210 Conn. 51 | Conn. | 1989
This case presents us with our first opportunity to determine whether this court’s decision in State v. Jarzbek, 204 Conn. 683, 529 A.2d 1245 (1987), cert. denied, 484 U.S. 1061, 108 S. Ct. 1017, 98 L. Ed. 2d 982 (1988), permitting the taking of videotaped testimony of a complaining child witness outside the physical presence of the defendant to be used as evidence in sexual abuse cases, is consistent with the United
The present case arises from allegations that the defendant, Brian Bonello, sexually abused a five year old child.
The defendant appealed to the Appellate Court, claiming that the trial court had violated his constitutional right to confront the witnesses against him by permitting the complaining child witness’s testimony to be videotaped outside the defendant’s physical presence. He also claimed that the trial court had erred in failing to determine, as a predicate to the use of the videotape procedure, that the witness would be unable to testify in the defendant’s presence. After the appeal was transferred to this court pursuant to Practice Book § 4023, we remanded the case to the trial court to conduct an evidentiary hearing to determine whether, under State v. Jarzbek, supra, the defendant’s physical presence at the videotaping would seriously have called into question the trustworthiness and reliability of the complainant’s testimony. On remand, the trial court, Reilly, J., concluded that the state had demonstrated by clear and convincing evidence that the procedure was necessary to ensure the reliability of the complainant’s testimony. The defendant now claims that the evidence was insufficient under Jarzbek. We find no error.
I
The remand order was issued on October 2,1987. On May 24,1988, the trial court issued a memorandum of decision concluding that the use of the videotape procedure was permissible under Jarzbek. The defendant in the present case, as well as the defendants in other appeals pending before this court involving remands under Jarzbek,
In Jarzbek, we surveyed several Supreme Court precedents dealing with the sixth amendment right to confrontation, and concluded that “[tjhe protection that the confrontation clauses afford to a criminal defendant is not . . . absolute.” State v. Jarzbek, supra, 693; see Ohio v. Roberts, 448 U.S. 56, 66, 100 S. Ct. 2531, 65 L. Ed. 2d 597 (1980) (confrontation right not violated by introduction of hearsay statements of declarant who is unavailable at trial, if statement bears adequate indicia of reliability); Chambers v. Mississippi, 410 U.S. 284, 295, 93 S. Ct. 1038, 35 L. Ed. 2d 297 (1973) (right to confront and to cross-examine is not absolute and may bow to accommodate other legitimate interests); California v. Green, 399 U.S. 149, 158, 90 S. Ct. 1930, 26 L. Ed. 2d 489 (1970) (confrontation clause not violated by admitting declarant’s hearsay statements if declarant is testifying as witness and subject to full cross-examination); Douglas v. Alabama, 380 U.S. 415, 418, 85 S. Ct. 1074, 13 L. Ed. 2d 934 (1965) (adequate opportunity to cross-examine may satisfy confrontation clause in absence of physical confrontation).
In Coy v. Iowa, supra, 1014-15, the United States Supreme Court considered whether a screen placed between the defendant and the complaining minor witnesses, which shielded the defendant from the witnesses’ view, violated the defendant’s sixth amendment confrontation rights. The court held that the right of an accused to confront his accuser “face-to-face” is at the
Justice O’Connor, joined by Justice White, wrote a concurring opinion “to note [the] view that [the right to face-to-face confrontation is] not absolute but rather may give way in an appropriate case to other competing interests so as to permit the use of certain procedural devices to shield a child witness from the trauma of courtroom testimony.” Id., 1022. She indicated “[it is] clear that nothing in [the court’s opinion] necessarily dooms such efforts by state legislatures to protect child witnesses.” Id., 1023. “[A] particular trial procedure that call[s] for something other than face-to-face confrontation [is permissible if] necessary to further an important public policy. . . . The protection of child
We conclude that Coy does not establish an absolute right to face-to-face confrontation. We reach this conclusion by making the following observations. First, Coy did not purport to overrule the precedents we relied on in Jarzbek to reach the conclusion that the right to face-to-face confrontation is not absolute. Instead, the court left “for another day . . . the question whether any exceptions [to the right of face-to-face confrontation] exist.” Id., 1021. Second, the ratio decidendi of Coy was twofold: (1) that the generalized presumption of trauma underlying the Iowa statutory procedure was insufficient to overcome the right of face-to-face confrontation; and (2) the trial court had not made any “individualized findings that [the] particular witnesses needed special protection . . . .” Id. Third, Justice Scalia, in writing the opinion of the court, vigorously rebutted arguments presented in a dissenting opinion authored by Justice Blackmun, yet made no reference whatever to the emphasis in Justice O’Connor’s concurring opinion that Coy leaves open the possibility of restrictions on the right to face-to-face confrontation that are necessary to further an important public policy. Id., 1018 n.2; see Craig v. State, 76 Md. App. 250, 544 A.2d 784 (1988) (noting significance of court’s opinion’s failure in Coy to refer to concurring opinion).
