STATE of South Dakota, Plaintiff and Appellee, v. Frankie Lee BOWKER, Defendant and Appellant.
No. 24502.
Supreme Court of South Dakota.
July 09, 2008
2008 SD 61
Considered on Briefs Jan. 7, 2008.
- I agree with Judge Timm and the opinion that Fin-Ag‘s offer substantially complied with
SDCL 57A-9-609.1 . - I would affirm Judge Timm on the FSA seller issue for the reasons stated in my writing.
- However, because Judge Timm granted summary judgment on the conversion issue and because there are many genuine issues of material fact (as discussed in Justice Zinter‘s writing), we must reverse and remand this issue. Moreover, I would reverse and remand the issue whether the EFS description was adequate or seriously misleading as it involves disputed issues of material fact regarding the type of cattle sold and the description of the debtor.
- Genuine issues of material fact also exist on the damage questions raised in Justice Zinter‘s writing in paragraphs 41-43 supra and I agree we must reverse and remand for trial.
- Genuine issues of material fact also exist on the issue whether Fin Ag‘s security interest was waived or extinguished.
[¶ 80.] KONENKAMP, Justice, joins this dissent.
Amanda M. Wilcoxon, Minnehaha County Public, Defender‘s Office, Sioux Falls, South Dakota, Attorneys for defendant and appellant.
GILBERTSON, Chief Justice.
[¶ 1.] On May 10, 2006, Frankie Lee Bowker (Bowker) was indicted by a Minnehaha County grand jury on one count of possession of a controlled substance in violation of
FACTS AND PROCEDURE
[¶ 2.] On May 2, 2006, at around 6:45 a.m., Sioux Falls Police Officer James Buteyn (Buteyn) was pulling into the police station at Fourth Street and Minnesota Avenue in Sioux Falls, South Dakota, as he neared the end of his shift. At that time, Buteyn was flagged down by a passing motorist who reported that a man was on the roof of a nearby house. At about 6:48 a.m., Buteyn called in a possible burglary and proceeded to the subject house. Buteyn was shortly thereafter joined at the residence by Sioux Falls Police Officers Brett Hamlyn (Hamlyn), Jason Leach (Leach) and Allen Phillips (Phillips).
[¶ 3.] At the house, the officers observed a man in the yard with a Pit Bull. The officers approached and made contact with the man at 6:51 a.m. and observed that he had a fresh bleeding cut on his hand. They also observed that a second story window was broken. Buteyn asked the man to identify himself, where he lived and how he cut his hand. The man stated that his name was Shaun Corbine (Corbine) and that he had lived in an apartment inside the house for six months. However, when asked if he carried identification, Corbine produced a driver‘s license, issued six days earlier, which indicated his address was in Harrisburg. When asked about the discrepancy, Corbine explained that the address on the driver‘s license was his ex-wife‘s and that he had not lived there for six months. In reference to the apparent fresh cut, Corbine explained that he had cut his hand the night before when he broke a window after his frightened Pit Bull lunged at him.
[¶ 4.] Corbine was then asked if anyone was inside the apartment. He indicated that his girlfriend of six months, who had been staying with him, was sleeping inside. Buteyn asked for the girlfriend‘s name, but Corbine could not initially remember it stating, “I‘m drawing a blank.” Corbine eventually was able to recall that her name was Frankie Bowker. At the July 25, 2006 suppression hearing, Buteyn testified that due to the broken window; the suspicious answer Corbine gave when he was asked for the name of his girlfriend of six months; his inconsistent statements about his address; and the fresh cut on his hand, the police officers determined that it was necessary for them to enter the premises to conduct a well-being check because Corbine may have been a burglar and a possible assault victim may have been inside.
[¶ 5.] Corbine did not consent to the officers’ entry of the apartment, but produced a key that was used to open the exterior door to the house. Corbine was handcuffed for officer safety and Hamlyn stayed with him while Buteyn, Leach and Phillips entered the house. At the July 25 hearing, Buteyn testified that the exterior door opened to a ground floor apartment on the left and a stairway straight ahead that led to a second floor apartment. At trial, Buteyn testified that after announcing their presence, he proceeded up the stairs to the second floor apartment followed by Leach and Phillips. Buteyn stated that when he was about three fourths of the way up the stairway, a woman emerged from the apartment, which was on the left, onto the second floor landing.
[¶ 6.] Buteyn testified that when the woman appeared, her feet were about level with his head. He said that he asked the woman her name and that she identified herself as “Frankie [Bowker].” Buteyn
[¶ 7.] After reaching the landing, the officers observed that the doorway opened into a living room with a kitchen area on the left. The officers observed two small children sleeping on the living room floor. To the right of the living room, a doorway opened into a bedroom. At the July 25 hearing, Buteyn testified that from the second floor landing, the officers could see that there was blood on the doorframe leading into the bedroom. Buteyn asked Bowker if she lived in the apartment. At the hearing, Buteyn stated that Bowker said she did not.
