State of Ohio v. William Boswell
Court of Appeals No. E-18-053
IN THE COURT OF APPEALS OF OHIO SIXTH APPELLATE DISTRICT ERIE COUNTY
Decided: July 19, 2019
2019-Ohio-2949
ZMUDA, J.
Trial Court No. 2017-CR-037; DECISION AND JUDGMENT; Kevin J. Baxter, Erie County Prosecuting Attorney, and Anthony A. Battista III, Assistant Prosecuting Attorney, for appellee. Danielle C. Kulik and Kenneth R. Bailey, for appellant.
I. Introduction
{¶ 1} Appellant, William Boswell, appeals the judgment of the Erie County Court of Common Pleas, sentencing him to 34 months in prison after he entered a guilty plea to two counts of theft from a person in a protected class. Finding no error in the proceedings below, we affirm.
A. Facts and Procedural Background
{¶ 2} On January 10, 2017, a 23-count indictment was filed with the trial court, charging appellant with eight counts of theft from a person in a protected class in violation of
{¶ 3} The foregoing indictment related to a scheme carried out by appellant from July 2016 through September 2016, in which appellant defrauded 13 elderly victims of over $60,000 by offering to provide asphalt at a reduced price, performing the work in a substandard manner, and then dramatically increasing the price at the time of completion.
{¶ 4} On July 31, 2017, appellant appeared before the trial court for arraignment. Appellant entered a plea of not guilty, and the matter proceeded through pretrial discovery and plea negotiations. As a result of successful plea negotiations, appellant agreed to plead guilty to two counts of theft from a person in a protected class in violation of
{¶ 5} Appellant‘s sentencing hearing was held on August 23, 2018. At the start of the hearing, the trial court reiterated the terms of appellant‘s plea agreement. The court then indicated its consideration of the purpose and principles of sentencing, as well as its examination of the impact statements provided by the victims, and informed appellant of his rights to appeal under
{¶ 6} Both appellant and his counsel addressed the trial court in mitigation. Appellant‘s counsel focused his statement on the fact that appellant had been compliant with the court‘s orders and had demonstrated good faith by bringing a $22,000 check to sentencing to begin making restitution to the victims. Appellant addressed the court personally and explained that he was intent upon paying back the victims. Appellant stressed that he meant to do the victims no harm, and stated that he “didn‘t think [he] was doing [anything] wrong.” For its part, the state asked the trial court to follow the
{¶ 7} After receiving statements in mitigation, the trial court again referenced the principles and purposes of sentencing under
{¶ 8} According to the trial court, the victims reported in their impact statements that they were coerced, targeted, intimidated, and harassed by appellant. One such victim reported that although she was quoted a fee of $400 to perform certain services, appellant demanded that she pay $7,000 for the work once it was completed. Because appellant had frightened her, the victim wrote him a postdated check, which she later cancelled. When appellant was notified of the cancelled check, he returned to the victim‘s home “with a look of utter rage on his face.” According to the trial court, the victim reported that she was so frightened by appellant‘s actions that she has not been able to get a full night of sleep.
{¶ 9} Based upon the conduct detailed in the presentence investigation report, the trial court found no credibility in defense counsel‘s statement that appellant was “just
{¶ 10} Thereafter, the trial court noted that appellant had two bond violations during the pendency of this matter, a failure to check-in on March 20, 2018, and a late check-in on May 15, 2018. The court also found that appellant had committed the offenses in this case as part of an organized criminal activity based upon the fact that the criminal activity took place over a two-month period, involved multiple victims, and was perpetrated by appellant and two co-defendants. Because of the bond violations and the organized criminal activity, the trial court found that it had the discretion to impose a prison term under
{¶ 11} In applying the seriousness and recidivism factors under
{¶ 13} As a result of its
You agreed to the maximum sentence, 18 months on each count to run consecutive. And that‘s consecutive under
2929.14(C)(4) , Necessary to protect the public from future crimes by you and punish you, not disproportionate to the seriousness of the count of the count (sic) of the danger you pose. And that, the harm caused by two or more multiple offenses committed was so great or unusual that no single prison term for any of those offense[s] adequately reflects the seriousness of [the] conduct. And also you have a history of criminal conduct. * * * The Court is going to go along with the 18 and 18 consecutive for 36 months.
