STATE OF NEBRASKA, APPELLEE, V. MARC J. BARTEL, APPELLANT.
No. S-20-148
Nebraska Supreme Court
January 15, 2021
308 Neb. 169
Nebraska Supreme Court Advance Sheets, 308 Nebraska Reports
Motions for New Trial: Appeal and Error. The standard of review for a trial court‘s denial of a motion for new trial after an evidentiary hearing is whether the trial court abused its discretion in denying the motion. - Judgments: Words and Phrases. An abuse of discretion occurs when a trial court‘s decision is based upon reasons that are untenable or unreasonable, or when its action is clearly against justice, conscience, reason, or evidence.
- Criminal Law: Motions for New Trial: Statutes. In Nebraska, limitations on the grounds and timing of a criminal defendant‘s motion for new trial are controlled by statute.
- Pleadings: Statutes: Time. In order for a motion to have any effect, it must comply with statutory time limitations.
- Motions for New Trial: Statutes: Time: Appeal and Error. An appellate court does not consider a motion for new trial to the extent that its grounds fail to conform to the statutory requirements of timeliness.
- Motions for New Trial: Time. The time limitation for filing a motion for new trial runs from the date on which a verdict is rendered, not the date of sentencing.
- Motions for New Trial: Words and Phrases. “Unavoidably prevented” refers to circumstances beyond the control of the party filing the motion for new trial.
- Attorney and Client. The law requires diligence on the part of clients and their attorneys, and the mere neglect of either will not entitle a party to relief on that ground.
- Criminal Law: Motions for New Trial: Evidence: Proof.
Neb. Rev. Stat. § 29-2101(5) (Reissue 2016) imposes on defendants a two-prong burden of proof: First, a criminal defendant must show that the evidence at issue has been newly discovered since trial, meaning that the evidence could not, with reasonable diligence, have been discovered and produced at trial. Second, the defendant also must show that the evidence at issue is so substantial that with it, a different verdict would probably have been reached at trial. - Words and Phrases. Whereas an object is new at the moment that it begins to exist, it is newly discovered once it is revealed or found out to have previously been in existence.
- Trial: Evidence: Words and Phrases. Evidence is newly discovered if it existed at the time of trial but has been uncovered since the trial.
- New Trial: Evidence. Evidence newly created after trial does not satisfy
Neb. Rev. Stat. § 29-2101(5) (Reissue 2016). - Evidence. Evidence of facts happening after trial ordinarily cannot be considered as newly discovered evidence on which to justify the granting of a new trial.
- New Trial. A new trial will not be granted on the ground of newly discovered evidence where it appears that such evidence was not available at the time of the trial, but, rather, the result of changed conditions since.
- New Trial: Evidence: Verdicts. In any but a very extraordinary case in which an utter failure of justice will unequivocally result, a verdict on the evidence at the trial will not be set aside and a new trial granted on the basis of evidence of facts occurring subsequent to such trial.
- New Trial: Evidence: Witnesses. To warrant a new trial, newly discovered evidence must involve something other than the credibility of the witness who testified at trial.
- Divorce. Domestic relations cases are civil cases, litigated between individuals.
- Divorce. Domestic relations litigation often involves considerable negotiation between parties about the terms of divorce.
- Divorce. Assuming the parties’ negotiation in a domestic relations case was conducted fairly and reasonably, courts give considerable weight to the terms agreed upon by the parties.
- Motions to Dismiss: Motions to Vacate. A nonparty to a case has no authority to ask the court to dismiss or vacate it.
- Stipulations. A legal conclusion is not the proper subject of a stipulation.
- Words and Phrases. Void ab initio means null from the beginning.
- Judgments: Words and Phrases. An order is void ab initio, rather than merely voidable, if the character of the judgment was not such as the court had the power to render or because the mode of procedure employed by the court was such as it might not lawfully adopt.
- Fraud: Proof. The standard for showing fraud is high.
Michael J. Wilson, of Berry Law Firm, for appellant.
Douglas J. Peterson, Attorney General, and Nathan A. Liss for appellee.
HEAVICAN, C.J., MILLER-LERMAN, CASSEL, STACY, FUNKE, PAPIK, and FREUDENBERG, JJ.
HEAVICAN, C.J.
I. INTRODUCTION
In October 2016, a jury found Marc J. Bartel guilty of violating a domestic abuse protection order. Bartel filed a motion for new trial based on a stipulated order, entered in June 2017 in his separate domestic case, that purported to render the original protection order “void ab initio.”
The county court denied Bartel‘s motion, and the district court found no abuse of discretion. We affirm.
