Lead Opinion
delivered the opinion of the Court with respect to Parts I, II, and IV, and an opinion with respect to Part III, joined by Justices LaVECCHIA and WALLACE.
In this appeal, the State claims that the Appellate Division erred in overturning defendant Eugene Basil’s conviction of unlawful possession of a shotgun. This ease involves two distinct constitutional issues, both arising from statements made by a young woman who refused to identify herself to police officers who were dispatched to the scene on the report of a man with a gun. The young woman identified defendant as the person who earlier had pointed a shotgun at her and directed the officers to the location of the discarded shotgun.
The first issue is whether the police had probable cause to arrest defendant. The Appellate Division concluded that defendant’s arrest violated the Fourth Amendment to the United States Constitution and Article I, Paragraph 7 of the New Jersey Constitution and, accordingly, suppressed an incriminating statement made by defendant to police after his arrest. We conclude that the on-scene identification by a citizen informant and corroborative discovery of the shotgun gave the officers probable cause to arrest defendant, and therefore defendant’s volunteered statement should not have been suppressed as the product of an unlawful arrest. We therefore reverse the Appellate Division’s suppression of defendant’s incriminating statement to the police.
The second issue is whether the admission of the young woman’s statement at trial violated defendant’s right of confrontаtion guaranteed by the Sixth Amendment to the United States Constitution. Because the police did not secure the woman’s name and address, she could not be called as a witness at trial. Her identification of defendant as the person wielding the shotgun— the critical piece of the State’s case—was introduced through the testimony of two police officers. The Appellate Division determined that the woman’s hearsay statement was testimonial and defendant had never been given the opportunity to cross-examine her, and thus the admission of the statement violated the commands of Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354,
I.
A.
Defendant was charged by a Hudson County grand jury in a two-count indictment with second-degree possession of a shotgun with the purpose to use it unlawfully against the person or property of another, N.J.S.A. 2C:39-4(a), and third-degree knowingly possessing the shotgun without having first obtained a firearms purchaser identification card, N.J.S.A. 2C:39-5(c)(l). In а pretrial motion, defendant claimed that the police did not have probable cause to arrest him and therefore subjected him to an unreasonable seizure in violation of his constitutional rights. He sought to suppress a statement that he allegedly made after he was taken into custody.
Suppression Hearing
At the suppression hearing, Officer Anthony Ruocco of the Jersey City Police Department testified that on February 12, 2005, at approximately 1:00 a.m., he and Officer William Sullivan, as well as other police units, responded to a report of a man with a shotgun- at 199 Bidwell Avenue in Jersey City. On his arrival, Officer Ruocco observed approximately three black males, including defendant, in the area of 199 Bidwell Avenue and was approached by a young black woman. She looked to be eighteen- or nineteen-years old, and “came from around the corner.” The woman told Officer Ruocco that defendant had pointed a shotgun in her direction (she apparently was with a group of people), and that defendant uttered words to the effect of, “Get off the corner.” She also stated that she saw defendant throw the shotgun underneath a black Cadillac. As the woman spoke to Ruocco, “she was shaking a little bit” and her “voice was elevated.” Officers Sullivan and Chet Mecca then recovered the shotgun from underneath the Cadillac.
After Officer Ruocco arrived at the scene, officers approached and questioned defendant about the report of the shotgun. Following the young woman’s statement and the discovery of the shotgun, defendant was placed in the back of a police car.
The young woman told Officer Ruocco that she lived in the area but nothing else about herself. She said she did not want to speak with any detectives or become involved in the case “because she -was seared for her safety.” Officer Ruocco did not get her name, address, or telephone number. The young woman just “left [and] walked away.”
Officer Ruocco transported defendant in the backseat of a patrol car to the district police station. Officer Ruocco did not consider defendant to be under arrest at that point; however, if defendant had refused to go, he would have placed him under arrest for obstruction. At the police station,
Defendant testified, presenting a different account from the one described by the nameless witness and Officer Ruocco. Defendant explained that on the night in question he was involved in activities related to his grandmother’s recent death. That evening, he had gone to church and brought food to his home at 204 Bidwell Avenue, where family and friends were gathering. At the time the police arrived, he was standing outside his home. A police officer approached him and asked him if “anything [was] going on.” Later, an officer told him he was “under arrest for having a gun.” He then was handcuffed аnd taken to the police precinct. Defendant denied possessing the shotgun found under the Cadillac, pointing that weapon at anyone, or making the incriminating statement attributed to him by Officer Ruocco.
The court found Officer Ruoeco’s credibility “to be excellent.” The court concluded that the police engaged in a lawful investigative detention based on the statement of the citizen informant and the discovery of the shotgun. It further determined that based on defendant’s “spontaneous” admission to possessing the shotgun, the police had probable cause to arrest him. Accordingly, the court denied the motion to suppress defendant’s incriminating statement.
