*1 Dakota, STATE South Plaintiff Appellee,
v.
Rodney BERGET, Scott Defendant Appellant. 26764.
No.
Supreme Court of South Dakota.
Argued May 2014.
Decided Aug. 2014.
Rehearing Denied Oct. *4 General,
Marty Jackley, Attorney J. Swedlund, Attorney Assistant Gen- Paul S. eral, Pierre, Attorneys South for Dakota plaintiff appellee. Larson, Falls,
Jeff
Sioux
South Dakota
Olson,
Scharffenberg
and Cheri
of
Waltner
Tea,
Scharffenberg,
&
South Dakota At-
torneys for defendant and appellant.
GILBERTSON, Chief Justice.
A South Dakota
sen-
circuit court
Rodney
Berget
tenced
Scott
for
to death
of
the murder
corrections officer Ronald
Johnson, a crime he
in-
committed while
at the
carcerated
South Dakota State Pen-
in Sioux
itentiary
appeal
Falls. On direct
sentence,
Berget (Berget
State v.
I),
this Court determined that the circuit
considered,
may
improperly
court
have
sentencing purposes,
statements made
Berget
psychological
pro-
in a
evaluation
determine
competency
cured to
¶¶92,
stand trial.
S.D.
Berget’s
N.W.2d
We remanded
death
for the
purpose
sentence
limited
resentencing “without the use of or consid-
psychological
eration of’ the
un-
evaluation
Berget opted
less
to call its author to
testify,
existing
and otherwise “on the
rec-
¶¶
at 37.
ord.” Id.
826 N.W.2d
appeals the
Berget now
circuit court’s
judgment of
amended
conviction sentenc-
death.
ing him to
We affirm.
Background
appeal,
Id. On
agreed
factor.
we
with
that the circuit
might
have
crime
[¶ 2.]
details
prejudicial
committed
error
improperly
procedural
of his
posture
appeal
first
considering this admission as aggravating
¶¶
I,
are set out in
2-
S.D.
¶¶ 116-118,
evidence.
Id.
826 N.W.2d at
appeal
ing Berget’s death sentence. *5 118, 826 N.W.2d at Specifically, we 28-37. On day the after this Court hand- noted that sentencing after the hearing,1 ed down its opinion and judgment, the when the circuit court its sen- announced State filed a motion for hearing consis- tence, the court indicated that it had con- tent with opinion the of this Court. The sidered Berget’s early acceptance of re- State acknowledged in its motion that it sponsibility for the murder of Ronald would not object to Berget introducing the ¶ 92, mitigation. Johnson as Id. 826 psychiatric report “with such supplemental However, N.W.2d at 28. the circuit court direct and cross-examination testimony of then cited an Berget admission gave dur- psychiatrist the as Berget might choose to evaluation, ing psychiatric which was place on the record.” Berget filed a peti- contained in a report to determine Ber- tion rehearing for appeal, on the which we get’s fitness to stand The evaluation trial. subsequently by denied order entered Jan- previously had been sealed was not and uary 2013. admitted as sentencing evidence A month after we handed down hearing. Id. It Berget’s admis- contained opinion our judgment, sion to psychiatrist, Bean, Berget sent a David Dr. letter court, to the pleaded guilty pursuant he circuit to Johnson’s to murder 15-12-21.1, because he it SDCL requesting “wish[ed] wodld be that it dis- over.” Id. The qualify circuit court stated itself from that this ad- proceed- remanded mission did not reflect iptentionality on grounds judicial of bias. In his early that made acceptance mitigating recusal, affidavit supporting Berget sentencing 1. The court under took N.W.2d at the matter 37. This was the new evi- pronouhced advisement and its initial sen- dence-in addition to the record at the time of days tence four completion after t}ie sentencing arguments and the of counsel sentencing hearing. initial There is no dis- thereon —that the circuit court could have pute Berget opportunity had an unrestricted sentencing considered purposes for on re- all he desired transcript mand. The of the remand motions the court to sentencing consider at the hear- hearing indicates the repeatedly circuit court ing. inquired whether wanted to exercise option calling testify. Dr. Bean to Ber- We also "opt[ instructed that could ] get responded negative in the each time. ¶ 118, testify.” to call Dr. Bean to (1) ty grant sentencing hearing a new instances of bias: three claimed contrary the face of remand directions against Berget’s to find court had circuit argued further Court. or it would of fact assertions improper our remand instructions were findings fact contradicting its risk rely because we could not on 23A- SDCL in the case the death sentence jeopardizing 27A-13(2) justify our limited remand for (2) co-defendant, Robert, Eric Berget’s resentencing and that our directions on had found that Supreme Finally, remand were otherwise unclear. presen- error in its circuit court committed argument that his Berget reinforced (8) verdict, and the circuit hearing tence evidence was new relationship father-son decision court had rendered its dilatory and had not been withheld for only.” The circuit “through legal analysis rejected reasons. The circuit court Ber- Berget’s request denied for recusal that our get’s arguments by noting instruc- Presiding 2013. The Cir- February on clear, tions on remand were that as a Judicial Judge cuit of the Second Circuit juris- circuit court it was bound to limit its 8, 2018, deny- entered an order on March instructions, diction on remand to those recusal ing Berget’s request. formal and that sentencing hearing a new would Judge based the order on Ber- Presiding violate our directive. The circuit court get’s disqualify waiver of his ruling Berget’s declined to