II. FACTS
1. DOMESTIC ABUSE PROTECTION ORDER
In 2015, Bartel and his then-wife, M.B., were experiencing marital problems. Pursuant to
Within the protection order, the district court also made specific allowances for Bartel to continue visitations with his two daughters at least 1 day every week. The district court ordered: “The children will be exchanged at [a church near M.B.‘s house]. [Bartel is] to remain in vehicle except to assist children from car seats.” Despite his general prohibition against having any contact with M.B., Bartel was permitted “to notify her by text message that he [is] unable to pick up [the] children” for visitation.
At the September 16, 2015, hearing on M.B.‘s petition for a protection order, the district court specifically asked Bartel whether he understood that “violation of this order is an arrestable offense.” Bartel responded, “Yes.”
2. CONVICTION FOR VIOLATION OF PROTECTION ORDER
Saturday, October 31, 2015, was scheduled to be a regular visitation day between Bartel and his daughters. Prior to picking up the girls that morning, Bartel texted M.B. and asked if she would agree to let him pick up their daughters 30 minutes earlier than usual. Bartel wished to take the daughters with him to a funeral in a town an hour away.
M.B. agreed, but asked that on this day only Bartel park on the street in front of her house to pick up the girls. M.B. testified that because the pickup time was earlier than usual, she believed it would be easier to ready the girls for their day if she did not need to drive them to the court‘s ordered site of dropoff at the church.
Bartel became angry because he believed that his daughters appeared “disheveled.” He had purchased dresses and tights for them to wear to the funeral, but they were wearing casual shirts and leggings instead. M.B. testified that she had dressed the girls in leggings to make them comfortable during the drive and that their dresses were packed in a sack carried by one of the girls. Taking the girls’ sack and ordering the girls back inside the house to change, Bartel marched behind them, toward M.B.‘s front door.
M.B., still standing on her front stoop, became concerned when she observed Bartel striding toward her house “like a freight train.” M.B. reminded Bartel that he was prohibited by the protection order from approaching her house. He responded that he was coming in to have the girls change their clothes. Alarmed, M.B. ushered her daughters inside the house and slammed the front door shut, locking it with a deadbolt.
M.B. and Bartel each called the police. M.B. testified at trial that she had been afraid for her life and that until the police arrived several minutes later, she held a baseball bat for protection. M.B.‘s mother, who was visiting from out of state, gathered the girls in a back bedroom to keep them away from the altercation.
Bartel continuously knocked at M.B.‘s front door for several minutes, cursing. He then returned to his car and began pacing alongside it until police arrived.
Two Omaha police officers arrived on the scene. They separately spoke with M.B. and Bartel. One of the officers then searched police records and discovered the protection order requiring Bartel to stay away from M.B.‘s home address. The officers arrested Bartel for violation of the protection order and took him into police custody.
3. MOTION FOR NEW TRIAL
In June 2017, while his direct appeal was still pending, Bartel moved to dismiss the appeal and filed a motion for new trial.2 He requested that the county court vacate his conviction because of an order entered in another case.
In M.B. and Bartel‘s separate domestic relations case, on June 5, 2017, the district court for Douglas County entered an order holding that its “September 16, 2015[,] Protection Order shall be deemed void ab initio, and shall be considered void from the date of entry of this Order.” The order stated that “the parties acknowledge and specifically intend and anticipate that this Order will vacate or void [Bartel‘s] conviction of violating the Protection Order.” At that time, M.B. also agreed not to object if Bartel moved for new trial in county court after his conviction for violation of the protection order.
In January 2018, at the county court‘s hearing on Bartel‘s motion for new trial, Bartel offered the June 2017 order and asserted that it was newly discovered evidence relevant to his defense at trial. He also alleged that M.B.‘s stipulation to the district court not to object to a motion for new trial implied that she had perpetrated a fraud against the county court by testifying for the State at trial. Finally, Bartel contended that because his conviction was premised on a protection order that was now void ab initio, his conviction was an error of law.
Bartel filed a timely notice of appeal, and we moved the appeal to our docket.4
III. ASSIGNMENT OF ERROR
On appeal, Bartel assigns only one error: that it was error for the district court to uphold the county court‘s denial of Bartel‘s motion for new trial in the 2016 criminal case, considering the stipulated June 2017 order in his domestic relations case.
IV. STANDARD OF REVIEW
[1,2] The standard of review for a trial court‘s denial of a motion for new trial after an evidentiary hearing is whether the trial court abused its discretion in denying the motion.5 An abuse of discretion occurs when a trial court‘s decision is based upon reasons that are untenable or unreasonable, or when its action is clearly against justice, conscience, reason, or evidence.6
V. ANALYSIS
More than 8 months after he was convicted in 2016 of violating a domestic abuse protection order, Bartel filed a
Viewing that passage of time differently in the light of our statutes, the State argues that Bartel‘s grounds for new trial are both too little and too late to warrant a new trial following Bartel‘s conviction. We agree.