The Trial
After jury selection, defendant challenged the admissibility of the non-appearing woman’s statement to Officer Ruocco—identifying defendant as the person wielding the shotgun—on hearsay and confrontation grounds.
At trial, the State presented three witnesses. Officer Ruoeco testified that he and Officer Sullivan were dispatched to the area of 199 Bidwell Avenue in Jersey City on the report of a man with a shotgun. On their arrival, defendant was standing in front of 199 Bidwell Avenue. While Officer Sullivan “was holding [defendant],” Officer Ruocco was approached by an eighteen- or nineteen-year-old black woman who “came from around the corner.” She told the officer that she was standing on the corner (apparently with others) when defendant “pointed a shotgun at their direction and stated get off the corner.” She also “stated that the shotgun was thrown under a black Cadillac
Officer Sullivan gave a somewhat different account. Officer Sullivan testified that after he and Officer Ruocco arrived at the scene, a black female walked across the street and approached him. She said, “[T]hat’s him,” pointing to defendant, “he’s the one with the gun.” The two officers then told defendant to halt, and he replied, “What do you want me for?” Simultaneously, the woman advised the officers that the gun was underneath a black Cadillac. With Officer Ruoeco in control of defendant—ten feet from the Cadillac—and the arrival of another police ear, Officer Sullivan retrieved the unloaded shotgun from underneath the car.
According to Officer Sullivan, the woman stated that she did not want to be a witness, and therefore he did not get her name. Fearing that people on the street might become disruptive, Officers Sullivan and Ruocco immediately transported defendant to the district police station. Officer Sullivan explained that the shotgun was not dusted for fingerprints because of defendant’s reported admission to Officer Ruocco. However, Officer Sullivan testified that in his presence defendant denied owning or having anything to do with the shotgun.
Last, Detective Daniel Diaz of the Hudson County Prosecutor’s Office testified that the shotgun recovered under the Cadillac was operable.
Defendant presented two witnesses, both friends, Tarieka Hatcher and Vladimir Thomas. Ms. Hatcher, a postal employee, testified that on the evening in question she met defendant and his friend, Vladimir Thomas, at а bar. Defendant had attended a funeral earlier in the day. They carried out champagne to bring to defendant’s home near the corner of Bidwell Avenue and Martin Luther King Drive, where a number of people were on the street. She was in close proximity to defendant, near his home on Bidwell Avenue, until the time of his arrest. She never saw him in possession of a shotgun.
Mr. Thomas, a carpenter, testified that on February 12, 2005, he too was in the company of defendant, first at the funeral, later at the bar, and afterwards in front of defendant’s home on Bidwell Avenue. He described the “area [as] a drug comer.” He recalled that he was in defendant’s presence on Bidwell Avenue for all but the few minutes he was inside a nearby food store. As he left the store, he observed the police handcuffing defendant. At no point did he see defendant in possession of a shotgun.
At the trial’s conclusion, the jury found defendant guilty of third-degree knowingly possessing a shotgun without first having obtained a firearms purchaser identification card.
B.
The Appellate Division reversed defendant’s conviction, finding two separate grounds of error. First, the appellate panel determined that, for purposes of the Fourth Amendment, the warrant-less detention of defendant, near his home, was
The panel next determined that the woman’s hearsay statement to Officers Ruocco and Sullivan—that defendant pointed a shotgun in her direction, told the group she was with to get off the corner,' and discarded the weapon under a Cadillac—was introduced in violation of the Confrontation Clause of the Sixth Amendment, as construed by Crawford v. Washington, 541 U.S. 36,124 S.Ct. 1354,
“Because the tipster’s statements constituted the sole remaining evidence of defendant’s guilt,” the panel reversed his conviction for unlawful possession of a weapon.
C.
The State filed a petition for certification raising two distinct issues. The first issue is whether the police had probable cause to arrest defendant. The second issue is whether the non-testifying woman’s statement to the police, implicating defendant in a crime, was a testimonial statement as defined in Davis and therefore barred by the Sixth Amendment’s Confrontation Clause.
II.
The Appellate Division concluded that defendant was the subject of an unreasonable seizure in violation of the Fourth Amendment to the United States Constitution and Article I, Paragraph 7 of the New Jersey Constitution and therefore suppressed the alleged statement made by defendant while in police custody.
A
The Fourth Amendment permits a police officer to make a warrantless arrest of a defendant in a public place provided the officer has probable cause to believe the defendant committed a crime. See Maryland v. Pringle, 540 U.S. 366, 370, 124 S.Ct. 795, 799,
Probable cause cannot be defined with scientific precision, State v. Evers, 175 N.J. 355, 381,
In determining whether there was probable cause to make an arrest, a
Generally speaking, information imparted by a citizen directly to a police officer will receive greater weight than information received from an anonymous tipster. See State v. Amelio, 197 N.J. 207, 212,
We now apply those principles to the relevant facts to determine whether defendant’s “seizure” ran afoul of the federal and state constitutions.
B.
