2007 Ohio 3986 | Ohio Ct. App. | 2007
{¶ 2} Appellant assigns the following errors for review1:
*3FIRST ASSIGNMENT OF ERROR:
"THE TRIAL COURT ERRED WHEN IT PERMITTED THE PROSECUTION TO CALL MS. BOWERS' CODEFENDANT [sic] TO THE WITNESS STAND FOR HIM TO ASSERT HIS
FIFTH AMENDMENT PRIVILEGE AGAINST SELF-INCRIMINATION IN FRONT OF THE JURY. THIS ERROR DEPRIVED MS. BOWERS OF HER RIGHTS TO CONFRONTATION AND A FAIR TRIAL, AS GUARANTEED BY THEFIFTH ,SIXTH , ANDFOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION, AND SECTIONS10 AND16 , ARTICLEI OF THE OHIO CONSTITUTION."SECOND ASSIGNMENT OF ERROR:
"THE TRIAL COURT ERRED WHEN IT PERMITTED THE STATE TO PRESENT EVIDENCE ESTABLISHING THAT MS. BOWERS' CODEFENDANT [sic] HAD A PRIOR CRIMINAL RECORD. THIS EVIDENTIARY ERROR DEPRIVED MS. BOWERS OF HER RIGHT TO A FAIR TRAIL, AS GUARANTEED BY THE
FIFTH ANDFOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION, AND SECTIONS10 AND16 , ARTICLEI OF THE OHIO CONSTITUTION AND CONSTITUTED PLAIN ERROR.THIRD ASSIGNMENT OF ERROR:
"THE TRIAL COURT MADE NUMEROUS ERRORS IN THE ADMISSION OF EVIDENCE, WHICH WHEN VIEWED CUMULATIVELY, DEPRIVED MS. BOWERS OF HER RIGHT TO A FAIR TRIAL, IN CONTRAVENTION OF THE
FIFTH ANDFOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION, AND SECTIONS10 AND16 , ARTICLEI OF THE OHIO CONSTITUTION."FOURTH ASSIGNMENT OF ERROR:
"INSTANCES OF PROSECUTORIAL MISCONDUCT THROUGHOUT THE COURSE OF MS. BOWERS' TRIAL DEPRIVED HER OF HER RIGHT TO A FAIR TRIAL."
FIFTH ASSIGNMENT OF ERROR:
"MS. BOWERS' CONVICTIONS WERE AGAINST THE WEIGHT OF THE EVIDENCE."
SIXTH ASSIGNMENT OF ERROR:
"THE STATE'S FAILURE TO ARTICULATE DIFFERENTIATION BETWEEN TWO IDENTICALLY WORDED COUNTS IN THE INDICTMENT DEPRIVED MS. BOWERS OF HER RIGHT TO DUE PROCESS OF LAW, AS GUARANTEED BY THE
FIFTH ,SIXTH , ANDFOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION, AND SECTIONS10 AND16 , ARTICLEI OF THE OHIO CONSTITUTION."SEVENTH ASSIGNMENT OF ERROR:
"THE TRIAL COURT ERRED WHEN IT IMPOSED NONMINIMUM [sic], AND MAXIMUM PRISON TERM(S) AND WHEN IT IMPOSED CONSECUTIVE PRISON TERMS, AS THOSE PRISON TERMS CONTRAVENED THE
SIXTH AMENDMENT TO THE UNITED STATES CONSTITUTION."
{¶ 3} Appellant is married to Howard Bowers (Bowers) who, prior to June 2004, was incarcerated at the North Central Correctional Institution in Marion.2 During his incarceration, appellant and her grand-daughters, T.G. (DOB 1991) and I.B. (DOB 1992), made almost weekly visits to the prison. T.G. later revealed that during some of the visits, she sat on Bowers' lap and he discussed "sexual stuff" with her.3
{¶ 4} After Bowers' 2004 release from prison, he resided with his wife (appellant) and her granddaughters. Shortly thereafter, *4 Bowers and appellant began to sexually assault T.G. The abuse remained unreported until I.B. commented to her foster parents that T.G. had made sexual advances toward her.4 This prompted the child's foster parents to contact children services which launched an investigation.
