State v. BatistaState v. Batista
Alfonso Batista was convicted of first degree murder and first degree assault. Batista maintains that the trial court erred in imposing an exceptional sentence, consisting of consecutive sentences for the crimes. The trial court justified the consecutive sentences by relying upon
The trial court seemed to believe that consecutive sentencing was justified by relying on this factor despite the fact that the trial court stated that an exceptional sentence in the form of concurrent sentences was not justified. The trial court seemed to regard the "clearly too lenient" factor as a device for imposing consecutive sentences, rather than treating it as an aggravating factor like others set out in
Because of this manner of applying
On November 3, 1987, about 4 p.m., a brown or dark maroon El Camino pulled into an alley in downtown Yakima and stopped. Batista was the driver of the car. The passenger, Carlos Garcia Hernandez, got out of the car with a semi-automatic rifle, in the nature of an AK 47 assault rifle, and fired a number of times into a group of men playing dice in the backyard of an apartment building. One man was shot and killed. Another man was shot in the leg; the bullet shattered his ankle. Bullets sprayed the area, one striking a ceiling fan and light in a nearby house and another striking a truck.
Hernandez got back into the El Camino and the car sped north in the alley and then onto a nearby street. Batista and Hernandez were apprehended shortly thereafter.
Both the victims herein, on the afternoon of November 3, 1987, were in the back/side yard of an apartment building in the City of Yakima, playing a dice game with several other persons. None of these individuals, including the victims, had had any prior dealings of any kind with either defendant, and had no reason to suspect that what would shortly happen would happen. Both victims herein were totally exposed, and unsuspecting of anything as they innocently played dice.
Finding of fact 3.
As testified to by witnesses herein at trial, defendant Batista as the driver and defendant Hernandez as the passenger had driven by the subject apartment building on several occasions prior to the shooting including driving northbound in the alley immediately behind the apartment in the same direction as when the shooting occurred on the afternoon of November 3. This activity took place on more than one occasion, during the hours of darkness as well as shortly before the shooting and was participated in by both defendants. It is obvious that from this activity the defendants were trying to learn when, where people would be in and around the residence, its yard, the layout of the building, yard, etc., as well as the ingress and escape routes.
Finding of fact 4.
The type of weapon used by defendants, an AK 47 Assault Rifle, while it can be purchased by members of the public, it is not a commonly found or used firearm. It, as well as its ammunition, obviously had to be obtained especially for its intended use on November 3.
Finding of fact 5.
The actual shooting as well as materials noted in Sections IV and V, above, clearly show that this was a very deliberate execution.
Finding of fact 6.
The trial court entered the following conclusions of law:
The defendants engaged in a very deliberate and sophisticated murder and assault far exceeding the normal planning for same and thereby exhibited the degree of sophistication contemplated byRCW 9.94A.390(2f) [sic].
Conclusion of law 3.
Given the foregoing Findings of Fact the court also concludes that the victims herein were particularly vulnerable as that term is used in the sentencing reform act.
Conclusion of law 4.
Considering the purposes of the sentencing reform act as expressed inRCW 9.94A.010(1) (4) the multiple offense policy ofRCW 9.94A.400 results in sentences for these defendants which are clearly too lenient.
Conclusion of law 5.
In oral remarks the trial court discussed the degree of sophistication involved in carrying out the crimes and vulnerability of the victims, and then said that these factors did not justify going beyond the standard range, "in other words, the upper part of the standard range . . .." Verbatim Report of Proceedings, at 760. The court did feel, though, that the aggravating circumstances were sufficient to allow consecutive sentencing, as opposed to concurrent sentencing. In response to a question from the prosecutor, the court said that the aggravating factors it found resulted in a presumptive sentence which would be clearly too lenient in light of the purposes of the Sentencing Reform Act of 1981, and this was why the court imposed consecutive terms.
The trial court sentenced Batista to consecutive terms of 388 months for the murder, and 133 months for the assault. Given Batista's offender score, the standard range sentences for the offenses are 291 to 388 months for the murder, and 100 to 133 months for the assault; thus, the consecutive terms were each set at the high end of Batista's standard range.
; Batista appealed, arguing that the trial court erred in imposing an exceptional sentence. The Court of Appeals upheld the trial court's findings that the degree of sophistication and the vulnerability of the victims justified an exceptional sentence, and then, applying an abuse standard of review, held that the trial court did not err in finding that the multiple offense policy of the Sentencing Reform Act of 1981 (SRA) resulted in a sentence that was clearly too lenient.
State v. Hernandez,
We granted review. In addition to other issues raised by Batista, the parties were directed to address the trial court's reliance on the "clearly too lenient" factor and the Court of Appeals' analysis of that issue in light of
State v. Fisher,
We begin with the statutory framework for exceptional sentencing. Where multiple offenses are involved,
. Exceptional sentences outside the standard range may be imposed under proper circumstances. Under
Where multiple current offenses are concerned, in addition to lengthening of sentences, an exceptional sentence may also consist of imposition of consecutive sentences where concurrent sentencing is otherwise the standard.
The trial court first considered the two other factors, the vulnerability of the victims and the degree of sophistication in carrying out the crime, and concluded that these factors alone did not support going beyond the standard range. The trial court evidently thought, however, that it could nevertheless impose consecutive sentences. It did so by also relying on
However,
Nothing in the "clearly too lenient" factor,
Our cases are in accord. In
State v. Fisher, supra,
we implicitly recognized that the "clearly too lenient" factor of
More recently, we upheld an exceptional sentence in the form of lengthened concurrent sentences based upon the "clearly too lenient" aggravating factor set out in
It is important to remember what is meant by the "multiple offense policy" of
In summary to this point, standard sentencing for multiple current offenses under
Having addressed
It is proper to rely on this aggravating factor when there is some extraordinarily serious harm or culpability resulting from multiple offenses which would not otherwise be accounted for in determining the presumptive sentencing range.