[¶ 8.] Buteyn initially supervised Bowker while Leach and Phillips entered the apartment and swept through the living room and kitchen areas. Phillips then stayed with Bowker for officer safety while Buteyn and Leach entered the bedroom to continue the well-being check. At the July 25 hearing, Buteyn testified that upon entering the bedroom, three “meth pipes” were in plain view. He stated, “There was a meth pipe laying on the bed. There was a meth pipe laying on a chair and another meth pipe laying on a bed stand.” Buteyn noted the time was 7:04 a.m. when the meth pipes were discovered. Buteyn and Leach seized the pipes, which they confirmed contained methamphetamine residue by conducting a field test. Buteyn then called down to Hamlyn to have him place Corbine under arrest.
[¶ 9.] At trial, Buteyn testified that he then went back into the living room to speak to Bowker. He stated that Bowker, then aware of the discovery, told him that while she did not live in the apartment, she did stay there a lot. At the October 3, 2006 suppression hearing, Buteyn testified that at this juncture, Bowker was free to leave. After speaking with Bowker, Buteyn then went back outside to talk to Corbine.
[¶ 10.] At the October 3 suppression hearing, Leach testified that while Buteyn was outside talking to Corbine, he stayed inside with Bowker and continued speaking to her. Leach asked Bowker how often she stayed at the apartment. Leach stated that Bowker replied that she stayed there four to five nights a week. Leach also testified that he asked Bowker about the meth pipes, and that she said she knew they were in the apartment, but that they were not hers. Leach further testified that following this questioning of Bowker, he did not intend to arrest her.1
[¶ 11.] Buteyn then returned from talking to Corbine and asked Bowker how long it had been since she had stayed somewhere other than the apartment. At the October 3 hearing, Buteyn testified that in response to this question, Bowker said that she had not stayed anywhere else “for 10 days to two weeks.” At this point, Buteyn placed Bowker under arrest for possession of methamphetamine and drug paraphernalia. Subsequent to the arrests, police obtained a search warrant for the apartment and found digital scales with methamphetamine residue, jeweler bags for which testimony was later given that they are frequently used for drug storage, documents that law enforcement testified constituted “owe sheets” from drug transactions, telephone records, automobile financing statements and a telephone list with Bowker‘s name at the top.
[¶ 13.] At the October 3 and November 21, 2006 hearings, Bowker argued that her statements, made before and after the discovery of the meth pipes, should be suppressed because they were illegally obtained without a Miranda warning. The trial court denied the motion concluding that Miranda warning was not necessary because there was no custodial interrogation, and Bowker‘s statements were the product of the officers’ “general, on-the-scene” questioning. Findings of fact and conclusions of law were entered. Bowker‘s trial was conducted on December 7 and 8, 2006. Bowker was found guilty by a jury of possession of methamphetamine and drug paraphernalia.
[¶ 14.] Bowker raises four issues on appeal:
- Whether the trial court erred by denying Bowker‘s motion to suppress evidence obtained without a search warrant.
- Whether the trial court erred by denying Bowker‘s motion to suppress statements allegedly made to police while in custody and without a Miranda warning.
- Whether an exhibit containing various documents obtained by police from the apartment was relevant to the State‘s case and properly admitted by the trial court.
- Whether the State‘s remarks in reference to Bowker‘s request for a warrant were improper, constituting plain error by the trial court in violation of her right to a fair trial.
ANALYSIS AND DECISION
[¶ 15.] 1. Whether the trial court erred by denying Bowker‘s motion to suppress evidence obtained without a search warrant.
[¶ 16.] Bowker argues that the trial court should have suppressed the meth pipes seized by police officers during the initial entry upon the premises, and all evidence subsequently obtained from within the apartment after the police obtained a search warrant because it was all acquired as the result of an initial and illegal warrantless entry.
[¶ 17.] This Court reviews the denial of a motion to suppress alleging a violation of a constitutionally protected right as a question of law by applying the de novo standard. State v. Stanga, 2000 SD 129, ¶ 8, 617 N.W.2d 486, 488 (citing Ornelas v. United States, 517 U.S. 690, 699 (1996); United States v. Khan, 993 F.2d 1368, 1375 (9th Cir. 1993); State v. Hirning, 1999 SD 53, ¶ 9, 592 N.W.2d 600, 603). Appeals alleging an illegal warrantless search implicate a defendant‘s Fourth Amendment rights and are reviewed by this Court de novo. State v. Sweedland, 2006 SD 77, ¶¶ 12-13, 721 N.W.2d 409, 412. (citations omitted). However, we apply the clearly erroneous standard to the factual findings below. Id. ¶ 12 (citations omitted).
[¶ 18.] Since freedom from intrusion into one‘s home or dwelling is the overarching interest set out in the Fourth Amendment, there is a heightened expectation of privacy therein. Payton v. New York, 445 U.S. 573, 587 (1980);
[¶ 19.] “Exigent circumstances exist when ‘a situation demand[s] immediate attention with no time to obtain a warrant.‘” State v. Dillon, 2007 SD 77, ¶ 18, 738 N.W.2d 57, 60 (quoting Hess, 2004 SD 60, ¶ 24, 680 N.W.2d at 325; Meyer, 1998 SD 122, ¶ 23, 587 N.W.2d at 724 (citing State v. Heumiller, 317 N.W.2d 126, 129 (S.D. 1982))). The need to protect or preserve life or avoid serious injury presents that kind of situation. Dillon, 2007 SD 77, ¶ 20, 738 N.W.2d at 61 (citations omitted).
