In three consolidated cases, defendant was charged with various offenses involving the sexual and physical abuse of his two daughters, H and A. After a jury trial, he was convicted of first-degree rape, coercion, first-degree criminal mistreatment, fourth-degree assault, harassment, first-degree sodomy, and first- and third-degree sexual abuse of the victims. He appeals from those judgments of conviction and from the sentence imposed by the trial court, arguing that the court erred in admitting evidence obtained in an unlawful search; in admitting evidence of prior uncharged crimes; in refusing to use one of his requested jury instructions; and in imposing consecutive sentences based on facts that were not found by the jury or admitted by him. We remand for resentencing but otherwise affirm.
The Lake County Sheriffs Department received a report that H had been raped by defendant, her father. Deputy Sheriff Pore received the assignment to respond. He drove to the residence where H, her sister A, her mother, and defendant lived. He spoke with H privately and asked her if the report of rape was true. She indicated that it was. He then explained to her mother why he was there and informed her that he would be transporting H to the police station to conduct an interview. Pore and H departed together for the police station. H’s mother followed shortly thereafter.
H’s mother was present during the first part of the interview, but, at H’s request, she was asked to leave part way through it. During the interview, H stated that she had been sexually abused by defendant and that the abuse had occurred in several locations, including the shop adjacent to the family residence. She stated that, prior to each incident of abuse in the shop, defendant would place a light-colored cloth on the floor for her to sit on and that, after the abuse had ended, he would leave the cloth on a nearby bench. H told Pore that she had last seen some of those cloths approximately two days before the interview.
Based on that interview, Pore believed that he had probable cause that a crime had been committed and that
evidence of that crime, including the cloths described by H, could be found at the family residence. Instead of applying for a warrant, however, he alerted other officers and requested their assistance, then returned to the residence with those officers and knocked on the front door. Receiving no response, he contacted the police station and requested that H’s mother, who was still there, return to the family property. When H’s mother arrived, Pore asked for her consent to search the property, informing her that “he had probable cause to believe a crime had occurred,
In his first assignment of error, defendant advances three interrelated arguments to support the contention that the trial court should have granted his motion to suppress evidence, including the cloths, seized during the officers’ search of the family residence. First, he argues that H’s mother’s consent was invalid because it was derived from an unlawful seizure. Second, he argues that, even if the consent did not derive from a prior illegality, it was nonetheless involuntary because she merely acquiesced to the search. Third, he argues that her consent was involuntary because it was given in response to “a threat to take unauthorized action,” i.e., a threat to seal the property. 1
The premise of defendant’s first argument — that the seizure of the property led to H’s mother’s consent, and therefore occurred before it — cannot be reconciled with the court’s findings of fact. Property is seized for purposes of Article I, section 9, of the Oregon Constitution, when there is significant interference with a person’s possessory or ownership interests in the property.
State v. Juarez-Godinez,
In his remaining arguments, defendant contends that, even if the consent did not derive from a prior illegality, it was nonetheless invalid because it was not voluntary. It is axiomatic that, although a warrantless search is lawful if consented to, the consent must be voluntary, and the state bears the burden of proving voluntariness by a preponderance of the evidence.
State v. Weaver,
Defendant advances two arguments in support of his contention that H’s mother’s consent was involuntary. He first argues that she merely acquiesced to the search. We agree that “mere acquiescence” to police authority is not voluntary consent.
State v. Little,
State v. Freund,
“The officer stated that ‘he was there’ to pick up the marijuana and ‘he wanted’ to do it calmly. The words used in the first phrase are unconditional; they do not invite a response other than acquiescence. In contrast, the words in the second phrase are supplicatory and do invite a response. Read together, the officer’s statement told defendant that she had no choice whether a search would occur; her only option was whether the search and seizure was to be ‘calm and efficient.’ Defendant merely chose the option favoring calmness and efficiency * *
Id.
at 652;
accord State v. Lowe,
In contrast, in
State v. Ry
/
Guinto,
In the present case, we disagree with defendant’s assertion that H’s mother’s “submission to the search was mere acquiescence, and not consent.” Pore testified,
“What I told [H’s mother] was that again, she was free. She did not have to let me search, * * * that I was going to make application for a search warrant. I stressed that it did not mean that I was going to get it but that I was going to apply for a search warrant. * * * That I probably would get the warrant, but again, told her it did not guarantee that I would.”
