State v. BletschState v. Bletsch
Opinion
The defendant, Jimmie R. Bletsch, appeals, following our grant of certification, from the judgment of the Appellate Court affirming the judgments of conviction of three counts of sexual assault in the second degree in violation of
The Appellate Court opinion sets forth the following pertinent facts.
5
“In the fall
“The Danielson case involved a sexual encounter between the defendant and the first victim 6 that occurred on October 4, 1999. The victim was fifteen years old at the time. After speaking to her on the telephone, the defendant arrived at the victim’s home at approximately 1:48 a.m. with a friend, Sean Gauthier. The defendant had been drinking alcohol that evening, and Gauthier stated that the defendant went there for the express purpose of having sexual relations with the victim. After entering her bedroom, the defendant pushed the victim onto the bed and rubbed his penis on her face and tried to make her suck it. The victim refused, and the defendant left.
“The Norwich case involved two sexual encounters between the defendant and a second victim on November 19 and 27, 1999. The Norwich victim was fourteen years old at the time. During both encounters, the defendant requested that the victim engage in oral sex with him, to which she acquiesced. During the November 27 encounter, the defendant digitally penetrated her vagina with his fingers. The defendant also unsuccessfully attempted to have vaginal intercourse with the victim.
“The defendant was charged by substitute information in the Norwich case with two counts of sexual assault in the second degree and two counts of risk of injury to a child. After a trial by jury, the defendant was convicted on all counts. Thereafter, in the Danielson
case, he рleaded guilty, under the
Alford
doctrine,
7
to sexual assault in the third degree in violation of
At sentencing, the defendant made a motion for an exemption from the Connecticut sex offender registry, claiming that he was entitled to the exеmption because he was under nineteen at the time of the offenses, the sexual activities at issue in the charges were consensual in nature and he did not pose a risk to the public. In rejecting the defendant’s request, the trial court reasoned that it was “significant that the Danielson matter occurred during the same period of time. And perhaps had it been one or the other of these instances, the court might have been more inclined to accept your argument.”
It is from these judgments that the defendant appealed to the Appellate Court. He first claimed that the trial court had abused its discretion in denying his motion for an exemption from the Connecticut sex
offender registry.
State
v.
Bletsch,
supra,
The defendant also claimed that the trial court had violated his rights against double jeopardy in convicting him of both second degree sexual assault and risk of
injury to a child in connection with a single offense. Id., 194. The Appellate Court disagreed, concluding that the defendant could not prevail on this unpreserved сlaim because he could not establish that the alleged constitutional violation clearly exists, as required under
State
v.
Golding,
The defendant first claims that the Appellate Court should have determined that the trial court had acted improperly when it found that he posed a risk to public safety, and when, accordingly, it improperly
The state contends in response to the defendant’s first claim that the record supports the trial court’s conclusion that the defendant posed a risk to public safety and that its decision not to exempt him from the sex offender registry was proper. The state contends in response to the defendant’s second claim that, because each statute of which the defendant was convicted contains an essential element that the other does not, his double jeopardy rights were not violated.
As to its resolution of the defendant’s first claim, we agree with the Appellate Court’s interpretation of
I
The Appellate Court’s determination in this case as to the defendant’s eligibility for exemption from the registry requirement under
We begin with the statute.
Therefore, because
Having interpreted
The trial court’s findings of fact are entitled to great deference and will be overturned only upon a showing that they were clearly erroneous. See
Napoletano
v.
CIGNA Healthcare of Connecticut, Inc.,
Therefore, the question we turn to next is whether the trial court reаsonably determined that the defendant did indeed pose a risk to public safety. Before we can answer that inquiry, however, we must address one last standard — what a trial court properly may consider in making that factual finding.
Our law in this area is well settled. “A sentencing judge has very broad discretion in imposing any sentence within the statutory limits and in exercising that discretion he may and should consider matters that would not be admissible at trial.
United States
v.
