State v. BinghamState v. Bingham
- Reporters:
- ,
- Before:
- Hayes
OPINION
HAYES, Judge.
The appellant, Teri Melissa Bingham, appeals from a sentence of four years confinement imposed by the Criminal Court of Sevier County. The appellant raises three issues on appeal. First, the appellant contends that the trial court improperly increased the appellant’s sentence by applying inappropriate enhancement factors. Second, the appellant argues that the trial court should have sen
After a review of the record, we modify the judgment of the trial court.
I. Facts
The facts of this case reveal that what began as an evening of socializing among friends ultimately ended in a night of tragedy with loss of life to an innocent victim.
On March 14th, 1992, the appellant, Teri Melissa Bingham, accompanied by some Mends, visited the Starlite Lounge in Knox County. Although under the legal drinking age, the appellant was observed on occasion drinking beer throughout the evening. 1 Around midnight, several of the appellant’s Mends left the lounge. However, the appellant and a female Mend chose to remain. Around 2:30 a.m., the appellant’s female Mend departed, leaving the appellant with a male acquaintance who had agreed to see that she was driven home safely. This acquaintance had been delivered possession of the appellant’s car keys. However, at some point after the appellant’s female Mend left, the acquaintance reneged on his promise to drive the appellant home and returned the keys to her. Shortly thereafter, the appellant left the lounge with the intent of driving to a Mend’s house in Sevier County via the Chapman Highway.
Shortly after 2:30 a.m., the appellant was first observed by Freddy Lawson, who was traveling south on Chapman Highway. The appellant, who was also traveling south, passed the Lawson vehicle while driving in a north-bound lane of the highway. In order to alert the appellant to the danger she posed, Lawson attempted to overtake the appellant’s vehicle. Although at times reaching speeds of up to 100 miles per hour, Lawson was unable to catch the appellant.
Around 3:00 a.m., Ralph Gibson, a tow truck operator traveling north on Chapman Highway, also observed the appellant’s vehicle traveling south in a north-bound .lane. The appellant was operating the vehicle in a very reckless manner. She occupied, at different times, all four lanes of the highway. After passing her, Gibson turned around in an attempt to overtake and warn the appellant. Gibson also failed in his efforts. The appellant’s vehicle collided head-on with another vehicle before he could reach her.
The vehicle that the appellant collided with was operated by Leonard Webb. At the time of the collision, Webb was driving in the outside north-bound lane of the four-lane highway. Mr. Webb died shortly after the collision as a result of massive head injuries. The appellant is permanently disabled as a result of the collision, and requires an orthopedic walker to be ambulatory.
At the time of this offense, the appellant was twenty years of age and gainfully employed, with no criminal history. The appellant resided with her parents and had an excellent reputation within the community where she worked and lived.
On February 2, 1993, the Sevier County Grand Jury indicted the appellant on one count of vehicular homicide by recklessness, one count of vehicular homicide by intoxication, and one count of driving under the influence. The appellant pled guilty to vehicular homicide by recklessness.
On August 2, 1993, the trial court held a sentencing hearing. At the conclusion of the hearing, the court sentenced the appellant to four years as a Range I offender. The trial court reserved ruling on the appellant’s request for an alternative sentence until her attorney could procure additional information concerning her medical problems.
On December 9, 1993, the trial court denied the appellant’s request for an alternative sentence and imposed a sentence of four years with the Tennessee Department of Correction.
II. Sentencing
Appellate review of a sentence is
de novo,
with a presumption that the determina-
A Enhancement and Mitigating Factors
In making its sentencing decision, the trial court applied the following enhancement factors: “the defendant had no hesitation about committing a crime when the risk to human life was high,” and “the crime was committed under circumstances under which the potential for bodily injury to a victim was great.”
The Tennessee Criminal Sentencing Reform Act of 1989 (hereinafter the “Sentencing Act”) provides that an enhancement factor may be applied to increase the defendant’s sentence within the appropriate range if the factor is not an “essential element” of the offense.
Vehicular homicide by recklessness is defined as the “reckless killing of another by the operation of an automobile ... as the proximate result of conduct creating a substantial risk of death or serious bodily injury to a person.”
The question of the applicability of enhancement factor (10) is not so easily resolved. In
Jones,
our state supreme court held that the focus in determining the applicability of enhancement factor (10) should be whether “the risk to human life was high.”
Id.
at 602. Little, if any, emphasis is to be placed on whether the defendant “hesitated” before committing the crime.
Id.