Officer Ruocco—whose credibility the trial court found to be excellent—testified that he responded to 199 Bidwell Avenue based on a dispatcher’s report of a man with a shotgun.
That the young woman would later refuse to give any identifying data about herself out of an expressed fear for her safety does little to diminish the reliability of the information when it was given. The young woman could not have known when she provided the information to Officer Ruocco that he would not take her into custody as a material witness, N.J.S.A. 2C:104-2, -5, or later seek her out to involve her in the ease.
From the standpoint of an objectively reasonable police officer, the combination of an identifiable citizen’s account of events that she witnessed firsthand minutes earlier and the discovery of corroborative physical evidence—the shotgun with which she was purportedly threatened—in the location she described provided probable cause to arrest defendant.
This ease is not like Florida v. J.L., 529 U.S. 266, 120 S.Ct. 1375, 146 L.Ed.2d 254 (2000), which was heavily relied on by the Appellate Division. In J.L., the police received an anonymous call alleging that a young black male wearing a plaid shirt was standing at a particular bus stop armed with a gun. Id. at 268, 120 S.Ct. at 1377,
The United States Supreme Court concluded that the search violated the Fourth Amendment and therefore upheld the suppression of the gun. Id. at 269, 274, 120 S.Ct. at 1377-78, 1380, 146 L.Ed. 2d at 259, 262. The Court determined that the “anonymous tip” lacked the requisite indicia of reliability necessary to justify a stop and frisk because “[a]ll the police had to go on ... was the bare report of an unknown, unaccountable informant who neither explained how he knew about the gun nor supplied any basis for believing he had inside information.” Id. at 271, 274, 120 S.Ct. at 1379, 1380, 146 L.Ed.2d at 260, 262.
Although J.L. involved a Terry
We conclude that, under both the Fourth Amendment and Article I, Paragraph 7 of our State Constitution, the police
We next must decide whether the introduction of the young woman’s hearsay statement to the police implicating defendant in a crime violated defendant’s Sixth Amendment right to confront the witnesses against him.
III.
The young woman’s out-of-court statement identifying defendant as the gunman was the critical piece of evidence in determining whether defendant was guilty of unlawfully possessing the shotgun. She was not сalled as a witness, presumably because she was “unavailable” due to the State’s inability to locate her. The police officers at the scene allowed her to leave without obtaining any identifying information because she expressed fear for her safety. Moreover, defendant never had a prior opportunity to cross-examine her.
The essential issue that divides defendant and the State is whether the woman’s account to the police was a testimonial or nontestimonial statement. If the statement was testimonial, it is inadmissible because defendant had no prior opportunity to cross-examine the woman. If the statement was nontestimonial, it is admissible because the constitutional right to confrontation does not apply to a nontestimonial statement that falls within a recognized hearsay exception, e.g., the excited-utterance exception, N.J.R.E. 803(c)(2).
We now turn to the precise issue raised in the State’s petition— whether the unavailable witness’s out-of-court statement was testimonial and therefore barred by the Sixth Amendment’s Confrontation Clause.
A.
The Sixth Amendment to the United States Constitution provides: “In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him____”
In Crawford v. Washington, the United States Supreme Court declared that the Sixth Amendment’s Confrontation Clause prohibited the use of an out-of-court testimonial statement against a criminal defendant unless the witness was unavailable and the defendant was given a prior opportunity to cross-examine her. 541 U.S. 36, 50-53, 68, 124 S.Ct. 1354, 1363-65, 1374,
Thus, the Confrontation Clause proscribes “the use of out-of-court testimonial hearsay, untested by cross-examination, as a substitute for in-court testimony.” J.A., supra, 195 N.J. at 342,
Crawford did not bar the use of all hearsay at trial. Out-of-court nontestimonial statements, although subject to a
That day came two years later. In the companion cases of Davis v. Washington and Hammon v. Indiana, the Supreme Court applied the principles of Crawford and defined in greater detail the distinction between nontestimonial and testimonial statements. 547 U.S. 813, 822, 126 S.Ct. 2266, 2273-74, 165 L.Ed.2d 224, 237 (2006). “Statements are nontestimonial when made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency.” Ibid. In contrast, statements “are testimonial when the circumstances objectively indicate that there is no such ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past events potentially relevant to later criminal prosecution.” Ibid.