make a con- court, 15-12-24, pursuant to circuit SDCL arguments stitutional because it deter- having already multiple him “submitted they mined that were outside its limited arguments proofs support of mo- jurisdiction. considering remand After prior request tions” to the court to his proof offer of without fur- —and *6 recusal. beyond ther evidence to consider the evi- Berget also filed a demand for a [¶ 7.] dence, argument and allocution it consid- sentencing hearing new to introduce new Berget’s original sentencing ered in —the evidence, allegedly evidence. That obtain- circuit court determined that another sen- original sentencing, able after his tence hearing purpose giv- would serve no “Berget showed that has established a instructions, en our orally remand and it son, meaningful relationship with his his Berget’s denied demand for a sentenc- new daughter-in-law, grandchil- and his two ing hearing. dren,” the relationship and that “has made The circuit court entered a writ- [¶ 9.] on positive impact [Berget’s] the lives of May denying ten order on Ber- family, even [Berget prison while in for is] get’s sentencing hearing, motions for a the rest his life.” Berget argued, of in evidence, introduce mitigation new and to spite of this Court’s clear on directions disqualify day, itself. That same the court remand, that the circuit court “ha[d] presentence entered its hearing amended power grant inherent a new [sentenc- Thereafter, verdict. both the State and ing] hearing” and that his federal constitu- Berget proposed findings submitted of fact rights tional required it do so. considering and conclusions of law. After The circuit court held a motions the proposed findings amended of fact and hearing on Berget’s hearing demand for a Berget conclusions of law from and the April on 2013. Berget repeatedly State, thereto, de- objections and the the cir- clined the circuit court’s offer to have Dr. cuit parties court notified the that it would testify. Bean He reasserted his federal adopt findings the State’s amended and arguments constitutional law and conten- conclusions in the court’s e-mail of June tion that findings the circuit court had 2013. The court’s amended the authori- (3)'Whether conclusions of law were entered the sentence of death fact and an day. disproportionate The court entered amended excessive or sentence, cases, penalty imposed and and in similar judgment of conviction warrant, considering both the June 2018. Ber- crime and the the death on defendant. timely This entered get appealed. stay August on
an order for of execution Id.4 2013.3 1. Whether the circuit [¶ 11.] court Analysis required Berget’s to consider mitigation judg- new in evidence Berget now raises three issues upon ment limited remand. his appealing resentence remand. Berget’s arguments first and second derive above, As noted made an Berget’s from the circuit court’s denial of proof offer of at the remand motions hear- sentencing hearing. demand for a new He ing regarding the nature and scope (1) argues by failing the court erred to alleged newly discovered mitigation evi- newly consider discovered Berget’s positive dence of relationship with in reimposing his death sentence family. his son and his son’s Berget faults (2) by preventing being him from the circuit court’s exclusion of this evi- being able to allocute when it dence from its sentencing deliberation reimposed Berget’s its sentence. ar- third First, advancing two theories. gument is that the circuit court erred challenges both the “clarity” of refusing resentencing. recuse itself from Court’s instructions for a limited remand issues, In addition to SDCL 23A- I, resentencing requires 27A-12 this Court make ¶¶ 118, 120, 826 N.W.2d at three determinations whenever a circuit statutory on, authority that we relied imposes penalty, specifical- the death part, to so limit the scope the limited ly: resentencing, id. 120 SDCL.23A- 27A-13(2)). Second, Berget asserts that (1) Whether the sentence of death was even if there was statutory authority to *7 imposed under the influence of pas- remand, support limiting scope the sion, prejudice, any or other arbi- limitation on the admission of his new miti- factor; trary gation evidence violated his Eighth and (2) the supports Whether rights. Fourteenth Amendment jury’s judge’s finding or of a statuto- “ review, ry aggravating circumstance enu- Upon as [¶ 13.] [cir ‘[a] 23A-27A-1; § merated in evidentiary court’s rulings pre- cuit] are scope 3. Because of the limited of remand and the court.” SDCL 23A-27A-11. Because clarity presented by of the issues both right, exercised that we heard oral parties, originally anticipated the Court con- argument during in May this matter 2014 sidering appeal arguments this on the written Term. argument during of counsel and without oral April 2014 Term. That determination is Although 4. these issues were in addressed normally at the discretion of the Court. See prior appeal, direct and SDCL 23A-27A-12 is However, SDCL we received 15-26A-82. no- they silent as to whether must be addressed Legislature placed tice that the an additional appeal resentencing, on aof limited we never- procedural requirement in on cases questions analyz- these theless address after imposes capital punish- where a circuit court appeal. the errors advances on this ment: "Both the defendant and the state shall argument have the ... oral 52 First, and will not be reversed regarding Berget’s [¶ correct asser- 16.]
