Lead Opinion
OPINION
¶ 1 Thаddeus J. Beasley (“defendant”) was found guilty, following a jury trial, of four counts of aggravated assault, two against police officers. The jury did not reach a verdict on a separate charge of attempted murder. He was sentenced to terms of seventeen years on Counts I and III (class 3 dangerous felonies with one dangerous prior conviction) and twenty-three years on Counts II and TV (class 2 dangerous felonies with one dangerous prior conviction). The sentences were ordered to run concurrent with each other but consecutive to sentences he received in other cases.
¶ 2 The defendant has appealed his convictions and sentences in this case. This Court has jurisdiction. Ariz. Const. art. 2, § 24; art. 6, § 9; Ariz.Rev.Stat. (A.R.S.) §§ 12-120.21(A)(1) (1992), 13-4031, -4033 (2001).
I. Factual Background
¶ 3 The defendant was mistakenly released from the Maricopa County Jail in mid-May 2000 while he was awaiting trial on other charges. As he later told arresting officers, the Maricopa County Jail was much worse than the other jails and prisons in which he had done time, and the defendant had no desire to go back.
¶ 4 The defendant’s continued freedom eventually attracted the attention of a joint warrant unit of the Phoenix Police Department, Maricopa County Shei’iffs Office, and Federal Bureau of Investigation. On June 28, 2000, the officer’s spotted the defendant and started to follow him as he drove a Jeep with a passenger through west central Phoenix. When the defendant became aware of the officers, he led them, as well as additional marked police cars, motorcycle officers, and a police helicopter on a dangerous, high speed chase that ended with the defendant cornered in a used car lot.
¶ 5 During the chase, the defendant fired a pistol at the officers as well as two men in a pickup who happened to drive into his path. The officers did not return fire during the chase to avoid injury to the public. When the defendant was unable to find a way out of the car lot, he turned the Jeep toward the officers and began firing directly at them. They finally returned fire. The defendant and his passenger were both wounded in the exchange that followed.
¶ 6 During the subsequent investigation, a 9mm Ruger pistol was found in the fi’ont seat floor area of the Jeep, wedged against the side console. It had an extended magazine with nine bullets in it, and another bullet chambered in the gun. The magazine held twenty-seven rounds when full and another empty magazine was found nearby. An Intertec 9mm (“Tec-9”) was also found in the Jeep with a shell jammed between the magazine and the breach. No identifiable fingerprints were obtained from either weapon.
¶ 7 Several 9mm shell casings were found in and around the Jeep. More 9mm shell casings and bullet fragments were found along the route of the chase and in cars involved in the pursuit. One bullet fragment was taken from the tailgate of the pickup that had inadvertently impeded the defendant’s flight; another bullet was found in the rear tire of a vehicle driven by one of the officers; still another officer’s vehicle contained two bullet holes and had its passenger window shot out. Nearly all of the bullet fragments and shell casings were either directly tied to, or at least consistent with, being fired from the Ruger. None of these were linked to the Tec-9.
II. Gunshot Residue Tests
¶ 8 After his arrest, the defendant’s hands were bagged and he was taken to the hospital so he could receive treatment for his wounds. Before he went into surgery, a detective swabbed his hands to obtain samples for a gunshot residue (“GSR”) test. Pri- or to trial, the defendant moved in limine to prevent the admission of the GSR results, which revealed gunshot residue particles on his left hand. On appeal, the defendant argues the tests constituted a search and therefore a valid warrant was required.
¶ 9 The trial court carefully considered the matter and found that a wari’ant was not necessary, as the test was neither invasive nor intrusive, and the defendant did not object to it. We review the facts in the light most favorable to sustaining the trial court’s ruling on a motion to suppress and will not disturb that ruling absent clear and manifest error. State v. Hyde,
¶ 10 We agree with the defendant that the swabbing of his hands constituted a search:
Although the matter is not absolutely free from doubt, it may be that other searches of the body which likewise do not involve an intrusion into the body may be under*337 taken whenever there is lawful custody. The courts, often by analogy to the fingerprinting cases, have upheld such warrant-less searches rather regularly. Among the search procedures which have been upheld are swabbing the arrestee’s hands with a chemical substance____
3 Wayne R. LaFave, Search and Seizure: A Treatise on the Fourth Amendment § 5.3(c), at 132 (3d ed.1996) (footnotes omitted); see also State v. Trull,
¶ 11 Moreover, any burden imposed upon the defendant’s already diminished privacy interest as a result of the GSR test was slight. The swabbing was less invasive than fingerprinting which may occur hours after an arrest. See State v. Via,
¶ 12 Under the circumstances of this case, the search of the defendant’s person by swabbing for gunshot residue after arrest was reasonable.