Sweig,
The defendant acknowledges this sweeping standard, but claims that the Appellate Court improperly concluded that the trial court reasonably could have relied on facts alleged by the victim in the Danielson case in the arrest warrant as a basis for its finding that the defendant poses a risk to public safety. Specifically, he contends that, because the victim’s statements describing the event, which alleged that the defendant had acted with force and without her consent,
16
had not been sworn to, the trial court properly could not rely on them. We disagree. It is well settled that trial judges “may examine any reliable evidence, including that which was not introduced at trial . . . and may consider a wide range of facts concerning a defendant’s character and his crime.” (Citation omitted.)
Williams
v.
United States,
In addition to the statement of the victim in the Danielson case, we note the following facts reflected in the record. The defendant initially pleaded guilty under the
Alford
doctrine; see footnote 7 of this opinion; to sexual assault in the third degree in violation of
Because we conclude that the trial court properly could have factored into its findings evidence regarding the defendant’s use of force against the victim in the Danielson case, we turn to the trial court’s ultimate finding that the defendant poses a risk to public safety. This question distills to the following — whether based on all the facts and circumstances before it, the trial court’s finding that the defendant poses а risk to public safety was clearly erroneous. The defendant contends that, because the principal purpose of Megan’s Law was to promote public safety, and because the exemption was intended to allow trial courts to exempt from registration individuals engaged in consensual sexual activity between teenagers,
18
he was not an intended
Despite the defendant’s characterization of the events as modem day sexual experimentation, or simply “boorish behavior,” the trial court was not required to adopt the defendant’s portrayal. A review of the record indicates that the trial cоurt reasonably could have found that the defendant’s conduct was not the innocent experimentation between two young persons involved in a relationship that the legislature may have had in mind when it provided the discretionary exemption. See footnote 18 of this opinion. As the Appellate Court stated: “In both the Norwich and Danielson cases, the defendant and the minor victim hardly knew each other. In both cases, the defendant, without any prior physical contact with either victim, exposed his penis [and attempted to get the victim to perform fellatio]. Furthermore, in the Norwich case, after an unsuccessful attempt at vaginal intercourse with the victim, [because he could not penetrate her] the defendant asked a male friend who was in the room whether he wanted to ‘break’ the victim, [who was a virgin, and the defendant suggested that they have a ‘threesome,’ thereby] prompting the viсtim to leave the room. The court was well within the proper exercise of its discretion to consider that conduct and to deny the request for an exemption.
“In denying the defendant’s motion for a registration exemption, the court found it significant that the sexual assault underlying the Danielson case occurred during the same period of time as the two Norwich assaults.
Having presided over the trial in the Norwich case, the court was familiar with the defendant and the underlying facts of that case. It also heard the underlying facts of the Danielson case and was aware of the defendant’s arrest in connection with solicitation of a prostitute.”
19
State
v.
Bletsch,
supra,
The trial court recognized that the defendant had matured following his arrest and acknowledged the supportive and affirming testimony by friends and family members. Indeed, those factors were taken into account by the trial court when it rejected the two conditions of probation of no contact with persons under the age of sixteen and no Internet access that had been recommended in the presentence investigation report. Those favorable factors do not, however, compel the conclusion that the trial court’s view of the defendant as someone who poses a
II
We turn next to the defendant’s double jeopardy claim. The defendant challenges his conviction in the Norwich case with respect to the two counts related to the November 19, 1999 incident, wherein the defendant had the victim perform fellatio on him.
21
The defendant claims that the Appellate Court improperly determined, in reliance on its decision in
State
v.
Ellison,
“The fifth amendment to the United States constitution provides in relevant part: No person shall ... be subject for the same offense to be twice put in jeopardy of life or limb .... The double jeopardy clause of the fifth amendment is made applicable to the states through the due process clause of the fourteenth amendment.
Benton
v.
Maryland,
“We have recognized that the Double Jeopardy Clause consists of several protections: It protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense.” (Internal quotation marks omitted.)
