Lead Opinion
¶ 1. This is a review of a published court of appeals' decision
¶ 2. This case requires us to decide whether Wis. Stat. § 943.201(2)(c) is unconstitutional as applied to Baron because it violates his First Amendment right to freedom of speech. We conclude that the State has shown beyond a reasonable doubt that § 943.201(2)(c), as applied to Baron, is narrowly tailored to achieve a compelling government interest and therefore does not violate Baron's constitutional right to freedom of speech.
I. BACKGROUND
¶ 3. Christopher Baron worked as an emergency medical technician for the city of Jefferson under the direction of Mark Fisher who was the director of Jefferson's Emergency Medical Services.
¶ 4. As alleged in the criminal complaint, on August 10, 2006, Baron accessed Mark Fisher's e-mail account by using Fisher's password, which Baron had previously acquired. After accessing Fisher's e-mail account, Baron found a number of e-mails allegedly showing that Fisher was having an extramarital affair. Baron organized the various e-mails into one e-mail message and then sent the message to people in the Jefferson community. The similar subject line of the e-mail message sent was such as: "What's Mark been up to." The e-mails were discussions between Fisher and a woman other than his spouse about their sexual activity and sexual preferences. Even though Baron was the one who organized and sent the e-mails, he did so in a manner that made the e-mails appear to come from Mark Fisher's e-mail account. The day after Baron sent out the e-mails, Fisher committed suicide.
¶ 6. Baron was charged as follows: criminal defamation in violation of Wis. Stat. § 942.01(1), which was voluntarily dismissed by the State; two counts of obstructing an officer in violation of Wis. Stat. § 946.41(1); two counts of computer crimes in violation of Wis. Stat. § 943.70(2); and identity theft in violation of Wis. Stat. § 943.201(2)(c).
¶ 7. The only charge at issue in this appeal is the identity theft violation under Wis. Stat. § 943.201(2)(c). With regard to that charge, the complaint provided that Baron "did intentionally use personal identifying information or personal identification documents... of Mark G. Fisher to harm the reputation of [Fisher] without [Fisher's] authorization or consent by representing that he was [Fisher] .. .." The information, which was filed on November 13, 2006, clarified that the personal identifying information that Baron used was Mark Fisher's name.
¶ 8. Baron filed a motion to dismiss the Wis. Stat. § 943.201(2)(c) charge because he argued that the statute was unconstitutional as applied to his conduct. The circuit court granted the motion. The circuit court reasoned that § 943.201(2)(c) contains a defamation element, which interferes with Baron's First Amendment right to free speech, i.e., his First Amendment right to defame a public official. The circuit court concluded that while it was not a clear cut case and there were reasonable arguments on both sides, it had
¶ 9. The court of appeals reversed the circuit court's decision. It concluded that Baron's logic was flawed because he focused on the "purpose" element in isolation. The court of appeals stated that "Wisconsin statutes are replete with provisions that criminalize conduct that may otherwise be constitutionally protected, if that conduct is carried out in an unlawful manner."
II. STANDARD OF REVIEW
¶ 10. The constitutionality of a statute is a question of law that we review de novo. State v. Zarnke,
¶ 11. Wisconsin Stat. § 943.201, "Unauthorized use of an individual's personal identifying information or documents," provides in relevant part:
(2) Whoever, for any of the following purposes, intentionally uses, attempts to use, or possesses with intent to use any personal identifying information or personal identification document of an individual, including a deceased individual, without the authorization or consent of the individual and by representing that he or she is the individual, that he or she is acting with the authorization or consent of the individual, or that the information or document belongs to him or her is guilty of a Class H felony:
(c) To harm the reputation ... of the individual.4
¶ 12. The First Amendment
¶ 13. Pursuant to Wis. Stat. § 943.201(2)(c), Baron was charged with one count of identity theft; the
¶ 14. In order to determine if Wis. Stat. § 943.201(2)(c), as applied to Baron, violates his First Amendment rights we must address two crucial questions: First, does § 943.201(2)(c) regulate speech
¶ 15. Baron argues that the charge must be dismissed because Wis. Stat. § 943.201(2)(c) is a content-based statute that does not survive strict scrutiny, and in turn, the charge against Baron violates his constitutional right to free speech. In response, the State argues the following three points: First, this statute regulates conduct and not speech; second, if speech is being regulated, the statute is content neutral and survives intermediate scrutiny; and third, if the statute is content based, it survives strict scrutiny. We conclude that § 943.201(2)(c), as applied to the facts of this specific case, is content based and regulates speech in addition
A. Speech or conduct
¶ 16. In order to determine if a First Amendment analysis is required, we must first consider whether conduct alone or speech, which includes expressive conduct, is being regulated. See Texas v. Johnson,
¶ 17. In Johnson,
¶ 18. In United States v. O'Brien, 391 U.S. 367, 376 (1968), the Court considered whether the act of destroying a "registration certificate"
¶ 20. Rather than regulating speech, this court concluded in Robins that the child enticement statute regulated conduct. Id., ¶ 43. This court reasoned that Robins' Internet conversations did not constitute the crime of child enticement, but rather, his internet conversations were "circumstantial evidence of his intent to entice a child." Id., ¶ 44. Just because "some of the proof in [a] case consists of internet 'speech' does not mean" the First Amendment has been implicated. Id.