The Court illustrated the application of those definitions in Davis and Hammon. In Davis, the victim made a telephone call to 9-1-1 and spoke to an emergency operator while her former boyfriend—the defendant—was beating her. Id. at 817-18, 126 S.Ct. at 2270-71,
The Court determined that the statements made by the victim to the 9-1-1 operatоr were nontestimonial for among the following reasons: (1) the statements were elicited “to resolve the present emergency, rather than simply to learn ... what had happened in the past”; (2) the victim “was speaking about events as they were actually happening, rather than ‘describ[ing] past events’ ”; and (3) the victim’s “call was plainly a call for help against a bona fide physical threat.” Id. at 827-28, 126 S.Ct. at 2276-77,
Importantly, in Davis, the Court noted that once “the operator gained the information needed to address the exigency of the moment, the emergency appears to have ended,” and therefore “[i]t could readily be maintained” that the victim’s statements after the defendant’s flight were testimonial. Id. at 828-29, 126 S.Ct. at 2277,
In stark contrast stand the facts in Hammon. There, the police responded to the scene of a “reported domestic disturbance”—the home of the wife/vietim and her husband/defendant. Id. at 819-20, 126 S.Ct. at 2272,
The Court concluded that the victim’s statement to the police and in the affidavit describing the domestic-violence events were testimonial for among the following reasons: (1) the police interrogation of the victim “was part of an investigation into possibly criminal past conduct”; (2) the police inquiry was not an effort to determine “ “what [was] happening,’ but rather ‘what happened’ ”; and (3) “there was no immediate threat” to the victim because she had been separated from her abuser and therefore “no emergency [was] in progress.” Id. at 829-30, 126 S.Ct. at 2278, 165 L.Ed.2d at 242. “Objectively viewed, the primary, if not indeed the sole, purpose of the interrogation was to investigate a possible crime....” Id. at 830, 126 S.Ct. at 2278,
We applied the principles enunciated in Crawford and Davis in J.A., supra, 195 N.J. at 347-51,
Courts have given varied interpretations to the ongoing-emergency language of Davis. Some courts have narrowly construed an “ongoing emergency” to cases involving a “bona fide physical threat” requiring help, reasoning that “[i]f merely obtaining information to assist officers in the field renders the statements nontestimonial, then virtually any hearsay statements made by crime victims in response to police questioning would be admissible—a result that does not comport with Crawford and Davis.” State v. Koslowski, 166 Wash.2d 409,
B.
The government bears the burden of proving the constitutional admissibility of a statement in response to a Confrontation Clause challenge. See Idaho v. Wright, 497 U.S. 805, 816, 110 S.Ct. 3139, 3147,
We conclude that the non-testifying witness’s statement implicating defendant was testimonial, that is, the statement was the equivalent of bearing witness against defendant. Here, defendant was denied the opportunity of confronting his accuser. The State has not shown that this case presents the type of ongoing emergency, described in Davis, that would justify an end run around the Confrontation Clause.
According to Officer Sullivan, after his arrival at the scene, along with Officer Ruocco, the woman crossed the street and approached him. She said, “[T]hat’s him,” pointing to defendant, “he’s the one with the gun.” (She obviously knew that defendant was not armed with the shotgun because she directed the police to the gun’s location). The two officers then told defendant to halt, and he replied, “What do you want me for?” Simultaneously, the woman advised the officers that the gun was underneath a black Cadillac. With Officer Ruocco in control of defendant—ten feet from the Cadillac—and the arrival of another police cai’, Officer Sullivan retrieved the unloaded shotgun from underneath the car.
To be sure, there were some differences in the testimony presented by Officers Ruocco and Sullivan, but none that would change the outcome of our analysis. In both accounts, the witness returned to the scene—after she saw the presence of the police— to assist in an investigation into past criminal conduct. See Davis, supra, 547 U.S. at 829-30, 126 S.Ct. at 2278,
Whatever differences there may be between the testimony of Officers Ruocco and Sullivan, the State bore the burden of proof and cannot now repudiate its key witness, Officer Ruocco, who testified both at the suppression hearing and at trial, and whose credibility at the suppression hearing the trial court found to be excellent.
State v. Lopez,
On the other hand, this case is factually distinguishable from those relied on by the State in its petition. Those cases involve a witness contemporaneously identifying an armed man returning to the scene, who seemingly presents a dire threat to the public or police, Arnold, supra,
To too broadly construe the definition of a nontestimonial statement for Sixth Amendment purposes would swallow the constitutional “preference for the in-court testimony of a witness,” J.A., supra, 195 N.J. at 342,
c.
Identification was the paramount issue in this case, and yet the woman who witnessed the events was not in court to respond to the most basic questiоns concerning her credibility or the reliability of her observations. For example, we do not know how far the young woman was from defendant or how many other persons were on the street at the time she made her observations; the lighting conditions from her vantage point; the degree of her attentiveness; whether she had problems with her eyesight; or whether she had used alcohol or drugs, or had ulterior motives or even had a criminal record. See generally State v. Madison, 109 N.J. 223, 239-40,
The concerns raised here are important because eyewitness testimony, even when presented in court with the complete panoply of protections afforded by due process,
It is understandable why the young woman (who was courаgeous enough to step forward) might not want to become a State’s witness in a criminal prosecution—fear being one reason. It is not understandable why police officers would not take the most elemental steps to preserve evidence for a future trial. One of the great challenges facing the law enforcement community is to persuade reluctant or frightened witnesses to testify. For the most part, the police and prosecutors do all within their means to bring their witnesses to court. That did not happen here.
