Lead Opinion
[¶ 1.] We are called upon to examine whether imposing the longest possible penitentiary sentence for burglary upon a developmentally disabled offender, whose accomplices received probation, constitutes cruel and unusual punishment. We conclude that under the particular circumstances of this case, the burglary sentence was grossly disproportionate to the offense committed and was thus cruel and unusual under the Eighth Amendment. We reverse and remand for resentencing on the burglary offense. On the other hand, we affirm the sentence for statutory rape.
FACTS
Elf 2.] Jonathan James Bonner, age nineteen, pled guilty to one count of third degree rape, SDCL' 22-22-1(5), and one count of second degree burglary, SDCL 22-32-3, and was sentenced to fifteen years on each count with the terms to be served consecutively. Thus, his total sentence was thirty years in the penitentiary. He had no prior felony record and only a few lesser misdemeanors. His first parole eligibility date is in the year 2013, when he is thirty-five.
[¶ 3.] While Bonner obtained the maximum possible incarceration for his part in the burglary, his two codefendants received quite different sentences before another judge. For the same crime, second degree burglary, Anthony Sorensen got a suspended sentence, a $750 fine, restitution, 160 days in jail with work release, and three years probation. The other codefendant, Tad Patridge, also received a suspended sentence, a $750 fine, restitution, 180 days in jail with work release,
[¶4.] To understand the unfortunate circumstances which brought this case to court it is necessary to briefly relate Bonner’s childhood and mental health history. Bonner was abandoned by his alcoholic mother at age one, and was raised by his father. He was diagnosed with secondary symptoms of fetal alcohol syndrome (FAS) and primary symptoms of fetal alcohol effect (FAE).
lack bonding and social skills, frequently use poor judgment, lack a conscious awareness of maintaining peer relationships, tend to relate better to adults, lack self-esteem, school performance is low, frequently seek attention inappropriately, lack in attention span development, often act impulsively, tend to be followers, tend to be weak in verbal and auditory learning, and tend to get into social and legal problems due to these deficits.
According to one psychologist who examined him, Bonner “struggles and suffers with all of the characteristics.” Beginning at age ten Bonner began receiving psychological counseling with a regimen of prescribed medication to control his behavior. His father was highly skilled in working with him, but found it difficult to stop or modify some of his negative behaviors. In school, he attended mostly special education classes and finally completed the ninth grade at age seventeen, when he quit. He has had no significant work experience since that time.
[¶ 5.] As a juvenile, Bonner was in recurrent trouble with law enforcement in Wyoming who described his violations, though petty, as “atrocious.” The authorities were happy to see him move out of Wyoming and dismissed pending matters against him. In South Dakota, Bonner’s troublesome behaviors continued. While still a juvenile, he was placed on formal indefinite probation twice for first degree petty theft and disturbance of school. He admitted a delinquency petition charging him with threatening or harassing telephone calls. Yet until the incidents involved in this case, Bonner’s entire adult record consisted of first degree petty theft, lighting fireworks within city limits, and no driver’s license.
[¶ 6.] In the summer of 1996, Bonner met a fourteemyear-old girl in Rapid City who told him she was about to turn seventeen. When she returned to her home in Huron, she called Bonner every day for a week urging him to come to Huron where they would be boyfriend and girlfriend and she would find him a place to stay and a job. Enraptured, Bonner hastily borrowed money from a friend for a bus ticket. At the terminal, his father begged him not to go — he even tried to physically prevent him from leaving — but local law enforcement officers intervened, allowing Bonner to board the bus because he was an adult.