III. Admission of the Defendant’s Statements
¶ 13 The defendant urged the trial court to suppress statements he made to arresting officers that he fled because he had been mistakenly released from jail and did not want to return. He claimed the statements referred to prior bad acts that were both irrelevant and prejudicial. See Ariz. R. Evid. 404(b).
¶ 14 We review the admission of prior act evidence under Rule 404(b) for abuse of discretion. State v. Van Adams,
¶ 15 The defendant also complains the trial court did not make explicit findings that balanced the probative value of the evidence against the unfair prejudice. Howеver, explicit findings are not necessary when it is clear the necessary factors were argued, considered, and balanced by the trial court as part of its ruling. State v. Poland,
IV. Evidence of the Nature of the Defendant’s Prior Convictions
¶ 16 Next the defendant argues the tidal court abused its discretion by allowing the state to impeach him, not only with the fact of his multiple prior felony convictions, but also with the nature of those offenses. See Ariz. R. Evid. 609. Specifically, the trial court ruled the state could impeach the defendant with six prior convictions, if he testified, as follows:
*338 So we are going to be talking about the 1994 armed robbery, the 1998 aggravated assault of a police officer, the 2001 aggravated assault on a police officer and resisting arrest, and the 2001 conviction for two counts of aggravated assault relative to his brother’s shooting. And those don’t need to be sanitized.
(Emphasis added).
¶ 17 At trial, the prosecutor questioned the defendant about seven priors: an аrmed robbery, four prior aggravated assaults, and convictions for misconduct involving weapons and resisting arrest. The misconduct involving weapons conviction had not been discussed by the trial court and counsel outside the presence of the jury, but it was raised by defense counsel on direct examination. The state, also without objection, questioned the defendant concerning the length of his prison sentences for the crimes.
¶ 18 Although the trial court did sustain an objection to a prosecution question concerning the defendant’s status as a prohibited possessor of weapons, the court allowed the рrosecutor, over a defense objection, to establish in front of the jury that two of the defendant’s prior aggravated assault convictions were committed against his brother.
¶ 19 We review the admission of prior convictions under Rule 609 for abuse of discretion. State v. Watkins,
The danger of unfair prejudice under Rule 609(a) is at its highest when the witness being impeached is the defendant in a criminal case and the prior conviction is the same as, or similar to, the crime for which the defendant [is] on trial. When the defendant/witness’s prior conviction did not involve “dishonesty or false statement,” its probative value on the issue of the defendant’s credibility as a witness is relatively low — and if the prior conviction also is for a crime that is the same as or very similar to that for which the defendant is on trial, it will ordinarily be difficult to see how the impeaching party can meet its burden to show that probative value outweighs prejudicial effect.
Arizona Law of Evidence, § 609.1(1), at 236; Accord, Carl McGowan, Impeachment of Criminal Defendants by Prior Convictions, 1970 Law & Soc. Order 1.
¶20 The United States Supreme Court came to a like conclusion in balancing the similar factors of Rule 403 of the Federal Rules of Evidence. Old Chief v. United States,
In this case, as in any other in which the prior conviction is for an offense likely to support conviction on some improper ground, the only reasonable conclusion was that the risk of unfair prejudice did substantially outweigh the discounted probative value of the record of conviction, and it*339 was an abuse of discretion to admit the record when an admission was available.
¶ 21 Rule 609(a) allows the impeachment of a testifying defendant with a prior conviction if the trial court determines “the probative value of admitting this evidence outweighs its prejudicial effect____” In contrast, Rule 403 allows the trial court to exclude evidence if “its probative value is substantially outweighed by the danger of unfair prejudice____” (Emphasis added.). Thus, under Rule 609, the defendant is not required to demonstrate that the prejudice of the impeachment is “unfair” or that the prejudice of the impeachment “substantially” outweighs its probative value.