¶ 21. In the case at hand, Wis. Stat. § 943.201(2) provides in relevant part: "Whoever, for any of the following purposes[, e.g., to harm the reputation of the individual,] intentionally uses ... any personal identifying information ... of the individual... without the authorization or consent of the individual and by representing that he or she is the individual,... is guilty of a Class H felony."
¶ 22. We conclude that, as charged and as applied to the facts of this case, Wis. Stat. § 943.201(2)(c) regulates speech in addition to conduct. The statute punishes a person for using another individual's personal identifying information with the intent to harm that individual's reputation.
¶ 23. Unlike in Robins, where speech was used to show the defendant's intent'to entice a child, speech in this case is not used to show the defendant's intent to use another individual's personal identifying information. Absent the e-mails, i.e., speech, which were used with the intent to harm Fisher's reputation, Baron has not committed an element of the crime as alleged. Therefore, just as communicative elements were being regulated in Johnson and O'Brien, communicative elements are being regulated in this case. Under the statute as charged and applied to the facts of this case, it is the content of the e-mails, i.e., the speech, that evidences the defendant's intent to use personal identifying information to harm Fisher's reputation. Thus, here, speech in addition to conduct is being regulated.
¶ 25. The child enticement statute applied in Derango reads:
Whoever, with intent to commit any of the following acts, causes or attempts to cause any child who has not attained the age of 18 years to go into any vehicle, building, room or secluded place is guilty of a Class BC felony:
(1) Having sexual contact or sexual intercourse with the child in violation of s. 948.02 or 948.095.
(2) Causing the child to engage in prostitution.
*75 (3) Exposing a sex organ to the child or causing the child to expose a sex organ in violation of s. 948.10.
(4) Taking a picture or making an audio recording of the child engaging in sexually explicit conduct.
(5) Causing bodily or mental harm to the child.
(6) Giving or selling to the child a controlled substance or controlled substance analog in violation of ch. 961.
Id., ¶ 16 (citing Wis. Stat. § 948.07 (1995-96)). Wisconsin Stat. § 943.201(2) provides:
Whoever, for any of the following purposes, intentionally uses, attempts to use, or possesses with intent to use any personal identifying information or personal identification document of an individual, including a deceased individual, without the authorization or consent of the individual and by representing that he or she is the individual, that he or she is acting with the authorization or consent of the individual, or that the information or document belongs to him or her is guilty of a Class H felony:
(a) To obtain credit, money, goods, services, employment, or any other thing of value or benefit.
(b) To avoid civil or criminal process or penalty.
(c) To harm the reputation, property, person, or estate of the individual.
¶ 26. According to the State, an analogy to the child enticement statute shows that Wis. Stat. § 943.201(2)(c) prohibits only conduct and does not regulate speech. Under the State's theory, the prohibited conduct is the unauthorized use of another individual's personal identifying information, and therefore, subsections (a) through (c) are simply ways
¶ 27. The child enticement statute criminalizes one act, i.e., the act of causing a child to go into a secluded place, but the act has six different possible modes of commission. Derango,
¶ 28. Subsections (a) through (c) of the identity theft statute, on the other hand, are significantly different in nature, and thus identity theft can occur in multiple ways.
