Lead Opinion
In this case we determine whether defendant’s constitutional rights were violated by the traffic stop that led to his convictions. Based on the totality of the circumstances here, defendant’s thirty-second delay before proceeding through a green traffic light gave rise to a reasonable, articulable suspicion that he may have been driving while impaired. Because the stop of defendant’s vehicle was constitutional, we affirm the majority decision of the Court of Appeals that affirmed the trial court’s denial of defendant’s motion to suppress all evidence obtained as a result of the stop.
Around 12:15 a.m. on 2 December 2004, Officer Brett Maltby was on patrol in a high crime area of downtown Asheville where a number of bars are located. Officer Maltby’s marked patrol car was stopped behind defendant’s vehicle at a red traffic light. When the light turned green, defendant remained stopped for approximately thirty seconds before making a legal left turn. Officer Maltby initiated a stop of the vehicle.
WThen he approached defendant to ask for his driver’s license and registration, Officer Maltby noticed that defendant was shaking and that his breathing was rapid. Officer Maltby also detected a slight odor of alcohol on defendant’s breath. Defendant said he did not have his license with him and gave Officer Maltby a name and birth date that did not match information on the officer’s computer. Officer Maltby returned and asked defendant to step out of the vehicle. At that point, he observed an open container of alcohol in defendant’s vehicle. After Officer Maltby placed defendant in investigatory detention, defendant provided his correct name, and Officer Maltby determined that defendant’s driver’s license was suspended. Officer Dwight Arrowood arrived at the scene and recovered a crack pipe (later determined to contain cocaine residue) and associated paraphernalia from defendant’s vehicle.
Defendant offered to make a controlled buy of narcotics from a person known as “One-Arm Willy” if Officer Maltby would void defendant’s citations for possession of an open container, driving while license suspended, and possession of drug paraphernalia. Officer Maltby agreed he would void the citations if defendant made a controlled buy. Later that night defendant successfully purchased a crack rock from One-Arm Willy. However, upon defendant’s return to the police station, Officer Maltby searched defendant and found a second rock of cocaine, which defendant had obtained as a “front” from One-Arm Willy.
Defendant was subsequently charged with two counts of possession of cocaine and two counts of having achieved habitual felon status. Before trial, defendant moved to suppress evidence seized as a result of the searches of his vehicle and his person, as well as the statements he made to the police. Defendant’s motion to suppress was denied. A jury found defendant guilty of two counts of possession of cocaine, and defendant pled guilty to one count of having achieved habitual felon status. The remaining habitual felon status charge was dismissed.
A divided Court of Appeals panel found no error. The majority determined that the thirty-second delay after the traffic light turned green gave Officer Maltby a reasonable suspicion that defendant was driving while impaired. Therefore, the evidence obtained as a result of the stop was properly admitted. State v. Barnard,
The question before this Court is whether the stop of defendant’s vehicle was constitutional. The Fourth Amendment protects individuals “against unreasonable searches and seizures.” U.S. Const, amend. IV. The North Carolina Constitution provides similar protection. N.C. Const, art. I, § 20. A traffic stop is a seizure “even though the purpose of the stop is limited and the resulting detention quite brief.” Delaware v. Prouse,
Reasonable suspicion is a “less demanding standard than probable cause and requires a showing considerably less than preponderance of the evidence.” Wardlow,
Here, the trial court concluded that based on the totality of the circumstances “a reasonable articulable suspicion of wrongdoing on the part of the [defendant existed.” This conclusion of law is supported by the trial court’s finding of fact that, after the traffic light turned green, defendant’s vehicle “remained stopped for some 30 seconds without any reasonable appearance of explanation for doing so.” The trial court’s conclusion of law is also supported by Officer Maltby’s testimony showing that, based on his training and experience, he made a rational inference from the thirty-second delay that defendant might be impaired:
Q Based upon your training and experience, do you have an opinion as to whether or not that sort of delayed reaction could usually involve an impaired substance or driving while impaired?
A [Officer Maltby] Absolutely. Yes, sir.
Q Can you articulate that?
A People’s reaction is slowed down. A red light turning green and hesitating for 30 seconds definitely would be an indicator of impairment.
