OPINION
Emilio Beltran-Felix (defendant) appeals his jury conviction on the grounds that the presence in court of one of'the crime victims, throughout the trial, violated his Fifth Amendment right to a fair trial. Defendant also argues there was insufficient evidence to submit the charge of aggravated sexual assault to the jury, and that the trial court failed to make an adequate record in support of sentencing, and misapplied the weapons sentence enhancement statute. We affirm on all except the sentencing issues.
BACKGROUND 2
On April 18, 1994, defendant and his companion, Jose Estrada, entered a jewelry store
While defendant remained in the store showroom, Estrada, in the presence of the other four victims, sexually assaulted and raped one of the store employees, G.L. Estrada then left the back room, and a few moments later defendant walked into the room. Defendant held the gun to G.L.’s head and forced her to perform oral sex on him. Defendant and Estrada also assaulted other persons present in the store, by kicking, choking, or hitting them. They left the store with approximately $380,000 worth of gems and jewelry, cash from the register, and one victim’s wallet and watch. Police later arrested defendant and Estrada, and they were charged with various offenses.
On January 1, 1995, prior to trial, an amendment to the Utah Constitution became effective (the Victims’ Rights Amendment). See Utah Const, art. I, § 28. The Victims’ Rights Amendment, along with its implementing legislation (the Victims’ Rights Act), provides that the victim of a crime has a right to be present at important criminal hearings, including trials, involving the crime in which they were victimized. See Utah Const. art. I, § 28; Utah Code Ann. §§ 77-38-2(5) & 4(1) (Supp.1995).
Before trial commenced, the prosecutor informed the trial court that G.L. wished to be present during the trial and that she had the right to be present under the Victims’ Rights Amendment and the Victims’ Rights Act. Defense counsel objected on the grounds “there may be some constitutional challenge under the United States Constitution, probably under the [Fifth] Amendment.” The trial court denied the objection and G.L. remained in the courtroom throughout the trial. G.L. also testified at defendant’s trial as the State’s last witness. The jury returned a guilty verdict against both defendant and Estrada on all charges.
The trial court imposed on defendant a sentence of fifteen years for each of five counts of aggravated kidnaping, to run consecutively. The trial court also imposed a sentence of fifteen years for each of two counts of aggravated sexual assault, again to run consecutively. These sentences represented the maximum possible penalty for aggravated kidnaping and aggravated sexual assault. The trial court also imposed a five year weapon enhancement sentence for each of three aggravated robbery sentences, pursuant to Utah Code Ann. § 76-3-203(1) (Supp.1995), describing the resulting sentence as “[ten] years to life.”
ISSUES
On appeal, we address the following issues: (1) Were defendant’s constitutional rights under the Fifth Amendment of the United States Constitution violated by the victim’s presence during trial; (2) did the trial court properly refuse to dismiss the charge of aggravated sexual assault; (3) did the trial court err in failing to state the reasons for imposing the highest minimum mandatory sentence; and (4) did the trial court err in its application of the mandatory firearm sentence enhancement statute?
ANALYSIS
Constitutionality of the Victims’ Rights Provisions
G.L. was allowed to remain in the courtroom throughout trial under the recent declaration of the rights of crime victims in the Victims’ Rights Amendment to the Utah Constitution and its implementing legislation. Article I, Section 28 of the Utah Constitution provides, in relevant part:
(1) To preserve and protect victims’ rights to justice and due process, victims of crimes have these rights, as defined by law:
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(b) Upon request, to be informed of, be 'present at, and to be heard at important criminal justice hearings related to the victim, either in person or through a lawful representative, once a criminal information or indictment charging a crime has been publicly filed in court ...
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(4) The Legislature shall have the power to enforce and define this section by statute.