{¶ 5} Subsequently, the Hocking County Grand Jury returned an indictment charging appellant with (1) three counts of complicity to rape in violation of R.C.
{¶ 6} At the jury trial, the prosecution proceeded on a theory that appellant had "groomed" her granddaughters to have sex with Bowers after his prison release. In this vein, the prosecution introduced evidence to show that while Bowers was incarcerated, he and his wife had "phone sex" and that appellant masturbated in front of her granddaughters. T.G. testified that while Bowers was in prison, her grandmother used breast cups or pumps on her chest and touched her genital area with various sex toys. T.G. further stated that after Bowers' release, he began *5 to sexually assault her. She described one incident in which both she and her grandmother were in bed and engaged in sexual contact with each other and with Bowers. Despite the various instances of sexual contact, however, T.G. maintained that neither Bowers nor her grandmother had "penetrated" her. In light of the evidence adduced during the trial, the trial court dismissed four counts in the indictment and gave to the jury for their decision counts one, six and seven.5
{¶ 7} At the conclusion of the trial, the jury returned guilty verdicts on all three charges. At sentencing, the trial court concluded that the crimes are among the worst forms of the offense(s) and that minimum sentences would demean their seriousness. Consequently, the court sentenced appellant to serve ten years for complicity to commit rape and four years on each gross sexual imposition charge. Finding that a single prison term did not adequately reflect the seriousness of appellant's conduct, the trial court ordered the sentences to be served consecutively. This appeal followed.6
{¶ 9} In State v. Dinsio (1964),
"In a criminal case, where a claim of a witness that he can not be compelled to testify as a witness because of the privilege of immunity from self-incrimination is properly established, it is error prejudicial to the defendant for the court to permit counsel for the state, by continued questioning of the witness, which questions go unanswered, to get before the jury innuendoes and inferences of facts, conditions and circumstances which the state could not get before the jury by direct testimony of the witness." (Emphasis added.)
Dinsio does not stand for the proposition that the prosecution cannot ask questions of a witness when it is clear that the witness will "take the Fifth." The court clarified that point in Columbus v. Cooper (1990),
{¶ 10} In the case sub judice, Bowers' direct examination was brief and encompasses two pages in the trial transcript. The prosecution also conducted a brief re-direct examination, (that spans one and a half pages) in response to the defense cross-examination. Also, the prosecution did not ask Bowers "about the facts in the case" but about his prior conviction and his relationship with appellant. We acknowledge that this information might have been gleaned in other ways or from other sources, but given that Bowers and appellant are inextricably linked in the commission of the charged offenses, we find no "bad faith" on the prosecution's part by calling Bowers as a witness. SeeDinsio, supra at 466 (no indication of "bad faith" on part of the prosecutor who called witness).
{¶ 11} Appellant next asserts that evidence of Bowers' prior criminal record unduly prejudiced her. The prosecution's theory of the case is that appellant groomed her granddaughters for Bowers' use and sexual gratification. Consistent with that theory, the prosecution adduced evidence to show that appellant frequently took her granddaughters to prison to visit Bowers. During some of these visits, T.G. sat on Bowers' lap and he talked about "sexual stuff." Evidence of Bowers' prior criminal convictions simply explained why he was incarcerated in the first place.
{¶ 12} Moreover, even if we assume that the trial court erred by admitting this evidence, appellant did not object at the appropriate time. Generally, appellate courts will not consider *8
any error that counsel could have called, but did not call, to the trial court's attention when the court could have avoided or corrected the error. State v. Peagler (1996),
{¶ 13} Appellant argues that in this case we should recognize plain error under Crim.R. 52(B). We, however, find that argument unavailing. Notice of plain error must be taken with the utmost caution, under exceptional circumstances and only to prevent a manifest miscarriage of justice. See State v. Barnes (2002),
{¶ 14} In the case sub judice, we are not persuaded that the trial's outcome would have been different had the jury not heard of Bowers' prior criminal record. To reach a different conclusion, we must completely ignore the other evidence adduced at trial, including T.G.'s testimony. We decline to do so.