[¶ 20.] Whether exigency justifying warrantless entry exists is “applied to the facts as perceived by the police at the time of entry[.]” Meyer, 1998 SD 122, ¶ 23, 587 N.W.2d at 724 (citing Heumiller, 317 N.W.2d at 129). “[A]nalysis of whether this exception to the warrant requirement has been made out is an objective one centering on what a reasonable, experienced law enforcement officer would have believed.” Hess, 2004 SD 60, ¶ 25, 680 N.W.2d at 325 (citing United States v. Clement, 854 F.2d 1116, 1119 (8th Cir. 1988)). We have recognized that a law enforcement officer‘s subjective justification is not determinative to this analysis. State v. Lamont, 2001 SD 92, ¶ 21; 631 N.W.2d 603, 610. Still, there was until recently a split view on this issue. Brigham City, 547 U.S. at 402, 126 S.Ct. at 1947, 164 L.Ed.2d 650 (citations omitted). In Brigham City, the United States Supreme Court settled the issue, reiterating that “[a]n action is ‘reasonable’ under the Fourth Amendment, regardless of the individual officer‘s state of mind, ‘as long as the circumstances, viewed objectively, justify [the] action.‘” Id. at 404 (citing Scott v. United States, 436 U.S. 128, 138 (1978)) (emphasis and alteration original).
[¶ 21.] In regard to Bowker‘s motion to suppress evidence, the trial court found that after Buteyn was alerted to a possible burglary in progress, he and the other officers encountered Corbine at the subject residence. Corbine had a fresh cut and blood on his hands and clothing. The trial court also found that although Corbine claimed to live in an apartment inside the house, he nevertheless produced a driver‘s license indicating that he lived in Harrisburg; that Corbine told the officers that his girlfriend was upstairs; and that although he had been seeing her for six months, he was unable, initially, to identify her by name. The court found that after entering the house, Buteyn, Leach and Phillips were proceeding up the stairway to the second floor apartment when they encountered Bowker; that her feet were about level with Buteyn‘s head at that
[¶ 22.] There is evidentiary support for the trial court‘s findings in this case and its determination that objectively speaking these police officers were concerned that a burglary may have taken place and that assault victims may have been in need of medical attention inside the apartment. Based on these findings, we conclude that the police officers were objectively justified in entering the house and apartment in order to check on the well-being of persons inside.
[¶ 23.] Bowker argues that the fact Corbine was able to produce a key to the apartment negates any concern that he was at the house for an illegal purpose, which would justify a well-being check and that the officers entered the apartment with the intent of obtaining evidence sufficient to charge Corbine with a crime. However, we consider reasonable Buteyn‘s testimony at the October 25, 2006 hearing, where he stated that he had no way of knowing whether Corbine had come by the key legitimately or whether he had picked it up inside the apartment during a burglary. For all the foregoing reasons we affirm the trial court on this issue.
[¶ 24.] 2. Whether the trial court erred by denying Bowker‘s motion to suppress statements allegedly made to police while in custody and without a Miranda warning.
[¶ 25.] Bowker argues that her statements made inside the house prior to her arrest were produced through custodial interrogation without a Miranda warning; thus violating her Fifth Amendment right against self-incrimination. Bowker thereby contends that the trial court should have granted her motion to suppress the statements.
[¶ 26.] The Fifth Amendment right against self-incrimination is implicated whenever an individual is subject to custodial interrogation by law enforcement. State v. Rhines, 1996 SD 55, ¶ 11, 548 N.W.2d 415, 426 (citing Miranda v. Arizona, 384 U.S. 436, 478 (1966)). ”Miranda warnings are called for when a person is being interrogated ‘in custody at the station or otherwise deprived of his freedom of action in any significant way.‘” State v. Hamm, 89 S.D. 507, 234 N.W.2d 60, 64 (1975) (quoting Miranda, 384 U.S. at 477). The subjective views of the interrogating officer and the person being questioned do not enter into this analysis. State v. Thompson, 1997 SD 15, ¶ 25, 560 N.W.2d 535, 540 (quoting Stansbury v. California, 511 U.S. 318, 323 (1994)). “Whether an individual is in custody is determined by ‘how a reasonable man in the suspect‘s position would have understood his situation.‘” State v. Hoadley, 2002 SD 109, ¶ 24, 651 N.W.2d 249, 256 (quoting State v. Anderson, 2000 SD 45, ¶ 79, 608 N.W.2d 644, 666 (quoting State v. Herting, 2000 SD 12, ¶ 13, 604 N.W.2d 863, 866)).