Utah Const, art. I, § 28 (emphasis added). Pursuant to Article I, Section 28(4) of the Utah Constitution, the legislature passed the Victims’ Rights Act. See Utah Code Ann. §§ 77-38-1 to -14 (1995 & Supp.1995). Under the Victims’ Rights Act, “[t]he victim of a crime shall have the right to be present at the important criminal or juvenile justice hearings.” 3 Id. § 77-38-4(1). The term “important criminal justice hearings” includes “any criminal or delinquency trial.” Id. § 77-38-2(5)(e). Accordingly, G.L.’s presence was proper under the Victims’ Rights Amendment and the Victims’ Rights Act.
On appeal, defendant contends that G.L.’s presence in the courtroom during the entire trial, and her testimony as the last witness for the State, violated his “[cjonstitutional rights to due process under the [Fjifth, [Sjixth and [Fjourteenth amendments of the United States Constitution.” However, at trial, defendant objected only on Fifth Amendment grounds.
See State v. Shickles,
“Defendant is guaranteed the right to a fair trial by the [Fjifth ... amendment ] to the United States Constitution.”
State v. Boone,
Both parties appear to agree that the Victims’ Rights Amendment and Victims’ Rights Act are not facially unconstitutional under the Fifth Amendment, a position supported, at least inferentially, by numerous authorities.
See Bell v. Duckworth,
However, defendant argues that the Victims’ Rights Amendment and Victims’ Rights Act, as applied, denied him the right to a fair trial. Neither party disputes that a disruptive witness may, under certain circumstances, deprive a criminal defendant of a fair trial.
See Boone,
This court’s decision in
State v. Rangel,
We begin by noting defendant’s claim is one of procedural due process, for which the general test is that of fairness.
Id.
(citing
Wells v. Children’s Aid Soc’y,
The State argues that under a similar analysis, defendant was not prejudiced by G.L.’s presence throughout trial. Defendant
Moreover, defendant’s assertion that the prosecutor’s reference to G.L. as “our victim,” and the possible implication that G.L. was somehow required to attend trial and therefore endure the pain of reliving the crime, does not change this result. Without engaging in an unnecessary analysis regarding prosecutorial misconduct, we simply observe that the prosecutor’s actions did not exceed acceptable trial tactics, and unwarranted implications drawn from a prosecutor’s statements in appellate briefs by creative counsel, without evidence of actual prejudice, do not create constitutional error. Accordingly, we hold that defendant has not met his burden, and the Victims’ Rights Amendment and Victims’ Rights Act were not unconstitutional as applied. 6
Sufficiency of the Evidence
Defendant was charged with one count of aggravated sexual assault under Utah Code Ann. § 76-2-202 (1995) and Utah Code Ann. § 76-5-405 (1995), on the grounds that he “encouraged or intentionally aided Estrada to rape” G.L.. 7 At the close of the State’s case, defendant made a motion to dismiss the count on the grounds that he “was not present in the room when the rape was initiated or did not return to the room until after-wards.” The trial court denied the motion.
In reviewing a trial court’s decision to submit a case to the jury, a deferential standard of review is applied.
In determining whether there is sufficient evidence to send a case to the jury ... appellate courts should “uphold the trial court’s decision if, upon reviewing the evidence and all inferences that can be reasonably drawn from it, [the court] conclude[s] that some evidence exists from which a reasonable jury could find that the elements of the crime had been proven beyond a reasonable doubt.”
State v. Taylor,
Defendant was convicted, in part, under the accomplice liability statute, which provides:
Every person, acting with the mental state required for the commission of an offense who directly commits the offense, who solicits, requests, commands, encourages, or intentionally aids another person to engage in conduct which constitutes an offense shall be criminally liable as a party for such conduct.
Utah Code Ann. § 76-2-202 (Utah 1995) (emphasis added).
Defendant argues that the “statute specifically requires that a person has to act with the mental state required to commit the offense” and that “the State failed to prove that the appellant acted with any mental state required by the statute.” This reasoning is apparently based upon the fact that defendant was not present during Estrada’s sexual assault on G.L.
