238 Conn. 313 | Conn. | 1996
A jury convicted the defendant, John Christopher Barletta, of murder in violation of General Statutes § 53a-54a (a) and attempted murder in violation of General Statutes §§ 53a-49 (a) and 53a-54a (a).
A jury reasonably could have found the following facts. On the evening of December 12,1992, the defendant attended a party in Norwalk, where he met two men, Deandre Lofton and Adam Atkinson. The three men left the party together in the defendant’s car and traveled to the intersection of Belle Avenue and South Main Street in Norwalk, where the defendant intended to purchase cocaine. Atkinson offered to take the defendant’s money and purchase the cocaine on his behalf. The defendant agreed, handed Atkinson $20, and instructed him to buy two “cookies”
The defendant, accompanied by Lofton and Atkinson, drove to his home, where he changed his clothing and retrieved an AK-47-type assault rifle. The three men next proceeded in the defendant’s vehicle to a nearby school, whereupon the defendant exited his car and fired several shots into the adjacent woods. The men then returned to the vicinity of the intersection of Belle Avenue and South Main Street, where the defendant rolled down his car window and began indiscriminately to fire his rifle at the people on the street. Two persons were shot during the defendant’s attack: Barbara McCrae was struck in the head and subsequently died of her wounds, and Karen Perry suffered a gunshot wound to the leg. Following the shootings, the defendant drove to the home of his girlfriend, June Davis, and admitted to her that he had fired upon the victims. Additional facts will be presented as necessary.
I
The defendant first claims that the trial court improperly excluded the testimony of a defense expert regarding the adverse effects of cocaine on the cognitive abilities of a person who ingests the drug, in violation of his rights under the confrontation clause of the sixth amendment to the United States constitution. Although we agree with the defendant that the trial court should
The following additional facts are necessary to our resolution of this issue. Early in the evening of December 12, 1992, Perry purchased between one-half and one gram of cocaine, which she took with her to a “base house” in Norwalk to smoke.
While the two women were conversing, Perry noticed the defendant and another man walking toward a car parked nearby. She took parti cular notice of the defendant, a white male with long dreadlocks, because of his unusual appearance. Perry watched as the two men got into the parked car and drove away. About ten or fifteen minutes later, the car returned and screeched to a stop. Perry saw the defendant point a gun out of the car window and begin firing. At trial, Perry identified the defendant as the person who shot her.
After the state had rested its case, the defendant apprised the trial court that he intended to introduce
Gardner testified that there was “a very high degree of probability that [Perry] was under the influence of cocaine at the time [of the shooting],” that cocaine affects cognitive and perceptual abilities and the processes of memory storage and retrieval, and that there was “a high degree of probability that [Perry’s] visual observations [at the time of the shooting] would be unreliable.” At the conclusion of the defendant’s voir dire examination of Gardner, the trial court ruled that Gardner could testify regarding “generalities concerning narcotics and particularly the effect it might have in impairing a person’s ability to observe and correctly relate what he or she observed.” The trial court, however, refused to allow Gardner to testify about the likely effect of the cocaine on Perry herself.
The trial court, upon reconsideration of its earlier ruling, concluded that Gardner’s testimony would be relevant only to explain any discrepancies between Perry’s version of the shooting and any other accounts of the event. The trial court reasoned that because no witness had as yet contradicted Perry’s testimony, Gardner’s testimony was premature. Accordingly, the trial court denied the defendant’s request to call Gardner as a witness, without prejudice to renewal if and
The defendant himself then testified before the jury. He testified that, although he had been present in the car at the time of the shooting, Atkinson, and not he, had fired the shots that struck McCrae and Perry. Following his testimony, the defendant once again sought to introduce Gardner’s expert testimony regarding the effects of cocaine on perception. During his renewed offer of proof, the defendant stated, consistent with Gardner’s earlier voir dire testimony, that Gardner would testify that it was more probable than not that a person who had ingested one-quarter to one-half gram of cocaine would suffer a cognitive deficit, and that the impairment could take the form of hallucinations, delusions, memory loss or incorrect processing of visual information. The state, in response, objected solely on the ground that Gardner’s testimony regarding the possibility that Perry could have suffered hallucinations was speculative; the state did not specifically address the defendant’s claim concerning the admissibility of Gardner’s testimony as it related to the general effects of cocaine on cognition. The trial court, also focusing on Gardner’s testimony that Perry’s identification of the defendant as the shooter might have been the product of a hallucination, denied the defendant’s request to call Gardner as a trial witness, concluding, as the state had argued, that Gardner’s testimony regarding the possible hallucinatory effect of cocaine was too speculative.
The state maintains that the trial court properly excluded Gardner’s testimony because he did not state that, in his opinion, hallucinations occur more than 50 percent of the time when a person ingests cocaine.
The defendant claims that the erroneous preclusion of Gardner’s testimony violated his constitutionally protected right to present a defense. See, e.g., State v.