Therefore, following the rationale of
Jones,
where the proof necessary to establish an element of the offense would establish that the “risk to human life was high,” the enhancement factor is an essential element of the offense and thus inapplicable. However, where a high risk to human life is established with facts separate from those necessary to establish an element of the offense, the enhancement factor is not an essential element of the offense and may be applied if supported by the facts. In a vehicular homicide by recklessness case, if the proof that establishes a “high risk to human life” can be separated from the proof necessary to establish that the defendant’s conduct “created a substantial risk of death or serious bodily injury to
a person,”
then enhancement factor (10) is not an essential element of the offense. Therefore, enhancement factor (10) may be applied where the defendant creates a high risk to the life of a person other than the victim, because the facts establishing the enhancement factor would be separate from the facts necessary to establish a high risk of death to
a person. Cf. State v. Lambert,
741 S.W.2d 127,134 (Tenn.Crim.App.1987) (application of enhancement factor (10) upheld in a vehicular homicide by intoxication case where, prior to striking the victims, the defendant recklessly drove through streets and sidewalks crowded
Thus, to determine whether enhancement factor (10) is an essential element of the offense committed by the appellant, we must determine whether there is proof in the record that the appellant created a high risk to the life of a person other than the victim. In making its sentencing determination, the trial court found that “[t]his defendant did cross all four lanes of traffic on a major thoroughfare in Sevier County, ... the most heavily traveled non-interstate highway in Sevier County. The possibility for death to many people was great.” Although the appellant was driving very early in the morning, the record establishes that she encountered at least two other automobiles on the highway. With the presumption that the trial court’s findings were correct, we conclude that the appellant created a high risk to the lives of at least three people other than the victim. Thus, enhancement factor (10) is not an essential element of the offense committed by the appellant, and its application is supported by the record.
With respect to mitigating factors, the trial court made the following statement:
The Court finds that, as far as mitigation goes, that under the statute, this defendant has no history of criminal conduct. She has been a model citizen, at least by her lack of record_ Her age, of course, is certainly a factor. And she has shown great remorse, as the Court has stated. I feel like that should be considered.
We conclude that the trial court’s mitigation findings were proper pursuant to
In summary, we conclude that one enhancement factor and two mitigating factors are present. When there are both enhancement and mitigating factors present, the sentencing court must start at the minimum sentence in the Range, enhance the sentence within the Range as appropriate for the enhancement factors, and then reduce the sentence within the Range, as appropriate, for the mitigating factors.
B. Especially Mitigated Offender Status
The appellant also argues that she should have been sentenced as an especially mitigated offender. Where the defendant has no prior felonies, and the trial court finds mitigating factors but no enhancement factors, the trial court may sentence the defendant as an especially mitigated offender.
C. Alternative Sentencing
The appellant also contends that the trial court should have imposed an alternative sentence. The process for deciding whether a defendant should have been granted an alternative sentence necessarily begins with a determination of whether the defendant is entitled to the statutory presumption that she is a favorable candidate for alternative sentencing. State v. Bonestel, 871 S.W.2d 163, 167 (Tenn.Crim.App.1993).
In order for a defendant to be entitled to the statutory presumption of alternative sentencing, three requirements must be met. First, the defendant must be an especially mitigated or standard offender.
Determining that the appellant is entitled to the statutory presumption does not, however, end the inquiry. The presumption may be rebutted by “evidence to the contrary.”
(1) Sentences involving confinement should be based on the following considerations:
(A) Confinement is necessary to protect society by restraining a defendant who has a long history of criminal conduct;
(B) Confinement is necessary to avoid depreciating the seriousness of the offense or confinement is particularly suited to provide an effective deterrence to others likely to commit similar offenses; or
(C) Measures less restrictive than confinement have frequently or recently been applied unsuccessfully to the defendant.
Ashby,
823 S.W.2d at 169 (Tenn.1991). In this case, the trial court specifically found that a sentence other than total confinement would depreciate the seriousness of the offense, and that confinement would provide an effective deterrence to others likely to commit similar offenses.
In order to deny an alternative sentence based on the seriousness of the offense, “the circumstances of the offense as committed must be especially violent, horrifying, shocking, reprehensible, offensive, or otherwise of an excessive or exaggerated degree,” and the nature of the offense must outweigh all factors favoring a sentence other than confinement. State v. Hartley, 818 S.W.2d 370, 374-75 (Tenn.Crim.App.1991) (citations omitted). In this case, while the results were indeed tragic, we are unable to conclude that the circumstances of the offense meet the standards announced in Hart-ley. Moreover, there are several factors that favor alternative sentencing. For example, the appellant is a youthful offender with absolutely no criminal history. She is a high school graduate with an excellent work record. Additionally, she has shown great remorse for her crime, and has devoted a great deal of time telling her story to high school students in an effort to persuade them against driving recklessly or while under the influence of alcohol.
The State argues that an alternative sentence is not appropriate in this case because a death was involved. In several eases decided before the enactment of the Sentencing Act, this court held that probation should not be granted where a death was involved unless “exceptional circumstances” are present.