A police officer is not helpless when a person, who claims to have witnessed a crime, refuses to provide her identification. Under such circumstances, the officer is empowered to take that person into custody as a material witness. See N.J.S.A. 2C:104-1 to -9. In most instances, the mere threat of possible arrest as a material witness should produce the necessary identification. Unfortunately, the Confrontation Clause issue here comes to us for no reason other than that the police chose not to determine the witness’s identity.
Condoning the practice would give a perverse incentive to the police not to obtain basic identifying information from its star witness. We cannot overlook the cost to the system of justice by the State’s failure to take reasonable steps to produce the one witness whose testimony was critical to defendant’s fate. Not securing the name and address of the State’s key witness—but using the statement of that witness to convict the accused—makes hollow defendant’s right of confrontation.
D.
Our dissenting colleagues would remand to the trial court. Infra at 607,
The trial court found Officer Ruoeeo’s testimonial credibility “excellent” at the suppression hearing. Officer Ruocco’s trial testimony followed closely the testimony he gave at the suppression hearing. Given that background, we can hardly expect that the trial court would call into question the credibility of Officer Ruoceo’s trial testimony on the Confrontation Clause issue,
At the suppression hearing, the State was content to live with Officer Ruocco’s testimony, which is the basis for the denial of defendant’s motion to suppress the shotgun. The State also must be content to live with his testimony as it relates to the Confrontation Clause issue. With the officers’ recollections fixed, how would the trial court pick and choose between the fine distinctions in their accounts? Accepting the whole of the two officers’ testimony, the State did not meet its burden of proving that the unavailable witness’s statement was nontestimonial.
We conclude that the non-appearing witness’s testimonial statement was inadmissible. The admission of the statement had the clear capacity to cause an unjust result, R. 2:10-2, and was not harmless error beyond a reasonable doubt, see Macon, supra, 57 N.J. 325, 340,
IV.
In conclusion, we reverse the part of the judgment of the Appellate Division that suppressed defendant’s verbal admission to the police on the ground that defendant was arrested without probable cause. The judgment of the Appellate Division holding that the non-appearing witness’s statement implicating defendant in a crime was a testimonial statement barred by the Sixth Amendment’s Confrontation Clause is affirmed by an evenly divided Court. The Appellate Division’s judgment is affirmed in part, reversed in part, and we remand to the trial court for proceedings consistent with this opinion.
Notes
Only six members of the Court sat on this case.
Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
Although defendant did not specifically mention the Crawford decision, he directly objected to thе admission of the woman’s out-of-court statement as a violation of his constitutional right to confrontation.
Over defendant’s objection, the court also allowed testimony regarding the anonymous 9-1-1 call about a man with a shotgun at 199 Bidwell Avenue. The court stated that the information received from the call was not hearsay because it was presented to explain why the police went to the scene, and not for whether the information was in fact true. The correctness of this ruling is not at issue on this appeal.
The rest of Officer Ruocco's testimony is essentially consistent with his testimony at the suppression hearing.
Before the conclusion of the trial, the court granted the State’s motion to dismiss the charge of second-degree possession of a shotgun with the purpose to use it unlawfully against the person or property of another, N.J.S.A. 2C:39-4(a).
At the sentencing, defendant also pled guilty to bail jumping, N.J.S.A. 2C:29-7. On that charge, defendant was sentenced to a concurrent five-year term with a two-and-a-half-year period of parole ineligibility.
In contrast, the panel deemed the statements made during the 9-1-1 call to be nontestimonial because those statements were "elicited to permit the police to respond to an emergency.” The admissibility of the 9-1-1 call is not at issue in this appeal.
The admission of the woman’s statement under the excited-utterance exception to the hearsay rule, N.J.R.E. 803(c)(2), was not challenged in this appeal. The Appellate Division did not address the excited-utterance issue. Moreover, defendant did not file a cross-pеtition taking issue with the trial court's finding that the woman’s statement was an excited utterance. Because the question of the admissibility of the woman’s statement as an excited utterance is not before us, we do not address it.
In conducting its analysis, the Appellate Division made no distinction between the federal and state constitutional provisions.
The Fourth Amendment provides that ”[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause....” U.S. Const, amend. IV. The Fourth Amendment is applicable to the States through the Due Process Clause of the Fourteenth Amendment. See Mapp v. Ohio, 367 U.S. 643, 655, 81 S.Ct. 1684, 1691, 6 L.Ed.2d 1081, 1090 (1961). Article I, Paragraph 7 of our State Constitution is similarly worded to the Fourth Amendment. We have, at times, construed Article I, Paragraph 7 to provide greater privacy protections to our citizens. See State v. Novembrino, 105 N.J. 95, 145,
"[A]n appellate court reviewing a motion to suppress must uphold the factual findings underlying the trial court's decision so long as those findings are ‘supported by sufficient credible evidence in the record.''' State v. Elders, 192 N.J. 224, 243,
Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968).