We also conclude that the Jarzbek standards, designed to permit intrusions on the defendant’s right to face-to-face confrontation only under compelling circumstances, are consistent with Coy v. Iowa. Unlike the procedure condemned in Coy, Jarzbek requires an
Our analysis must now focus on whether, as Coy requires, the exception to the right of face-to-face confrontation recognized in Jarzbek furthers an important public policy. Coy v. Iowa, supra, 1021. As noted above, under Jarzbek, “the primary focus of the trial court’s inquiry must be on the reliability of the minor victim’s testimony, not on the injury that the victim may suffer by testifying in the presence of the accused.” State v. Jarzbek, supra, 705. Jarzbek thus identified the policy of promoting the search for truth as the basis for abridging the defendant’s right to face-to-face confrontation with his accuser. Id., 703-704. We observed that “a minor victim may refuse to testify or may distort his or her testimony because he or she has been threatened by the defendant or is overwhelmed by feelings of guilt. In such instances, affording the defendant the right of physical confrontation would undermine the purpose of confrontation, instead of advancing its truth-seeking goals.” Id.
Our recognition of an exception to the right to face-to-face confrontation in Jarzbek arose from the very same concern with advancing the search for truth. Jarzbek is designed to promote rather than restrict the sixth amendment’s fundamental objective of establishing the best possible methods of ascertaining the facts within the criminal adjudicatory process.
Our conclusion that the standards established by Jarzbek to permit the use of videotaped testimony of a minor victim taken outside the physical presence of the accused are consistent with Coy v. Iowa is supported by several recent decisions in other jurisdictions. See State v. Tafoya, 108 N.M. 1, 765 P.2d 1183, cert. denied, 107 N.M. 785, 765 P.2d 758 (1988) (use of videotaped testimony taken outside accused’s physical presence permissible under Coy because specific findings required and evidence showed accuracy of testimony would be enhanced); see also People v. Thomas, 770 P.2d 1324 (Colo. App. 1988), reh. denied, January 5, 1989 (use of videotaped deposition taken outside accused’s physical presence permissible under Coy); Glendening v. State, 536 So. 2d 212 (Fla. 1988), reh. denied, February 3,1989 (use of videotaped testimony taken outside accused’s physical presence permissible under Coy where trial court made particularized findings of emotional harm); cf. State v. Eastham, 39 Ohio St. 3d 307, 310, 530 N.E.2d 409 (1988) (use of videotaped testimony not permissible under Coy where no particularized findings of need made).
We next turn to the defendant’s claim that the cumulative evidence presented by the state in the original pretrial motion hearing and the hearing on remand did not meet the Jarzbek standards. We note that the defendant does not object to the taking of the victim’s testimony outside the courtroom. Nor does he claim any defect in the mechanical procedures utilized by the trial court in taking the minor’s testimony. His sole claim is that the evidence adduced in the pretrial hearing and in the remand hearing did not rise to the level of clear and convincing evidence that the reliability and trustworthiness of the victim’s testimony would have been seriously called into question had the victim testified before the defendant. Consequently, he claims that his conviction cannot stand. We are not persuaded.
To place the defendant’s claim in proper context, it is useful at this point to describe the conditions in which the videotaped testimony was taken. The trial court’s order specified that the testimony of the minor victim, who was six years old at the time, would be given in a suitable room for children in the absence of the defendant. The only persons permitted in the witness room were the judge, the state’s attorney, one defense counsel, and any person who would contribute to the child’s welfare. The room was equipped with a one-way mirror directly connected to a monitoring room. The order required the defendant, present in the monitoring room and not visible to those in the witness room, to see and hear the witness testify clearly. The order also permitted the defendant to communicate with defense counsel in the witness room as the witness testified by means of an ear attachment or similar device. The defendant was to be provided with complete
The state presented two witnesses in the pretrial hearing on the state’s motion. Jeanne O’Donnell, a social worker, testified that she interviewed the victim on five occasions during July and August of 1986. She stated that the victim would be more comfortable if not required to testify in court, and that the testimony would be more accurate. She also testified that the victim viewed the defendant as an “authority figure” and would have difficulty testifying in front of him. She stated that, in the defendant’s presence, the victim would “feel somewhat intimidated.” She stated further that the exclusion of the defendant would lead to more accurate testimony from the victim. She also testified that the victim’s testimony under the proposed procedures would be less detrimental than if the victim were required to testify before the defendant.