{¶ 15} Thus, based upon the foregoing reasons we hereby overrule appellant's first and second assignments of error.
{¶ 17} The cumulative error doctrine acknowledges that separately harmless errors may, when considered together, violate a person's right to a fair trial. See generally State v. Madrigal (2000),
{¶ 18} Although appellant has not persuaded us that the evidentiary rulings that she cites are erroneous, if we assume for purposes of argument that they were indeed erroneous, we do not believe that the trial's outcome would have been different had that evidence been excluded. Most of the evidence that appellant cites concerns ancillary matters (e.g. appellant having phone sex with Bowers, masturbating in front of the children or the accusations that initially prompted the investigation). This evidence was not introduced to show that appellant acted in conformity with these other acts, but to establish the *10 prosecution's theory that appellant groomed her granddaughters for sex with her and her husband long before Bowers' prison release.
{¶ 19} Moreover, we do not believe that the trial's outcome would been otherwise had the trial court excluded this evidence.
The most compelling evidence in this case came from T.G. who testified about sexual abuse perpetrated by appellant. I.B. corroborated her sister's testimony and further related that she observed through a crack in a door that T.G. engaged in vaginal sex with Bowers. Thus, even assuming that the evidentiary rulings that appellant cites were erroneous, in light of the other evidence, we do not believe that the trial's outcome would have been different if the evidence at issue had been excluded.
Accordingly, based upon the foregoing reasons we hereby overrule appellant's third assignment of error.
{¶ 21} The standard for prosecutorial misconduct is whether a prosecutor's remarks are improper and, if so, whether those remarks prejudicially affected an accused's substantial rights. State v.Smith (2000),
{¶ 22} Appellant argues that the prosecutor acted improperly when he called Bowers as a witness and questioned him in such a way that Bowers continually asserted his
She also claims that the prosecutor improperly introduced evidence of Bowers' prior criminal convictions. We have already addressed these issues under appellant's first and second assignments of error and determined that valid reasons existed for the introduction of this evidence. Thus, these actions should not be characterized as misconduct.
{¶ 23} Appellant also asserts that the prosecutor asked improper questions. We need not address each individual instance, however, because even if we assume that a particular question was improper, the questions would constitute harmless error and did not deny appellant a fair trial. Appellant cites several portions of the prosecutor's closing argument and contends that he made improper comments concerning T.G.'s truth and veracity. During closing argument, counsel should not comment on a witness's credibility, see State v. Smith (1984),
Indeed, our review of the transcript reveals several instances in which the prosecutor affirmed that the jury's function is to determine witness credibility. Appellant also asserts that the prosecutor's editorializing during closing argument constitutes prosecutorial misconduct. As appellant notes, the prosecutor referred to Bowers as a "monster," represented to the jury that appellant wanted them to "disregard evidence" and claimed that appellant wanted the jury to "violate the judge's instructions."
{¶ 24} A prosecutor is a servant of the law whose interest in a prosecution is not merely to emerge victorious, but to see that justice shall be done. Smith, supra at 14. Neither justice nor professionalism are served when a prosecutor engages in name-calling or editorializing in front of a jury or in pleadings filed with the Court. Name-calling is unacceptable and unprofessional. State v. Stevens, Montgomery App. No. 19572,
¶ 26. Here, we are not persuaded that the prosecutor made improper comments.
{¶ 25} For these reasons, we hereby overrule appellant's fourth assignment of error.
{¶ 27} When reviewing the sufficiency of the evidence, appellate courts look to the adequacy of evidence and whether the evidence, if believed, supports a finding of guilt beyond a reasonable doubt. SeeThompkins, supra at 386; State v. Jenks (1991),
{¶ 28} In the case at bar, appellant was charged with complicity to rape pursuant to R.C.