We reach the same result under Article I, Paragraph 7 of our State Constitution.
The Sixth Amendment right to confrontation is applicable to the States through the Due Process Clause of the Fourteenth Amendment. Pointer v. Texas, 380 U.S. 400, 406, 85 S.Ct. 1065, 1069,
With respect to volunteered statements, the United States Court of Appeals for the Sixth Circuit has noted:
[T]he danger to a defendant might well be greater if the statement introduced at trial, without a right of confrontation, is a statement volunteered to police rather than a statement elicited through formalized police interrogation. One can imagine the temptation that someone who bears a grudge might have to volunteer to police, truthfully or not, information of the commission of a crime, especially when that person is assured he will not be subject to confrontation.
[United States v. Cromer,
See also Commonwealth v. Galicia, 447 Mass. 737,
See, e.g., United States v. Dodds,
it bears noting that the trial court determined the admissibility of the unavailable woman's statement based on Officer Ruocco's suppression testimony. Both this opinion and the dissent rely on the trial testimony of both Officers Ruocco and Sullivan, and rightly so, because the constitutional admissibility of the woman's statement ultimately depended on the evidence presented at trial.
In Arnold, supra, a non-testifying witness reported to a 9-1-1 emergency operator that her mother's boyfriend—the defendant—had pulled a gun on her in his house and that she then left and went around the corner.
In Ayer, supra, the police responded to the scene of a shooting.
Nieves-Andino involved a victim who was shot three times and ultimately died of his injuries. 840 N.Y.S.2d. 882, 872 N.E.2d at 1188-89. The police found the victim on a street, "bleeding and grimacing with pain.” Id. at 1188. The victim identified the defendant as the shooter and gave the defendant's address to the police. Id. at 1189. In a split decision, the New York Court of Appeals determined that the victim's statements were nontestimonial. Four members of the Court reasoned that the police acted in response to an "ongoing emergency” and that the police officer's questions were "reasonable efforts to assess what had happened to cause [the victim's] injuries and whether there was any continuing danger to the others in the vicinity.” Id. at 1190. Three members of the Court found that the victim's statements implicating defendant "were not elicited by an interrogation designed to assist [the officers] in meeting an ongoing emergency,” but rather, "to establish or prove past events potentially relevant to a later criminal prosecution.” Id. at 1191 (Jones, J., concurring).
We note that the United States Supreme Court recently granted certiorari in People v. Bryant, 483 Mich. 132,
Failing to secure the woman’s identification also denied defendant the opportunity to call her as a witness had he chosen to do so. See U.S. Const. amend. VI ("[TJhe accused shall enjoy the right ... to have a compulsory process for obtaining witnesses in his favor.... ’’).
It is not a double standard, as the dissent suggests, infra at 615,
Concurrence in Part
concurring in part and dissenting in part.
I agree with the majority’s carefully reasoned conclusion that the police had probable cause to arrest defendant. The statement defendant volunteered afterward should therefore not have been suppressed, as the majority found.
As to the second issue presented, which addresses the admissibility of certain testimony under Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354,
However, according to another version that is also based on testimony in the record, a visibly shaking woman approached two police officers immediately upon their arrival at the scene and told them defendant pointed a shotgun at her and told her to get off the corner. She also explained that defendant threw the shotgun underneath a nearby black Cadillac. During that brief discussion, the officers were with the woman, not the defendant. Only afterward did one of the officers head toward defendant and take control of him. From the moment the police arrived, one or two other males were also in the area.
In the latter version, the woman spoke to police when both the alleged assailant and his nearby shotgun were unsecured. On a public, city street at 1:05 a.m., with two or three people other than the police near the shotgun, the shotgun and its owner presented an ongoing emergency. Accordingly, the woman’s excited utterances would be nontestimonial and admissible under Crawford.
Both versions of events are based on the trial testimony of the two officers on the scene. The trial judge made no factual findings about their relevant and apparent inconsistencies for good reason: no party raised any Crawford question at the trial level. The issue first surfaced in defendant’s reply brief to the Appellate Division.
In reaching its decision on the Crawford issue, my colleagues, like the Appellate Division, found that all danger had passed by the time the woman spoke to the police. That pivotal factual finding should not be made by appellate court judges who did not hear the live testimony presented. See State v. Robinson, 200 N.J. 1,15,
I.
Certain facts are not in dispute. An anonymous person placed a 9-1-1 call to the police and reported a male with a shotgun at 199 Bidwell Avenue in Jersey City. Officers Ruocco and Sullivan responded to the scene “probably [within] a couple of minutes” of getting the call. An unidentified woman who appeared to be about eighteen or nineteen years old walked right up to Officer Ruocco, pointed at defendant, and said that defendant had “pointed a shotgun at me” and “told us to get off the corner.” She added that defendant had thrown the shotgun underneath a nearby black Cadillac. The frightened woman, who said she lived in the area and wanted no part of any police action out of fear for her safety, refused to give her name or a formal statement and left.