In response to the prosecutor’s question, “Did you give her time to decide or did you tell [her] you were going [to] search no matter what?” Pore responded:
“There was no issue of I am going to search no matter what because if she had denied consent, then whether or not I was going to search was going to be up to the Court, not up to me.”
The trial court evidently believed Pore; it found that he “asked” H’s mother for her consent. Pore expressed a desire
to receive
Finally, we consider defendant’s argument that H’s mother’s consent was involuntary because it resulted from Pore’s threat to seal the property while he obtained a search warrant. That threat, defendant argues, constituted a material misrepresentation of what the law permitted because Pore “lacked authority to seize the property and oust [H’s mother] from it.” Such a misrepresentation, according to defendant, rendered the consent involuntary. In support of that argument, he cites Justice Carson’s concurring opinion in
State v. Williamson,
To preserve an argument for appeal, “a party must provide the trial court with an explanation of his or her objection that is specific enough to ensure that the court can identify its alleged error with enough clarity to permit it to consider and correct the error immediately, if correction is warranted.”
State v. Wyatt,
In sum, we reject defendant’s first assignment of error. The search that yielded the evidence that defendant sought to suppress was a valid consent search. It did not derive from a prior illegality, nor was it mere acquiescence.
In his second assignment of error, defendant argues that the trial court should have granted his motion
in limine
to exclude evidence
We begin with a brief discussion of the legal principles governing our analysis of defendant’s arguments under the Oregon Evidence Code. OEC 404(3) — in accordance with the general prohibition in OEC 404(2) against the use of evidence of a person’s character to prove that the person “acted in conformity therewith on a particular occasion” — prohibits the admission of evidence of other crimes, wrongs, or acts to prove a person’s character in order to show that the person has acted in conformity with that character, but allows for the use of such evidence for any other relevant purpose.
See State v. Johns,
However, OEC 404(3) does not require that the court admit evidence of other crimes, wrongs, or acts; it provides only that such evidence “may * * * be admissible.” Thus, even if evidence of prior bad acts qualifies for admission under OEC 404(3), it may nonetheless be excluded under OEC 403 if the probative value of the evidence is “substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury.” Thus, in general, to be admitted under OEC 404(3),
“(1) [t]he evidence must be independently relevant for a noncharacter purpose; (2) the proponent of the evidence must offer sufficient proof that the uncharged misconduct was committed and that [the] defendant committed it; and (3) the probative value of the uncharged misconduct evidence must not be substantially outweighed by the dangers or considerations set forth in OEC 403.”
State v. Johnson,
In criminal actions, however, OEC 404(4) provides that evidence of other crimes, wrongs, or acts by the defendant is admissible if relevant except as otherwise provided by the state or federal constitutions or certain statutes.
3
See State v. Wyant,
We first address whether the evidence was relevant for a noncharacter purpose under OEC 404(3). We begin with the allegations that defendant sexually assaulted H and A in
1997. The trial court admitted evidence of those allegations, as noted above, stating that the evidence was “relevant * * * to show a pattern. As far as [defendant having allegedly-engaged in similar type of conduct over a long period of time.” Defendant argues that the trial court’s admission of the evidence on that basis “constituted admitting it to prove propensity.” However, evidence of other sexual contacts between a defendant and a particular victim offered to show the sexual predisposition that the defendant had for that victim is relevant for a noncharacter purpose — that is, to show the sexual inclination of the defendant towards that victim.
State v. McKay,
Regarding the evidence of defendant’s past physical abuse of H, A, and their mother, defendant does not challenge on appeal the trial court’s admission of that evidence as relevant for a noncharacter purpose under OEC 404(3)— namely, that the evidence was relevant to show why H and A may have delayed in disclosing the abuse. In any event, such an argument would be unavailing.