sumed is a clear abuse of discre unless there tion of “confusion”—nowhere in the tran- ” Vermeulen, 29, v. 2010 S.D. tion.’ Wilcox script hearing of the motions or elsewhere ¶ (quoting Thomp N.W.2d on the record did the circuit court express 69, ¶21, 2005 S.D. Mehlhaff, son v. confusion with this Court’s instructions. 519-20). An abuse of N.W.2d discre hearing indicates, As the transcript circuit tion occurs when the court exercises directions, court restated our noted their “ purpose ‘to an end or its discretion clarity, and in the face of Berget’s consti- justified by, clearly against reason and assertions, tutional Only adhered to them. ” Peterson, v. evidence.’ St. John S.D. Berget’s argument oral asserted “con- ¶58, 10, 71, 74 (quoting 804 N.W.2d Mous fusion,” and argu- did so as the basis of ¶ Schwartz, 86, 10, v. 2008 S.D. seau ment. 350). Court, turn, N.W.2d This will not overturn the circuit court’s abuse of [¶ Whether or not 17.] discretion unless that “error is ‘demon Court misconstrued SDCL 23A-27A-13 prejudicial strated ... shown to be [and] citing it as authority additional for its ” ¶ Smith, 83, 39, error.’ State v. 1999 S.D. limited remand instructions is immaterial. (alteration original) 599 N.W.2d general statutory This Court has and con ¶14, 11, (quoting v. Spiry, State S.D. authority stitutional scope mandate the 263). We, however, 543 N.W.2d re of review on limited remand. As we re view application de novo the circuit court’s cently III), noted in Piper (Piper State v. underlying of the law ¶ circuit court’s 2014 S.D. 842 N.W.2d both Rolfe, exercise of discretion. See State v. SDCL 15-30-14 and 15-30-11 require the ¶2, 15, 2013 S.D. 825 N.W.2d lower court to explicit enforce our instruc “ tions remand. the scope When authority a. This Court’s limited, remand is the entire case is not resentencing upon direct a limited rather, reopened, but the lower tribunal is remand. carry authorized to out appellate ” Berget argues this Court’s III, court’s Piper mandate.’ 2014 S.D. remand perplexed” instructions “somewhat 11, 842 (quoting In re the circuit court. attests that this Conditional Permit Use Granted to Van “confusion is understandable” because the Zanten, 79, ¶13, Court, statute cited SDCL 23A- 864). 27A-13(2), as authority additional for its Article V of the South Da instruction,
limited resentencing was not requires kota Constitution *8 this deference proper Instead, authority point. on that and clear adherence to this noting statute, the Court’s re language of the Berget mand instruction constitutionally to func believes this provision only a authorizes Otherwise, tion. each limited circuit court would resentencing when the Court re supreme become a mands a court unto itself. death sentence for See proportionality ¶ III, 2, 10, Piper issues. 2014 S.D. Because in 842 at this Court I N.W.2d (“If affirmed each 343 the original jurisdic of the circuit court’s proportionality issues 1, therein argued by Berget, tion could spontaneously 2013 S.D. resurrect on re- ¶¶ 18-31, mittal, 826 N.W.2d at he the defined roles of judi con our tiered tends system that our cial ... judicial limited remand and the and the certainty subsequent resentencing limited and efficiency they violated foster would be nulli fied.”). state law.
53 authority, Given we States We binding this Constitution. review this con- [¶ 19.] Green, contention de ability pursu- stitutional novo. See conclude Court had the ¶ 146, 7, 1996 S.D. 557 N.W.2d at statutory state constitutiohal and 398 ant Panzer, 896, v. (citing Kyllo 535 in N.W.2d resentencing direct a limited law to (S.D.1995)). 897 and the to fol- Berget I court was circuit follow, low, did in and our analysis directions A proper [¶22.] of accor- that authority. dance with requires assertion of error a of summary
Supreme Court case law on the evolution
b.
The federal constitutional-
capital sentencing rights.
of
The roots of
ity
resentencing.
of the limited
capital
in
“mitigation evidence” are found
Supreme
the
Court case that reestablished
the
contends
penalty
the death
as viable under
the
nev
Eighth
Fourteenth Amendments
Amendment,
Eighth
v.
Gregg Georgia, 428
authority
override the
ertheless
Court’s
153,
2909,
U.S.
96 S.Ct.
v.
jury
expected
Because
“cannot be
*9
Russell,
(quoting City
648
Pierre v.
to consider certain evidence
on
before it
of
(1975)).
70, 74,
228
issue,
another,”
341
one
not
n.
but
id. at 190
therefore,
(citations
Berget,
beyond
a
must
determination
guilty,
Lockett).
found
a
then,
defendant is
if the
plurality opinion
Accordingly,
whether a death sentence
of
determination
sentencing, “virtually
at
no limits are
190-92,
at
issue,
id. at
96 S.Ct.
see
will
mitigating evidence
placed on the relevant
2933-84.
may
defendant
introduce concern
capital
a
ing
Payne
his own circumstances.” See
v.
Although Gregg provided
[¶23.]
Tennessee,
111 S.Ct.
U.S.
on the definition of admis
starting point
(1991).