[3] In Nebraska, limitations on the grounds and timing of a criminal defendant‘s motion for new trial are controlled by statute.7 The grounds on which a trial court may order a new trial after a criminal conviction has been entered are specified in
Bartel, in support of his motion for new trial before the county court, offered the June 2017 order from his domestic relations case and cited each of three grounds listed within
The county court denied Bartel‘s motion for new trial, and the district court affirmed. Bartel assigns that the district court‘s affirmance was in error because the county court had abused its discretion in denying his motion for new trial. We find no such abuse of discretion and affirm the decision of
1. TIMELINESS OF BARTEL‘S MOTION FOR NEW TRIAL
[4,5] We begin by considering whether Bartel‘s motion for new trial was timely. In order for a motion to have any effect, it must comply with statutory time limitations.9 An appellate court does not consider a motion for new trial to the extent that its grounds fail to conform to the statutory requirements of timeliness.10 The time limitations for motions for new trial are set forth in
(a) 10-Day Limit
[6] The time limitation for filing a motion for new trial runs from the date on which a verdict is rendered, not the date of sentencing.12 Thus, under
[7,8] Further, Bartel has failed to allege, nor does the record show, that timely filing was somehow unavoidably prevented for 8 months. “‘[U]navoidably prevented’ as used in
(b) Within Reasonable Time After Discovery
Bartel‘s third ground for new trial was that under
Because we conclude below that the evidence at issue was not newly discovered, we need not determine here whether Bartel‘s motion, based on the ground specified in
2. MERIT OF BARTEL‘S MOTION FOR NEW TRIAL BASED ON NEWLY DISCOVERED EVIDENCE
Bartel assigns that the district court erred in upholding the county court‘s denial of his motion for new trial under
We turn to the first prong. Bartel contends that the evidence at issue — the June 2017 order in his domestic relations case — was newly discovered evidence. He claims that because the order was not entered until 8 months after the jury announced a guilty verdict following his county court trial, he could not possibly have discovered it and produced it at trial, no matter how much diligence he would have exercised.
The State responds that our decision in State v. Jackson19 counsels against Bartel‘s position. In Jackson, we contrasted newly discovered evidence with newly available evidence. The issue was whether the testimony of a codefendant who had refused to testify at the defendant‘s criminal trial but then promised after trial to provide exculpatory testimony warranted a new trial. We held that it did not because there was nothing about the codefendant‘s exculpatory testimony that had been newly discovered since trial. What had changed since trial were the codefendant‘s circumstances and corresponding willingness to testify. Such testimony was thus not newly discovered, but “newly available evidence which does not provide a basis for the granting of a new trial.”20
[10-12] Whereas an object is new at the moment that it begins to exist, it is newly discovered once it is “revealed” or “found out” to have previously been in existence.21 We have held before that evidence is newly discovered if it existed at the time of trial but has been “uncovered since the trial.”22 Implicit in that holding is that evidence must have existed at trial for it to be uncovered after the trial. Evidence newly created after trial does not satisfy
[13-15] This was also our interpretation in a closely analogous context. The Nebraska civil procedure rules similarly allow for a new trial to be granted based on “newly discovered evidence.”23 As we have clarified about
“[E]vidence of facts happening after trial ordinarily cannot be considered as newly discovered evidence on which to justify the granting of a new trial.” [Citation omitted.] “A new trial will not be granted on the ground of newly discovered evidence where it appears that such evidence was not available at the time of the trial, but rather the result of changed conditions since.” [Citation omitted.] “In any but a very extraordinary case in which an utter failure of justice will unequivocally result, a verdict on the evidence at the trial will not be set aside
and a new trial granted on the basis of evidence of facts occurring subsequent to such trial.” . . .24
We note that motions for new trial are reviewed against different standards depending on whether they follow a civil or a criminal trial.25 Still, we find the above language instructive here, given the similarity of language between the statutory grounds for a new trial based on newly discovered evidence in the civil and criminal contexts.26
(a) June 2017 Order in Domestic Relations Case
In support of his motion for new trial, Bartel relied on a June 2017 order from the district court entered in his domestic relations case more than 8 months after the criminal trial. In that order, the district court noted that both M.B. and Bartel had stipulated that the 2015 protection order should be rendered “void as of the date of entry.”