See State v. Zybach,
Defendant argues, however, that, even if the trial court did not err in concluding that the contested evidence was relevant under OEC 404(3), under OEC 403, the evidence was nonetheless inadmissible because the danger of unfair prejudice resulting from its admission outweighed its probative value. The state responds that OEC 403 does not provide a basis for excluding the evidence because OEC 404(4) now provides that, in criminal actions, the admission of other relevant crimes, wrongs, or acts by a defendant is limited only by the state or federal constitution or statutes that do not apply in this case. Defendant, while “acknowledging] that OEC 404(4) adds a complication to an OEC 403 analysis,” nonetheless maintains that OEC 404(4)(a), by its plain terms, requires OEC 403 balancing because (1) OEC 403 “codifies a due process requirement”; and (2), to the extent that OEC 404(4) would deprive criminal defendants of the use of OEC 403 while leaving it available to the prosecution, that rule “violate[s] the due process requirement that rules of criminal procedure be available to both parties equally.” To the extent that defendant is arguing that OEC 403 requires balancing in every case as a matter of constitutional law, that argument cannot be squared with Wyant, Phillips, and Cavaner, cases in which we held that the constitution did not require balancing. Further, in the present case, the state did not avail itself of OEC 403 balancing; we therefore have no occasion to consider defendant’s due process argument based on differential treatment. He presents no other argument in support of his contention that admitting the evidence without balancing in this particular case violates the Due Process Clause. Thus, in accordance with Wyant, Phillips, and Cavaner, we reject defendant’s challenge to the constitutionality of OEC 404(4) as applied here and conclude that the trial court properly admitted the evidence in this case.
In the pretrial hearing on defendant’s motion in lim-ine, defense counsel informed the trial court,
“We believe that there are two issues. One, you have to make a determination that these acts occurred, that there was a likelihood these acts occurred * * *. You have to make a determination. * * *
“My understanding, particularly in the ’97 case was there was a determination by the sitting Circuit Court Judge that these acts did not occur to the basis that he would not grant jurisdiction [to] the juvenile court. So, one you got sort of a res judicata issue or I guess it is a claim[ ] preclusion issue. Another judge has ruled there wasn’t enough evidence. You have to go back and say well, I think there was and I guess that is an issue you will have to decide.”
Defendant asserts that the above statements constituted an argument to the trial court that “preclusion principles barred the state from using the [1997] allegations in [defendant’s] criminal prosecution.”
Assuming without deciding that the trial court erred, defendant’s statements to the trial court invited that error. An appellant who “was actively instrumental in bringing * * * about” an error “cannot be heard to complain, and the case ought not to be reversed because of it.”
Anderson v. Oregon Railroad Co.,
In his third assignment of error, defendant argues that, if we decide that the evidence of prior bad acts was admissible, we should nonetheless hold that the trial court erred in refusing to give defendant’s proposed limiting instruction to the jury regarding that evidence. Defendant contends that the court’s instruction was incomplete in two respects: It failed to inform the jurors that they could not consider the evidence of prior bad acts to conclude that defendant had acted in conformity with the allegations of that misconduct, and it did not describe the purposes for which the jury could consider that evidence. As explained below, we disagree.
“The [dlefendant’s character is not an issue in this case. By that I mean, whether the [dlefendant is a good person or a bad person. The issue is whether the [dlefendant is guilty of the crime charged. Now you have heard evidence of alleged crimes, wrongs or acts not charged in the indictment. While you may consider the evidence, such evidence is not to be considered to prove [dlefendant’s character, because as I have told you, the [dlefendant’s character is not an issue.”
Defendant proposed the following supplemental instruction:
‘You have heard evidence of other acts and crimes that are not charged in the indictments. While you may consider such evidence in your deliberations, you may not consider such evidence to conclude that because the defendant may have engaged in those acts in the past, that he committed the crimes charged in the indictments.”
The court refused to give defendant’s instruction and defendant took exception, stating, “I don’t argue with what you read, but I don’t believe it goes far enough in explaining the propensity evidence, and the propensity rule under [OEC 404(3)].”
Where evidence is admitted for a limited purpose— such as for a relevant noncharacter purpose under OEC 404(3), as in this case — it is error for the court to refuse to give a requested instruction limiting the jury’s consideration of the evidence to that noncharacter purpose.
State v. Reyes,
In his fourth assignment of error, defendant maintains that, in imposing consecutive sentences based on facts not found by a jury, the trial court ran afoul of
Apprendi v. New Jersey,
The law and facts involved in that assignment are procedural in nature and not in dispute. As relevant to this case, the court may impose consecutive sentences for offenses that “do not arise from the same continuous and uninterrupted course of conduct,” ORS 137.123(2), and, if the offenses do arise from the same continuous and uninterrupted course of conduct, when they involve injury to different victims, ORS 137.123(5)(b).