B. Content based or content neutral
¶ 29. The State, relying on the court of appeals' decision in this case, argues that the statute is content neutral because it does not impose any cognizable burden on political speech. Baron, on the other hand, argues that the statute regulates speech based on the ideas or message expressed, and as a result, it is content based.
¶ 30. "At the heart of the First Amendment lies the principle that each person should decide for himself or herself the ideas and beliefs deserving of expression, consideration, and adherence." Turner Broad. Sys., Inc. v. F.C.C.,
¶ 31. As a result, government action that regulates speech is appropriately limited. However, if speech is being regulated, the regulation must survive strict scrutiny if it is content based or intermediate scrutiny if it is content neutral. Id. at 642.
¶ 32. Determining when the regulation of speech is content based or content neutral can prove difficult. Id. As a general rule, laws that "distinguish favored speech from disfavored speech on the basis of the ideas
¶ 33. For example, in Boos v. Barry,
¶ 34. In Burson v. Freeman,
¶ 35. On the other hand, in Members of City Council of City of Los Angeles v. Taxpayers for Vincent,
¶ 36. Similarly, in City of Renton v. Playtime Theatres, Inc.,
¶ 37. In United States v. Brock,
¶ 38. In the case at hand, we conclude that Wis. Stat. § 943.201(2)(c) is content based because whether Baron's conduct is prohibited depends entirely upon whether Baron's speech, i.e., the content of the e-mails,
¶ 39. Unlike Taxpayers for Vincent, Renton, or Brock where the statutes were not designed to suppress certain ideas, this statute under the facts of this case, suppresses reputation-harming speech when it is accompanied by intentionally using another's identity. There is no identity theft in this case unless the trier of fact determines that Baron used Fisher's personal identifying information with the intent to harm Fisher's reputation. Therefore, Baron is prohibited from disseminating speech that is intended to be harmful to Fisher's reputation when that speech occurs through the unauthorized use of Fisher's personal identifying information. As a result, Wis. Stat. § 943.201(2)(c), as applied to Baron, is content based.
¶ 40. The State, in effect, argues that the justification behind the identity theft statute is to punish people for using another individual's identity without consent, and therefore, the statute does not regulate a specific category of speech. While the State may be correct with respect to the application of the identity theft statute to other factual scenarios, under the facts of this case and as charged here, the content of the e-mails was critical to the charge in that Baron must have used Fisher's personal identifying information with the intent to harm Fisher's reputation.
¶ 42. The district attorney's justification for charging Wis. Stat. § 943.201(2)(c) is based upon the content of the e-mails because that is what is intended to be harmful to Fisher's reputation, and thus, the e-mails, i.e., speech, is necessary proof of an element of the crime. When the Wisconsin legislature included intending to harm another's reputation as an element of Wis. Stat. § 943.201(2)(c), the justification, in part, and under the facts of this case became based on the content of the speech.
¶ 43. We conclude that, under facts of this case, Wis. Stat. § 943.201(2)(c) is content based and regulates speech in addition to conduct. However, this may not be the case under all circumstances given that one may be able to intend to harm the reputation of another without using speech.
¶ 44. Accordingly, the State bears the burden of showing that the statute overcomes strict scrutiny in order to survive Baron's as-applied challenge.
C. Strict scrutiny
¶ 45. To survive strict scrutiny, the State has the burden to show that the " 'regulation is necessary to
¶ 46. In Burson,
¶ 47. In contrast, the Court in Boos,
¶ 48. In the case at hand, Baron concedes that the State has a compelling interest in preventing identity theft.
¶ 49. First, as the State asserts, Wis. Stat. § 943.201(2) (c) has limited applicability. While Baron's First Amendment right to defame a public official is somewhat curtailed by this statute because it impacts whether Baron can use Fisher's identity to dispense the
¶ 50. Second, this statute does not chill Baron's right to free speech because he could have intended to harm Fisher's reputation without pretending to be Fisher. For example, Baron could have disseminated the information through Baron's own e-mail account or stood on the street corner and distributed flyers. As a result, it is not the case that this statute punishes Baron for criticizing a public official. Rather, the statute punishes Baron for intentionally using an individual's personal identifying information with the intent to harm the individual's reputation.