According to the June 2017 order, M.B. understood that “it [was] anticipated that [Bartel‘s] conviction [would] be dismissed and/or vacated with prejudice.” Further, the June 2017 order stated that M.B. had agreed not to object if Bartel filed a motion for new trial in his criminal case. The June 2017 order then asserted that “the . . . 2015 Protection Order shall be deemed void ab initio, and shall be considered void from the date of entry of this Order.”
We find nothing on the face of this June 2017 order that would make it newly discovered evidence under
At oral argument, Bartel conceded that the June 2017 order itself did not exist until after his criminal trial. Yet he contended that the order still had legal effect upon the facts that existed at trial and, thus, that the order was newly discovered evidence under
(b) M.B.‘s Testimony
[16] As an initial matter, testimony recanted after trial is notoriously unreliable.27 We have thus long held that to warrant a new trial, newly discovered evidence must involve something other than the credibility of the witness who testified at trial.28 Even if M.B.‘s stipulation to the June 2017 order did cast doubt on her credibility by undermining her prior testimony, that would not warrant a new trial under
[17-19] Moreover, Bartel has failed to show that M.B.‘s stipulation actually undermined her prior testimony. Domestic relations cases are civil cases, litigated between individuals.29 Such litigation often involves considerable negotiation between parties about the terms of divorce.30 Assuming the parties’ negotiation was conducted fairly and reasonably,
[20,21] That appears to have happened here. Over the course of negotiations in M.B. and Bartel‘s domestic relations case, it appears M.B. accepted that Bartel‘s criminal conviction might be dismissed or vacated. Because she was not the party prosecuting Bartel‘s criminal case, M.B. had no authority, even if she had been so inclined, to herself ask the county court to dismiss or vacate it.32 Instead, in the domestic relations case to which she was a party, M.B. stipulated that she understood that the county court‘s criminal case might be dismissed or vacated. We note that to the extent M.B. characterized the protection order as void ab initio, that characterization was a legal conclusion and thus not the proper subject of a stipulation.33 The district court documented M.B.‘s stipulation, as proposed, in its 2017 order.
Absent from the June 2017 order, however, is evidence that M.B. was recanting her prior testimony. She did not assert that her testimony to the county court or district court had been false or misconstrued. The district court made no findings that M.B.‘s prior statements were untrue or fraudulent.
Bartel asserts that M.B.‘s stipulation “amounts to an admission by [M.B.] that she misled the jury when she testified that the protection orders were based on valid concerns and that she ‘fe[lt] the need to seek a domestic abuse protection order’ against Bartel.”34 But M.B. did not stipulate to having misled the jury about her fear of Bartel that prompted the protection order. Instead, her stipulation appears to reflect her view of the facts that occurred after Bartel‘s criminal trial and over
That M.B. stipulated to the June 2017 order is not newly discovered evidence under
(c) Void ab Initio
[22,23] We also find no basis for Bartel‘s argument that the June 2017 order rendered his protection order retroactively ineffective at the time of trial. Void ab initio, the term used in the June 2017 order, means “[n]ull from the beginning.”35 As courts in other jurisdictions have stated, “[a]n order is void ab initio, rather than merely voidable, if ‘the character of the judgment was not such as the court had the power to render, or because the mode of procedure employed by the court was such as it might not lawfully adopt.‘”36
Similarly to those other jurisdictions, we have applied the doctrine of void ab initio sparingly, such as when a court‘s order was entered without personal or subject matter jurisdiction37 or absent proper procedures.38 Here, Bartel provides no reasoning, nor do we find, that the district court in 2015
Bartel instead claims that the district court‘s authority to render its protection order void ab initio came from
But even assuming, arguendo, that
Yet after the district court entered the protection order, it was not until almost 15 months later, on January 4, 2017, that Bartel filed a motion seeking to vacate the protection order pursuant to the district court‘s authority under
[24] Second, even if a motion had been filed within 6 months, we question whether the district court would have had a lawful basis for exercising its authority to vacate the protection order under
At most, then, the district court‘s use of the term “void ab initio” in the June 2017 order was a finding of fact about a term that M.B. and Bartel had negotiated in their domestic relations case. But that term could itself have no legal effect.44
The district court did not err in upholding the county court‘s denial of Bartel‘s motion for new trial. Bartel‘s assignment of error is without merit.
VI. CONCLUSION
Bartel was convicted by a jury in county court of violating a protection order. We find no merit to Bartel‘s contention that the subsequent June 2017 order in his domestic relations case was newly discovered evidence sufficient to warrant a new trial in the criminal case. Finding no abuse of discretion, we affirm the decision of the district court upholding the county court‘s denial of Bartel‘s motion for new trial.
AFFIRMED.