[¶ 7.] In Huron, Bonner stopped taking his medication and spent the next weeks drinking and partying. During the weekend of July 19-20, 1996, the party moved to the Brodkorb home, where a friend of one of Bonner’s companions was house-sitting when the occupants were away on their honeymoon. While there, Bonner broke into a locked box hidden behind the bed in the master bedroom and took two Black Hills gold necklaces, a gold watch, and several $2 bills. The items were locked away because
[¶ 8.] Bonner was also investigated in Huron for sexual acts with four girls: J.S., age nine; H.B., thirteen; B.J.P., fourteen; and B.R., sixteen. He was ultimately charged with four counts of rape and two counts of sexual contact with a minor under the age of sixteen. B.J.P., the fourteen-year-old who invited Bonner to Huron, in a written statement to police, said she and Bonner had voluntary sexual intercourse on two occasions. His plea of guilty to third degree rape related to his acts with this girl. All other rape and sexual contact charges were dismissed as part of the plea bargain. No details about the incidents with the other girls can be found in the record. The only facts supporting the rape charge against H.B., the thirteen-year-old, were that he kissed and gave her “hickeys,” but she denied any type of “sexual” activity with him.
[¶ 9.] During the legal proceedings, Bonner, at the request of his attorney, underwent a psychiatric examination.
ANALYSIS AND DECISION
[¶ 10.] Upon Bonner’s plea of guilty to third degree rape and second degree burglary he was sentenced to two consecutive fifteen year penitentiary terms. Each sentence constitutes the maximum penalty for each offense. SDCL 22-32-3, 22-22-1(5), 22-6-1, 22-6-6.1. We take an extremely deferential review of sentencing — generally, a sentence within the statutory maximum will not disturbed on appeal. State v. Kaiser,
[¶ 11.] Sentencing decisions are perhaps the most difficult responsibility for trial judges, encompassing circumstances both obvious and elusive. It is not for us to engage in appellate resentencing, or to “micromanage the administration of criminal justice” in South Dakota, even when individual trial judges impose widely different punishments for the same offense. See State v. DePiano,
[¶ 12.] Yet, if the words “Equal Justice Under Law” call for more than just a lofty inscription, then our vigilance ought to be aroused when extremely divergent sentences are imposed for the same offense. Gross disparity in punishment erodes public confidence in our institutions of justice. See People v. Coles,
[¶ 13.] On many occasions, our Court has partly employed a “shock the conscience” query to determine if a sentence violates the Eighth Amendment prohibition against cruel and unusual punishment. The test was originally adopted for application only with our own state constitution, not the Eighth Amendment. State v. Becker,
[¶ 14.] The Eighth Amendment reflects our nation’s belief in the dignity of every human being and the view that legislative and judicial power to punish criminal conduct, though given high deference, is not absolute. Coker v. Georgia,
[¶ 15.] In Harmelin v. Michigan,
(1) reviewing courts must grant substantial deference to the legislature’s broad authority to determine the types and limits of punishment; (2) the Eighth Amendment does not mandate adoption of any one pe-nological theory; (3) marked divergences “are the inevitable, often beneficial result of the federal structure”; and (4) proportionality review by federal courts should be informed by objective factors. Id., 501 U.S. at 998-99 ,111 S.Ct. at 2703-04 ,115 L.Ed.2d at 867-68 .
Gehrke,
[¶ 16.] Until the Supreme Court speaks with greater unanimity, we will follow these “common principles” to determine if Bonner’s sentences were grossly disproportionate. Other courts have likewise followed the Kennedy analysis. See, e.g., U.S. v. Johnson,
[¶ 17.] In summary, to assess a challenge to proportionality we first determine whether the sentence appears grossly disproportionate. To accomplish this, we consider the conduct involved, and any relevant past conduct, with utmost deference to the Legislature and the sentencing court. If these circumstances fail to suggest gross dis-proportionality, our review ends. If, on the other hand, the sentence appears grossly disproportionate, we may, in addition to examining the other Solem factors, conduct an intra- and inter-jurisdictional analysis to aid our comparison or remand to the circuit court to conduct such comparison before resentenc-ing. We may also consider other relevant factors, such as the effect upon society of this type of offense. See Harmelin,
Sentences Grossly Disproportionate to the Offense
[¶ 18.] A. Burglary Sentence. Bonner received a fifteen year sentence and his two codefendants received suspended sentences with probation. Rarely will disparity be so immediate, when accomplices sentenced for the same offense receive diametrically opposite punishments. At the sentencing hearing, the trial court was informed of Bonner’s history, mental disability, and the circumstances surrounding the crime, by virtue of the presentence report, psychological and psychiatric reports, statements from the victims of the burglary (who thought the fullest penalty should be imposed for all defendants), and testimony from Bonner’s clinical social worker regarding Bonner’s mental disorders and prospects for rehabilitation.