Because defendant’s thirty-second delay at a green traffic light under these circumstances gave rise to a reasonable, articulable suspicion that defendant may have been driving while impaired, the stop of defendant’s vehicle was constitutional and the evidence obtained as a result of the stop was properly admitted. It is irrelevant that part of Officer Maltby’s motivation for stopping defendant may have been a perceived, though apparently non-existent, statutory violation of impeding traffic. The constitutionality of a traffic stop depends on the objective facts, not the officer’s subjective motivation.
All other issues raised by defendant are not properly before this Court. The decision of the Court of Appeals is affirmed.
AFFIRMED.
Notes
. The majority also affirmed the admission of defendant’s statements to Officer Maltby. Although defendant made the statements before he was advised of his Miranda rights, the evidence showed the statements were volunteered and not the result of an interrogation. Barnard,
Dissenting Opinion
dissenting.
Defendant’s thirty second delay at a traffic intersection after the light turned green did not violate any law and, standing alone, could not have raised a reasonable, articulable suspicion that defendant was engaged in criminal activity. Consequently, Officer Maltby’s stop of defendant’s vehicle for purportedly “impeding flow of traffic” was an unconstitutional seizure of defendant’s person in violation of the Fourth Amendment’s prohibition against unreasonable searches and seizures. The trial court erred when it concluded otherwise.
By affirming the decision of a divided panel of the Court of Appeals below and holding that the stop of defendant’s vehicle was constitutional, the majority has lowered the threshold of the Fourth Amendment’s standard of reasonable, articulable suspicion to an unacceptable level, dangerously exposing the citizens of North Carolina to the potential for unreasonable and arbitrary police practices unchecked by our state’s trial and appellate courts. Accordingly, I am compelled to respectfully dissent.
ANALYSIS
I. THE FOURTH AMENDMENT AND TRAFFIC STOPS
A. The Foundational Importance of the Fourth Amendment
The Fourth Amendment to the United States Constitution was created in direct response to the abuses of general writs of assistanee, which gave “customs officials blanket authority to search where they pleased for goods imported in violation of the British tax laws.” Stanford v. Texas,
B. Terry v. Ohio: the Reasonable, Articulable Suspicion Standard
In State v. Watkins, this Court said:
The Fourth Amendment protects the “right of the people . . . against unreasonable searches and seizures.” U.S. Const, amend. IV. It is applicable to the states through the Due Process Clause of the Fourteenth Amendment. It applies to seizures of the person, including brief investigatory detentions such as those involved in the stopping of a vehicle.
The majority suggests there has been “confusion” following Whren v. United States,
C. United States v. Cortez: the Totality of the Circumstances
When determining whether a law enforcement officer had the reasonable, articulable suspicion necessary to seize a defendant, “[a] court must consider ‘the totality of the circumstances — -the whole picture.’ ” Watkins,
D. The Degree of Suspicion Mandated by the Fourth Amendment
For investigatory traffic stops conducted pursuant to Terry, the totality of the circumstances approach creates the possibility that multiple factors “quite consistent with innocent travel” can, when viewed together, “amount to reasonable suspicion.” See Sokolow,
As a consequence of the inherent risk that Terry stops will be conducted against innocent persons, appellate courts should take great care not to set the standard of reasonable, articulable suspicion so low that the Fourth Amendment is rendered meaningless. It is true that the degree of suspicion required for Terry stops is “considerably less than proof of wrongdoing by a preponderance of the evidence” and “obviously less demanding than that for probable cause.” Id. at 7 (citations omitted). On the other hand, the requisite degree of suspicion must be high enough “to assure that an individual’s reasonable expectation of privacy is not subject to arbitrary invasions solely at the unfettered discretion of officers in the field.” See Brown v. Texas,
II. FOURTH AMENDMENT JURISPRUDENCE APPLIED TO THE INSTANT CASE
A. Due Deference to the Trial Court’s Findings of Fact
As the majority notes, the trial court’s relevant findings of fact in its order denying
To the extent the majority reaches beyond the trial court’s findings of fact and relies substantially upon the testimony of Officer Maltby to buttress the trial court’s conclusion of law, this action constitutes a usurpation of the trial court’s preeminence as finder of fact and is contrary to this Court’s settled precedent set forth in Cheek
B. A Perpetuated Mistake of Law:
“Impeding Traffic”
The State has conceded on appeal that the North Carolina motor vehicle safety regulations, codified in Chapter 20 of the North Carolina General Statutes, do not prohibit “impeding traffic.” To the contrary, the statutory provision regulating motor vehicle movement at traffic signals provides: “When the traffic signal is emitting a steady green light, vehicles may proceed with due care through the intersection subject to the rights of pedestrians and other vehicles as may otherwise be provided by law.” N.C.G.S. § 20-158(b)(2a) (2007) (emphasis added).