[¶ 27.] In setting out our standard of review for appeals alleging custodial interrogation without a Miranda warning implicating a defendant‘s Fifth Amendment rights against self-incrimination, we follow a well-established test that involves “two discrete inquiries” requiring the application of two standards. Thompson v. Keohane, 516 U.S. 99, 112-13 (1995);
[¶ 28.] From the time that Buteyn, Leach and Phillips entered the apartment, Bowker was under continuous supervision. Buteyn supervised Bowker while Leach and Phillips conducted the initial sweep of the living room area. Phillips then supervised Bowker when Buteyn and Leach checked the bedroom. The officers’ testimony, reflected in the trial court‘s findings, indicates that at no time until she was arrested was Bowker formally restrained.2 Nevertheless, Phillip‘s testimony indicates that she was placed on a couch and was not free to move about the apartment while Buteyn and Leach checked the bedroom.
[¶ 29.] After the plain-view discovery of the meth pipes, Bowker was asked about the pipes and how often she stayed in the apartment. The testimony of Buteyn and Leach at the October 3, 2006 hearing, which is reflected in the trial court‘s findings, indicates that they had no intention of arresting Bowker and that she was free to leave the apartment with her children, even after she acknowledged having stayed in the apartment four to five nights a week and having seen the meth pipes before. However, the officers’ testimony in this regard is not determinative to our analysis. See Stansbury, 511 U.S. at 323 (reiterating that an interrogating officer‘s subjective view is irrelevant to the custody analysis).
[¶ 30.] The officers were in the process of determining what was going on in the premises, who was involved in it, and whether anyone was in need of emergency assistance. It was not unreasonable, while this process was going on, to have Bowker remain on the couch. This was for her safety, the safety of others in the apartment and the officers. A right to move
[¶ 31.] Moreover, the officers’ questions were “general, on-the-scene” questions, not subject to Miranda. A law enforcement officer is not required to deliver a Miranda warning when his questions constitute “[g]eneral on-the-scene questioning as to facts surrounding a crime or other general questioning of citizens in the fact-finding process....” State v. Bartunek, 323 N.W.2d 121, 124 (S.D. 1982) (quoting Miranda, 384 U.S. at 477). In Bartunek, a sheriff‘s deputy responding to an auto accident encountered the defendant and his brother wandering around the accident scene. Id. at 122. The deputy asked the brothers several questions including the extent of their injuries, whether they needed medical attention, and who was driving the car. After the brothers admitted that the defendant brother had been driving, the defendant brother was arrested and charged with driving while intoxicated. Id. at 122-23. On appeal of his conviction, the defendant argued that he was entitled to a Miranda warning at the time the responding deputy asked the identity of the driver. Id. at 123. On the strength of
[¶ 32.] It is also instructive to review the facts in State v. Myhre 2001 SD 109, 633 N.W.2d 186. In Myhre, a wildlife conservation officer with the South Dakota Department of Game Fish and Parks (GF & P) happened upon a party of three hunters whom, after an initial questioning, he suspected had committed an infraction. Id. ¶¶ 2, 3. The officer left the scene to search the nearby roadway for evidence that would corroborate his suspicions. Id. ¶ 3. Finding none, he left the scene, but happened upon a second group of hunters nearby whom he questioned about the first group. Id. ¶ 4. The second group of hunters renewed the officer‘s suspicions about the first. He then returned to the first group to continue questioning. Id. ¶ 5.
[¶ 34.] In Myhre, we concluded that the officer‘s questioning of the defendant was more than conversational, went beyond “general on-the-scene” fact gathering, and was intended to elicit a confession. Id. ¶¶ 20, 21. In arriving at this conclusion, we noted that the officer had ordered the defendant to remain in his vehicle while he conducted separate interrogations of the other two hunters. Id. ¶ 20. Armed with their confessions implicating the defendant, the officer confronted the defendant with allegations of the game infraction. Id. Despite the defendant‘s repeated attempts to avoid the officer‘s questioning, the officer persisted in his attempts to obtain the defendant‘s confession and at no time informed the defendant that he could leave or that he did not have to answer the questions. We held that that interrogation, which yielded the defendant‘s confession, was custodial in nature. Id.
[¶ 35.] Juxtaposed with the facts of Bartunek and Myhre, we agree with the trial court that Buteyn‘s initial question to Bowker when he encountered her while coming up the stairs—i.e. whether she lived in the apartment—can be construed as a “general on-the-scene” question in furtherance of the fact-finding process. Leach‘s and Buteyn‘s subsequent questions to her about how often and how long she had stayed in the apartment can be similarly construed. The nature of the questioning and the environment in which the questions were asked is in no way similar to the rigorous confined confrontation of the defendant in Myhre. In the instant case, the officers were simply trying to ascertain Bowker‘s status concerning the apartment that they were searching on an emergency basis. A reasonable person in Bowker‘s situation would not have considered herself in custody at that time. While for officer safety she may not have been free to roam around the apartment at will, she was nevertheless free to leave up to the point of her arrest.4
[¶ 37.] Prior to trial, Bowker filed a motion in limine seeking an order to prevent the State or its witnesses from making any reference to various documents, later entered as State‘s Exhibit 17, and specifically, a phone list contained therein with the words “Frankie‘s Pimp Lists” printed at the top. Bowker asserted that the documents were inadmissible, pursuant to
[¶ 38.] A trial court‘s evidentiary rulings are presumed to be correct. State v. Crawford, 2007 SD 20, ¶ 13, 729 N.W.2d 346, 349 (citation omitted). On appeal, we review evidentiary rulings for abuse of discretion. State v. Asmussen, 2006 SD 37, ¶ 13, 713 N.W.2d 580, 586 (citations omitted). “An abuse of discretion refers to a discretion exercised to an end or purpose not justified by, and clearly against reason and evidence.” Id. (quoting State v. Henry, 1996 SD 108, ¶ 10, 554 N.W.2d 472, 473 (citations omitted)).