[¶ 19.] An appropriate sentence requires that:
the sentencing court should “acquire a thorough acquaintance with the character and history of the man before it.” This study should examine a defendant’s “general moral character, mentality, habits social environment, tendencies, age, aversion or inclination to commit crime, life, family, occupation, and previous criminal record.”
Chase in Winter,534 N.W.2d at 354-55 (quoting Pack,516 N.W.2d at 667-68 (citations omitted)). The sentencing court should also consider rehabilitation prospects. Bult II,507 N.W.2d at 328 .
State v. Lemley,
[¶ 20.] In the absence of specific details to use for comparison, we ordinarily defer to the trial judge’s broad discretion in determining the extent of punishment to be imposed within applicable statutory limits. Clark v. State,
Appellant does not state, nor does the record indicate, that appellant and La-Croix’s past records, demeanor, degree of criminal involvement, etc., are sufficiently similar as to cause the sentence disparity between them to be unjust. Absent any showing of such similarities, we must defer to the trial judge’s discretion.
Id.,
[¶ 21.] Bonner’s attorney argues that the sentence is offensive because of his limited intellectual capacity and his need for rehabilitation. People with mental retardation can be held accountable and punished for criminal acts they commit. Penry v. Lynaugh,
It is clear that mental retardation has long been regarded as a factor that may diminish an individual’s culpability for a criminal act. (citations omitted). In its most severe forms, mental retardation may result in complete exculpation from criminal responsibility.
Lynaugh,
[¶ 22.] The Supreme Court, speaking through Justice Sealia who delivered the decision in Harmelin with respect to part V of the opinion, held that individualized sentencing — consideration of mitigating factors — is only required in capital cases. Harmelin,
[¶ 23.] We conclude the fifteen year consecutive sentence Bonner received for second degree burglary was grossly out of proportion to the severity of the crime. Aside from the fact that his two eodefendants received sentences at the opposite end of the spectrum, the following aids our decision: Bonner had no record of prior felony convictions or
[¶ 24.] The particular circumstances of the offense, especially the absence of violence and menace, also indicate that the sentence was grossly disproportionate. Harmelin,
[¶ 25.] Obviously, the Legislature in establishing a punishment range of zero to fifteen years for second degree burglary, intended the more serious commissions of this crime to deserve sentences at the harsher end of the spectrum. “[I]t is a precept of justice that punishment for the crime should be graduated and proportioned to the offense.” Weems v. United States,
[¶26.] Since we have received no comparative information to conduct the within and without analysis, we remand to the circuit court so that information can be supplied and the sentencing judge can take it into account on resentencing. We counsel the circuit court that while the commission of multiple crimes will influence the sentencing decision, punishment for a separate offense should be imposed in the case involving that offense. Commission of other crimes reflecting a defendant’s proclivities will affect the sentence in the case under consideration, but these circumstances cannot justify imposing a grossly disproportionate sentence for the crime for which the defendant is being sentenced. See Thomas v. State,
[¶ 27.] B. Third Degree Rape. With respect to Bonner’s statutory rape sentence we must first determine, as we did with the burglary sentence, whether this is “the rare case in which a threshold comparison of the crime committed and the sentence imposed leads to an inference of gross dispro-portionality.” Harmelin,
[IT 28.] Crimes against children, especially sex offenses, have increased nationwide by epidemic proportions. Recognizing its pernicious impact, our Legislature in recent years has revised the law prohibiting statutory rape to reflect its accelerating concern with protecting children. In 1980 the law was amended to increase the penalty from ten to fifteen years and in 1984 amended again to raise the age of consent from fifteen to sixteen. See SDCL 22-22-1(5), 1980 S.L. ch. 175; 1984 S.L. ch. 167. The trial court reviewed this case in light of the required sentencing factors, including rehabilitation. Lemley,
[IT 29.] The burglary ease is reversed and remanded for resentencing. The sentence for statutory rape is affirmed.