¶ 51. Third, unlike in Boos where a more narrow statute could have been drafted, we can find no alternative way to draft the statute and still achieve the compelling government interest. A "get out of jail free" card could not have been intended for someone who uses a public official's e-mail account without authorization in order to send reputation-harming e-mails. There are far more civilized methods that are autho
¶ 52. Baron argues that for Wis. Stat. § 943.201(2)(c) to be narrowly tailored, it should not criminalize harming a public official's reputation with true information. In other words, Baron essentially argues that this statute eliminates his First Amendment right to defame a public official. Baron relies on New York Times Co. v. Sullivan,
¶ 53. First, while speech that is intended to be harmful to one's reputation is implicated by the statute, the State does not need to prove that the speech was false or done with actual malice, which could be required if Baron was charged with defamation.
¶ 54. Second, while Baron is correct that he has a First Amendment right to defame a public official under Sullivan,
¶ 55. Third, Bartnicki does not support Baron's argument that so long as the information is true, he has an unlimited right to harm a public official's reputation even while pretending to be that official. In Bartnicki,
¶ 56. Moreover, the Court's reasoning for protecting the radio host's First Amendment right in Bartnicki was not that he had an unlimited right to publish such information. Rather, the Court concluded that while the government's interest justified prohibiting the "interceptor" from using the illegally obtained information, "it by no means follows that punishing disclosures of lawfully obtained information of public interest by one not involved in the initial illegality is an acceptable means of serving those ends." Id. at 529. The Court, therefore, stopped short of setting forth the rule asserted by Baron.
IV CONCLUSION
¶ 57. We conclude that the State has shown beyond a reasonable doubt that Wis. Stat. § 943.201(2)(c), as applied to Baron, is narrowly tailored to achieve a compelling government interest and does not violate Baron's constitutional right to freedom of speech.
By the Court. — The decision of the court of appeals is affirmed.
Notes
State v. Baron,
All subsequent references to the Wisconsin Statutes are to the 2005-06 version unless otherwise indicated.
The court of appeals, relying on an argument made by the State, also reasoned that Wis. Stat. § 943.201(2)(c) was constitutional because if Baron's logic was followed, the bribery statute — Wis. Stat. § 946.10(1) — would be unconstitutional. We decline the opportunity to evaluate the constitutionality of the bribery statute because that issue is not now before the court and it is not determinative in our evaluation of § 943.201(2)(c).
We limit our analysis and decision in this case to the portion of Wis. Stat. § 943.201(2)(c) that was charged, i.e., the portion of the statute that prohibits the intent to harm an individual's reputation by the unauthorized use of the individual's personal identifying information.
Section One of the Fourteenth Amendment to the United States Constitution incorporated the First Amendment so that it applies to state governments. DiMa Corp. v. Town of Hallie,
Speech includes expressive conduct. Texas v. Johnson,
This statute regulates conduct because it regulates the use of another's identity and the distribution of reputation-harming materials. In this case, however, the statute also regulates speech because speech — i.e., the e-mail's content— was used with the intent to harm another's reputation and this is also the basis of Baron's criminal conduct. While Wis. Stat. § 943.201(2)(c) regulates conduct and speech in the case at hand, this may not always be the case. Potentially, conduct alone could constitute identity theft used with the intent to harm the individual's reputation. We do not decide that issue today.
The Court described the registration certificate as follows: "When a male reaches the age of 18, he is required by the Universal Military Training and Service Act to register with a local draft board. He is assigned a Selective Service number, and within five days he is issued a registration certificate." United States v. O'Brien,
Robins, who was 46 years old had Internet conversations with a minor that included in part:
WI4kink: So you ever get to Milwaukee?
Benjml3: sometimes withmy [sic] mom
WI4kink: cool so how would we ever meet?
Benjml3: i dont know u can come here if u want
WI4kink: could just get a room somewhere
Benjml3: oh that would be cool-like a motel
WI4kink: yup
State v. Robins,
As provided in Wis JI — Criminal 1458, the elements of Wis. Stat. § 943.201(2) in this case are as follows:
1. The defendant intentionally used personal identifying information of [the] individual.
2. The defendant intentionally used personal identifying information of [the] individual to harm the reputation ... of the individual.
*73 3. The defendant acted without the authorization or consent of [the] individual and knew that [the] individual did not give authorization or consent.
