robert Del Tufo, Directive Implementing Guidelines Governing Plea-Bargaining and Discretionary Decisions in Drug Prosecutions Involving Mandatory Terms 5 (September 15, 1992).
However, the Attorney General apparently believes that the Legislature intended to abandon that distinction with respect to a plea bargain involving school-zone drug offenses. Thus, while he acknowledges that a probationary county-jail term is not to be equated with a state-prison term, ibid., he recognizes this qualification: except in a case of a defendant who pleads guilty to a violation of the third degree crime defined in
The Court overreaches when it claims to find support for its position in the legislative history of section 12. The Legislature‘s goal of uniformity in sentencing is in no way disserved by allowing a court to retain some discretion in an area especially well suited to judicial supervision. Nor are the fearful consequences that the Court posits likely to come to pass if trial courts retain discretion over probationary sentences that in-
In sum, section 12 simply cannot be construed to equate probationary county-jail terms with state-prison terms to prohibit the exercise of judicial discretion when sentencing a defendant to a probationary term. Nor can such a rendition of section 12 be fairly drawn from the history of its enactment or the objectives of public policy it seeks to effectuate.
The Court by its opinion shifts the delicate balance in the shared exercise of sentencing authority from courts over to prosecutors. I can only wonder why the Court has strained to extend prosecutorial discretion at the expense of judicial discretion when section 12 does not demand it.
For affirmance-Chief Justice WILENTZ, and Justices CLIFFORD, POLLOCK, O‘HERN, GARIBALDI and STEIN-6.
For reversal-Justice HANDLER-1.