See, e.g., State v. Garren,
644 S.W.2d 701, 703 (Tenn.Crim.App.1982);
Kilgore v. State,
588 S.W.2d 567 (Tenn.Crim.App.1979). The State relies on these cases to support its argument. Under the provisions of the Sentencing Act, we are precluded from applying the principle of these cases when determining whether a defendant is entitled to an alternative sentence where the defendant is presumed to be a favorable candidate for alternative sentencing under
Therefore, the existence of a death cannot by itself constitute sufficient “evidence to the contrary” under
The trial court also denied an alternative sentence based on deterrence. Before a trial court can deny alternative sentencing on the ground of deterrence, there must be some evidence contained in the record that the sentence imposed will have a deterrent effect within the jurisdiction. Bo-nestel, 871 S.W.2d at 169 (quoting State v. Home, 612 S.W.2d 186, 187 (Tenn.Crim.App. 1980). We have repeatedly held that the finding that there will be a deterrent effect within the jurisdiction cannot be merely eon-clusory but must be supported by proof. See Ashby, 823 S.W.2d at 170. In this case, the State made the following statement during its opening argument at the sentencing hearing:
The witnesses we would seek to call today, if the Court please, would be Trooper David McGill, who, if the Court please, is here in this courtroom. I asked him to gather some statistics last year for accidents — those people who died in traffic accidents here in Sevier County. If the Court please, the whole year last year in Sevier County, 28 people died in traffic accidents ... Up through September of last year, eight of those 28 were killed on Chapman Highway, and seven of those eight were killed in Seymour on Chapman Highway. So of all the folks that died last year as a result of traffic accidents, ap-próximately 25% died within a four or five mile stretch of Chapman highway.
I don’t have to tell your honor how dangerous that stretch of highway is. One can always look at the paper and see the carnage that monthly appears on Chapman Highway, either through alcohol, or just recklessness. Many of these were recklessness, some of these were alcohol. But I did want to give the Court those statistics that Trooper David McGill gathered.
The appellant correctly points out that the State failed to call the trooper as a witness or enter any evidence into the record establishing these statistics.
It is a well established principle of law in Tennessee that the arguments of counsel are not substantive evidence. See State v. Howell, 868 S.W.2d 238, 257 (Tenn.1993). The argument of the prosecutor cannot be considered evidence of the need for deterrence within the jurisdiction. Therefore, deterrence cannot be the basis for a denial of an alternative sentence in this case.
It is clear from a review of the record that there is insufficient evidence to overcome the statutory presumption that the appellant is a favorable candidate for alternative sentencing. Thus, an alternative sentence must be imposed. The sole remaining question is which sentencing alternative is proper.
D. Probation
The appellant contends that she should have been granted full probation. It should be pointed out that determining whether a defendant is entitled to an alternative sentence necessarily requires a separate inquiry from that of determining whether the defendant is entitled to full probation. This is so because the inquiries involve different burdens of proof. Where a defendant is entitled to the statutory presumption of alternative sentencing, the State has the burden of overcoming the presumption with evidence to the contrary. Conversely, the defendant has the burden of establishing suitability for full probation, even if the defendant is entitled to the statutory presumption of alternative sentencing.
See
The following criteria, while not controlling the discretion of the sentencing court, shall be accorded weight when deciding the defendant’s suitability for probation: (1) “the nature and [circumstances] of the criminal conduct involved”,
In arriving at the appropriate sentence, the sentencing court may not consider any factor which constitutes an element of the offense. See State v. Travis, 622 S.W.2d 529, 533-534 (Tenn.1981). Neither should the sentencing decision originate from a generalization about the type of crime committed. Id. Thus, in the case before us, the fact that a death occurred is not relevant to determining whether the appellant is entitled to full probation.
However, the facts and circumstances which surround the criminal act are appropriate considerations. Denial of probation may be based solely upon the circumstances of the offense when they are of such a nature as to outweigh all other factors favoring probation. State v. Fletcher, 805 S.W.2d 785, 788-89 (Tenn.Crim.App.1991). The facts and circumstances of this case are clearly aggravated. The record reveals a callous indifference by the appellant for the safety of unsuspecting motorists who were traveling Chapman Highway during the early morning hours of March 15, 1992. Although we have determined that the circumstances of the offense are not egregious enough by themselves to overcome the presumption of alternative sentencing, we conclude that they are sufficiently reprehensible to deny full probation.
Each sentencing decision necessarily involves a case-by-case analysis from the facts and circumstances presented. Judicial discretion within the sentencing framework is essential to effect a sentence which will serve both the public and the defendant.
Upon de novo review and in accord with a presumption of correctness, we are unable to conclude that the trial court erred in determining that the appellant had not met her burden of establishing suitability for full probation.
E. Judicial Diversion
The appellant contends that the trial court should have granted her judicial diversion pursuant to
III. Conclusion
We conclude that a sentence of split confinement would both serve the ends of justice and fulfill the rehabilitative needs of the appellant. The judgment of conviction is modified as follows: The appellant’s sentence is reduced to three years, of which 120 days are to be served in confinement at the local jail or workhouse. The period of confinement is to be followed by three years of supervised probation. In addition, the appellant is ordered to complete an alcohol abuse program and to perform 200 hours of community service. The appellant’s Tennessee driver’s license is revoked for a period of three years pursuant to
Notes
. The degree of the appellant‘s intoxication was in dispute from witnesses at the lounge. A blood-alcohol sample was taken at the hospital. However, due to a blood transfusion, the test results were deemed inaccurate.
. Of the factors relied upon by the trial court as mitigation of the appellant‘s sentence, only one, her age, is an enumerated mitigating factor under
. This provision provides that “nothing in this chapter shall be construed as altering any provision of present statutory or case law requiring that the burden of establishing suitability for probation rests with the defendant.”