In Case Number A128652, defendant was charged with one count of first-degree rape, ORS 163.375 (Count 1), and three counts of first-degree sodomy, ORS 163.405 (Counts 2 through 4). As to each of those counts, the indictment alleged that the offense occurred “between the 15th day of April, 2002 and the 20th day of March, 2004,” and that the victim was H. Counts 2 through 4 also alleged where each offense occurred: Count 2 “while on the couch,” Count 3 “while in the victim’s bedroom,” and Count 4 “while in the defendant’s shop.” The jury instructions and jury verdict forms differentiated among Counts 2
In Case Number A128654, defendant was charged with one count each of first-degree sodomy, ORS 163.405 (Count 1), and first-degree sexual abuse, ORS 163.427 (Count 2). As to both counts, the indictment alleged that the victim was A. It further alleged that the offense in Count 1 occurred “between the 1st day of January, 2004 and the 27th day of June, 2004,” and that the offense in Count 2 occurred “between the 27th day of June, 2003 and the 27th day of June, 2004” and “while in the defendant’s bedroom.” The jury instructions and jury verdict forms both contained the same detail regarding the location of the offense charged in Count 2. A jury found defendant guilty of both counts.
Over defendant’s objection that Apprendi, Blakely, and Ice required jury findings in support of consecutive sentences, the trial court ordered that the sentences for Counts 1 through 4 in Case Number A128652 be served consecutively; that the sentence for Count 1 in Case Number A128654 be served consecutively to the sentence for Count 1 in Case Number A128652; and that the sentences for Counts 1 and 2 in Case Number A128654 be served consecutively to each other.
On appeal, defendant reasserts his Apprendi/ Blakely challenge. The state, while maintaining that Ice was decided incorrectly, acknowledges that Ice is controlling in this case as to the legal principle, but urges this court to nonetheless affirm defendant’s sentence on the ground that any error in failing to obtain a jury finding in support of consecutive sentences was harmless.
We first consider whether, on this record, the jury necessarily found beyond a reasonable doubt the facts to support the trial court’s imposition of consecutive sentences, in which case there is no error; in some cases it may be possible to determine from a jury’s guilty verdict that the jury actually and necessarily found those facts, albeit implicitly,
see State v. Hagberg,
We cannot say that, by finding defendant guilty of Counts 1 through 4 in Case Number A128652, the jury necessarily found beyond a reasonable doubt the facts necessary to support the imposition of consecutive sentences as to those counts. The indictment in that case alleged that each of the offenses occurred during the same time period — between April 15, 2002 and March 20, 2004 — and that each involved the same victim — H—and there is nothing in the jury verdict forms to indicate that the offenses did not occur as part of one continuous and uninterrupted course of conduct. ORS 137.123(2). Similarly, we cannot say that the jury necessarily found that the offenses in Counts 1 and 2 in Case Number A128654 did not occur as part of one continuous and uninterrupted course of conduct because the time periods within which the indictment alleges that the offenses charged in those counts occurred overlap to some degree — that is, between January 1, 2004 and June 27, 2004 — and the jury instructions and verdict forms contain no further clarification. It follows that the trial court violated defendant’s Sixth Amendment jury trial rights when it ordered those sentences to be served consecutively.
The question remains whether that error was harmless beyond a reasonable doubt. In
State v. Bowen,
Remanded for resentencing; otherwise affirmed.
Notes
Defendant acknowledges that H’s mother’s consent, if valid, established the lawfulness of the officers’ search of the family residence and the seizure of the cloths.
See, e.g., State v. Carsey,
OEC 404(3) provides:
“Evidence of other crimes, wrongs or acts is not admissible to prove the character of a person in order to show that the person acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.”
OEC 403 provides:
“Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay or needless presentation of cumulative evidence.”
OEC 404(4) provides:
“In criminal actions, evidence of other crimes, wrongs or acts by the defendant is admissible if relevant except as otherwise provided by:
“(a) ORS 40.180,40.185,40.190,40.195,40.200,40.205,40.210 and, to the extent required by the United States Constitution or the Oregon Constitution, ORS 40.160 [OEC 403];
“(b) The rules of evidence relating to privilege and hearsay;
“(c) The Oregon Constitution; and
“(d) The United States Constitution.”
Subsection (3) of ORS 419B.310, which outlines certain requirements for jurisdictional hearings, provides, in part, “The facts alleged in the petition showing the child to be within the jurisdiction of the court as provided in ORS 419B. 100(1), unless admitted, must be established by a preponderance of competent evidence.”