4. The defendant intentionally represented that he was [the] individual.
Arguably, under the current statutory language, if Baron had used Fisher's identity but did not do so in a manner to harm Fisher's reputation, the State would be relegated to charging
Cf. State v. Sauceda,
Baron's strict scrutiny argument is limited to asserting that this statute, as applied to Baron, is not narrowly tailored. Baron further states: 'We do not contest the fact that the State has a compelling interest in protecting the victims of identity theft."
See generally Wis. Stat. § 19.35.
If charges are pursuant to Wis. Stat. § 942.01, "Defamation," the State must show the statement was false if a private citizen is being defamed, and if a public official is being defamed, the State must show the statement was made with actual malice pursuant to New York Times Co. v. Sullivan,
Concurrence Opinion
¶ 59. {concurring). I agree with the majority that the statute is constitutional as applied. Majority op., ¶ 57.1 write separately, however, because I disagree with the majority that the statute regulates speech as well as conduct. Rather, I believe that the court of appeals got it right — this statute as applied regulates only conduct. Accordingly, I respectfully concur.
¶ 60. The court of appeals noted that "because the statute at issue implicates First Amendment rights, the State has the burden of proving beyond a reasonable doubt that the statute is constitutional." State v. Baron,
¶ 61. Under the facts of this case, the State must demonstrate that Baron (1) intentionally used Fisher's personal identifying information (2) for the purpose of harming Fisher's reputation (3) by intentionally representing that he was Fisher (4) without Fisher's consent. It is the second element which implicates First Amendment rights.
¶ 62. The court of appeals concluded that the statute does not criminalize each element of the statute in isolation. Baron,
¶ 63. One particularly apt example is Wis. Stat. § 946.10(1), which criminalizes bribery of public officers. This statute is violated if the defendant (1) transfers property (2) to a public officer (3) that the officer was not authorized to receive for the performance of official duties, and (4) "the defendant intendfs] to influence the conduct of [the officer] in relation to any matter which by law [is]pending or might have come before [the officer] in an official capacity." See Wis JI — Criminal 1721 (emphasis supplied).
¶ 64. The court of appeals correctly noted that "[t]he fourth element requires that the defendant intended to engage in conduct that, were it not accompanied by a bribe, would be protected by the First Amendment."
¶ 65. The court of appeals' decision in this case was cited favorably by the author of a three-volume treatise on the First Amendment. See Rodney A. Smolla, Smolla and Nimmer on Freedom of Speech § 24:19 (2009). After discussing the court of appeals'
¶ 66. We have previously stated, "It is not an abridgement of freedom of speech or press to make a course of conduct illegal merely because the conduct was in part initiated, evidenced, or carried out by means of language, either spoken, written, or printed." State v. Robins,
¶ 67. The defendant, who was charged with child enticement, claimed that the statute violated the First Amendment as applied to his attempt to entice a child through internet speech. Intent to entice a child was an element of the offense. We concluded that the statute did not regulate speech and observed that "internet conversations and e-mails ... do not by themselves constitute the crime of child enticement. Rather, [the] internet conversation and e-mails are circumstantial evidence of his intent to entice a child ...." 7d., ¶ 44.
¶ 68. For the reasons discussed above, I conclude that the State has met its burden to demonstrate that the statute is constitutional. Although the application of strict scrutiny is not warranted in this case because the statute criminalizes conduct rather than speech, I agree with the majority that the statute would withstand a strict scrutiny challenge. See majority op., ¶¶ 48-56. Accordingly, I respectfully concur in the majority's opinion.
Wis. Stat. § 943.201(2)(c) provides:
Whoever, for any of the following purposes, intentionally uses, attempts to use, or possesses with intent to use any personal identifying information ... without the authorization or consent of the individual and by representing that he or she is the individual... is guilty of a Class H felony:
(c) To harm the reputation, property, person, or estate of the individual.
The First Amendment guarantees "the right of the people... to petition the Government for redress of grievances." U.S. Const, amend. I.
