Lead Opinion
On January 6, 1993, the first-degree murder conviction of Bradley Dean Black was upheld by plurality decision of this Court. State v. Black,
BACKGROUND
We need not engage in a lengthy recitation of the factual background of this case, as it is fully detailed in Black I. It is sufficient for our purposes to recall that Black was charged with first-degree murder in the December 6, 1990, death of Robert Hymore. At the close of his jury trial, Black argued to the trial court, outside the presence of the jury, that although he was charged with first-degree murder, that offense included the lesser offense of first-degree manslaughter. Therefore, he asserted, he was entitled to jury instructions on first-degree manslaughter.
The trial court listened to the parties’ arguments and then stated it would apply only the legal test of the two-part “necessarily included offense test” in determining whether Black was entitled to instructions on first-degree manslaughter:
I’m not going to rule on the factual basis on this matter. I want this test to remain solely, in my determination, on the legal portion thereof, and that therefore, manslaughter, even though our Court has not addressed it directly, is not a lesser in-cludable offense of first degree murder. (Emphasis added.)
Thus, the trial court determined, as a matter of law, that first-degree manslaughter is never a lesser included offense of first-degree murder. The case was then submitted to the jury which, in addition to receiving instructions on first-degree murder, also received instructions on justifiable homicide. The jury returned a verdict against Black, finding him guilty of first-degree murder.
Black appealed his conviction. A plurality of this Court determined the trial court did not err in refusing to give the jury instructions on first-degree manslaughter. Black petitioned for rehearing. His petition was granted and we again heard oral argument on the same issue as presented in Black I: Whether the trial court erred in refusing Black’s request that the jury be given instructions on first-degree manslaughter.
DECISION
It is evident from the difficulties encountered by the trial courts, that our writings since State v. Waff,
In 1985, this Court held, through the writing of Justice Wollman, that neither first-degree manslaughter nor second-degree manslaughter is “invariably” included within the charge of murder. Waff,
Waff’s two-part “necessarily included” test was specifically taken from the special concurrence of Justice Zastrow in State v. Kafka,
Today, however, we are called upon to decide the question left open by our decision in Waff. For that reason, we find it necessary to examine the lineage of the Waff two-part test. An examination of that lineage makes it clear that for at least the past century, this Court has engaged in legal and factual inquiries as to whether a requested instruction should be given by the trial court. Further, even a brief examination of that lineage indicates to us that Waff’s abbreviated outline may be the source of much of today’s difficulty in the application of the legal prong of the test to determine the propriety of granting a defendant’s request for jury instructions on a lesser offense than that with which he has been charged.
Kafka’s special concurrence had its origin in language taken from our unanimous decision of State v. O’Connor,
the use of force or violence is not an element of the crime of second degree rape, sometimes termed statutory rape, and thus an offense dependent thereon is not a necessarily included offense. Accordingly, the trial court did not err in refusing to instruct on assault and battery as an included offense.
Id., 83 S.D. at 293,
In reaching that decision, we recalled that on a previous occasion we had held it was not error to refuse to give requested instructions where the “two offenses are not the same nor, in our opinion, are they such related offenses as to include one within the other.... [We continued:] The two offenses simply stem from the same occurrence but they are not the same either in law or fact. They differ both in grade and kind.” Id.,
We went on to examine two previous cases which involved rape allegations. We observed that where the degree of rape charged did not include the use of force, a requested instruction on assault was properly refused. Id.,
We then cited, with approval, a number of decisions from California which succinctly stated the methodology we had been applying through the years in our own Court to determine whether a defendant could be convicted of a lesser offense than charged if the defendant requested an instruction on the lesser charge. We looked to California since its statute on conviction of lesser offenses was “identical with our statute in essential particulars[.]” Id. We said there that
the test of a necessarily included offense is simply that where an offense cannot be*741 committed without necessarily committing another offense, the latter is a necessarily included offense. If, in the commission of acts made unlawful by one statute the offender must always violate another, the one offense is necessarily included in the other. Before a lesser offense can be said to constitute a necessary part of a greater offense, all the legal ingredients of the corpus delicti of the lesser offense must be included in the elements of the greater offense. If an element necessary to establish the corpus delicti of the lesser offense is irrelevant to the proof of the greater offense, the lesser cannot be held to be a necessarily included offense.
