STATE of Utah, Plaintiff and Appellant, v. Andrea BILLINGSLEY, Defendant and Appellee.
No. 20110148.
Supreme Court of Utah.
March 15, 2013.
Rehearing Denied Oct. 8, 2013.
2013 UT 17 | 311 P.3d 995
Dean N. Zabriskie, Rhome Zabriskie, Stephen R. Allred, Provo, for appellee.
Associate Chief Justice NEHRING, opinion of the Court:
INTRODUCTION
¶ 1 A jury convicted Andrea Billingsley of one count of rape, three counts of forcible sodomy, and three counts of forcible sexual abuse. The trial judge arrested the judgment and granted a new trial on all counts based on evidentiary errors and several “irregularities” that occurred during trial. The State appealed, and sought to reinstate Ms. Billingsley‘s convictions. We hold that the evidentiary ruling excluding evidence of the victim‘s sexual predisposition was proper and the other claimed errors and irregularities do not require reversal because they did not prejudice Ms. Billingsley. We therefore reverse the order granting a new trial and reinstate Ms. Billingsley‘s convictions.
BACKGROUND
¶ 2 Ms. Billingsley, who was in her early thirties during the time of the incidents involved in this case, worked as an in-school suspension (ISS) aide at West Jordan Middle School. As an ISS aide, Ms. Billingsley was responsible for managing the ISS classroom. ISS aides do not teach academic subjects, but they have authority over the
¶ 3 According to M.M.‘s testimony, the following summer, when he was no longer a student at West Jordan Middle School, he called Ms. Billingsley from his friend D.P.‘s cell phone. D.P. was also fifteen years old. Ms. Billingsley asked M.M. if he and his friend wanted to “hang out” and he said “sure.” Both boys walked to West Jordan Middle School to meet with Ms. Billingsley. Ms. Billingsley sent topless photos of herself to D.P.‘s cell phone. After meeting M.M. and D.P., Ms. Billingsley drove them to the park. She suggested that they all get in the back seat. M.M. and D.P. testified that she touched both boys’ penises, performed oral sex on D.P., and had sexual intercourse with M.M.
¶ 4 Ms. Billingsley was charged with one count of rape, three counts of forcible sodomy, and three counts of forcible sexual abuse. For each count, the State was required to prove that the boys did not consent to the sexual activity. Under Utah law, a defendant acts without consent of the victim under two relevant circumstances: “the victim is younger than 18 years of age and at the time of the offense the actor occupied a position of special trust in relation to the victim,”1 or “the victim is 14 years of age or older, but younger than 18 years of age, and the actor is more than three years older than the victim and entices or coerces the victim to submit or participate.”2
¶ 5 Ms. Billingsley pleaded not guilty and testified at trial that no inappropriate touching or sexual activity occurred. In addition to the testimony of M.M. and D.P., evidence at trial included a recorded conversation between M.M. and Ms. Billingsley after the investigation had begun in which she told M.M. she wondered “who alerted [the police]“; a conversation from jail between Ms. Billingsley and her husband in which she said, “I‘m guilty“; the testimony of another student to whom Ms. Billingsley admitted she had sex with M.M.; and DNA analysis linking seminal fluid in the backseat of Ms. Billingsley‘s car to D.P.
¶ 6 The jury found Ms. Billingsley guilty on all counts. Ms. Billingsley moved for a new trial on the ground that a topless photo from her cell phone was improperly admitted into evidence. The trial court granted a new trial, basing the decision on several errors. First, the judge decided that the cell phone photo was improperly admitted under
¶ 7 The trial judge also revisited an order excluding testimony from a teacher at West Jordan Middle School. The teacher would have testified that M.M. made “inappropriate sexual advances” toward her. The trial court determined that it should have “allow[ed] at least a limited inquiry into [the victims‘] prior sexual knowledge and/or experience, and/or behavior, and . . . allow[ed] Defendant rebuttal witnesses regarding the victims’ prior sexual knowledge, experience, and/or behavior.” The trial court determined that, al-
¶ 8 The State timely appealed. We have jurisdiction under
STANDARD OF REVIEW
¶ 9 We review a trial court‘s ruling on a motion for a new trial under an abuse of discretion standard.5 “At the same time, however, we review the legal standards applied by the trial court . . . for correctness [and] the trial court‘s factual findings for clear error.”6
ANALYSIS
I. THE TRIAL COURT‘S PRETRIAL RULING EXCLUDING EVIDENCE UNDER UTAH RULE OF EVIDENCE 412 WAS CORRECT AND THE TRIAL COURT ABUSED ITS DISCRETION BY GRANTING A NEW TRIAL
¶ 10 Initially, the trial court ruled that the testimony of a teacher regarding a prior, unrelated incident involving M.M. was inadmissible under
A. Excluding the Evidence Did not Violate Ms. Billingsley‘s Right to Due Process
¶ 11 Because at the time of the incident in Ms. Billingsley‘s car she no longer occupied a position of special trust, the State relied on
¶ 12 Ms. Billingsley relies on two decisions from the Utah Court of Appeals for this proposition. State v. Gibson concerned a fourteen-year-old victim who was a friend of Mr. Gibson‘s daughter.7 On a night when Mr. Gibson, his daughter, and the victim were all sleeping in the same bed, Mr. Gibson asked the victim if she would like to “cuddle,” and when she responded, “yeah,”
¶ 13 Under no plausible definition of “entice” are a teenager‘s unrelated sexual comments to third parties an element of the offense and thus admissible under the exception to
[e]nticement consists of words intended to cause a person to do something that person would not otherwise do. Factors one may consider are whether the defendant wrongfully solicited, persuaded, procured, allured, attracted, drew by blandishment, coaxed, or otherwise seduced, and did so to lure, induce, tempt, incite, or persuade a person to do a thing, or to beguile by arousing hope or desire.
