State v. BernhardState v. Bernhard
The State of Washington challenges the trial court's power under the Sentencing Reform Act of 1981 (SRA),
I
On October 29, 1985, the defendant, Dean Allen Bern- *529 hard, pleaded guilty to second degree burglary. Bernhard had two prior convictions, one of which resulted in a substantial period of time in county jail. The trial court imposed sentence pursuant to the SRA, under which Bern-hard had an offender score of 3 аnd a standard sentence duration of 4 to 12 months. At sentencing the State recommended a sentence of 4 months' partial confinement in a work release facility (Snohomish County Jail). Because the trial court found Bernhard's criminal behavior was the direct result of his addictions to drugs and alcohol, the court sentenced him to serve 12 months' confinement in the inpatient Teen Challenge Drug Treatment Program (Teen Challenge).
Based on an affidavit filed by defendant's counsel, the trial court found Teen Challenge to be an agency utilized by Snohomish County for probation and parole purposes. The program is certified and licensed by the State Bureаu of Alcohol and Substance Abuse. Treatment in the program requires a "black out" of communication, including total confinement, for the first 30 days. After the initial 30-day period, residents may be permitted up to two leaves per month for 10 hours each. To sentence Bernhard to Teen Challenge, the trial court felt it necessary to impose an exceptional sentence under
Initially, the State appealed from this sentence to Division One of the Court of Appeals, which remanded for a supplemental determination whether Teen Challenge is a facility at which confinement may be served within the meaning of the SRA. After the trial court made this supplemental finding, the State again appealed to the Court of Appeals, which certified the appeal to this court. We granted direct review pursuant to
*530 II
As a preliminary matter, Bernhard makes two arguments why this court need not reach any of the issues raised by the State's appeal. Neither argument has merit. First, Bernhard argues that because the 12-month sentence comes within the standard range, the State may not appeal.
See
III
Under the SRA, a trial judge must impose a determinate sentence, defined as a specific time period of total confinement, partial confinement, community supervision, or community service work, and/or a fine of a specified amount.
Bernhard correctly points out that under section .383 the trial court has the authority to require him to serve 12 months of community supervisiоn, without imposing any time of confinement whatsoever. In fact, the Legislature viewed the amendments adopted in 1984 as restoring greater discretion to trial judges, characterizing the amendments as "express authority to suspend or defer the sentences of felons sentenced to a year or less in jail." Final Bill Report, SHB 1247, 48th Legislature (1984), Synopsis as Enacted, at 3. Bernhard argues further that spending 12 months at an inpatient drug and alcohol program can be a sentence condition within the meaning of "community supervision. ”
We disagree. While the 1984 amendments provided greater discretion for sentences of 1 year or less, the Legislature did not alter the definition of "community supervision", which means "crime-related prohibitions and other sentence conditions imposed pursuant to this chapter by a court."
Absent authority under the standard community supervision sentence, we can uphold the trial court's sentence
*532
only if (1) a trial court's standard sentencing authority allows it to select Teen Challenge as Bernhard's place of confinement, or (2) the exceptional sentence provision,
A
Standard Sentencing Authority
In challenging the trial court's authority to specify the place of confinement, the State argues correctly that prior to the SRA, only cоrrectional authorities had the power to determine in which facility a defendant would be confined. Under the old sentencing scheme, once Bernhard pleaded guilty to second degree burglary, he became a class B felon (
Bernhard argues that prior to the SRA, the CCJA contemplated a trial court having the power to sentence defendants to county jails or facilities other than jails. While the CCJA did contemplate such a power, it did not apply when defendants were convicted of felonies; sentencing classifications allowed a court to sentence a defendant to county jails
only
for gross misdemeanors and misdemeanors.
The State argues further that the SRA did not alter the status quo, preserving correctional authorities' power to sеlect the facility. We disagree. The SRA significantly altered prior sentencing law for felons by distinguishing on a length of sentencing basis. Now only felons confined for more than 1 year "shall [serve their sentence] in a facility or institution operated, or utilized under contract, by the state."
Despite these changes, the SRA contains no express instructions on who selects the confinement facility. In construing the sentencing scheme, our function is to discover and give effect to the Legislature's intent.
Stewart Carpet Serv., Inc. v. Contractors Bonding & Ins. Co.,
Under the SRA, after conviction and sentencing, the offender's facility сlassification materials must be sent to the Department of Corrections, if the offender is committed to the Department's custody.
In 1984, the Legislature amended the CCJA (
The State argues that important policy reasons dictate that the power to designate a confinement facility must be lodged with an entity having the power to change the designation if certain types of problems develop (medical or psychiatric problems, good or bad behavior, problems between inmates). While this seems true, the Legislаture has given the trial court the power to modify its sentence if the defendant violates any condition or requirement.
We hold that for all defendants sentenced to confinement of 1 year or less, the trial court has the authority to select which of the available county facilities, as defined in
In the instant case, the validity of the sentence depends upon whether Teen Challenge qualifies as a special detention facility under the CCJA. Such facilities can be operated by a govеrning unit or "may be operated by a noncorrectional agency or by noncorrectional personnel by contract with the governing unit."
The record merely establishes that Teen Challenge has been certified and licensed by the Bureau of Alcohol and Substance Abuse, and thereby has complied with unidentified WAC regulations. Thus, Teen Challenge is qualified to take defendants from the court system, and has been utilized by Snohomish County as a "parole and referral agency." We agree with the trial court that both the public and Bernhard would be better served if he could receive the more appropriate rehabilitation offered by Teen Challenge, rather than the Snohomish County Jail. Undoubtedly, under the sentencing regime in force prior to the SRA, trial courts had the power to require inpatient treatment at Teen Challenge as a condition of probation for convicted offenders. Under the SRA, trial courts can no longer defer sentences,
Ordinarily we would remand this case to the trial court to determine whether Teen Challenge qualifies as a special detention facility. However, because we conclude that sentencing Bernhard to Teen Challenge comes within the trial court's power to impose an exceptional community supervision sentence, remand becomes unnecessary.