2607, 115
evidence,
sen
L.Ed.2d
its common
sible
was soon broadened.
tencing definition
The
au
severity
penal
of the death
Because of
thority must then
all of the rele
consider
States Su
ty,
plurality
of
United
at
mitigating
vant
evidence admitted
sen
Eighth
determined “the
and
preme Court
tencing.
may
by
“Just as the State
not
require
Amendments
that the
Fourteenth
preclude
statute
the sentencer from con
sentencer,
the rarest kind of
in all but
factor,
may
neither
sidering any mitigating
case,
precluded
not be
from consid
capital
consider,
mitigating factor, any aspect of
the sentencer refuse to
as a mat
as a
ering,
any
law,
character or record and
a defendant’s
any
mitigating
ter
relevant
evi
of
of the offense that
of the circumstances
Eddings,
dence.”
at
U.S.
proffers as a basis for a
the defendant
sentencer,
S.Ct.
876-77. “The
and the
sentence less than death.” See Lockett v.
review,
Appeals
may
Court of Criminal
Ohio,
98 S.Ct.
weight
given
determine the
to be
relevant
(1978) (second
2964-65,
Lockett
authoritative case
the
ship may have been evidence the court
result
in Skipper
portions
and “those
of
could not have excluded from its consider-
the opinion necessary to that result” are
ation if
offered it at
point prior
binding. See Seminole Tribe
Florida v.
Florida,
sentencing
44, 67,
1114,
of the
completion
portion
517 U.S.
116 S.Ct.
(1996).
Skipper,
the trial. See
[¶30.]
in-
Court’s
37. The sentencing hearing itself was
tent,
that
instruction is
appropriate
not tainted
because
exercised the
authority
support Berget’s
claim since
opportunity
unrestricted
to introduce all
¶¶
dispute
6.
does not
the State’s asser
608 N.W.2d
In describ-
tion,
Robert,
¶60, 20,
citing State v.
2012 S.D.
weighing
the distinction between
(citing
Schriro v. Landri
states,
non-weighing
Supreme
Court has
465, 479,
gan, 550 U.S.
127 S.Ct.
noted,
terminology
”[t]he
is somewhat mis-
(2007)),
57
mitigating
Therefore,
evidence he desired.8
Fur
ing hearing.
we determined
thermore,
report
once
Dr. Bean
was
that a
resentencing
the
limited
prior
the
excluded,
remaining
the
fac
record —that merely struck the
evidence and
offensive
mitigation
in
tors
ahd
re
evidence or
aggravation
permitted its
by
elaboration
unchanged
mained
Berget
through
considered
Dr. Bean —would be suf
those
from
by the circuit court in
sentenc
the initial
ficient
to correct
this error on remand.9
Black,
222, 231-32,
8.
asserts that
Stringer
because the court re
v.
503 U.S.
112
report
1130,
ceived Dr. Bean’s
the sentenc
(1992))
before
S.Ct.
permit
proper
improp-
two alterations in original) (quoting
erly
mitigation testimony.
new
excluded
Chinn,
State v.
85 Ohio St.3d
Id. at 774-75.
(1999)).
N.E.2d
1180-81
“In other
words,
State,
contrast,
prog-
neither Lockett nor
cites the
Supreme
eny required
Ohio
Court case of State v. Rob
reopen
trial court to
erts,
137 Ohio St.3d
jail awaiting sentencing may be a mitigation less reliable sentence evidence more reliable. indicator penitentiary of future conduct in the Id. posthearing sentencing confinement”). error pjace place took of lawful These stat- required that a remahd. utory aggravating circumstances do not dangerousness include future as a consid- Moreover, eration. the circuit court con- Both Davis ahd pro- V Roberts Berget’s sidered future dangerousness as reasoning vide for Shpreme not whethef or among one four other non-statutory aggra- precedent ipdirect authority gives vating circumstances. The original court’s court, that a resentencing, limited must presentence and amended hearing verdicts consider new evidence. Two indicate the court also took into account: factors, however, key point to Roberts be- (1) the violent nature of Berget’s attack on ing persuasive authority. (2) Johnson, that a life sentence would First, the Circuit based Sixth have no deterrent effect on other inmates ¡salient decision in Davis V on the aggrava- (3) similarly situated to Berget, that Ber- n ting circumstance shared both Davis get long had a criminal history of ever- Skipper. core of the analysis “[T]he increasing violence prison, outside of in Skipper reflects the Court's tmderstand- (4) showed a lack of remorse that the of a defendaht to present to Johnson’s family. Berget’s future dan- evidence of good in prison par- behavior gerousness undoubtedly played a role in ticularly prediction relevant of fu- when the court’s penalty analysis, but ag- dangerousness ture figures centrally gravating concern did predominate as prosecutor’s plea impositiqh it did in Davis or Skipper. Since this V, death penalty.” 475 F.3d at Davis “central role” is the basis of the Sixth added). (emphasis “Although there could V, reasoning Circuit’s in Davis conceivably be some question about *16 reliance on that case is questionable. relevance of abstract, such evidence in the the record in this case establishes without Second, [¶ 41.] and most importantly, doubt that newly [the discovered evidence however, negative the consequences of was remand] to the highjy relevant adopting Berget’s position, as noted in single aggravating relied upon by factor Roberts, make Roberts the persuasive au- the state —that dangerousness future instance, thority. For above, as noted should keep Daws on row.” Id. at heath 23A-27A-12(2) under SDCL we are stat- added). (emphasis Therefore, accord- utorily charged with an independent de- court, ing to the Skipper súbstantively was termination of “whether the evidence distinguishable from situation Davis’s ... supports judge’s finding [a] of a stat- “solely on the basis of timing,” qnd it utory aggravating circumstance as enu- applied Skipper require a full resehteric- § merated in 23A-27A-1.” of Because ing. See id. duty, this were we to accept Berget’s ra- contrast, In
[¶40.] the statutory two tionale that Skipper and require Davis V aggravating circumstances under newly consideration of post- discovered which the court sentenced Berget to death did mitigation trial evidence in every capital not relate to his dangeroushess case, future per this Court open would the door to se, but to the nature of the he becoming the initial trier of fact for evi- murder (8) 23A-27A-1(7), committed. See SDCL dence never presented or considered (“[t]he offense against a[n] circuit court. Under ratio- committed employee ... institution,” of a nale, Court, when presented with corrections and “[t]he offense was aby post-trial new upon evidence appeal, committed person in ... ... custody lawful “could be considered a ‘sentencer’ for of Roberts, Supreme See Court found to be the basis for purposes.”