The State responds by arguing that defendant did not need to be physically present to intentionally aid Estrada in the rape. The State relies upon
State v. Cayer,
The evidence presented at trial showed that defendant, along with the other three men, barged into [the victim’s] trailer. Defendant remained inside the trailer with [the victim’s friend], while the other three forced [the victim] outside and began beating him. Defendant prevented [the victim’s friend] from going outside to help [the victim] by hitting [him] every time he attempted to get up. A jury could reasonably conclude this conduct by defendant aided his friends in the beating death of [the victim].
.... Additionally, a reasonable jury could infer that defendant had the requisite mental state for the offense. He made no attempt to aid the victim either by seeking help from the other employees at the camp site, or by intervening on the victim’s behalf.
Id.
at 612 (emphasis added);
see also State v. Murphy,
Viewing the evidence in a light most favorable to the jury verdict, we believe the jury could properly have inferred that defendant intentionally aided Estrada in the sexual assault. As in Cayer, the jury could infer that defendant’s presence in the front of the jewelry store was to prevent interference with Estrada’s sexual assault on G.L. Furthermore, whereas the jury in Cayer was allowed to infer the appropriate mental state from mere inaction and failure to intervene on the victim’s behalf, defendant’s actions here may indicate a higher degree of culpability, because he entered the room and proceeded to sexually assault G.L. himself after Estrada had completed his assault. Accordingly, the trial court did not err in refusing to dismiss the charge of aggravated sexual assault.
Sufficiency of Findings in Support of Sentence
The sentences imposed by the trial court included the maximum possible penalty allowed under Utah law for aggravated sexual assault and aggravated kidnaping, which the trial court chose from three possible sentences allowed by statute.
See
Utah Code Ann. § 76-5-405 (1995) and Utah Code Ann. § 76-5-302 (1995).
8
The trial court’s discre
(6) (a) If a statute under which the defendant was convicted mandates that one of three stated minimum terms shall be imposed, the court shall order imposition of the term of middle severity unless there are circumstances in aggravation or mitigation of the crime.
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(d) The court shall set forth on the record the facts supporting and reasons for imposing the upper or lower term
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(7)....
(b)(i) The court shall state the reasons for its choice of sentence on the record at the time of sentencing.
Utah Code Ann. § 76-3-201 (Supp.1995) (emphasis added). 9 Based upon this statute, defendant argues that the trial court abused its discretion by failing to make a record of the reasons for imposing the maximum sentences. However, defendant did not object to the trial court’s failure to make the statutorily required findings.
Although the State concedes that the trial court failed to make a record in support of sentencing, it argues both that defendant waived any error by failing to object and that this court should imply the requisite facts because “[a] finding may be implied if it is clear from the record, and therefore apparent upon review, that the finding was actually made as part of the tribunal’s decision.”
Adams v. Board of Review,
Resolution of this issue is dictated by the Utah Supreme Court’s recent opinion in
State v. Labrum,
293 Utah Adv.Rep. 19, — P.2d -,
The Utah Supreme Court held that the trial court’s failure to enter findings in support of the sentence enhancement was plain error.
Id.
at 19, 21. In reaching this conclusion, the supreme court noted that in regard to minimum mandatory sentencing guidelines, Utah case law “require[s] trial courts to set forth, on the record, aggravating and mitigating factors, regardless of which term of severity was imposed.”
Id.
at 21 (citing
State v. Gibbons,
[bjecause this case involves a sentencing error rather than a trial error, the error is obvious on the face of the record and undeniably prejudicial. Indeed, the error was in manifest violation of the statute. Moreover, there is no conceivable strategic reason for defense counsel to consciously avoid bringing the requirements of the statute to the court’s attention.
Id. These circumstances are identical to those in this ease. Accordingly, under Lab-rum, the trial court’s failure to enter findings regarding the aggravating circumstances in support of the highest of the three possible sentences was error, and we remand to the trial court for entry of findings in compliance with section 76-3-201.
Sentence Enhancement
Defendant was convicted of three counts of aggravated robbery under Utah
A person who has been convicted of a felony may be sentenced to imprisonment for an indeterminate term as follows:
(1) In the case of a felony of the first degree, for a term at not less than five years, unless otherwise specifically provided by law, and which may be for life but if the trier of fact finds a dangerous weapon ... was used in the commission or furtherance of the felony, the court shall additionally sentence the person convicted for a term of one year to run consecutively and■ not concurrently; and the court may additionally sentence the person convicted for an indeterminate term not to exceed five years to run consecutively and not concurrently.