{¶ 14} Thereafter, appellant‘s counsel reminded the court that the parties were recommending a reserved 36-month prison sentence, to be applicable only in the event of a community control violation. In response, the trial court revised appellant‘s prison sentence, ordering appellant to serve 17 months as to each offense, to be served
B. Assignments of Error
{¶ 15} On appeal, appellant alleges six errors for our review:
- The trial court erred in not ordering community control pursuant to
R.C. 2929.13(B) . - There is a denial of due process when the court considers [victims‘] impact statements from acquitted charges, ignores the revised views of the victims and uses old [victims‘] impact statements to form the court‘s opinion as to sentencing against recommendation of the state, the victims, adult probation and the police.
- The court erred in using its own factors of recidivism and ignoring the statutory factors.
- The court erred in sentencing defendant to incarceration when the sentence was not reasonably calculated to serve any of the purposes and factors of felony sentencing.
- The court erred in sentencing defendant to consecutive sentences when the sentence is disproportionate to the crime, there is no need to protect the public, and the harm caused was purely financial and the victims did not feel prison was necessary.
The court erred in having blanket pleading procedures which curtail a defendant‘s right to plead at any stage of the proceedings.
II. Analysis
{¶ 16} In his assignments of error, appellant challenges the propriety of the sentence imposed by the trial court.
{¶ 17} The review of felony sentences is governed under
(a) That the record does not support the sentencing court‘s findings under division (B) or (D) of section
2929.13 , division (B)(2)(e) or (C)(4) of section2929.14 , or division (I) of section2929.20 of the Revised Code, whichever, if any, is relevant; or(b) That the sentence is otherwise contrary to law.
“Clear and convincing evidence is that measure or degree of proof which is more than a mere ‘preponderance of the evidence,’ but not to the extent of such certainty as is required ‘beyond a reasonable doubt’ in criminal cases, and which will produce in the mind of the trier of facts a firm belief or conviction as to the facts sought to be established.” State v. Marcum, 146 Ohio St.3d 516, 2016-Ohio-1002, 59 N.E.3d 1231, ¶ 22, quoting Cross v. Ledford, 161 Ohio St. 469, 120 N.E.2d 118 (1954), paragraph three of the syllabus.
(B)(1)(a) Except as provided in division (B)(1)(b) of this section, if an offender is convicted of or pleads guilty to a felony of the fourth or fifth degree that is not an offense of violence or that is a qualifying assault offense, the court shall sentence the offender to a community control sanction or combination of community control sanctions if all of the following apply:
(i) The offender previously has not been convicted of or pleaded guilty to a felony offense.
(ii) The most serious charge against the offender at the time of sentencing is a felony of the fourth or fifth degree.
(iii) If the court made a request of the department of rehabilitation and correction pursuant to division (B)(1)(c) of this section, the department, within the forty-five-day period specified in that division, provided the court with the names of, contact information for, and program details of one or more community control sanctions that are available for persons sentenced by the court.
(iv) The offender previously has not been convicted of or pleaded guilty to a misdemeanor offense of violence that the offender committed within two years prior to the offense for which sentence is being imposed. (b) The court has discretion to impose a prison term upon an offender who is convicted of or pleads guilty to a felony of the fourth or fifth degree that is not an offense of violence or that is a qualifying assault offense if any of the following apply:
* * *
(iii) The offender violated a term of the conditions of bond as set by the court.
* * *
(ix) The offender committed the offense for hire or as part of an organized criminal activity.