Id.,
Subsequent to our statements in Barber of the legal test, we relied upon its language, including its above-emphasized language, in the unanimous opinion authored by Judge Wollman in O’Connor,
We first recalled an earlier decision wherein we determined that the lesser misdemean- or offense for which the instruction was sought is “not one of the degrees of the crime of burglary, but is an entirely independent crime.” O’Connor,
Alternatively, we reiterated a still older holding that “the trial court is not required to instruct the jury even as to those offenses which might be included but which the evidence would not warrant.” Id. (citing State v. Kapelino,
The Barber legal test was again cited in its entirety in the special concurrence of Justice Zastrow in Kafka,
Justice Zastrow, however, specially concurred to first recite verbatim, and then apply, the O’Connor test, which was in turn, taken from Barber. He elaborated on the application of the legal test
Justice Zastrow said there:
Before a lesser offense can be said to constitute a necessary part of a greater offense, all the legal ingredients of the corpus delicti of the lesser offense must he included in the elements of the greater offense. If an element necessary to establish the corpus delicti of the lesser offense is irrelevant to the proof of the greater offense, the lesser cannot be held to be a necessarily included offense.
Kafka,
It is clear, however, that the previously omitted language is relevant today.
The crime of manslaughter falls within the class of crime known as homicide:
Homicide is the killing of one human being by another. It is either:
(1) Murder;
(2) Manslaughter;
(3) Excusable homicide;
(4) Justifiable homicide; or
(5) Vehicular homicide.
SDCL 22-16-1. Although homicide may be criminal, SDCL 22-16-1(1), (2) & (5), or noncriminal, SDCL 22-16-1(3) & (4), only two homicides have the same corpus delicti:
No person can be convicted of murder or manslaughter, or of aiding suicide, unless the death of the person alleged to have been killed, and the fact of the killing by the accused are each established as independent facts beyond a reasonable doubt.
SDCL 22-16-2 (emphasis added). Clearly, an application of this Court’s complete legal test leads to the conclusion that “all the legal ingredients of the corpus delicti of the lesser offense [of manslaughter] must be included in the elements of the greater offense [of murder].” Kafka,
In the more likely event that two offenses do not pass the corpus delicti barrier of the legal test, an inquiry must be made to determine whether the lesser offense, though not “necessarily included,” is, nevertheless, a “lesser included” offense. This determination will continue to be answered in the same manner as it has in our previous decisions. That is by application of that portion of the legal test which we recite regularly in the cases and which was recently recited in State v. Wall,
The legal test is met if (1) all of the elements of the included offense are' lesser in number than the elements of the greater offense; (2) the penalty for the included lesser offense must be less than that of the greater offense; and (3) both offenses must contain common elements so that the greater offense cannot be committed without also committing the lesser offense.
Id. at 264. Thus, in the usual event, this three-element test for legal sufficiency will continue to be utilized to determine whether the two offenses pass the legal prong of the “lesser included offense test.”
It appears that with rare exception, in the quarter-century since Barber first articulated the form of the legal test as it reads today, homicide conviction appeals raising the “lesser included offense” objection have been resolved on the basis of the factual test. E.g. State v. Tapio,
In a 1992 case, the defendant had been convicted of second-degree manslaughter. Wall,
Ten years earlier, in 1982, we were presented with a defendant who had been convicted of second-degree murder though he had been charged with first-degree murder. State v. Lohnes,
Although we hold today that the trial court erred when it determined the lesser offense of first-degree manslaughter, as proposed by Black, did not pass the legal test, the trial court’s failure to give the proposed instructions is not reversible error un
Nevertheless, the record shows arguments were made to the trial eourt on the application of the factual test. Further, the facts are adequately revealed in the settled record. Therefore, rather than remanding this action to the trial court for an application of the factual test, we will look to the facts ourselves to resolve the factual prong of the “lesser included offense test.”