Lockett
This,
allowing
“authority to
rea-
states the
set
again,
at 1108-09.
would
N.E.2d
upon
sonable limits
the evidence a defen-
economy of our tiered
judicial
thwart
submit,
dant can
and to control the man-
III,
system.
Piper
See
2014 S.D.
judicial
submitted[,]” including
ner in which it is
2, 10,
at 343. It would also
evidence, in
capital cases. See
original sentencing
longer
no
make
Guzek,
Oregon v.
546 U.S.
improp-
the “main event” but
proceeding
(2006).
1226, 1232, 163
S.Ct.
L.Ed.2d
“tryout
erly relegate it to a mere
on the
impose
A reasonable limit is one that we
Solem,
Gregory
road.”
See
v.
today
arbitrary
that avoids the
outcomes
(S.D.1989)
Wain-
judicial inefficiency
noted in Roberts
72, 90, 97
wright
Sykes,
v.
appellate
and reinforces an
court’s authori-
(1977)).
53 L.Ed.2d
ty to instruct a limited remand.
Additionally,
Roberts
ruling
Supreme
Court’s
finding
arbitrary discrepancies
Court’s
is also instructive in
Guzek
a broader
may
similarly
between
manifest
situ-
Guzek,
sense.
In
the issue relevant
simply
capital
ated
defendants
because of
Eighth
this case was whether
posb-sentence
error
in deliberation is
granted
Fourteenth Amendments
Guzek
clearly
in this case.
applicable
No sen-
right
new
to introduce
his
tencing error existed
the case of Ber-
sentencing hearing—
innocence at his
co-defendant,
get’s
Eric Robert. See State
namely,
that he was not
at the
Robert,
v.
istration
penalty”
of the death
S.Ct.
State, 83 N.W.2d 344 petition analysis. harmless error Id. case, brought a second based on this Kost having after been found at 86. corpus habeas first-degree manslaugh- by jury guilty analy a similar Applying imprisonment. to life sentenced ter and sis, presence at resen- Berget’s physical was whether the The sole issue Id. at 84. “useless, have been or the tencing would rights process Kost’s due denied trial court remand given benefit but a shadow” our present at three dis- Kost was
when
The circuit court’s resen-
instructions.
chambers,
at-
though
even
his
cussions in
not,
not,
tencing
depend
did
and could
on
present
to be
each
right
his
torney waived
any
evidence from
outside of
new
its
began
84. This Court
time.
Id. at
Bean,
Berget declined to
calling Dr.
which
noting that a criminal defen-
by
discussion
court.
do when offered
the circuit
present
be
flows from state
right
dant’s
for the circuit court to
What remained was
authority, as
statutory and constitutional
in rendering
exercise its discretion
Amendment to the Unit-
well as the Sixth
judgment
argu
on the same evidence and
(citations
Id.
omit-
ed States Constitution.
initial sen
presented
ment that was
ted).
scope
process right
of that due
The
tencing hearing.
unique
Because of the
‘to
in
“requires
present
the defendant
be
I,
alleged
nature of the
error in
presence
has
person
his own
whenever
circuit court
needed to reconsider its
substantial,
relation, reasonably
to the
findings
of fact and conclusions of law
opportunity to defend
fulness
of his
[sic]
chambers, filing
drafting
”
amendments
charge.’
(quoting Snyder
against the
Courts,
serving
them with the
Clerk
Massachusetts,
97, 105-06,
v.
291
54
U.S.
copies
posture
unique
on counsel.
(1934),
674,
78 L.Ed.
678
S.Ct.
begs
question:
the remand
what was
grounds by Malloy
overruled on other
v.
gained by having Berget physically
to be
84
12
Hogan, 378 U.S.