Whether the jury instructions properly defined “enticement” under the statute is a question we have not been asked to answer in this appeal.18 We hold that under no
¶ 14 The suggestion that once a teenager has engaged in other sexual activity, he cannot be enticed defies the language and the logic of the statute. Requiring the State to prove that the victim was not predisposed to engage in sexual activity of any kind would defeat the purpose of the statute, requiring an inquiry into the sexual history of teenage victims and encouraging an accused offender to attack a victim for being “predisposed” to sexual advances regardless of how egregious the defendant‘s conduct was. The fact that two previous Utah cases involved victims who were sexually inexperienced does not make the victim‘s sexual naiveté an element of the crime.20 Gibson rejected the argument that a teenage victim should be required to affirmatively demonstrate her lack of consent, noting that “it is precisely because young teenagers have difficulty protesting the wrongful sexual attentions of adults that they need the special protections of
¶ 15 Absent a definition of “entice” that requires the State to prove that the victim was not predisposed to engage in any sexual activity, a definition we reject, Ms. Billingsley‘s Due Process Clause argument is not persuasive. The jury in this case determined that Ms. Billingsley enticed the two minors based on her conduct towards them. The exclusion of the
B. Excluding the Evidence Did not Violate Ms. Billingsley‘s Right to Confront Witnesses Against Her
¶ 16 Ms. Billingsley also argues that depriving her of “the opportunity to cross-examine the alleged victims on their prior sexual knowledge, experience, or behavior,” and depriving her of the opportunity “to provide rebuttal witnesses regarding the same, made it impossible for [Ms. Billingsley] to show her defense that the alleged victims did something with her that they otherwise would have done regardless of the allegations that she enticed them to do so.”
¶ 17 As we explained above, a minor‘s sexual inexperience is not an element of the offense.23 Ms. Billingsley was permitted to present evidence and argue both that the minors had not been enticed because they
II. THE ERRORS AND IRREGULARITIES THE TRIAL COURT CITED WERE HARMLESS
¶ 18 The trial court determined that several other errors and irregularities that occurred at trial, while each “alone was not prejudicial enough to warrant an arrest of judgment,” contributed to cumulative error and “deprived [Ms. Billingsley] of her constitutional right to a fair trial.” The trial court cited four such errors and irregularities.
¶ 19 First, the State referred to Ms. Billingsley during trial as a teacher instead of an aide. The State points out on appeal that defense counsel was the first to refer to Ms. Billingsley as a teacher. And it is uncontested that, whatever her job title, Ms. Billingsley held a position of special trust.27 Second, the prosecutor said, “thanks for your honesty” after a student‘s statement that he slept through the ISS period elicited laughter. During the new trial hearing, the prosecutor made the following statement for the record:
The time when the [c]ourt asked . . . [c]ounsel to approach and . . . told us that was inappropriate, that was in response to [the witness] testifying . . . I sleep a lot in I.S.S., to which there were several chuckles, from the gallery as well as the jury and I said the words, Oh well, we thank you for your honesty and that was the occasion upon which the [c]ourt asked us to approach the bench and made note of that.
¶ 20 Third, the trial court “observed that there was a woman in the court room gallery emphatically shaking her head from side to side” during Ms. Billingsley‘s testimony. The trial judge conducted a conference with counsel and inquired about the woman, who was employed by the State. The woman left the courtroom after the prosecutor spoke with her.