In order to meet the factual test, evidence must be presented which would support a conviction of a lesser charge. Wall,
Black requested jury instructions on three of the four statutory subsections of first-degree manslaughter. First-degree manslaughter is defined at SDCL 22-16-15, and in relevant part recites:
Homicide is manslaughter in the first degree when perpetrated:
[[Image here]]
(2) Without a design to effect death, and in the heat of passion, but in a cruel and unusual manner;
(3) Without a design to effect death, but by means of a dangerous weapon;
(4) Unnecessarily, either while resisting an attempt by the person killed to commit aucrime or after such attempt shall have failed.
We have reviewed the record and find there is evidence to support Black’s requested lesser offense instruction. However, we agree with the conclusion of Justice Henderson in his writing in Black I, that a rational jury would have found the evidence supported only the offense of which he was convicted. Black I,
Conviction affirmed.
Notes
. The modern version of this statute recites- in part that "[a] defendant may be found guilty of an offense necessarily included in the offense charged....” SDCL 23A-26-8.
. Justice Zastrow applied Barber’s test, as recited in O'Connor, and concluded, contrary to the O'Connor Court, and subsequent decisions of this Court, that the lesser misdemeanor offense at issue met the legal prong outlined in Barber and was a lesser included offense of third degree burglary. Kafka,
. SDCL 23A-26-7 recites:
"Whenever a crime is distinguished by degrees, a jury, if it convicts an accused, shall find the degree of the crime of which he is guilty and include that finding in its verdict. When there is a reasonable ground of doubt as to which of two or more degrees an accused is guilty, he can be convicted of only the lowest degree.”
We need not decide whether SDCL 22-16-1, which defines homicide, also divides homicide into five degrees of homicide. Whether or not this is true, we have previously stated that "if in a given case, such as the one before us, the evidence does not admit of an instruction on first-degree manslaughter, the dictates of ... SDCL 23A-26-7 are inapplicable.” Waff,
. This writer has previously stated his belief that the better course of action is to remand this case to the trial court so that it can fulfill its duty to apply both the legal and factual prongs of the "lesser included offense test.” Black I,
Concurrence Opinion
(concurring in part and dissenting in part).
I concur with everything in the majority writing as it relates to legal test analysis. I further agree wholeheartedly that “there is evidence to support Black’s requested lesser offense instruction.” I part company with the majority, however, when it jumps into the jury box to hold that the jury would have convicted Black only as to the offense charged. I base this dissent on my previous dissent in Black I. Therein, I relied on People v. Shaw,
“We do not say that [manslaughter] should have been the verdict, or that the jury would have found differently had they been properly instructed. What we do say is that there was not an entire absence of evidence tending to establish the crime of manslaughter, and that defendant was entitled to an instruction with reference thereto. It is obviously impossible for us to hold that the error thus committed was without prejudice.”
Id. at 379 (quoting Crawford v. People,
The majority agrees that Black was entitled to a manslaughter instruction but then goes a step further and finds as a fact that the jury, if given the opportunity to consider the lesser included instruction, would have still convicted Black of first-degree murder. If conflicts in evidence exist and credibility of witnesses needs to be determined, which is the case here in view of Black’s testimony, it is the jury’s role to make the factual findings on such matters. State v. Wooley,
Whether evidence is overwhelming or not, the jury must decide whether or not the defendant is guilty beyond a reasonable
Concurrence Opinion
(specially concurring).
In my concurring writing in Black I,
I also concur with the majority’s discourse of the legal test. Wiping away the cobwebs from State v. Barber,
Concurrence Opinion
(concurring in result).
I cannot join the majority opinion for a variety of reasons. When I voted for rehearing, it was my hope this court could reach some consensus in this case. Apparently, I was wrong. After long and careful consideration, I still adhere to my vote and writing in Black I. It is my belief we have reached a just result but left the law in utter confusion — that is unfortunate!
Concurrence Opinion
(concurring in result).
I vote to affirm based on the majority writing in Black I, which I incorporate herein. In doing so, I reject the interpretation of decisions as set forth in the present writing of Chief Justice Miller. These interpretations appear inconsistent with this court’s decision in State v. Marshall,