*537 B
Exceptional Sentence Authority
The Washington Sentencing Guidelines Commission recently observed that "[s]tandard sentences cannot include treatment conditions or any requirement for affirmative behavior which is not designated as a 'crime-related prohibition.'" D. Fallen,
Preliminary Evaluation of Washington State's Sentencing Reform Act,
at xii (1986). As we explained earlier in this opinion, becаuse of Bernhard's repeat offender status, the standard community supervision sentence cannot include inpatient treatment. Recognizing this limitation, the trial court sentenced Bernhard to Teen Challenge by invoking its authority to impose an exceptional sentence.
The SRA authorizes a trial court to impose exceptional sentences "outside the standard sentence range".
The SRA defines "sentence range" as "the sentencing court's discretionary range in imposing a nonappealable sentence." Former
We think the statutory language indicates that a trial court's power to go outside the standard sentence range includes authority to impose community supervision conditions not ordinarily permitted. Nevertheless, we recognize that the statutory language is subject to more than one
*539
interpretation. We therefore think it appropriate to examine legislative history for further evidence of the Legislature's intent.
Department of Transp. v. State Employees' Ins. Bd.,
The Legislature patterned the SRA on a similar determinate sentencing scheme already operating in Minnesota.
In re Myers,
We have recently recognized similarities between the decision to impose community supervision under the SRA and imposition of probation under the prior indeterminate sentencing regime.
State v. Nelson,
Because of the similarities between community supervision and probation, recognized by both this court and the Legislature, we conclude that although the Legislature did not intend to grant the authority to depart as to the "disposition" of a sentence, it did provide trial courts with the ability to depart from the discretionary range of conditions imposed by a community supervision sentence. Our conclusion becomes inescapable, given the Commission's most recent statement on the SRA. According to a report issuеd by the Commission just a few months ago, "[t]here are no restrictions on conditions or length of community supervision for exceptional sentences." D. Fallen, Preliminary Evaluation of Washington State's Sentencing Reform Act 33 (1986). "Exceptional sentences may be imposed to . . . [s]et sentence conditions not otherwise permitted for a given offender ..." Preliminary Evaluation of Washington State's Sentencing Reform Act, at 9. 2
Thus, statutory language and legislative history demonstrate that the Legislature intended
The principles of punishment and just retribution operate to set the upper and lower limits of the duration and the nature of the standard sentencing range. Decisions as to the specific sentence imposed reflect the SRA's utilitarian concerns. D. Boerner § 2.5(b), at 2-34. In providing offenders with a chance of self-improvement, the SRA continues a commitment to rehabilitation, albeit to a lesser degree than under the indeterminate sentencing system.
See Rice,
at 393; D. Boerner § 2.5(c), at 2-35. While the SRA continues to deem court ordered participation appropriate for first-time offenders,
Because "not all exceptional fact patterns [could] be anticipated," Washington Sentencing Guidelines Comm'n, Sentencing Guidelines Implementation Manual § 9.94A-.390, comment, at 11-38 (1984), the drafters recognized that "the sentencing court must be permitted to tailor the sentence to the facts of each particular case." Oxborrow, at 530. Thus, the exceptional sentence provision allows the *542 "necessary individualization in exceptional cases while insuring consistency with [the articulated purposes] for which punishment is to be imposed." D. Boerner § 9.1, at 9.1. Bernhard's particular situation highlights the wisdom underlying the Legislature's decision to provide some discretion for trial courts to go outside the standard range of community supervision conditions.
In sentencing Bernhard to Teen Challenge, the trial court entered written findings of fact and conclusions of law in accordance with
To
review the trial court's exceptional sentence, we look to the standards supplied in
Our second inquiry under
Given the circumstances of this case, the SRA's utilitarian purposes could not have been served by a sentence that did not include some form of inpatient treatment for Bern-hard's drug and alcohol addictions. As the trial court concluded after hearing expert testimony, Bernhard's criminal behavior directly resulted from these addictions. Placing Bernhard in a work release facility, as the State suggested, would not have protected the public from future criminal
*544
behavior.
See
Sentencing Bernhard to Teen Challenge also meets the SRA's goal of just retribution. First, the sentence serves the legislative intent to devise sentences that "emphasize confinement for the violent offender and altеrnatives to total confinement for the nonviolent offender."
In sum, the SRA continues to provide trial courts with а measure of discretion, but changes "the parameters in which the discretion can be exercised."
State v. Ammons,
Notes
In
Oxborrow,
the mаjority opinion characterized the issue in the case as whether "the
duration
of Oxborrow's exceptional sentence was justified ..."
In 1985, 487 nonstandard sentences were imposed, with 234 ordering treatment when the offender was ineligible under the standard sentence. D. Fallen, Preliminary Evaluation of Washington State's Sentencing Reform Act, table 9, at 15 (1986). Of the sentences denominated exceptional, 3 percent varied the conditions, rather than the duration, of the sentence. Preliminary Evaluation of Washington State's Sentencing Reform Act, at 11.
We note in passing that the 12-month sentence to Teen Challenge constitutes a more severe restriction on Bernhard's freedom than the 4 months in a work release program suggested by the State.