S.Ct.
circuit court
present to watch the
deliber
(1964)).
Kentucky
653
See also
v.
L.Ed.2d
ate and hand these documents to the
Stincer,
107
U.S.
Burton,
clerk? See
States v.
United
(1987)
(holding
14. Kost
does not reference
Rule
State v.
also
Federal
Rather,
law,
previous
it reviews our
case
99 N.W.
goes
which
back to
and which inter-
(1904)).
Kost,
preted
procedure.
criminal
Territorial
*21
any
of
be
left without
substantive
spite
grounds
In
the distinction
54.]
[¶
standard,
and the federal
tween our rules
asserting
prejudiced by
physi-
he was
his
(fed
one court
Berget argues that at least
cal absence when the circuit court deliber-
eral)
process
found due
categorically
has
ated,
filed the
documents with
objections to the absence of a defendant at
courts,
copies
the clerk of
and mailed
v. Ar
resentencing, citing United States
Accordingly, any
counsel.
error regarding
(2d Cir.2003).
rous,
F.3d
Ar
Berget’s physical absence was harmless
rous, however, engaged
very
in the
same beyond a reasonable doubt and did not
analysis
harmless error
articulated above
contribute to the verdict obtained. See
involuntary
absence
to find
defendant’s
Larson,
of
that “defendant’s
Appeals
pres
stated
tional allocution.
in
ence would have made no difference
sentencing. The decision whether
second
Similarly, Berget
con
to strike the restitution order from
tends that state and federal authority sup
allow Arrous to withdraw his
judgment or
port
right
his
to alloeute before resentenc-
solely
guilty plea was one that rested
with
ing,
which was denied
the circuit court’s
court
the discretion
district
refusal
to conduct a formal resentencing
from
depend
any input
did not
on
defen
hearing.
contention,
To advance this
he
Likewise,
drafting
dant.” Id. at 362.15
relies on SDCL 23A-27-1 and this Court’s
Berget’s resentencing,
the circuit court
identical,
Garber,
ruling in State v.
required
to consider the
preexisting
Berget
evidence that
and the N.W.2d 320. The relevant
language of
presented
sentencing,
State
at the initial
SDCL 23A-27-1 is as follows:
including Berget’s prior allocution and ar
sentence,
imposing
Before
may
guments
counsel.
Again,
of
circuit
order a
hearing mitigation
aggra-
or
resentencing
upon
court’s
based
our limit
punishment....
vation of
At such hear-
not,
not,
depend
ed remand did
and could
ing, the court shall allow the defense
new evidence from Berget outside
an opportunity
speak
counsel
on be-
Bean,
calling
of
Dr.
which
declined
half of the defendant and shall address
to do. What remained was for the circuit
personally
the defendant
him if
ask
rendering
court to exercise its discretion in
he wishes to make a statement
in his
judgment
on the same evidence and
behalf and to present any
own
informa-
argument
presented
that was
at the initial
sentencing hearing. Berget
punishment.
is therefore
tion in
case,
eluding
cites another Second Circuit
its citation to Arrous and its harmless
DeMott,
(2d
Arrous,
analysis.
United States v.
68
face,
language
describes the mand for resentencing
Id. On
in light of United
Booker,
right
arising
as
out of a sentenc- States v.
543
allocution
U.S.
125 S.Ct.
(2005),
160 L.Ed.2d
ing hearing
ordered
the court. As
repeal
and its
above,
mandatory nature of the
noted
the circuit court did not order
Federal
Sentencing
II,
Guidelines. See
sentencing hearing
a new
because it
Blake
cor-
Fed.Appx. at 588. The trial court then
rectly found no basis for it on remand.
Blake,
resentenced
notify
but did not
him
Berget’s right
infringed
to allocute was not
of his ability
speak
in his defense.
original sentencing hearing,
at his
only
the
appeal
remand,
On
from the
the Seventh
sentencing hearing on the record. The
Circuit entered a
unpub
four-sentence
statute,
therefore,
plain language of the
opinion
lished
that remanded Blake’s ease
not support Berget’s
does
claim. More-
for failure to allow allocution. See United
over,
only
the
relevance of Garber to this
(Blake I),
States v. Blake
Fed.Appx.
analysis is that
it referenced in passing
(7th Cir.2007).
Both
give
cases
little
provides
“right
that SDCL 23A-27-1
support for Berget’s argument. Blake I
allocution” and nothing more. See 2004
explicitly
only
stated
the court’s uncertain
¶2, 18,
S.D.
view of the record and the
of coun-
views
er,
concern),
Silva,
common law
see
sel,
process
due
require
does not
allocu-
F.3d at
a similar harmless error
tion.” Id. at 687-88.
framework may
applied.
be
This Court’s
clear
be
instruction on remand narrowed the cir
parallels
Berget’s
tween
case and Silva indicate
cuit court’s consideration of new mitigat
that the due process
ing
instruction,
afforded to
By
evidence.