The court has thus identified two factual bases, either of which may support reliance on
In
State v. Tunell,
Recently, we found the Fisher standard was satisfied where a defendant who committed eight burglaries would presumptively receive the same sentence as if he had committed two burglaries. State v. Stephens, supra.
With these principles in mind, we turn to the trial court's findings and conclusions in this case.
The trial court relied upon the "clearly too lenient" aggravating factor set out in
Therefore, to support the conclusion of law that the multiple offense policy set out in
The trial court's failure to enter findings in accord with
Fisher
appears related to its misapprehension of what
In addition to the factor set out in
Significantly, the trial court was of the mind that exceptional concurrent sentences were not justified, but the court nevertheless imposed consecutive sentences which constituted an exceptional sentence. This approach raises the issue: Can aggravating factors which do not support lengthened concurrent sentences as an exceptional sentence support consecutive sentencing as an exceptional sentence? In this case, can findings of extreme vulnerability of the victims and a high level of sophistication in carrying out the crime support consecutive sentences where the trial court determined that they do not justify lengthened concurrent sentences?
Because we are remanding for resentencing to allow the trial court to reconsider its reliance on
Moreover, even had the victims been in another place (other than the apartment yard) and had some advance notice of the attack, it is unclear how they would have been any less vulnerable to an attack by someone using a semiautomatic assault rifle than they were in the apartment yard.
The trial court should thus first decide whether, and which, aggravating factors support an exceptional sentence. If an exceptional sentence is supported, the trial court should then decide whether to impose exceptional concurrent sentences or consecutive sentences as an exceptional sentence.
If the trial court relies upon a particular reason as supporting an exceptional sentence, it must support its conclusion by entering findings of fact. In reviewing an exceptional sentence, therefore, the appellate court must determine that the court has entered the proper written findings and conclusions,
To reverse a sentence which is outside the sentence range, the reviewing court must find: (a) Either that the reasons supplied by the sentencing judge are not supported by the record which was before the judge or that those reasons do not justify a sentence outside the standard range for that offense; or (b) that the sentence imposed was clearly excessive or clearly too lenient.
Appellate review of whether the reasons are supported by evidence in the record is under the "clearly erroneous" standard, and whether those factors justify a departure from the standard range is reviewed under the "matter of law" standard of review.
State v. Nordby,
Here, the Court of Appeals, Division Three, noted the court's reliance on the aggravating factor set out in
The Court of Appeals' opinion leaves two erroneous impressions: first, by failing to discuss this case in terms of the analysis in
State v. Fisher,
Finally, in
State v. Estrella,
This case is unlike
Estrella
because we do not decide whether the aggravating factors relied upon by the trial court support an exceptional sentence (although some doubts are expressed above). Instead, having determined
Dore, C.J., Utter, Dolliver, Andersen, Durham, Smith, and Guy, JJ., and Callow, J. Pro Tern., concur.
Notes
throughout this opinion, the relevant statutes will be referred to in the present tense as they were codified at the time of defendant's offense and sentencing. Where provisions have been recodified since that time, the changes will be noted in the margin.
Former
Former
Illustrative mitigating factors are now set out in RCW. 9.94A.390(1)(a)-(h),
see
Laws of 1989, ch. 408, § 1, and illustrative aggravating factors are now set out in
Former
"The purpose of this chapter is to make the criminal justice system accountable to the public by developing a system for the sentencing of felony offenders which structures, but does not eliminate, discretionary decisions affecting sentences, and to add a new chapter to Title 9 RCW designed to:
"(1) Ensure that the punishment for a criminal offense is proportionate to the seriousness of the offense and the offender's criminal history;
" (2) Promote respect for the law by providing punishment which is just;
"(3) Be commensurate with the punishment imposed on others committing similar offenses;
"(4) Protect the public;
"(5) Offer the offender an opportunity to improve him or herself; and
"(6) Make frugal use of the state's resources."
At the time relevant in
State v. Oxborrow,
The Court of Appeals upheld the trial court's reliance on the vulnerability of the victims at least in part on the basis that because the victims were within the curtilage of their residence, they were in a zone of privacy which rendered' them particularly vulnerable.
State v. Hernandez,
The trial court, however, expressly rejected the notion that the victims were in a zone of privacy. Verbatim Report of Proceedings, at 755 ("I don't think we can really categorize the open yard as a zone of privacy. I recognize it is part of the curtilage . . ."). Photographs of the area confirm the trial court's view that the area is open. It is easily accessible from several directions. Exhibits 14, 32. Testimony from several witnesses established that the concrete slab where the dice game was held, near the alley, was the site of almost daily dice games involving many people.
We do not decide here whether a zone of privacy finding in another case might justify an exceptional sentence. Whatever the merits of such a determination, we agree with the trial court that the open back/side yard of the apartment building did not constitute a zone of privacy.
Some of the trial court's oral remarks suggest that the court may have considered good time credits in deciding whether to impose an exceptional sentence, Verbatim Report of Proceedings, at 759-60, but the court did not enter any findings or conclusions to this effect. Possible earned early release is not a proper factor on which to base an exceptional sentence.
State v. Fisher,