Ruocco described the woman at the pretrial hearing as follows: “[S]he was shaking a little bit. She was scared. And her tonе of voice was elevated, too.” At trial,
Equipped with that information, the police then searched under the Cadillac and retrieved a shotgun. Soon after, the police transported defendant to a nearby police station.
Those facts provide sufficient support for the trial court’s conclusion that the woman’s statements were “excited utterances” within the meaning of Rule 803(c)(2). Defendant accepted that ruling and did not file a cross-petition challenging it.
Under Rule 803(c)(2), (1) “[a] statement relating to a startling event or condition,” (2) “made while the declarant was under the stress of excitement caused by the event or condition,” and (3) “without opportunity to deliberate or fabricate” is not excluded by the hearsay rule. State ex rel. J.A., 195 N.J. 324, 340,
(1) the amount of time that transpired between the initial observation of the event and the subsequent declaration of the statement; (2) the circumstances of the event; (3) the mental or physical condition of the declarant; (4) the shock produced; (5) nature of the statement; and (6) whether the statement was made voluntarily or in response to a question.
[Buda, supra, 195 N.J. at 294,949 A.2d 761 (citation omitted).]
In light of those factors and the record in this case, the trial court did not abuse its discretion when it concluded that the woman’s spontaneous comments were an excited utterance. As noted above, the record reveals that pоlice arrived within a couple of minutes of receiving a 9-1-1 report of a male with a shotgun, that the assailant reportedly pointed the shotgun at a woman and ordered her off the corner—a patently startling event—and that she was still visibly shaking and scared when she approached and volunteered information to police. It is significant that only minutes passed between the initial event and the woman’s spontaneous comments to police on the scene. Compare J.A., supra, 195 N.J. at 340-41,
II.
The relevant facts relating to defendant’s belated Crawford challenge are not as clear. My colleagues embrace one account. Other facts in the record are equally important and present a different version.
In particular, Officer Ruocco testified that “immediately upon arrival,” an unidentified woman “came right up to me.” At the time, he noticed two or three African-American males—defendant and one or two others—in the area of 199 Bidwell.
Officer Sullivan, however, provided clearer, direct testimony at trial about what he did:
Q: Can you tell us what happened when you arrived?
A: We arrived on the corner of Bidwell and MLK, and we went to—about maybe twenty yards up from the corner and we saw people walking away from the cornel-. A girl came out and pointed and said that’s him, he’s the one with the gun.
Q: ... What did you do then after that, after that statement had been model
A: We told the male to halt and come here, which he said what do you want me for, like that and she said that the gun was underneath the car. So we went over to him. We [brought] him over towards the car. He was about ten feet away from the car.2 We [brought] him over and we told him, you know, let’s pat him down, and with that, P.O. Ruocco had him under control.
[(emphasis added).]
Sullivan next testified that another police ear arrived, and that he went to the rear of the black Cadillac and found a shotgun underneath the car.
In other words, according to Sullivan, whom Ruocco credited with responsibility for controlling defendant, defendant was not restrained until (1) after the woman pointed him out and (2) after she told police that a shotgun was underneath the ear. Only then did police gain control over defendant and the shotgun.
Those differences in the record matter a great deal. I agree with my colleagues that once the police hаd defendant and the scene under control, the danger that he would grab the shotgun and use it was over. But up until that point, the situation remained an ongoing emergency: a shotgun was loose on a public street, and someone who revealed he might use it was still unrestrained. As a result, the inconsistencies in the record are significant for purposes of a Crawford challenge because they mark the line between an ongoing emergency and one that has passed, between addressing a dangerous situation and relaying facts about past events. Those inconsistencies must be resolved to determine whether the witness’s hearsay statements are testimonial.
Two years later, the Supreme Court clarified the meaning of “testimonial statements” in the consolidated cases of Davis v. Washington and Hammon v. Indiana, 547 U.S. 813, 126 S.Ct. 2266,
Statements are nontestimonial when made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency. They are testimonial when the circumstances objectively indicate that there is no such ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past events potentially relevant to later criminal prosecution.
[Id. at 822, 126 S.Ct. at 2273-74, 165 L.Ed.2d at 237.]
With those guiding principles in mind, it is essential to return to the facts in the record. When the police arrived on the scene, they knew only of a report of a male with a shotgun at 199 Bidwell Avenue. They did not know which of the two or three men gathered at that location had the weapon or where the gun was. At that moment, assuming that the 9-1-1 call was accurate—as the police were required to do—there was an unsecured shotgun in the vicinity of several unknown males, and someone—who was both unknown and unrestrained—either in possession of or near the weapon. That situation presented an ongoing emergency on a public street. Up until the time defendant was restrained or the shotgun secured, he had the capacity to retrieve the gun and use it; the mere presence of police officers at a distance would not necessarily stop a determined person from acting.