{¶ 29} The pivotal question with regard to this charge is whether sufficient evidence of penetration was adduced to find rape, and hence, complicity to commit rape. We again acknowledge that with respect to various counts the trial court found inadequate evidence of penetration and properly dismissed those charges. The court, however, permitted the jury to consider other counts and appellant maintains that the court erred because no evidence of penetration was adduced at trial. In fact, T.G. admitted that Bowers did not "put his penis" inside her "vagina" and later confirmed that his penis was not "inserted into [her] body in any way." Without penetration, there can be no rape in this case. Without rape, there can be no complicity to commit rape.
{¶ 30} Nevertheless, we agree with the trial court that the prosecution adduced sufficient evidence to permit the jury to consider this particular charge. Although T.G. denied that penetration occurred, her sister testified that she personally observed the incident (through a crack in the door) and observed Bowers "[stick] his thing in her [T.G.'s] vagina." When the defense challenged I.B. as to how much she could actually see from her particular vantage point, she remained firm: *15
"Q. * * * You couldn't see for sure that his front part was inside of where she pees from?
A. I could. I just saw that his thing was in her vagina. That's what I saw.
Q. You say he was inside of her?
A. Yeah."
{¶ 31} I.B.'s account, if believed, provides sufficient evidence to prove penetration, rape and complicity to commit rape. Hocking County Prosecutor's Office Investigator Ron Dane, who was present at appellant's home when a search warrant was executed, also bolstered I.B.'s testimony. When asked if he looked "through the slat in [the] door" that I.B. described, and whether it is possible to see "on the bed," Dane replied "[a]bsolutely" and thereby confirmed that I.B. could see from her location whether Bowers penetrated her sister. In view of this testimony, we conclude that sufficient evidence was adduced to prove complicity to commit rape.
{¶ 32} Appellant was also charged with two counts of gross sexual imposition in violation of R.C.
{¶ 33} As we discuss infra, one problem in the instant case is the specific language used in the indictment. Counts VI and VII charged appellant with gross sexual imposition for using breast cups when the victim was less than thirteen years of age. Our *16 review reveals sufficient evidence to support appellant's conviction on one charge, but not both.
{¶ 34} At trial, T.G. testified that before Bowers' release, appellant touched her in a sexual manner with a "toy" that "attached to [her] breasts." Because Bowers was not released until June 2004, and T.G. did not turn thirteen until August 2004, this evidence supports a conviction on one of the gross sexual imposition charges.
{¶ 35} T.G. also testified that appellant used breast pumps two times after Bowers' release. However, we find nothing in the record to establish a date for these incidents. The problem with this matter is that if the incidents occurred after T.G. reached thirteen years of age, appellant cannot be found guilty of violating R.C.
{¶ 36} We readily acknowledge that the evidence also showed that appellant used a variety of other devices on T.G. before she reached thirteen years of age. However, counts six and seven specifically charge that appellant committed the offense by "using breast cups on [T.G.'s] breasts." If this arguably surplus language had been deleted from the indictment, possibly appellant could have been convicted for other incidents that involved other devices. However, that specific language (concerning breast cups) is included in the indictment. This runs afoul of the concept that a defendant cannot be convicted for crimes for which she was not charged. See State v. Gaul *17
(1997),
{¶ 37} Having determined that sufficient evidence exists to support one of the gross sexual imposition charges, we now consider whether appellant's conviction on that charge is against the manifest weight of the evidence.
{¶ 38} When reviewing a claim that a verdict is against the manifest weight of evidence, appellate courts may not reverse the conviction unless it is obvious that the trier of fact clearly lost its way and created such a manifest miscarriage of justice that the conviction must be reversed and a new trial ordered. See State v. Earle (1997),
{¶ 39} At trial, I.B. testified that Bowers penetrated her sister's vagina. Also, an investigator testified that I.B. could have indeed observed this activity through a door. T.G. testified that appellant touched her in a sexual manner and used a breast pump on her on at least one occasion before Bowers' June 2004 prison release and this activity occurred before T.G. reached the age of thirteen. This evidence is sufficient for the jury to conclude that appellant committed complicity to commit rape and gross sexual imposition. See R.C.