It is readily apparent that Officer Maltby’s decision to stop defendant’s vehicle was made under the misapprehension that “impeding traffic” constitutes a violation of North Carolina’s motor vehicle safety regulations. This conclusion follows from the officer’s response on cross-examination regarding whether defendant’s left turn into the intersection of Coxe Avenue and Hilliard Avenue constituted a “legal turn”: “The stop at a green light was impeding flow of traffic, yes, ma’am.”
[PROSECUTOR:] There’s a crime of impeding traffic. [Defendant] did impede traffic, the officer’s vehicle, was impeding traffic. The officer had a right to stop him, had probable cause to believe he’s — that he was impeding traffic. I would ask Your Honor to deny the Defendant’s motion in that regard.
(Emphasis added.) Finally, the trial court perpetuated this mistake of law in its order denying defendant’s motion to suppress the evidence resulting from the traffic stop. The court’s finding of fact was that defendant “remained stopped [at the green light] for some 30 seconds without any reasonable appearance of explanation for doing so, and the officer observed that the [defendant] was impeding traffic, if nothing else." (Emphasis added.) Based solely upon this finding of fact, the court made its conclusion of law “that from the totality of the circumstances that a reasonable articulable suspicion of wrongdoing on the part of the Defendant existed to warrant Officer Maltby’s stop of the Defendant’s vehicle in view of its prolonged existence at this intersection without any reason for doing so.”
The majority would have us believe that this mistake of law is wholly “irrelevant,” citing Whren,
Indeed, since Whren was decided, federal circuit courts have widely held that a law enforcement officer’s mistake of law concerning whether a traffic violation has occurred — as opposed to a mistake of fact — will generally render a stop unconstitutional. See, e.g., United States v. Chanthasouxat,
C. Defendant’s Thirty Second Delay at the Traffic Signal
Even if this Court were to apply the reasonable, articulable suspicion standard despite the mistake of law committed by Officer Maltby and perpetuated by the prosecutor and the trial court, defendant’s thirty second delay at the traffic signal after the light changed to green, standing alone, is woefully inadequate to support a conclusion that the stop of defendant’s vehicle was constitutional. The majority’s application of the totality of the circumstances test underscores this stark reality: defendant’s thirty second delay is “the totality of the circumstances — the whole picture” in the instant case. See Watkins,
It is unprecedented for a court to hold, as the majority does, that a single act or omission that does not constitute a punishable offense and is therefore, by definition, subject to a myriad of innocent explanations, can nevertheless give rise to a reasonable, articulable suspicion that criminal activity is afoot. The Fourth Amendment demands something more. When Terry was decided in 1568, the Supreme Court of the United States established a basic pattern of analysis to be employed when courts apply the reasonable, articulable suspicion standard: Even though the factors presented in a case, when analyzed separately, might lend themselves to an innocent explanation, the determination which must be made is whether, when taken together, these otherwise innocent factors raise a reasonable, articulable suspicion of criminal activity. As stated in Terry.
It was this legitimate investigative function Officer McFadden was discharging when he decided to approach petitioner and his companions. He had observed Terry, Chilton, and Katz go through a series of acts, each of them perhaps innocent in itself, but which taken together warranted further investigation. There is nothing unusual in two men standing together on a street corner, perhaps waiting for someone. Nor is there anything suspicious about people in such circumstances strolling up and down the street, singly or in pairs. Store windows, moreover, are made to be looked in. But the story is quite different where, as here, two men hover about a street corner for an extended period of time, at the end of which it becomes apparent that they are not waiting for anyone or anything; where these men pace alternately along an identical route, pausing to stare in the same store window roughly 24 times; where each completion of this route is followed immediately by a conference between the two men on the corner; where they are joined in one of these conferences by a third man who leaves swiftly; and where the two men finally follow the third and rejoin him a couple of blocks away.