[¶ 39.] “All relevant evidence is admissible[.]”
[¶ 40.] In addition to the phone list, Exhibit 17 contained Corbine‘s vehicle financing statements and cell phone records. The exhibit also contained the “owe sheets” with coded language.5 The
[¶ 41.] Evidence is unduly prejudicial if it persuades the jury in an unfair or illegitimate manner, but not merely because it harms the other party‘s case. State v. Mattson, 2005 SD 71, ¶ 20, 698 N.W.2d 538, 546 (citations omitted). The party objecting to the admission of evidence has the burden of establishing that the probative value of said evidence is substantially outweighed by its prejudicial effect. Id.
[¶ 42.] In this case, the State laid a foundation for the relevancy and probative value of the documents that were entered into evidence as Exhibit 17. In contrast, Bowker has failed to show in what manner she was unduly prejudiced by the admission of these documents. Therefore, we find no abuse of discretion in the trial court‘s refusal to grant an order to prevent the State or its witnesses from making reference to the documents.
[¶ 43.] 4. Whether the State‘s remarks in reference to Bowker‘s request for a warrant were improper, constituting plain error by the trial court in violation of her right to a fair trial.
[¶ 44.] Bowker argues that the State made comments during closing argument that violated her right to a fair trial when it referenced her request for a warrant when Buteyn, Leach and Phillips were climbing the stairs to the apartment. In that regard the State said,
There is only one reason why a person would say that. That‘s if they had guilty knowledge of what was within. They have a desire to protect the drug paraphernalia and substances that are within. They know about them. They are exercising dominion and control them by preventing the police from seeing them.
The State went on to say, “That‘s what a drug user would say to a police officer. That‘s not what a normal innocent citizen would say to a police officer.” Since Bowker failed to object to the State‘s remarks at that time, she now raises the issue on appeal claiming plain error.
[¶ 45.] Where an issue has not been preserved by objection at trial, our review is limited to whether the trial court committed plain error. State v. Buchhold, 2007 SD 15, ¶ 17, 727 N.W.2d 816, 821 (citations omitted). “Plain errors or de-
[¶ 46.] “We invoke our discretion under the plain error rule cautiously and only in ‘exceptional circumstances.‘” State v. Robinson, 1999 SD 141, ¶ 17, 602 N.W.2d 730, 735 (quoting Nelson, 1998 SD 124, ¶ 8, 587 N.W.2d at 443). “Plain error requires (1) error, (2) that is plain, (3) affecting substantial rights; and only then may we exercise our discretion to notice the error if (4) it ‘seriously affect[s] the fairness, integrity, or public reputation of judicial proceedings.‘” Id. (quoting Nelson, 1998 SD 124, ¶ 8, 587 N.W.2d at 443) (alteration original). When plain error is alleged, the defendant bears the burden of showing the error was prejudicial. Nelson, 1998 SD 124, ¶ 17, 587 N.W.2d at 443 (citations omitted).
[¶ 47.] Bowker cites United States v. Moreno, 233 F.3d 937 (7th Cir. 2000) and United States v. Thame, 846 F.2d 200 (3d Cir. 1988) as a basis for reversal of her conviction. However, these cases do not aid Bowker‘s argument on this issue, and if anything, lend support for affirmance. The defendant in Moreno alleged that testimony by a government witness pertaining to an initial consent to warrantless search and subsequent revocation of that consent was improperly allowed. Id. at 940. The court observed that the government may not refer to a defendant‘s post-arrest silence or invocation of Fifth Amendment privilege, id. at 941 (citing Doyle v. Ohio, 426 U.S. 610 (1976); Griffin v. California, 380 U.S. 609 (1965)), and that the rule is extended by many jurisdictions to implicate the Fourth Amendment arising from a defendant‘s refusal to grant warrantless entry. Id. However, the court considered this proposition arguendo in order to affirm the judgment below on the strength of harmless error based on the overwhelming evidence pointing toward the defendant‘s guilt. Id.
[¶ 48.] Thame, like the instant case, raises an issue of plain error based on statements made by the government during closing argument in regard to the defendant‘s refusal to submit to a warrantless search of a baggage item. Id. at 204. While the court decided that the holding in Griffin should be extended to the Fourth Amendment, id. at 207, it affirmed the judgment concluding that since there was overwhelming evidence pointing towards guilt, the government‘s remarks had no impact on the jury deliberations. Id. at 207-08.