State
v.
Colon,
To convict the defendant of sexual assault in the second degree under
The crux of the defendant’s claim is that, in light of these elements, one cannot engage in sexual intercourse with a child under sixteen, as required for
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
Notes
Although changes have been made to other subdivisions of the statute since the time of the offenses in the present case,
All references in this opinion to
The Connecticut sex offender registry is part of the stаtutory scheme commonly referred to as “Megan’s Law.” See
The registry requirement and exemption therefrom that is at issue in the present case is found in
“(b) Notwithstanding the provisions of subsection (a) of this section, the court may exempt any person who has been convicted or found not guilty by reason of mental disease or defect of a violation of subdivision (1) of subsection (a) of
“The constitution of Connecticut does not contain an express prohibition against double jeopardy. Instead, we repeatedly have held that the due process guarantees, presently encompassed in article first, § 8, of the Connecticut constitution, include protection against double jeopardy. Sеe, e.g.,
State
v.
Crawford,
The facts set forth by the Appellate Court as to the first case, which involved an incident in Danielson, are those that the trial court reasonably could have found based on the state’s recitation of facts before the defendant pleaded guilty to the charge in that case. The defendant’s counsel did not dispute these facts, but merely stated after the state’s recitation that the defendant’s version of events differed slightly from the state. The facts set forth by the Appellate Court as to the second case, which involved incidents in Norwich, are those that the jury reasonably could have found.
In accordance with our policy of protecting the privacy interests of the victims of sexual abuse, we decline to identify the victims or others through whom the victims’ identities may be asoertained. See
“Under
North Carolina
v.
Alford,
“On August 15, 2001, the trial court permitted the defendant, in the Danielson case, to withdraw his [July 2,2001] guilty plea made under
Alford
to sexual assault in the third degree, after which the defendant pleaded guilty to sexual assault in the second degree in violation of ... § 5Sa-71 (a) (1). The court ordered that the length, terms and conditions of the defendant’s sentence, as imposed on August 8, 2001, would remain the same.”
State
v.
Bletsch,
supra,
The trial court also confirmed on the record that, although the court had heard from the family of the victim in the Norwich case, there had been no response to efforts made to contact the victim in the Danielson case and her family.
“[At the sentencing hearing], the court permitted the defendant to plead guilty to breach of the peace in violation of
“The conditions of probation required the defendant to: (1) participate in, and complete, sex offender evaluation, and еngage in any subsequent treatment recommended by the office of adult probation and provided by a therapist approved by the probation office; (2) participate in periodic polygraph examinations that are to be conducted by a specially trained examiner and evaluated for the purpose of risk management; (3) have no contact with either of the victims, including but not limited to, written, face to face, telephone, Internet or any other means of communication, whether made personally or through a third person; (4) immediately report any incidental contact with either victim to his probation officer; (5) engage in any substance abuse evaluation and treatment that is deemed necessary; (6) submit to random urine analysis or alcohol sensor testing as recommended by his probation officer; (7) engage in full-time employment or full-time education upon his release; (8) contact law enforcement authorities and register as a sex offender immediately upon release; (9) immediately report any and all sexual relationships in which he engages, whether new or established, to his probation officer; (10) refrain from possession of, or subscription to, any sexually stimulating material that is deemed inappropriate by his probation officer; (11) refrain from patronizing any place in which such sexually stimulating literature or entertainment is available; and (12) completely abstain from alcoholic beverages.”
State
v.
Bletsch,
supra,
“In
State
v.
Golding,
supra,
We granted the defendant’s petition for certification to appeal, limited to the following issues: (1) “Did the Appellate Court properly determine that the trial court did not abuse its discretion in denying the defendant’s motion for exemption from the sex offender registry?”; and (2) “Did the Appellate Court properly conclude that the defendant’s convictions for sexual assault in the second degree and risk of injury to a child did not constitute double jeopardy?”