Berget’s
limited remand
implicate Berget’s
ability
re-allocute,
did
after electing not to
right
to allocution. Like the Ninth Cir
introduce Dr.
testimony,
Bean’s
became
op
Silva,
cuit’s directive in
instrpeted
we
immaterial. With the removal of Dr.
remand that the circuit court
report
consideration,
was to con Bean’s
from
the evi
duct its
existing
review “on
upon
record.”
dence
which
could allocute
I,
See
826 was the same
upon
which he allo-
Silva,
N.W.2d at 37.
we effective
Akin
cuted at
the initial sentencing hearing.
ly tasked the lower
making
with
“a Nothing changed. And because the
court
resen-
subjective determination, based upon
tencing
court indicated it
re
would consider
view of the record
allocution,
submissions
prior
of his
Berget could not have
counsel, as to whether [Berget’s] sentence
influenced the circuit
resentencing
court’s
would have been
different” absent the
[ ]
decision when all the court had to consider
Silva,
improper consideration. See
Kost,
was the preexisting record.
Cf.
(“[Defendant’s]
F.3d at 685. The
appro-
N.W.2d at 86
circuit
then
absence from
not error because
relates that for the court to change
discussions was
these
necessary
findings
to defend
from Robert’s case to
presence
was not
above,
finality
As noted
case would be to “call the
against
charges.”)-
...
question.”
decision
into
language
[.Robert]
2BA-37-1 does not
SDCL
of allocution at this limited
provide
Berget admits that SDCL 15-
did,
resentencing, and even if it
the result-
statutorily precluded
12-24
his affidavit for
Berget’s resentencing
error at
would change
judge
because he submitted ar-
beyond
harmless
a reasonable doubt
be
gument
admitting
circuit court—
not,
not,
it could
con-
because
and would
guilt
receiving
prior
to fil-
sentence —
to the sentence rendered.
See
tribute
ing the affidavit. He bases the court’s
Larson,
bias. This Berget’s stems from violation of Berget’s right to an individual allegation recycled that the court simply ized determination under Lock findings of fact and of law conclusions ¶¶ I, 53-54, ett. 2013 S.D. from in those the case of Berget’s co- N.W.2d at 18-19. rejected This Court defendant, Eric Robert. In his initial argument. that We did so based on our brief, Berget allegation characterized this finding that “Berget ‘presented has not indicating as the court gave his case little any evidence to constitute a legitimate ba consideration, which in turn evidenced sis on which to call question into the circuit bias. Berget argument now modifies this judge’s impartiality.... Absent such a in reply argument brief and in oral by showing judgment impossi that a fair was asserting that the court was “trying to be ble, it was not error for judge the circuit fair in a situation where no mortal could sentence [Berget] after his co- ” ¶ be.” Berget explains further defendant [Robert].’ N.W.2d ¶ inherently was more than (quoting at 18 Page, 2006 S.D. —rather intentionally 751).16 because it had to finding N.W.2d This echoed our —biased case, ¶¶ prejudge Berget’s having already prior holdings Page, 2006 S.D. 15- 750-51, sentenced his co-defendant similar find- Hoadley, 709 N.W.2d at ¶¶ ings 32-34, of fact and conclusions of law. Berget Rather, 16. explained similarity joint we approaching that the murder co-defendants. Here, presentence analysis applies verdicts’ recitation of facts Id. also with logical proper Berget's was equal argument result of a court effect to on the hearing supported, beyond fact the circuit court reasonable that the mere doubt, a co-defendant sentenced previously finding the circuit court’s of two bias, judicial or death does not show statutory aggravating circumstances evi- antago favoritism or “deep-seated in Ronald murder. dent Johnson’s See id. nism,” the presumption that overrides ¶¶ 16-17, 11; 826 N.W.2d at see also impar that the court was against recusal 23A-27A-K7) (“The SDCL offense was distinguish Berget’s attempt tial. against committed a law enforcement offi- Page Hoadley from fails. To case cer, institution, of a employee corrections Berget’s argument prohibit would accept firefighter engaged per- or while in the co-defendants the same trying person’s formance such official as a matter of law. judge all cases 23A-27A-1(8) (“The duties[.]”); offense legitimate offers no indication in, by person was committed or who has modify analy prior the court’s bias to our from, escaped custody the lawful of a law argument sis. This therefore fails. place enforcement officer or of lawful con- finement[.]”). then, Since has 4. Whether sentence imposed under the influence of brought forth no argument evidence or passion, prejudice, or other ar- question those holdings. inquiry Further *25 bitrary factor. unnecessary. therefore The evidence the circuit supports finding court’s of the analysis Our of the record indi- [¶ 68.] finding Berget’s cates no basis for sen- statutory two aggravating circumstances. under the influence of imposed tence was any arbitrary or other