The victim supplied additional information. She related (1) where the gun was—under a Cadillac—and (2) who threw it there after pointing it at her—defendant Basil, who was still nearby.
If Officer Sullivan’s recollection of his own activities is correct, then it would appear that the purpose of the woman’s spontaneous statements to police was to enable them to meet an ongoing threat posed by the presumably loaded shotgun and an unsecured assailant who had shown that he might use it against others. On the other hand, if Officer Ruocco’s recollection of what Sullivan was doing, while Ruoeco was listening to the woman, is accurate, the danger had indeed passed
Hammon offers useful guidance on that dichotomy. In Hammon, the police arrived on the scene of a completed marital dispute. Id. at 819, 126 S.Ct. at 2272,
United States v. Arnold,
Other state courts have addressed Confrontation Clause issues about the admissibility of victims’ statements made to police, which are tied to an existing emergency. See, e.g., Long v. United States,
Those courts “have almost uniformly held that statements made to police officers responding to an emergency call for help were, at the initial stage of the encounter, not testimonial, because they were intended to help officers assess the situation and secure the scene.” Hembertt, supra, 696 N.W.2d at 483 (citations omitted). The Supreme Court anticipated that very outcome in Davis and Hammon when it observed that officers responding to an emergency “need to know whom they are dealing with in order to assess the situation, the threat to them own safety, and possible danger to the potential victim ... [which] may often mean that ‘initial inquiries’ produce nontestimonial statements.” 547 U.S. at 832, 126 S.Ct. at 2279,
III.
In the cases discussed above, reviewing courts had the advantage of a clear record. We do not. And it is not appropriate for an appellate court to choose among differing eyewitness accounts contained in a cold transcript. Robinson, supra, 200 N.J. at 15,
My colleagues suggest that it is too late to remand to the trial court, noting the difficulty of evaluating events more than four years after trial. See ante at 603-04,
Like all hearsay objections, defendant’s touched on the Confrontation Clause in that hearsay cannot be cross-examined. Defendant’s two-word reference to the Confrontation Clause was offered in that context; it had nothing to do with Crawford. Cf. ante at 579 & n. 3,
My colleagues conclude that the witness’s statements were testimonial and note that reversal would be required, in any event, based on the State’s failure to meet its burden of proof as to the statements’ admissibility. See ante at 596-97, 598-99, 604-05,
I agree with my colleagues that it is far preferable to have witnesses testify in open court so that they may be subjected to cross-examination. We know from this ease, though, that the witness was visibly frightened and refused to give her name or address or get involved further because she was scared for her safety. As this Court recognized last term, “the climate of fear that prevails in some crime-infested neighborhoods [has] undermined law enforcement’s ability to prosecutе even murder eases.” State v. Byrd, 198 N.J. 319, 340-41,
My colleagues take an additional step. They criticize the police by concluding they “chose not to determine the witness’s identity.” Ante at 603,
For the reasons set forth above, I respectfully dissent from my colleagues’ Crawford analysis and their rejection of
Justices RIVERA-SOTO and HOENS join in this opinion.
For reversal in Part as to parts I, II, and IV of the Opinion— Chief Justice RABNER and Justices LaVECCHIA, ALBIN, WALLACE, RIVERA-SOTO and HOENS—6.
For affirmance in Part as to part III of the Opinion, the Court being divided—Justices LaVECCHIA, ALBIN and WALLACE— 3.
For dissent as to Part III—Chief Justice RABNER and Justices RIVERA-SOTO and HOENS—3.
Because the Court is evenly divided on this issue, there is no majority opinion on the point, and the Appellate Division’s ruling stands.
It appears that Sullivan was referring to the Cadillac, in that Ruocco testified that the Cadillac was approximately ten feet away from defendant. However, it is not clear from the transcript precisely where all the principals were located with respect to onе another or the Cadillac. We do not know, for example, whether defendant or the police were closer to the shotgun while defendant was free and unrestrained. That information may have been presented to the trial court and jury because, during cross-examination, Sullivan was asked to make notations on a chart and identify where the police car was parked (in the middle of the street), where defendant was standing, and where the woman came from when she approached the police. However, the chart is not part of the record on appeal, and without a clear record, it is difficult to conclude, as my colleagues do, that the danger had passed once the police arrived.
The first statement goes to the existence of an emergency, and the latter to its intensity, which was certainly heightened by the presence of a potential gunman on the scene.
My colleagues note that “[tjhe court found Officer Ruocco’s credibility ‘to be excellent.’ ” See ante 579, 587, 586-87, 604,
Because defendant did not raise the Crawford issue at trial, review of any error at this point would be for plain error, that is, whether the error was “of such a nature as to have been clearly capable of producing an unjust result.” R. 1:7-5; R. 2:10-2. Moreover, Crawford implicates constitutional questions under the Confrontation Clause, so the appropriate plain error analysis would address whether any constitutional error was harmless beyond a reasonable doubt. J.A., supra, 195 N.J. at 351,