Utah Code Ann. § 76-3-203 (Supp.1995) (emphasis added). Despite the language of the statute, which requires that a five-year enhancement be indeterminate, the trial court added a determinate sentence of five years to each five-year sentence for aggravated robbery, describing the resulting sentence as “[ten] years to life.”
A similar situation was addressed in
State v. Willett,
Both parties agree the trial court erred in imposing a determinate five-year enhancement. Accordingly, defendant asks that this case “be remanded back to the District Court for further sentencing.” The State, however, requests that this court modify the judgment, clarifying that the weapon enhancements are for indeterminate terms, not to exceed five years. This request is based upon the court’s “authority to modify criminal judgments on appeal.”
State v. Dunn,
Nevertheless, although the State is correct in the assertion that this court may correct an improper sentence, the statute requires that the trial court choose between a determinate one-year sentence
or
an indeterminate sentence of one to five years. Because once a defendant is convicted, ‘“the matter of sentencing rests entirely within the discretion of the trial court, within the limits prescribed by law,’ ”
State v. Cobb,
CONCLUSION
Defendant’s constitutional challenge to the Victims’ Rights Amendment and Victims’ Rights Act fails because defendant has not provided evidence sufficient to meet his burden of proof regarding the constitutionality of the law as applied. Furthermore, existing case law compels the conclusion that the Victims’ Rights provisions in both the Utah Constitution and the Utah Code, allowing victims to be present at criminal proceedings, are not facially invalid under the Fifth Amendment. Defendant’s motion to dismiss the charge of aggravated sexual assault based upon accomplice liability also fails because the jury could properly have inferred the appropriate mental state based upon defendant’s acts. Because the trial court committed plain error in failing to enter findings in support of the sentences for aggravated sexual assault and aggravated kidnaping, we remand for entry of findings in compliance with section 76-3-201. Finally, because both parties agree that the trial judge improperly
Notes
. In reviewing a jury verdict, the evidence, and all reasonable inferences to be drawn therefrom, are viewed in a light most favorable to the verdict.
State v. Dunn,
. The Victims' Rights Act further notes that "[t]he right of a victim or representative of a victim to be present at trial is subject to Rule 615 of the Utah Rules of Evidence." Utah Code Ann. § 77-38-4(3) (Supp.1995). Rule 615, which allows a party to exclude witnesses "so that they cannot hear the testimony of other witnesses," does not authorize exclusion of "an adult victim in a criminal trial where the prosecutor agrees with the victim's presence.” Utah R. Evid. 615. In this case, the prosecutor agreed with G.L.’s presence. Accordingly, it is not necessary to address the exception to the statute created by Rule 615.
. Both parties discussed
State v. Cosey,
. The court "decline[d] to address the facial constitutionality of Rule 615 because defendant ha[d] raised it for the first time on appeal.”
State v. Rangel,
. We are concerned our analysis may give rise to constitutional challenge every time a
victim
is allowed to remain in the courtroom during a criminal trial. Accordingly, we reiterate the observation made in
Rangel,
that "inconsistent statements of witnesses, whether they be by the actual victim or others, are in many cases simply a credibility factor that the finder of fact must weigh in determining the outcome.”
Rangel,
. Defendant was also charged with and convicted on one count of aggravated sexual assault based upon his own conduct, which he does not appeal.
. Both statutes were amended in 1995, substituting “an indeterminate term” for the minimum
. Portions of § 76-3-201 were amended subsequent to sentencing. Because none of the amendments affect the portions of § 76-3-201 relevant to this appeal, the most recent version of the statute is cited here.
. Portions of § 76-3-201 were amended subsequent to sentencing. Because none of the amendments affect the relevant portions of § 76-3-201, we cite to the most recent version of the statute.