See also Arnold H. Loewy, Distinguishing Speech from Conduct, 45 Mercer L. Rev. 621, 622 (1994) ("A significant number of crimes either require or frequently involve communication. Simply giving money to the bribee would be ineffective because she would have no idea of why she was receiving it unless somebody communicated with her. Similarly, perjury
Concurrence Opinion
¶ 69. {concurring). In 2006 Christopher Baron was charged with violating several statutes, including Wis. Stat. § 943.201(2)(c) (2007-08).
¶ 70. Wisconsin created a comprehensive criminal code in the 1953 session of the legislature. Ch. 623, Laws of 1953. As Professor Gordon Baldwin later recalled, one of the first topics of the Legislative Council's criminal code project "was the law relating to crimes against property." Gordon L. Baldwin, Criminal Misappropriation in Wisconsin-Part I, 44 Marq. L. Rev. 253, 253 (1960-61). "Crimes involving acts directed against prop
¶ 71. Wisconsin Stat. § 943.201 has been located under this heading. The word "misappropriation" is not defined in the statutes and it does not appear in § 943.201, hut misappropriation is embedded in the subchapter and is the very heart of the statute in question.
¶ 72. Black's Law Dictionary defines "misappropriation" as "The application of another's property or money dishonestly to one's own use." Black's Law Dictionary 1013 (7th ed. 1999) (emphasis added). Wisconsin's theft statute, § 943.20, also is included in the subchapter on misappropriation. Misappropriation may include theft, but it does not have to include theft.
¶ 73. Subsection (1) of § 943.201 contains two terms: (a) "personal identification document" and (b) "personal identifying information." "Personal identifying information" includes basic information such as "[a]n individual's name," "[a]n individual's address," "[a]n individual's telephone number," "[a]n individual's employer or place of employment," and "[t]he maiden name of an individual's mother." Wis. Stat. § 943.201(l)(b)l., 2., 3., 6., 8. Most of this information is not especially confidential and its release is not especially damaging. There are, of course, exceptions, and those exceptions can have profound consequences to the individuals involved.
¶ 75. Still another type of "personal identifying information," "[a]n individual's deoxyribonucleic acid profile," Wis. Stat. § 943.201(l)(b)ll., is at the core of an individual's personal privacy.
¶ 76. In subsection (l)(a), "Personal identification document" includes "[a] document containing personal identifying information." Wis. Stat. § 943.201(l)(a)l. This description is very broad. It may include an individual's resume, his telephone records, his tax returns, his medical records, and his e-mails. See Wis. Stat. § 943.201(l)(a) & (b). Also included in "personal identification documents" are "cards" and "plates," such as credit and debit cards. Wis. Stat. § 943.201(l)(a)2.
¶ 77. In an information age, the legislature is concerned about the unauthorized use, especially the misappropriation, of an individual's personal identifying information. Yet there are limits on the state's authority and ability to control such information. Statutes on this subject must be drafted carefully.
¶ 78. In this case, Baron allegedly accessed Mark Fisher's e-mail account by using Fisher's personal password. Even if he acquired the password lawfully, Baron surely was not authorized to rummage through Fisher's e-mail account, if he did so. Baron then allegedly
¶ 79. Mark Fisher was a government employee. As such, he was inevitably subject to attacks on his reputation, especially if the attacks were true. But a lawful end did not justify these alleged unlawful means, especially the misappropriation of Fisher's name, i.e., the false representation of Fisher as the sender of the widely distributed e-mail.
¶ 80. If a person were to send documents from his own computer under his own name, he would have a defense, on these facts, under this statute. A person who misappropriates another person's name as he attempts to injure the other person does not have such a defense. If a person distributed information anonymously, he also would have a defense under this statute. A person so consumed with malice that he uses another person's name, without authority, to discredit that person, forgoes his defense under the statute.
¶ 81. The First Amendment does not protect a defendant accused of violating the statute in the manner alleged here, because the statute requires the state to prove that the defendant intentionally misrepre
¶ 82. "A good name is rather to be chosen than great riches." Proverbs 22:1. "A good name is better than precious ointment." Ecclesiastes 7:1. This is the wisdom of the ages. Misappropriating a person's name is taking that person's most valuable possession. The legislature understood that this conduct is a grave offense and should be punished accordingly.
¶ 83. For the reasons stated, I respectfully concur.
All subsequent references to the Wisconsin Statutes are to the 2007-08 version unless otherwise indicated.
Cf, e.g., Monfils v. Taylor,