{¶ 19} According to appellant, he is entitled to the presumption of community control under
{¶ 20} In State v. Bentley, 11th Dist. Ashtabula No. 2017-A-0017, 2017-Ohio-8943, the Eleventh District examined the language of
{¶ 21} Similarly, in Parrado, the Eleventh District found that
If the legislature intended the presumption pertaining to community control to apply to situations in which an offender was convicted of or pleaded guilty to multiple felonies of the fourth or fifth degree, it could have pluralized these terms. It did not do so. As such, we construe the statute to envelop only those situations in which a qualifying offender has been convicted of or pleaded guilty to a singular, nonviolent felony of the fourth or fifth degree.
Id.
{¶ 22} Based on our review of the plain language of
{¶ 23} Even assuming, arguendo, that the presumption of community control applied in this case, the trial court was permitted to impose a prison sanction after it
{¶ 24} The term “organized criminal activity” is not defined in
{¶ 25} Here, the trial court‘s findings under
{¶ 27} In light of the foregoing, we find that the trial court did not violate
{¶ 28} In appellant‘s second assignment of error, he argues that the trial court erred in considering victim impact statements from victims of the theft offenses that were dismissed pursuant to the plea agreement he entered into with the state. Further, appellant asserts that the trial court erred in imposing a prison sanction contrary to the wishes expressed by the victims in the impact statements.
{¶ 29} Regarding the trial court‘s consideration of the victim impact statements that were prepared in this case, some of which pertained to victims from offenses that were dismissed prior to sentencing, Ohio law directs that a sentencing court “is not
{¶ 30} Nonetheless, appellant argues that case law supports his claim that the trial court‘s consideration of the victim impact statements in this case constitutes reversible error. Appellant cites one case, State v. Patterson, 110 Ohio App.3d 264, 673 N.E.2d 1001 (10th Dist.1996), to support his argument. However, Patterson is no longer good law in the Tenth District. See State v. Daniel, 10th Dist. Franklin Nos. 05AP-564 and 05AP-683, 2006-Ohio-4627, ¶ 40 (recognizing that Patterson was not consistent with precedent from the Supreme Court of Ohio and declining to follow its holding). Moreover, Patterson is distinguishable insofar as it involved a sentencing court‘s
{¶ 31} As to appellant‘s contention that the trial court erroneously failed to abide by the sentencing recommendations of the victims in this case, we note that although the trial court was required to consider the impact of appellant‘s crimes on the victims, the court was not required to consider or adopt the victims’ sentencing recommendations. State v. Carter, 8th Dist. Cuyahoga Nos. 98579 and 98580, 2013-Ohio-375, ¶ 18 (“the governing statute does not make any provision for consideration of the victim‘s sentencing recommendation to the court“). Additionally, the trial court advised appellant that it was not bound by any sentencing recommendations prior to accepting appellant‘s plea. Appellant had the option to insist upon an agreed-upon sentence if that was his sole motivation for entering into his plea agreement with the state. In that case, the trial court would have been bound by the sentence because “once the trial court enters into the plea agreement by making a promise [to impose a specific sentence], it becomes a party to the agreement and is bound thereby.” State v. Vari, 7th Dist. Mahoning No. 07-MA-142, 2010-Ohio-1300, ¶ 24.
{¶ 32} Because the plea agreement in this case included a recommended sentence, and not an agreed-upon sentence, the trial court was not bound by the terms of the agreement, and we therefore find no merit to appellant‘s argument.
{¶ 33} Accordingly, appellant‘s second assignment of error is not well-taken.
{¶ 35} A trial court that sentences a defendant for a felony offense, “shall be guided by the overriding purposes of felony sentencing: * * * to protect the public from future crime by the offender and others, to punish the offender, and to promote the effective rehabilitation of the offender using the minimum sanctions that the court determines accomplish those purposes without imposing an unnecessary burden on state or local government resources.”