[¶ 49.] With respect to the instant case, while we do not condone the kind of prosecutorial conduct evinced by these remarks, we conclude that given the overwhelming evidentiary support for the jury‘s verdict, Bowker has not satisfied her burden of showing plain error, affecting a substantial right that seriously affected the fairness or integrity of her trial or the public reputation of judicial proceedings in general.
[¶ 50.] For all the foregoing reasons, we affirm.
[¶ 51.] SABERS and KONENKAMP, Justices, concur.
[¶ 52.] ZINTER, Justice, concurs with a writing.
[¶ 53.] MEIERHENRY, Justice, dissents.
ZINTER, Justice (concurring).
[¶ 54.] I concur, except that with respect to Issue 2, the questioning went beyond general on-the-scene questioning. Nevertheless, the trial court‘s findings of
MEIERHENRY, Justice (dissenting).
[¶ 55.] I dissent on issue two and would reverse the trial court‘s denial of Bowker‘s motion to suppress. I agree with the majority that “Buteyn‘s initial question to Bowker when he encountered her while coming up the stairs—i.e. whether she lived in the apartment—can be construed as a ‘general on-the-scene’ question in furtherance of the fact-finding process.” Supra ¶ 35. However, I disagree that Leach‘s and Buteyn‘s subsequent questions to her “can be similarly construed.” Id. The audio from the videotape of the alleged well-being check7 along with the testimony of the officers, establish that Bowker was in custody and interrogated without first being made aware of her Miranda rights.
[¶ 56.] A review of the record supports Bowker‘s claim that a reasonable person in her situation would have considered herself in custody. Before the officers entered the apartment, Bowker identified herself and protested that the police could not enter the apartment without a warrant. The officers ordered her to step back and not to move about while they entered to look around. Before inquiring as to her well-being, one of the officers asked her, “Why is Shaun out on the roof?” and, “What‘s up with the broken glass out there?” Bowker immediately identified herself to the officers and told them she lived in the apartment with Shaun (Corbine). Within the first few seconds after entering the apartment, the officers had Bowker‘s name, had corroborated Corbine‘s story about living in the residence and had established that no one in the apartment was injured or in danger. Nevertheless, the officers still restrained Bowker‘s movement. Officer Phillips testified that Bowker would not have been permitted to “walk around,” even after the well-being check. One of the officers ordered her not “to get crabby and reach for something.” To which she immediately replied, “I am not going to do nothing
[¶ 57.] Officer Phillips explained his role in securing Bowker‘s movements and that she was not free to move about even after the “well-being” check. He described the situation as follows:
A: ... They [Officers Leach and Buteyn] would go downstairs and talk to a male individual. I would just basically stand in the living room [watching Bowker] for security reasons.
*
*
*
Q: And were other officers [Officers Leach and Buteyn] down there with Mr. Corbine?
A: At the bottom of the stairs outside, they were.
Q: So you were basically just there in a security capacity?
A: Yes.
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Q: And in that capacity would you have let somebody, say walk around?
A: No.8
[¶ 58.] After the officers found the meth pipes in the adjoining bedroom and after they arrested Corbine, their attention turned to Bowker. Officer Leach, with the meth pipes in his hands, then began to question Bowker. Leach explained to her that the meth pipes were in plain view on the bed, chair and bedstand. He wanted to know if the pipes belonged to her, if she slept in the bedroom and if she knew that the pipes were in the bedroom.9 He testified as follows:
A. I asked her, it would have been before, when I was upstairs originally, I did ask her, I told her I found three pipes in the bedroom. I showed her the pipes. I asked her if they were hers. She stated they were not hers but she had seen them before.
Q. Seen them before, correct?
A. Correct.
Officer Leach testified that he also asked her questions about the living arrangements in the apartment as follows:
I did talk with Ms. Bowker. I asked her first of all her name. She stated her name was Frankie Bowker. Also asked her if she lived at this apartment. She stated she did not. Gave me an address on East 20th Street. She said that that was where she lived. I did ask Ms. Bowker how often she does stay at the apartment here. She stated to me she stayed in the apartment four to five nights a week. I asked her if her children stayed with her. She stated when her children stay with her, she does stay out in the living room with them. I then asked her if she occasionally stays in the bedroom. She stated when her children were not with her, she does sleep in the bedroom.
[¶ 10.] Both Officers Buteyn and Leach testified at the hearings and the trial that as they initially ascended the stairs to the apartment, Bowker appeared at the top landing and asked if they had a search warrant. The prosecutor used her question about the search warrant in his closing argument as follows:
There is only one reason why a person would say that. That‘s if they had guilty knowledge of what was within. They have a desire to protect the drug paraphernalia and substances that are within. They know about them. They are exercising dominion and control over them by preventing the police from seeing them.
I don‘t think you can‘t be here without a search warrant would be the first thing that would come out of anybody else‘s mouth. You might say what are you doing. You might say what‘s going on. You might say has something happened to my child or my folks. You might say all kinds of things but unless you have a reason or unless you are a constitutionalist, a constitutional scholar and you have no evidence to believe she is, the first thing out of your mouth is not going to be you can‘t be here without a search warrant. That‘s what a drug user would say to a police officer. That‘s not what a normal innocent citizen would say to a police officer under those circumstances.