After the pretrial hearing, the trial court, on December 11, 1986, issued a memorandum of decision, in which it found, “based on the testimony of [Morachi] and [O’Donnell], that the child’s present and future well being would be detrimentally affected if [the victim] were to testify in court with the defendant present. It is the further opinion of this court that the child’s testimony will be more accurate if the testimony is taken in a non-courtroom setting by means of the videotape.”
The sole witness presented by the state on the remand hearing was Morachi. For the purposes of testifying at the remand hearing, Morachi had reviewed the victim’s psychiatric records, notes of his interviews with the victim, and O’Donnell’s reports, but had not
On May 27, 1988, the trial court issued a memorandum of decision in which it found that “the child-victim, given [the victim’s] emotional problems, youth and anxiety state, would not be able to relate accurately the alleged events if the defendant were present during [the victim’s] testimony and if the defendant were present the victim’s testimony would be seriously called into question. It is further the opinion of this court that said compelling need has been proven by the State by clear and convincing evidence.”
The defendant claims that the testimony from both hearings reveals that the opinions provided by the state’s experts were ambiguous and indecisive. He emphasizes that in the first hearing, both O’Donnell and Morachi testified that the victim would be “somewhat intimidated” by the defendant’s presence, and asserts that “somewhat intimidated” does not meet the level of proof required under the language in Jarzbek indicating that “the minor victim would be so intimidated, or otherwise inhibited, by the physical presence of the defendant that the trustworthiness of the vie
“The phrase ‘clear, substantial and convincing evidence’ fairly characterizes that degree of belief that lies between the belief that is required to find the truth or existence of the issuable fact in an ordinary civil action and the belief that is required to find guilt in a criminal prosecution. . . . [T]he burden of persuasion is sustained if the evidence ‘induces in the mind of the trier a reasonable belief that the facts asserted are highly probably true, that the probability that they are true or exist is substantially greater than the probability that they are false or do not exist.’ ” (Citation omitted.) Lopinto v. Haines, 185 Conn. 527, 534, 441 A.2d 151 (1981).
“ ‘On appeal, it is the function of this court to determine whether the decision of the trial court is clearly erroneous.’ Pandolphe’s Auto Parts, Inc. v. Manchester, 181 Conn. 217, 221, 435 A.2d 24 (1980); see Practice Book § [4061].” State v. Torres, 197 Conn. 620, 625, 500 A.2d 1299 (1985). “This involves a two part function: where the legal conclusions of the court are challenged, we must determine whether they are legally
We conclude that the trial court’s conclusion on remand that the evidence was clear and convincing that the defendant’s physical presence would seriously have called into question the minor victim’s reliability during the videotaping procedure was legally and logically correct, and is supported by the facts. Both expert witnesses presented by the state had firsthand knowledge of the victim’s psychological status. The defendant presented no evidence to contradict the testimony of O’Donnell and Morachi that the victim would have been
In any event, we are not prepared to hold on the facts of this case that the isolated testimony of the state’s expert witnesses in the pretrial hearing that the victim would be “somewhat intimidated” by the defendant’s physical presence establishes, as a matter of law, that the state has not presented clear and convincing evidence of a compelling need to resort to the videotape procedure. As noted above, Jarzbek requires the state to show that the victim would be “so intimidated, or otherwise inhibited,” by the defendant’s physical presence that the victim’s reliability as a witness “would be seriously called into question.” State v. Jarzbek, supra, 705. The modifier “so” in this context means “to an indicated or suggested extent or degree.” N. Webster, Third New Collegiate Dictionary. The “indicated . . . extent” of the intimidation or inhibition necessary to establish a compelling need to take the witness’s testimony outside the defendant’s physical presence is that which would “seriously [call] into question” the victim’s truthfulness. In the context of
The defendant’s claim that Morachi attempted to conform his opinion in the remand hearing to the Jarzbek requirements, leading to an inconsistency between his pretrial and remand hearing testimony, is not supported by the record. The record shows that, at the pretrial hearing, the major focus of the state’s direct examination of Morachi was on whether the victim’s testimony would be affected by the stimulation of a courtroom environment, and whether the defendant’s presence, either in a courtroom or videotaping setting, would be traumatic to the victim. Indeed, on cross-examination, defense counsel focused almost exclusively on whether steps could be taken to minimize the trauma the victim might experience if required to testify in court. We remanded this case for a further hearing because counsel did not conduct the pretrial hearing with an awareness of the Jarzbek criteria. Our order of remand obviously contemplated that the parties would direct their evidence toward the specific question of the victim’s reliability as a witness. Morachi’s more definitive opinion in the remand hearing on the effect that the defendant’s presence would have on the victim’s reliability as a witness resulted from more specific questions directed toward that issue. Moreover, the record does not disclose that Morachi attempted to modify his conclusion that the victim would be “somewhat intimidated” by the defendant’s presence. Indeed, on cross-examination, Morachi testified that his previous testimony of “somewhat intimidated” was accurate.