¶ 22 In discussing Rule 403, the United States Supreme Court in Old Chief concluded that the “general rule when proof of convict status is at issue” is that the unfair prejudice arising from proof of the nature of the prior does substantially outweigh its probative value.
[A] trial court should sparingly admit evidence of prior convictions when the prior convictions are similar to the charged offense; or in appropriate cases, the trial court may reduce the risk of prejudice by admitting the fact of a prior conviction without disclosing the nature of the crime.
State v. Bolton,
¶ 23 The concurrence attempts to avoid the application of Bolton in this case by suggesting “[w]ith the possible exception of Bolton, in which the Arizona Supreme Court never reached the ‘close question’ whether the trial court abused its discretion because it concluded that any error was harmless,
¶ 24 It is true the jury was given a limiting instruction concerning the appropriate use of the defendant’s prior convictions in this case. However, the available research indicates juries have great difficulty in following limiting instructions about the use of prior convictions of defendants charged with crimes similar to the prior convictions, particularly when such offenses are violent. Roselle L. Wissler & Michael J. Saks, On the Inefficacy of Limiting Instructions: When Jurors Use Prior Conviction Evidence to Decide on Guilt, 9 Law & Hum. Behav. 37, 41—47 (1985); Robert D. Dodson, Whаt Went Wrong With Federal Rule of Evidence 609: A Look at How Jurors Really Misuse Prior Conviction Evidence, 48 Drake L.Rev. 1, 31—44 (1999). Indeed, even the state conceded in a pretrial hearing on prior act evidence that the jury could be improperly swayed by such evidence: “Now, if they were to hear what all he had done, the State would agree that would be highly prejudicial.”
¶25 In addition, the defendant correctly points out the trial court here never made findings of fact balancing the probative value of impeachment with the nature of the offenses against the prejudicial effect. Explicit findings are preferable but nоt necessary when the basis for the trial court’s ruling appears in the record. Williams,
¶ 26 Our concurring colleague mistakenly believes we “impose a new requirement on trial court judges.” Infra 1Í 35. We do not. We only require that trial courts, if they are not going to make explicit Rule 609(a) findings, exercise their discretion in a manner consistent with the direction provided by the Arizona Supreme Court. Bolton,
¶ 27 Despite finding an abuse of discretion, we may still affirm the action of the trial court if the error is harmless beyond a reasonable doubt. State v. Dunlap,
V. Passenger’s Excited Utterance
¶ 28 The defendant alleges it was error for the trial court to have allowed into evidence a statement made by the passenger in the Jeep as an excited utterance under Rule 803(2) of the Arizona Rules of Evidence. At the hospital emergency room, approximately thirty minutes after being shot in the chest and hand, the passenger made the unsolicited statement, “I got shot for no reason, but I don’t want to sue. I just want this to be over.”
¶ 29 We review the admission of evidence under Rule 803(2) for abuse of discretion. State v. Taylor,
¶ 31 The defendant claims the passenger was “calm” at the hospital. The record does not support that contention. Although he was less excited at the hospital than he was at the scene immediately after he was shot, the passenger was still in the process of having a bullet removed from his chest and facing an operation to repair his hand. Although the statement at the hospital was, perhaps, a “less excited” utterance than had it been made immediately after the passenger was shot, we conclude that it was nevertheless made after a startling event and before the declarant had time to fabricate or reflect. Ariz. R. Evid. 803(2); Arizona Law of Evidence § 803.2, at 348-50. Bеcause the statement satisfies all the requirements of Rule 803(2), the trial court did not abuse its discretion in admitting it as an excited utterance.
VI. Sentence Enhancements Under A.R.S. § 13-604(R)
¶ 32 Prior to trial, the state filed an allegation pursuant to A.R.S. § 13-604(R) that the defendant committed the offenses while on release status from the commission of other felony offenses. At sentencing, the prosecutor informed the trial court, and defense counsel agreed, that two years must be added to each of the defendant’s sentences pursuant to A.R.S. § 13-604(R).