{¶ 40} Appellant counters that T.G.'s testimony was "contradicted in critical respects." That, however, goes to the *19
weight and credibility of the evidence. The trier of fact must determine those issues. See State v. Dye (1998),
{¶ 41} In the case sub judice, we are not persuaded that appellant's conviction for one count of gross sexual imposition and complicity to commit rape is against the manifest weight of the evidence. However, because the evidence is insufficient to support a second gross sexual imposition conviction, we sustain
{¶ 42} appellant's fifth assignment of error to that limited extent.
{¶ 44} First, in view of the fact that we have reversed one of appellant's gross sexual imposition convictions, no danger exists that appellant will be convicted multiple times for the same offense in violation of her double jeopardy guarantees. Second, although counts six and seven are identically worded, they both allege that appellant committed gross sexual imposition against T.G. by using "breast cups" or pumps before she turned thirteen years old. Because two such charges existed, appellant had notice that she was charged with twice committing that offense before T.G. reached the age of thirteen.
{¶ 45} For these reasons, we find no merit in appellant's sixth assignment of error and it is hereby overruled.
{¶ 47} The sentencing transcript reveals that the trial court cited to R.C.
{¶ 48} Two weeks after appellant's sentence, the Ohio Supreme Court struck down various sentencing statutes as unconstitutional.8 SeeState v. Foster,
{¶ 49} Appellant also suggests that we should instruct the trial court to impose minimum concurrent sentences because anything other than that sentence will violate her rights under the ex post facto clause of Article
{¶ 50} In any event, consistent with the Ohio Supreme Court's ruling in Foster, supra, we hereby sustain appellant's seventh assignment of error and vacate her sentence. We hasten to add, however, that our decision should in no way be construed as a comment on the underlying merits of the trial court's sentencing decision.
{¶ 51} Accordingly, having partially sustained appellant's fifth assignment of error and appellant's seventh assignment of error, the trial court's judgment is hereby affirmed in part and reversed in part. Appellant's conviction for complicity to commit rape and one gross sexual imposition count is hereby affirmed, appellant's conviction for one count of gross sexual imposition is hereby reversed, and appellant's sentences for these offenses are, pursuant to Foster, hereby vacated, and we remand the matter for re-sentencing.
JUDGMENT AFFIRMED IN PART, REVERSED IN PART AND CASE REMANDED FOR FURTHER PROCEEDINGS CONSISTENT WITH THIS OPINION.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing the Hocking County Common Pleas Court to carry this judgment into execution.
If a stay of execution of sentence and release upon bail has been previously granted, it is continued for a period of sixty days upon the bail previously posted. The purpose of said stay is to allow appellant to file with the Ohio Supreme Court an application for a stay during the pendency of the proceedings in that court. The stay as herein continued will terminate at the expiration of the sixty day period.
The stay will also terminate if appellant fails to file a notice of appeal with the Ohio Supreme Court in the forty-five day period pursuant to Rule II, Sec. 2 of the Rules of Practice of the Ohio Supreme Court. Additionally, if the Ohio Supreme Court dismisses the appeal prior to the expiration of said sixty days, the stay will terminate as of the date of such dismissal.
A certified copy of this entry shall constitute that mandate pursuant to Rule 27 of the Rules of Appellate Procedure. Exceptions.
McFarland, P.J.: Concurs in Judgment Opinion Kline, J.: Dissents
Recently, in Gardner v. Commonwealth (VA. 2001),
Here, the state could have crafted an indictment with less specific language or language that included other devices or other facts to help to identify every occasion that appellant engaged in improper conduct with the victim. We recognize, however, that a child victim may have great difficulty recalling specific and detailed events, including a detailed time frame, that occurred during their childhood years. However, the potential benefit in wording indictments with specific details is that if a person is alleged to have committed multiple offenses, specific facts could serve to provide the trier of fact with the ability to distinguish each incident from other similar incidents.
In summary, we believe that in the case sub judice the state's evidence at trial simply does not correspond to the specific allegation contained in the indictment.