The defense made no objection.
While the officers questioned her, one can hear the officers on the audio actually having a discussion, apparently in front of her, about arresting her.
[¶ 59.] To determine if Bowker was in custody, we have to apply the test of “whether, under the totality of the circumstances, a reasonable person would not believe [herself] free to go.” State v. Corder, 460 N.W.2d 733, 736 (S.D. 1990) (citing Terry v. Ohio, 392 U.S. 1 (1968)). We have said that to distinguish between custodial and non-custodial interrogations it is important to analyze the “nature of the interrogator; nature of the suspect; time and place of the interrogation; nature of the interrogation; and purpose of the investigation.” State v. Bartunek, 323 N.W.2d 121, 124-25 (S.D. 1982) (citation omitted).
[¶ 60.] Here, an analysis of the circumstances indicates that most of the questioning was in a custodial setting and that a reasonable person would not have believed she was free to go. Bowker first encountered the officers prior to 7:00 a.m., when the officers demanded entry into the residence without consent or a warrant.10 Barging into the residence, the officers never explained to Bowker the purpose for
[¶ 61.] The questioning went beyond mere on-the-scene questioning or inquiry into her well-being. The questioning occurred substantially after the officers were aware that no one in the apartment was in danger or injured. Moreover, the interrogation happened after the officers had arrested Corbine. The officers remained in the apartment without consent “supervising” and questioning Bowker about her sleeping habits, residence, woman‘s clothing and toys found near the drug paraphernalia and the drug paraphernalia itself. The questioning clearly was targeted at soliciting an admission from Bowker. We have said that when questioning goes beyond the purpose of general fact finding and is used to elicit a culpable response, Miranda warnings are required. State v. Myhre, 2001 SD 109, ¶¶ 20-21, 633 N.W.2d 186, 190.
[¶ 62.] At no time did the officers inform Bowker of her Miranda rights, even though they were discussing whether to arrest her. A reasonable person in Bowker‘s situation would have considered herself in custody. Therefore, based on the facts and circumstances surrounding the interrogation, I would conclude that Bowker was in custody and that the officers should have given Bowker her Miranda rights before they questioned her concerning whether she had knowledge of the drugs and paraphernalia. Ultimately, her answers were used by the State to prove she had knowledge. Her statements should have been suppressed as the fruit of an unlawful custodial interrogation.
[¶ 63.] The State claims that even if the trial court erred by not suppressing Bowker‘s statements, the error was harmless. “Erroneous admission of statements obtained in violation of Miranda may constitute harmless error when there remains overwhelming independent evidence of guilt.” State v. Stanga, 2000 SD 129, ¶ 20, 617 N.W.2d 486, 491 (citing Arizona v. Fulminante, 499 U.S. 279, 306 (1991);
The harmless error doctrine preserves the essential purpose of criminal trials: to decide a defendant‘s guilt or innocence. The rule promotes public respect for the criminal process by focusing on the underlying fairness of the trial rather than on the virtually inevitable pres-
ence of immaterial error. The harmless error rule governs ... provided the court is able to declare a belief beyond a reasonable doubt that the error was harmless and did not contribute to the verdict obtained. [H]armlessness must ... be determined on the basis of the remaining evidence. ...
Id. (citations omitted). When analyzing the effect the erroneously admitted evidence had on the trial, we need to consider the elements of the offense along with the other evidence. Id.
[¶ 64.] The court instructed the jury that the State had to prove that Bowker “knowingly [had] been in possession of methamphetamine” and “knowingly used or possessed with intent to use, drug paraphernalia.” The court further instructed that “the mere fact that a person is near a location or had access to a place where methamphetamine is found is not, by itself, sufficient proof of possession.” Crucial to the State‘s case was proving that Bowker knowingly possessed illicit drugs and/or paraphernalia.
[¶ 65.] As evidenced by the prosecutor‘s comments to the trial court and the jury, Bowker‘s statements to the police played an important part in that proof. When settling instructions, the prosecutor asked the court to instruct the jury concerning admissions made by a defendant other than during the trial. The instruction read in part as follows:
A statement made by a defendant other than at his trial may be an admission.
An admission is a statement by a defendant admitting one or more of the facts at issue. It is not sufficient by itself to prove guilt of the crime charged, but it may prove one or more of the elements of the crime charged.
In support of the court giving the instruction, the prosecutor told the court, “I think the things [Bowker] said to the police are statements. They make up a good bit of probably the State‘s case or the State‘s argument.” Defense counsel objected to the instruction, and the court asked the prosecutor, “what statement would be an admission?” The prosecutor answered, “Well, [Bowker] had stayed there 10 to 14 nights in a row. That she had possessions there in the premises. That she had seen those three pipes before.”
[¶ 66.] Additionally, the prosecutor acknowledged that the main issue for the State in this case was proving that Bowker had knowledge. He said in his closing argument to the jury:
If there is an issue in the case which you could detect from the evidence offered by the defense as well as the cross examination of State‘s witnesses, that would be the element of knowing possession of a controlled substance.