¶ 33 Although the trial court did not explicitly state it was adding the two-year sentence enhancements pursuant to A.R.S. § 13-604(R) at the oral pronouncement of sentence, and subsection (R) of 13-604 is not cited in the sentencing minute entry, it appears from the record that such an enhanced sentence was imposed. Because Apprendi v. New Jersey,
VII. Conclusion
¶ 34 For the above reasons, the defendant’s convictions and sentences, except for the two-year sentence enhanсements made pursuant to A.R.S. § 13-604(R), are affirmed. We vacate those sentence enhancements and remand this case for a jury ferial on the release status issue.
Notes
. The Honorable John Foreman, Judge of the Maricopa County Superior Court, has been authorized to participate in this appeal by order of the Chief Justice of the Arizona Supreme Court pursuant to Arizona Constitution, Article 6, Section 31, and A.R.S. §§ 12-145 to -147 (1992 and Supp.2002).
. The concurrence concludes "a trial court substantially complies with Rule 609(a) by making an on-the-record finding, based on the information presented, that the probative value of the evidence outweighed its prejudicial effect.” Infra ¶37. We are unable to find any "on-the-record finding” weighing the factors necessary to make a Rule 609(a) determination in the record of this case.
Concurrence Opinion
concurring in the result.
¶35 In Part IV of its opinion, my colleagues impose a new requirement on trial court judges considering whether to permit impeachment of a criminal defendant with previous felony convictions pursuant to Rule 609(a). Henceforth, “in deciding whether to reveal the nature of the defendant’s offenses to the jury [a trial court] must balance the probative value of the conviction” against “the very real possibility that the jury may misuse this informаtion to the defendant’s prejudice.” Ante ¶ 19. The majority then concludes that the trial court, because it did not make “formal findings” that the proba
¶ 36 My analysis begins with the language of Rule 609(a):
For the purpose of attacking the credibility of a witness, evidence that the witness has been convicted of a crime shall be admitted if elicited from the witness or established by public record, if the court determines that the probative value of admitting this evidence outweighs its prejudicial effect, and if the crime (1) was punishable by death or imprisonment in excess of one year under the law under which the witness was convicted or (2) involved dishonesty or false statement, regardless of the punishment.
Clearly, the language of the rule does not support the majority’s dictate that a trial court must either sanitize a conviction that is otherwise admissible under Rule 609(a) or justify its reasons for failing to do so. In contrast, Rule 609(b) provides that a remote conviction is inadmissible unless the court finds that “the probative value of the conviction supported by specific facts and circumstances substantially outweighs its prejudicial еffect.” (Emphasis added.) Thus, under Rule 609(b), remote convictions should be admitted “very rarely and only in exceptional circumstances.” State v. Green,
¶37 Neither does Arizona ease law construing Rule 609(a) support the majority’s analysis. Before today’s decision, the manner in which a trial court should conduct a hearing to determine the admissibility of pri- or convictions for impeachment was well-settled. The state provided the trial court with the date, nature, and place of the conviction, and any other relevant circumstances. Williams,
¶38 The hearing conducted by the trial court in this case substantially complied with the procedure set forth above. The state met its initial burden by showing the date, place, and nature of the prior convictions. The defendant then attempted to rebut the state’s showing by arguing that the court: (1) should limit the number
¶39 Thus, after considering defendant’s request tо limit the prejudicial effect of his prior felony convictions, the court granted his request in part and denied it in part. In doing so, the trial court clearly acted within its considerable discretion. See State v. Perkins,
¶ 40 With the possible exception of Bolton, in which the Arizona Supreme Court never reached the “close question” whether the trial court abused its discretion because it concluded that any error was harmless,
¶ 41 Indeed, some jurisdictions have gone so far as to specifically disapprove of the practice of sanitizing priors because it prevents the fact finder from making an individualized assessment regarding the weight that a previous conviction has on a witness’s credibility. See, e.g., Bells v. Maryland,
¶ 42 The trial court admitted six of defendant’s prior convictions for impeachment after finding that the probative value of the convictions outweighed the prejudicial effect. The trial court disallowed the two convictions that speсifically referenced the use of weapons. Defendant relied on a mere presence defense; thus, his credibility was in issue. Therefore, I am unable to conclude that the trial court abused its considerable discretion under Rule 609(a). See State v. Moya,
. Defense counsel believed defendant had nine prior felony convictions; the record on appeal supports the existence of only eight.
. The majority’s reliance on Old Chief is misplaced. Old Chief was charged under a statute prohibiting possession of a firearm by anyone with a prior felony conviction.