{¶ 36} To comply with the principles and purposes of sentencing set forth in
R.C. 2929.12 is a guidance statute. It sets forth the seriousness and recidivism criteria that a trial court “shall consider” in fashioning a felony
sentence. Subsections (B) and (C) establish the factors indicating whether the offender‘s conduct is more serious or less serious than conduct normally constituting the offense. Subsections (D) and (E) contain the factors bearing on whether the offender is likely or not likely to commit future crimes. While the phrase “shall consider” is used throughout R.C. 2929.12 , the sentencing court is not obligated to give a detailed explanation of how it algebraically applied each seriousness and recidivism factor to the offender. Indeed, no specific recitation is required. Merely stating that the court considered the statutory factors is enough.
State v. Brimacombe, 195 Ohio App.3d 524, 2011-Ohio-5032, 960 N.E.2d 1042, ¶ 11 (6th Dist.), citing State v. Mathis, 109 Ohio St.3d 54, 2006-Ohio-855, 846 N.E.2d 1, ¶ 38 and State v. Arnett, 88 Ohio St.3d 208, 215, 724 N.E.2d 793 (2000).
{¶ 37} Here, appellant argues that the trial court erroneously applied
{¶ 38} At sentencing, the trial court clearly articulated that it was mindful of the principle and purposes of sentencing under
{¶ 39} In its brief to this court, the state notes that
{¶ 40} As noted above, the trial court‘s statement that it considered the sentencing statutes is sufficient to pass muster under Ohio law. Brimacombe at ¶ 11. Moreover, we find no merit to appellant‘s contention that the victims in this case were demeaned by the trial court‘s sentence. The trial court was not bound by the sentence recommended by the victims, and the imposition of a harsher sentence than the one recommended can hardly be described as demeaning. Accordingly, appellant‘s third and fourth assignments of error are not well-taken.
{¶ 42} Under
{¶ 43} A sentencing court must make its findings under
{¶ 44} At the sentencing hearing, the trial court ordered appellant‘s sentences served consecutively, and then made the necessary findings to support the consecutive sentences under
[n]ecessary to protect the public from future crimes by you and punish you, not disproportionate to the seriousness of the count of the count (sic) of the danger you pose. * * * [T]he harm caused by two or more multiple offenses committed was so great or unusual that no single prison term for any of those offense[s] adequately reflects the seriousness of [the] conduct. And also you have a history of criminal conduct.
{¶ 45} In its sentencing entry, the trial court indicated that it “considered, weighed and made findings for sentencing of either a Concurrent and/or Consecutive sentence * * *.” Further, the entry contains the trial court‘s finding that consecutive sentences “are applicable based on the factors in O.R.C.
{¶ 46} In his brief, appellant argues that the record does not support the trial court‘s findings. Appellant reasserts his prior argument challenging the trial court‘s finding that he carried out his offenses as part of an organized criminal activity. Having
{¶ 47} Additionally, appellant contends that the trial court, in imposing consecutive sentences, “overtly ignore[d]” the sentencing recommendations from the victims and other interested parties. We fail to see how the trial court‘s departure from the sentencing recommendations, which are not binding on the court, impacts our consecutive sentence analysis in this case.
{¶ 48} Finally, appellant argues that his clean criminal record does not support the trial court‘s finding under
{¶ 49} In light of the foregoing, it is clear that the trial court made the requisite findings to support the imposition of consecutive sentences under
{¶ 51} Relevant to appellant‘s argument, several Ohio courts have determined that a trial court abuses its discretion when it rejects a plea agreement by relying on a blanket policy rather than considering the facts and circumstances of the particular case. State v. Switzer, 8th Dist. Cuyahoga No. 93533, 2010-Ohio-2473, ¶ 15 (reversing trial court‘s refusal to accept a plea agreement based on its “unvaried policy of not accepting plea agreements on the day of trial“); State v. Raymond, 10th Dist. Franklin No. 05AP-1043, 2006-Ohio-3259, ¶ 15; State v. Graves, 10th Dist. Franklin No. 98AP-272, 1998 Ohio App. LEXIS 5608 (Nov. 19, 1998) (finding an abuse of discretion after trial court refused the defendant‘s plea based upon its blanket policy of not accepting no contest pleas); State v. Hunt, 4th Dist. Scioto No. 1536, 1985 Ohio App. LEXIS 8937 (Oct. 22, 1985) (finding abuse of discretion when the trial court refused to accept a plea agreement because it had a policy of rejecting agreements after jury cards were mailed to prospective jurors in a case).