By departing from this basic, well-established pattern of analysis, the majority has drastically lowered the bar for the degree of suspicion required when applying the reasonable, articulable suspicion standard. The majority begins with a single innocent factor and concludes that it gives rise to a reasonable, articulable suspicion of criminal activity. However, at no point does the majority attempt to combine this factor with others to reach the requisite degree of suspicion. The reason is there were no additional factors to consider.
As a consequence of the majority’s holding, one factor “susceptible of innocent explanation,” see Arvizu,
Even more disturbing is the utter lack of evidence in the record, much less contained in the trial court’s findings of fact, that defendant’s thirty second delay is even rationally related to a suspicion that he was operating his vehicle under the influence of an impairing substance. The lone exception is Officer Maltby’s testimony, provided at the prosecutor’s prompting, that this conduct might be consistent with impairment. The majority must be operating under the assumption that this rational relationship is patently obvious, as the majority provides no rationale to support its conclusion that a thirty second delay could even indicate the possibility of a defendant’s impairment, apart from quoting the testimony of Officer Maltby, who it seems certain had not considered this possibility at the time he stopped defendant’s vehicle.
In its brief and at oral argument, the State sought to have this Court consider the National Highway Traffic Safety Administration guide to the visual detection of motorists who are driving while under the influence of an impairing substance. Although this source was included in the appendix to the State’s brief before this Court, it was not made a part of the record at trial and ought not to play a role in this Court’s appellate review. Nonetheless, that portion of the copied text which was underlined by the State in its appendix is entirely unpersuasive: “A driver whose vigilance has been impaired by alcohol also might respond more slowly than normal to a change in a traffic signal.” (Emphasis added). Again, the State has established no rational relationship between impaired driving and such a lengthy delay of thirty seconds.
The State also contends that the greater weight of authority from other states with regard to delayed reactions to traffic signals turning green tends to support the Court of Appeals’ majority opinion in the instant case and to undermine that court’s earlier decision in State v. Roberson. See
Defendant’s thirty second delay was entirely consistent with any number of innocent explanations, such as changing a radio station, consulting a map for directions, indecision as to which direction one wishes to travel, placing or receiving a call on a cellular phone, or even, as Officer Maltby himself testified, a natural nervous reaction to observing an approaching law enforcement vehicle in the rearview mirror. In fact, a delay of thirty seconds is arguably more consistent with any of these innocent explanations than a delayed reaction of only a few seconds, which itself could be indicative of the slowed reaction time one might expect to result from impairment.
Although “[a] determination that reasonable suspicion exists . . . need not rule out the possibility of innocent conduct,” see Arvizu,
CONCLUSION
Justice Thurgood Marshall gave us a stark reminder in his dissenting opinion in Sokolow. “Because the strongest advocates of Fourth Amendment rights are frequently criminals, it is easy to forget that our interpretations of such rights apply to the innocent and the guilty alike.”
Lest the American people, and the people of North Carolina in particular, forget the foundational importance of the Fourth Amendment right to be secure against unreasonable searches and seizures, we should recall that the cherished liberties enjoyed in
The Supreme Court of North Carolina now stands alone among the nation’s courts of last resort in holding that a single factor susceptible of innocent explanation can give rise to a reasonable, articulable suspicion that criminal activity is afoot. I would hold instead that the stop of defendant’s vehicle was unconstitutional and would reverse the decision of the Court of Appeals and remand to that court for consideration of those issues not addressed in its initial opinion. For the multitude of reasons set forth above, I respectfully dissent.
. It is apropos, perhaps, that even the trial court referred to defendant as “the victim” when describing the unconstitutional seizure of defendant in making its findings of fact.