State
v.
Bletsch,
Prior to the Appellate Court opinion in this case, there have been no other decisions that provide guidance in the application of the exemption to the sex offender registration requirements under
Whether the trial court properly could have considered certain evidence is a legal determination; see
State
v.
Eric M.,
Specifically in her affidavit, the victim in the Danielson case stated that the defendant had “ ‘forced himself on me’ ” and that she had “ ‘repeatedly told him to stop and tried pushing him away.’ ”
Although subsection (b) of the statute was amended in 2002,
This court previously has noted that the intent of the registration requirement under Megan’s Law “was to alert the public by identifying potential sexual offender recidivists when necessary for public safety. . . . The seriousness of the harm that sex offenders’ actions cause to society and the perception, supported by some data, that such offenders have a greater probability of recidivism than other offenders have recently combined to prompt the enactment of numerous laws across the country directed specifically toward persons convicted of crimes involving sexual conduct.” (Citations omitted; internal quotation marks omitted.)
State
v.
Waterman,
With respect to the legislature’s intent in adding the registration exception, we do not read the legislative history as broadly as the defendant suggests. Representative Lawlor, the chairman of the judiciary committee, emphasized that the exception provides “very limited discretion to the judges under very, very limited circumstances.” 42 H.R. Proc., supra, p. 3885; see also id., p. 3884. Lawlor further underscored that the paramount consideration in exercising that discretion “is not in any way a sensitivity to the offender, it’s a sensitivity to the victim. . . . Our hope is that judges will defer to the wishes of the victim and the victim’s family when those are brought to the judge.” Id., p. 3884. Specifically, a concern had come to light through victims and victims’ groups that a victim may be identified through the publication of the name of the offender. Id., pp. 3884-85,3890-91. Although Representatives Lawlor and Denise Merrill both referred to statutory rape as an offense that could present the type of nonviolent offense that might permit a judge to find that a defendant did not pose a risk to public safety; see id., pp. 3884-85, remarks of Representative Lawlor; id., p. 3917, remarks of Representative Merrill; there is no indication that the legislature intended that a trial court must find that every defendant under the age of nineteen who has engaged in consensual sex with an underage victim, irrespective of the nature of the relationship, the number of offenses or number of victims, does not pose a risk to public safety.
We note that, at his sentencing, when the state related the events regarding the Norwich and Danielson cases as well as the solicitation of a prostitute on which the Appellate Court had relied, the defendant objected only to the state’s recitation of a conversation the state hаd had with the Norwich victim regarding harassment she had experienced at school. The defendant related a different version of the events pertaining to the victim in the Danielson case, but did not expressly claim that the trial court’s reliance on the statement in the arrest warrant would be improper.
Nor do we agree with the defendant’s claim that, because registration would be counterproductive to his rehabilitation — a “secondary purpose” of Megan’s Law — as it may impair his future employment and social opportunities, the trial court should have granted the exemption, reserving registration for those more dangerous. Although such a consideration may be relevant when a trial court exercises its discretion
after
it has found that a defendant poses no safety risk, that consideration is not part of the threshold determination prior to the exercise of the court’s discretion. The legislаture chose to provide
only two
factors as threshold determinations that must be satisfied before the trial court may consider whether to exempt the offender from the sex offender registry. We are limited by that designation. See
Giaimo
v.
New Haven,
257 Conn.
481, 494,
The defendant makes clear in his brief to this court that he is not raising a double jeopardy claim as to his conviction in the Norwich case related to the November 27,1999 incident, involving fellatio and digital penetration of the viсtim’s vagina; nor does he challenge his conviction in the Danielson case, which involved a conviction for only one offense, second degree sexual assault.
We note that, although the allegation in the substitute information as to the risk of injury count charged the defendant with having contact with
the victim’s intimate parts,
the evidence adduced at trial, which may not be considered for
Blockburger
purposes;
State
v.
Kirsch,
supra,