As to knowing, the knowing aspect of the possession, I submit to you that when the defendant told the officers that morning that the pipes weren‘t hers but she had seen them before, that is proof of her knowledge of those pipes. If you take that statement, that admission in the context of all the rest of the evidence in the case, it becomes an important admission, an important element of knowledge.
The prosecutor lists all the other pieces of evidence that showed that Corbine was involved with drugs and then again used Bowker‘s statements to argue that she had knowledge:
I submit to you you couldn‘t be within this house without knowing what was going on there. You certainly couldn‘t be a girlfriend of Mr. Corbine for 90 days or four months, stay there four or five nights per week, stay there for 10 to
14 nights in a row and not know what was going on. *
*
*
She admitted to the officers she sometimes slept in that bedroom. She certainly had access to it.
*
*
*
So again, that State wasn‘t required to prove use or ownership. The State was required to prove possession and the knowing exercise of dominion or control. She was in possession of the objects in question. She knew of their character and that‘s why the first thing out of her mouth when she saw the cops was you can‘t be here without a search warrant or words to that effect.
Then in rebuttal, the prosecutor summed up with the following:
She admitted she had seen the pipes before. She knows he is an addict. And the first words out of her mouth are you can‘t come in here without a search warrant. I submit to you that that is strong evidence of consciousness, knowing possession of the illegal controlled substances within those premises.
[¶ 67.] Without Bowker‘s statements to the police, the evidence against Bowker is not overwhelming. Besides her admissions, the other evidence against her consists mainly of her proximity to Corbine‘s drugs and paraphernalia. The officers found her and her children staying in Corbine‘s apartment where the evidence of drugs (most of the indicia of its presence was in the closet) and drug pipes were found. The officers evidently did not observe any signs that she had been using nor did she admit to using. Consequently, most of the State‘s evidence of her “knowing possession” depended on three of her answers to the officers’ questions. First, the State placed a substantial amount of emphasis on her admission that “she had stayed there 10 to 14 nights in a row.” Second, the State relied heavily on the fact that she admitted that her possessions were in close proximity to the illicit items. Third, the State heavily touted Bowker‘s admission that she had seen the three meth pipes in the residence. All of these statements/admissions derived from the custodial interrogation of Bowker.
[¶ 68.] Corbine testified in Bowker‘s defense and explained that the only reason the meth pipes were in plain view was because he was rearranging his room that morning while Bowker slept in the living room with her children. He further testified that other paraphernalia was always hidden from Bowker. Corbine also claimed to be unaware of Bowker‘s knowledge of the drug paraphernalia. Although the State can argue that the jury discounted Corbine‘s testimony because he was a convicted drug felon, his testimony was before the jury.
[¶ 69.] Given the facts in this case, I am unable “to declare a belief beyond a reasonable doubt that the error was harmless and did not contribute to the verdict obtained.” See Zakaria, 2007 SD 27, ¶ 19, 730 N.W.2d at 146 (citations omitted). This case should be reversed and remanded for a new trial with the evidence derived from the custodial interrogation suppressed.
Notes
Both denials utilized the same findings of fact and conclusions of law. Additionally, Bowker questioned a witness about the videotape and argued portions of it in the second hearing. No objections were made by the State. Clearly, the videotape was before the court and considered when the order was entered. Consequently, this Court must consider the same evidence for this de novo review.the [c]ourt having heard and considered the evidence and arguments of the parties together with the files and the records herein and having made and entered Findings of Fact and Conclusions of Law; now, therefore IT IS HEREBY ORDERED that Defendant‘s Motion to Suppress Re; Search of Residence and Motion to Suppress Statements be and the same here are denied.
The audio of the officers’ discussion (apparently between Buteyn to another officer) regarding whether they had enough information to enter the apartment progressed as follows: “I mean the cut [on Corbine‘s finger] is old; but, these guys just said he was up [on the roof]. And [Corbine] said he was up there cleaning the glass up.” This exchange suggests that the officers knew the wound on Corbine‘s finger was old at the time of the well-being check, not “fresh” as the trial court and the majority opinion described it. Moreover, the audio also reveals the officers discussing whether or not to arrest Corbine. They settled on cuffing him and checking out the apartment before arresting him.
It is not reasonable for the trial court, nor the majority, to independently concoct a factual situation that contradicts the plain facts of this case without substantiating a reason for the contrary finding.State (cross-examination): Officer Phillips, do you have a clear distinct recollection of being alone with Ms. Bowker in that apartment—
Phillips: Yes.
State: At the time when both Officer Leach and Officer Buteyn were downstairs and outside talking to Mr. Corbine?
Phillips: Yes.
Although the majority claims that the dissent relies chiefly on the videotape for this writing, the officers’ testimonies, such as the quoted portion above, are the foundation for this special writing. Indeed, the video recorded only a small fraction of the interrogation and captured no useful picture evidence. It is only useful to recreate a truthful tone of the officers’ entry into the apartment and the following few minutes inside, prior to the custodial interrogation. With regard to the custodial interrogation analysis, the testimony is where the substantive analysis begins.