{¶ 52} In this case, the trial court did not reject appellant‘s plea agreement. Moreover, appellant did not object to the trial court‘s plea policy. The failure to raise this issue waives all but plain error on appeal.
{¶ 53} At a pretrial held on January 22, 2018, an exchange between the state, defense counsel, and the trial court took place with respect to scheduling a trial date. Defense counsel informed the court that appellant was striving for a resolution of the case short of a trial, to which the court eventually responded:
Okay. Well, I‘ll get a report. As far as the jury trial goes, Court is going to find that, today that no plea was entered in this case today. This is January 22, 2018. The final plea date of February 12, 2018 at 11:00 a.m. shall remain. The jury trial date of February 27, 2018 at 10:00 shall remain. All parties shall be ready to proceed on those dates unless otherwise ordered by this Court pursuant to a judgment entry.
Should the Defendant choose to enter a plea in this case prior to the jury trial date, the defense attorney shall immediately notify this Court and present the Defendant before this Court for that plea. In such situations the plea must be entered no later than 3:00 p.m. on the Friday that precedes the jury trial date.
If it does, after 3:00, the Court calls in the jury, and therefore, wouldn‘t entertain anything but a plea to the indictment.
Mr. Boswell, although this is your last hearing before we have the jury called and then try the case, the Court allows up until that Friday that precedes the trial date in order to enter a plea. So we won‘t set nothing. But if things are worked out, your counsel knows how to get ahold of the Court as well as the State does and then we can have — we won‘t set nothing, but you can be presented and take care of the plea. I‘m not saying you have to plea. That‘s just to let you know how we handle this.
{¶ 55} Two days after the pretrial, appellant filed a motion to continue the trial date based, in part, on “active pre-trial negotiations towards a plea resolution.” The court granted appellant‘s motion, and rescheduled the trial date for May 22, 2018, a Tuesday. Appellant entered his guilty plea on May 18, 2018, the Friday preceding the trial date.
{¶ 56} In his brief, appellant fails to identify what impact, if any, the trial court‘s plea policy had on this case. Rather, appellant simply states that the trial court abused its discretion by enforcing its plea policy. The transcript from the May 18, 2018 plea hearing reveals no indication that appellant wished to have more time for plea negotiations or was in any way rushed into entering his plea. Appellant did not seek more time to conduct plea negotiations following the three-month continuance granted by the court upon appellant‘s request.
III. Conclusion
{¶ 58} In light of the foregoing, the judgment of the Erie County Court of Common Pleas is affirmed. Appellant is ordered to pay the costs of this appeal pursuant to App.R. 24. Appellant‘s motion for bond pending appeal is denied as moot.
Judgment affirmed.
A certified copy of this entry shall constitute the mandate pursuant to App.R. 27. See also 6th Dist.Loc.App.R. 4.
Mark L. Pietrykowski, J.
Thomas J. Osowik, J.
Gene A. Zmuda, J. CONCUR.
JUDGE
JUDGE
JUDGE
This decision is subject to further editing by the Supreme Court of Ohio‘s Reporter of Decisions. Parties interested in viewing the final reported version are advised to visit the Ohio Supreme Court‘s web site at: http://www.supremecourt.ohio.gov/ROD/docs/.