Notes
. Fetal Alcohol Syndrome (FAS) is a pattern of mental and physical defects which develop in some unborn babies when the mother ingests alcohol during pregnancy. Those bom with FAS may be seriously handicapped and require a lifetime of special care. Impairments include physical birth defects including mental retardation, growth deficiencies, central nervous system dysfunction, craniofacial abnormalities and behavioral maladjustments. Fetal Alcohol Effect (FAE) is a less severe set of the same symptoms. Experts are not in full agreement on the precise distinctions between FAS and FAE. However, behavioral problems of FAE children can be as severe as those of FAS children. FAS/FAE produces irreversible physical, mental and emotional deficits. Many children with FAS/FAE are not able to understand cause and effect relationships and long-term consequences. In 1991, the Journal of the American Medical Association reported that FAS is the leading known cause of mental retardation. At least 5,000 infants are bom each year with FAS, or approximately one out of every 750 live births. Thirty to forty percent of babies whose mothers drink heavily throughout pregnancy have the syndrome. Source: United States Department of Health and Human Services
. Appellate counsel was not defendant's attorney in circuit court.
. We recognize that a sentence may also be excessively lenient, but neither the Legislature nor our federal and state constitutions authorize us to review and overturn such decisions. But see Nagel, Forward, structuring sentencing discretion: The new federal sentencing guidelines, 80 J.Crim.L. & Criminology 883-884 (1990)("The purpose of the [federal Sentencing Reform Act] was to attack the tripartite problems of disparity, dishonesty, and for some offenses, excessive leniency, all seemingly made worse by a system of near unfettered judicial discretion.”)
. We have not had occasion in modern times to consider South Dakota’s own constitutional prohibition set out in S.D. Const.Art. VI, § 23: "Excessive bail shall not be required, excessive fines imposed, nor cruel punishments inflicted.” Nonetheless, we decline at this time to invoke South Dakota's Bill of Rights since the Eighth Amendment analysis under the United States Constitution, which we are bound to apply here, is confounding enough and we hardly wish to further burden sentencing law by adopting dual constitutional standards. Most importantly, because we find the sentence imposed here for burglary to be in violation of the Eighth Amendment, we need not examine the question under South Dakota's Constitution. To bring ourselves in line with modem sentencing jurisprudence we now isolate for future consideration under our state constitution the "shock the conscience” formulation and adhere to the most recent pronouncements of the United States Supreme Court applicable to the Eighth Amendment. See People v. Milbourn,
. Other burglary and petty theft charges were dropped as part of the plea bargain. All these charges related to the Brodkorb home, with the exception of a burglary and theft charge for stealing a "boombox” from someone’s porch.
Concurrence Opinion
(concurring specially).
[¶32.] I fully join in the opinion of the Court. I write specially only to emphasize that in the past our overturning of a criminal sentence on the basis of cruel and unusual punishment has been “exceedingly rare” and under the standard adopted today it will continue to be “exceedingly rare.” Solem v. Helm,
[¶33.] This Court is routinely petitioned for relief from those serving 18 months for multiple no account checks or two years for burglary. These types of sentences never have been cruel and unusual and, under today’s opinion, have no more basis for relief than in the past. State v. Sharp,
These cases were summarily affirmed by this Court when this issue was raised.