passion, prejudice, Berget’s 6. Whether [¶ 71.] death 23A-27A-12(1). factor. See SDCL dispropor- sentence is excessive or presentence circuit court’s amended hear- penalty imposed tionate findings verdict and amended of fact cases, considering similar both the proper and conclusions of law reflect the crime and the defendant. analysis on scope of directed this Court above, limited remand. As indicated Ber- Finally, strictly because [¶72.] “[w]e bias, get’s assertion of circuit court actual purposely and limited our remand instruc- inherent, was shown to have no merit [.Berget specific tions in to correct the I] appeal on direct and remains without mer- occurred,” III, error that Piper had see I, 1, 54, it. 2013 S.D. 826 N.W.2d ¶2, 12, at N.W.2d improper at 18-19. No considerations in- Berget acknowledges because without ob- dicating prejudice, or passion, arbitrari- jection that all proportionality concerns ap- ness were otherwise evident direct raised in I were addressed and ¶ 13, peal. That affirmed opinion, prior propor- our our continues to be the case here. stands, I, tionality analysis see ¶¶ sup- S.D. 5. Whether the evidence 11-14. [¶ 69.] ports finding the circuit court’s provide The record continues to no basis statutory aggravating circum- Berget’s for this Court to find death sen- stances as enumerated in SDCL disproportionate. tence to be excessive or 23A-27A-1. instruction, In the absence of the Court’s aggravating Berget’s circumstances of in Berget We noted I that evi- dence Berget’s sentencing remaining aggravating introduced at crime and the fac- findings
court’s amended of fact and conclu- sions of law. outweigh any nevertheless rea- tors would court was ordered to “conduct implications Berget’s sonable new rela- a sentencing without” the error in the matter how tionship positive therefore, previous sentencing, and it had —no —with family. son’s son and his We conclude appropriate reevaluate all the factors prior proportionality analysis re- evidence, that our absent the erroneously con- Berget’s mains valid and death sentence is sidered matter. Federal constitutional disproportionate not excessive or in rela- law jurisprudence and our own require pen- tion to similar cases where the death the sentencing any court consider alty imposed. new mitigation evidence.
Conclusion
Court, pursuant
This
to the
I.
Constitution,
South
possesses
Dakota
Death is the
penalty.
ultimate
“
authority
clear
to direct
jurisdictional
It cannot be undone.
It is
an
thus
‘indis
scope of a limited remand to the circuit
pensable part
process
of inflicting
”
court, and our remand
in Berget
directions
penalty
of death’
that the sentencing
infringe upon
I did not
process “permit the consideration of the
rights.
constitutional
The limited remand
‘character and record of the individual of
implicate
also did not
or otherwise violate
fender and the
partic
circumstances of the
”
Berget’s rights
to be
and to allocu-
Ohio,
ular
Lockett v.
offense[.]’
438 U.S.
tion. Finally,
previously reject-
this Court
586, 601,
98 S.Ct.
57 L.Ed.2d
ed,
I,
Berget Berget’s judicial
argu-
bias
(1978)
(quoting Woodson v. North Car
ment,
provided
additional,
and he has
no
olina,
argument
substantive
regard
on 2991,
(1976));
73
sen
mitígate
fencing,
any
A
one’s
must consider
new
[¶79.]
merely
case
capital
tence in a
is not
developed
evidence that
defendant has
guar
a constitutional
statutory right,
See,
but
initial sentencing hearing.
since the
608,
(6th
761,
antee.
Id. at
S.Ct.
Coyle,
at
v.
e.g., Davis
475 F.3d
771
98
Lockett,
Contrary to the Court’s
Moore,
Cir.2007);
claim,
Robinson
300
v.
F.3d
Skipper
clearly
are
dis
Eddings, and
(11th Cir.2002);
1320, 1345-48
Smith v.
tinguishable; nor is
case
akin
(9th
Stewart,
1004,
189 F.3d
1008-14
Cir.
Guzek,
Roberts,
1108 or
require that the
in all
II.
but
case,
capital
rarest
pre
kind of
not be
Our
precedent
own
also
dictates
mitigating
cluded from
as a
considering,
it
error not
to consider
factor,
any aspect
a defendant’s char
available,
admissible,
newly
otherwise
miti-
any
acter or record and
Of
circum
IV,
gation
In
evidence.
Butt
this Court
stances of the
that the
offense
defendant
that a sentencing
made clear
court has the
proffers as a basis for a
less
sentence
“acquaint
duty
thoroughly
itself
“with
Lockett,
than death.”
at
See
history
the character and
the man be-
”
604,
[If82.]
possibility
without
tenced to life
per-
are
“Sentencing decisions
[¶ 84.]
affirmed
originally
a sentence
and
parole,
haps
responsibility
for
most difficult
(Bult I),
v. Bult
later reversed. State
judges, encompassing
trial
circumstances
(S.D.1984);
Leapley
Bult v.
N.W.2d 731
State v. Bon-
both obvious and elusive.”
(Bult
(S.D.1993).
II),
ner,
30, ¶11,
1998 S.D.
resentencing hearing,
After Butt’s first
578. The task becomes even more difficult
during which the court held a full eviden-
declare,
law,
when we
as matter of
tiary hearing,
sentencing
again
court
previous portions
trial courts must cull out
possibili-
Butt
life without the
sentenced
resentencing,
of their deliberations on
but
III,
ty
parole.
Bult
did not on the “nature of the
or language from III “permitted Bult
a full hearing on remand[.]” supra Majority
See Opinion n. 9. We also
did express concern maintaining