. Apart from relying upon Officer Maltby’s testimony that defendant’s thirty second delay might have been consistent with impairment, the majority also asserts in its statement of the facts: “Around 12:15 a.to. on 2 December 2004, Officer Brett Maltby was on patrol in a high crime area of downtown Asheville where a number of bars are located.” (Emphasis added.) However, neither the time at which the traffic stop occurred nor the characterization of the area in which it occurred as a “high crime area” comprised any part of the trial court’s findings of fact. The majority has simply assumed the role of a trial court in order to “establish” these facts and cast defendant’s thirty second delay in a more inculpatory light. Nevertheless, the majority is still left with only one factor to support its holding that the traffic stop was constitutional: defendant’s thirty second delay.
. The majority never contends, as indeed it cannot, that Officer Maltby subjectively believed defendant was driving while impaired at any time before he stopped defendant’s vehicle. As reflected in his testimony under cross-examination, Officer Maltby never sounded his horn to alert defendant of the traffic signal turning green because he “wanted to further [his] investigation and watch [defendant] in his — in his driving demeanor at that point.” However, under direct examination, Officer Maltby testified that he stopped defendant’s vehicle “as he was turning.” Thus, at no point does it appear that Officer Maltby actually attempted to observe defendant’s driving demeanor for further signs of defendant’s impairment, which clearly indicates that impairment played no part in Officer Maltby’s on-the-spot decision to stop defendant’s vehicle.
. Apart from the lack of precedent to support such a holding, there are two additional problems with the majority’s reliance upon the particular suspicion that defendant was “driving while impaired,” as have been noted above: First, there is no indication from the record that a suspicion of “driving while impaired” had anything to do with Officer Maltby’s actual reasons for stopping defendant’s vehicle. Second, the trial court made no finding of fact that defendant’s conduct would have indicated he was impaired, but merely found that “defendant remained stopped for some 30 seconds without any reasonable appearance of explanation for doing so.” Thus, the majority has usurped the trial court’s role as finder of fact in order to establish the connection between a thirty second delay at an intersection and impaired driving.
. Likewise, the facts of the instant case are not probative of this connection between a thirty second delay and impaired driving, since upon stopping defendant’s vehicle, Officer Maltby almost immediately ascertained that defendant was not, in fact, impaired. Thus, there was by necessity some other explanation for defendant’s conduct besides impairment.
Dissenting Opinion
dissenting.
The officer here stopped defendant for “impeding traffic,” because defendant delayed for thirty seconds after a traffic light had turned green before making a legal turn. These were the only reasons articulated for stopping defendant’s vehicle, and I do not agree that these reasons, without more, provide a reasonable basis for the stop. Therefore, I respectfully dissent.
Before trial, defendant moved to suppress evidence seized from his vehicle and from his person when he was stopped in the early morning hours of 2 December 2004 and to suppress any in-custody statements in connection with the incident. Defendant contended that “he was illegally seized and detained by Officer Maltby . . . without reasonable and articulable suspicion of criminal wrongdoing or probable cause for his arrest.” Therefore, he argued, the physical evidence and statements he made were all fruits of his illegal search and seizure. The trial court found as fact that defendant “remained stopped for some 30 seconds without any reasonable appearance of explanation for doing so, and the officer observed that the victim [sic] was impeding traffic, if nothing else.” Based solely thereon, the court denied defendant’s motion. Although Officer Maltby testified that in his opinion, based on his training and experience, the delay “definitely would be an indicator of impairment,” the trial court did not find this to be a reason for the stop.
It is well established that an officer may make a brief, investigatory stop of a vehicle if there are “specific and articulable facts which, taken together with rational inferences from those facts, reasonably warrant that intrusion.” Terry v. Ohio,
The State argues that there are no controlling authorities and that defendant cites no cases dealing with a thirty second delayed reaction to a green light. After also noting that this Court is not bound by the decision in State v. Roberson,
It appears that the officer and the trial court here mistakenly believed that impeding the flow of traffic was a violation of the law which justified the stop and that the trial court rested its denial of defendant’s motion to suppress solely on this mistaken belief and the thirty second delay. Because impeding the flow of traffic is not a violation of law and because the thirty second delay is easily explained as innocent, I do not agree that under the totality of these circumstances, the officer here had reasonable suspicion to stop defendant’s vehicle. Thus, I respectfully dissent.