The defendant finally asserts that there was insufficient evidence of compelling need to videotape the victim’s testimony outside the defendant’s physical presence because neither of the state’s two expert witnesses testified that the victim “could not, or would not” testify in front of the defendant. He argues that when an alleged victim has exhibited no apprehension about testifying in the defendant’s presence, the victim must testify in his presence. We disagree. The defendant’s argument ignores the nature of the inquiry mandated under Jarzbek. The question is not whether the victim conceivably could testify in front of the accused, but whether, if the victim were required to do so, his reliability as a witness would seriously be called into question. Moreover, in the present case, the state’s expert witnesses both testified that the victim
Because the facts in the record support the trial court’s decision on remand, the trial court was not clearly erroneous in concluding that there was clear and convincing evidence that the defendant’s physical presence would seriously have called into question the victim’s reliability and trustworthiness as a witness. State v. Jarzbek, supra.
There is no error.
In this opinion the other justices concurred.
The defendant was initially charged in an information filed September 19,1985. The incidents underlying the charges allegedly took place on June 19, 1985.
“[General Statutes] Sec. 53a-70. sexual assault in the first degree: class B felony: one year not suspendable. (a) A person is guilty of sexual assault in the first degree when such person compels another person to engage in sexual intercourse by the use of force against such other person or a third person, or by the threat of use of force against such other person or against a third person which reasonably causes such person to fear physical injury to such person or a third person.”
General Statutes § 53a-71 (a) (1) provides: “A person is guilty of sexual assault in the second degree when such person engages in sexual intercourse with another person and such other person is (1) under sixteen years of age . . . .”
“[General Statutes] Sec. 53-21. injury or risk of injury to, or impairing MORALS OF, CHILDREN. Any person who wilfully or unlawfully causes or permits any child under the age of sixteen years to be placed in such a situation that its life or limb is endangered, or its health is likely to be injured, or its morals likely to be impaired, or does any act likely to impair the health or morals of any such child, shall be fined not more than five hundred dollars or imprisoned not more than ten years or both.”
State v. Snook, Docket No. 13218 (argued December 13, 1988); State v. Spigarolo, Docket No. 13220 (argued December 13, 1988).
We note, in addition, that our holding in State v. Jarzbek, 204 Conn. 683, 707-708. 529 A.2d 1245 (1987), cert. denied, 484 U.S. 1061, 108 S. Ct.
In fashioning this order, the trial court did not rely on General Statutes § 54-86g, which provides essentially the same videotaping procedure as that ordered by the trial court. As noted above, the action against the defendant was initiated on September 19, 1985. Section 54-86g became effective on October 1, 1985. Public Acts 1985, No. 85-587; see State v. Jarzbek, 204 Conn. 683, 686 n.2, 529 A.2d 1245 (1987), cert. denied, 484 U.S. 1061, 108 S. Ct. 1017, 98 L. Ed. 2d 982 (1988).
“[General Statutes] Sec. 54-86g. testimony of victim of child abuse. COURT MAY ORDER TESTIMONY TAKEN OUTSIDE COURTROOM. PROCEDURE, (a) In any criminal prosecution of an offense involving assault, sexual assault or abuse of a child twelve years of age or younger, the court may, upon motion of the attorney for any party, order that the testimony of the child be taken in a room other than the courtroom in the presence and under the supervision of the trial judge hearing the matter and be televised by closed circuit equipment in the courtroom or recorded for later showing before the court. Only the judge, the attorneys for the defendant and for the state, persons necessary to operate the equipment and any person who would contribute to the welfare and well-being of the child may be present in the room with the child during his testimony. The attorneys and the judge may question the child. The defendant may observe and hear the testimony of the child and may consult with his attorney, but the court shall ensure that the child cannot hear or see the defendant.”