¶ 21 “[T]rial court errors will require reversal only if [our] confidence in the jury‘s verdict is undermined.”28 Defense counsel did not object or complain of any of these irregularities at trial. Nor did Ms. Billingsley raise them in her motion for a new trial. Defense counsel had good reason for ignoring these irregularities. They are clearly innocuous. The possibility that they had any influence on the jury‘s verdict is remote.
CONCLUSION
¶ 23 The trial court abused its discretion when it arrested judgment and granted a new trial. The exclusion of evidence under
Associate Chief Justice NEHRING authored the opinion of the Court, in which Justice DURHAM and Justice PARRISH joined.
Justice LEE filed a concurring opinion, in which Chief Justice DURRANT joined.
Justice LEE, concurring in part and concurring in the judgment:
¶ 24 I concur in the court‘s disposition of this case but disagree with its decision to reach out to address an issue that is both foreclosed by the posture of this appeal and unnecessary to the judgment. Specifically, I see no basis for opining, as the court does in paragraphs 11-15, on whether consideration of a victim‘s sexual predisposition is “necessary to the determination of guilt” under
¶ 25 The parties’ failure to challenge the jury instructions in this case prevents us from reaching that question. Those instructions arguably made evidence of a victim‘s sexual predisposition pertinent to the issue of enticement. Supra ¶ 13 (quoting the jury instruction‘s definition of enticement as “consist[ing] of words intended to cause a person to do something that person would not otherwise do” (emphasis added)). And because the propriety of the jury instruction‘s definition of “entice” is not before us on appeal, we must accept that instruction as it operated in this case. Deciding the proper definition of “entice” under the applicable statute is accordingly beyond our reach. On this posture, we cannot and need not either “reject” or accept any one definition of “entice.” Supra ¶¶ 13, 15.1
¶ 26 Moreover, the court‘s determination—that “under no definition” of entice would evidence of a victim‘s sexual naiveté/experience “be necessary to the determination of guilt,” supra ¶ 13—is unnecessary to the resolution of the constitutional questions before us on appeal. The basis for the trial court‘s decision to arrest the verdict was the conclusion that evidence of prior sexual advances should have been admitted under
¶ 27 First, Billingsley argues that “[b]y denying [her] the opportunity to inquire into the alleged victims’ prior sexual behavior and predisposition, . . . the trial court unjustifiably lowered the State‘s burden of proof on lack of consent by enticement,” thus violating her right to due process. This argument fails on its own terms because Billingsley was not denied that opportunity. On cross-examination, Billingsley‘s counsel challenged M.M. by suggesting that he had made an inappropriate comment about Billingsley‘s breasts to a group of students. Her counsel also elicited testimony from D.P. that M.M.‘s “hormones were always raging,” a notion reiterated by her counsel in suggesting that M.M. was a “walking hormone . . . up for every-2thing” who was “looking for some action and thought he would get it with Ms. Billingsley.” This testimony speaks to M.M.‘s “prior sexual behavior and predisposition” just as much as the excluded evidence—what Billingsley describes as “M.M.‘s flirtatious activity with a teacher.” Because the jury heard this evidence, Billingsley cannot now successfully argue that the State was relieved of proving enticement.2 Indeed, Billingsley‘s argument ultimately distills to a complaint that the jury failed to credit the evidence it heard about M.M.‘s sexual predisposition; that argument does not implicate her due process rights in the slightest.
¶ 28 Billingsley‘s Confrontation Clause argument is similar and just as easily rejected. She contends that she was prevented from “query[ing] the alleged victims about their prior sexual knowledge, experience, or behavior on cross-examination” or from “call[ing] defense witnesses regarding the same,” which violated her rights under the Confrontation Clause. But, as noted above, Billingsley was not prevented from doing these things. Supra ¶ 27. The jury heard about M.M.‘s past inappropriate remark about Billingsley and his status as a “walking hormone.” The most that Billingsley can say is that she would have liked to introduce more and better evidence of this type. But “the Confrontation Clause guarantees an opportunity for effective cross-examination, not cross-examination that is effective in whatever way, and to whatever extent, the defense might wish.” Delaware v. Van Arsdall, 475 U.S. 673, 679 (1986) (internal quotation marks omitted). With this evidence in play, it was hardly
¶ 29 This is all we need say to resolve this case. That is not to say that I do not understand the court‘s desire to do more. Conditioning a sexual crime on the child-victim‘s sexual past and proclivities—as the jury instruction in this case seemed to do—is objectionable on many levels. In a case where that issue was squarely before us, I would join the court‘s analysis on that point. But this is not that case. I would resolve the issue presented in this appeal by deciding that Billingsley had a constitutionally sufficient opportunity to explore M.M.‘s sexual predisposition, even absent the excluded evidence.