In the present case, the defendant sought to introduce Gardner’s testimony to impeach Perry by casting doubt on her reliability as an eyewitness. Perry, however, admitted during her trial testimony that she had smoked cocaine immediately prior to the shooting and, on the basis of her acknowledged familiarity with the drug, the jury reasonably could have inferred that she was a frequent cocaine user. Perry further testified that she had been convicted of four felony offenses, including burglary and sale of narcotics. She also indicated that
We, nevertheless, must determine whether the trial court’s improper exclusion of Gardner’s testimony entitles the defendant to a new trial. In order to prevail, the defendant must establish that it is more probable than not that the erroneous evidentiary ruling affected the verdict. State v. Cavell, supra, 235 Conn. 721-22; State v. Chapman, 229 Conn. 529, 544, 643 A.2d 1213 (1994). We conclude that the defendant has not satisfied this burden.
We reach this conclusion for two reasons. First, Perry’s version of the events surrounding the shooting was substantially corroborated by other eyewitnesses, each of whom was subject to a sequestration order. Lofton and Atkinson, who were both present at the shooting, gave testimony that coincided in all important details with Perry’s account of the incident. Although each had a motive to lie; see part III of this opinion; the similarities between their testimony and Perry’s account are significant and tend to diminish the likelihood that Perry’s recollection of the shooting was affected by her use of cocaine. Furthermore, the most important element of her testimony — her identification of the defendant as the shooter — was corroborated by the statement given to the police by the defendant’s girlfriend, June Davis, in which she reported that the defendant had admitted
Second, as we have already indicated, the jury was aware of Perry’s drug use, her heavy consumption of cocaine shortly before the shooting and her record of multiple felony convictions. Although Perry testified that she no longer felt the effects of the cocaine at the time of the shooting, she also testified that she did not initially realize that she had been shot and that at first she felt no pain. Moreover, the results of an electrocardiogram (EKG) taken shortly after Perry’s admission to the hospital indicated that she may have been under the influence of drugs at that time, while an EKG taken several days later gave no such indication.
Thus, although the jury was not aware of the exact nature and extent of the possible impairment to Perry’s cognitive abilities stemming from her use of cocaine prior to the shootings, the defendant was able to adduce ample evidence tending to impugn her reliability as a witness. In light of the fact that Perry’s account of the incident was also substantially corroborated, both by eyewitness testimony and by circumstantial evidence, we conclude that the defendant has not met his burden
II
The defendant next asserts that the trial court improperly precluded him from eliciting certain expert medical testimony regarding June Davis, another state’s witness, on the ground that the testimony he sought to adduce was protected by the psychiatrist-patient privilege. General Statutes §§ 52-146d through 52-146j.
On cross-examination, the defendant attacked Davis’ credibility by eliciting testimony about her use of alcohol and drugs immediately before and after the defendant had arrived at her home. Davis testified that earlier in the evening, she had consumed ten beers and some peppermint schnapps, and that she had smoked a couple of marijuana cigarettes before the defendant’s arrival. She also testified that her recollection of the evening was hazy and that she occasionally suffered blackouts when she drank alcohol. Davis further stated that she suffered from Hashimoto’s thyroiditis and chronic panic phobia and that her physician had prescribed 0.25 mg of Xanax, to be taken up to five times a day, for her panic disorder. Finally, Davis testified that prior to giving her statement to the police, she had consumed three or four Xanax and some alcohol.
The two police officers to whom Davis gave her statement also testified for the state. They indicated that at the time Davis spoke to them, she did not appear impaired, she did not smell of liquor and there was no other indication that she was under the influence of drugs or alcohol. In addition, Davis’ mother and a friend of Davis’ both testified that Davis was a heavy drinker
During the defense case, the defendant presented the testimony of Carl Mueller, a psychiatrist.
The defendant claims that any information imparted by Davis to Mueller during his examination of her is not protected by the psychiatrist-patient privilege because any such communications were not undertaken within the framework of a therapeutic relationship as required by Bieluch v. Bieluch, 190 Conn. 813, 819, 462 A.2d 1060 (1983). The state, on the other hand, contends that the defendant’s claim must be rejected in light of our holding in State v. Toste, 178 Conn. 626, 629-30, 424 A.2d 293 (1979), wherein we concluded that communications between a psychiatrist and a patient for the purpose of rendering a diagnosis are privileged unless those communications were undertaken pursuant to a court order; see General Statutes § 52-146f (4);
We need not today resolve any possible tension between our holdings in Tosté and Bieluch because our
Ill
The defendant next asserts that the trial court improperly precluded him from eliciting testimony that would have tended to establish Lofton’s motive for lying. The defendant claims error both in the trial court’s restriction of his cross-examination of Lofton and in the court’s exclusion of certain testimony by the defendant. We are not persuaded.
Certain additional facts are necessary to an understanding of our resolution of this issue. During the state’s case-in-chief, Atkinson testified that he was a lieutenant in the Roots Brotherhood gang. He indicated
The defendant thereafter testified that although he had been present in the car when the shots were fired, it was Atkinson, and not he, who fired the rifle. The defendant also sought to testify about the organization and practices of the Roots Brotherhood gang for the purpose of establishing that Lofton, as a member of that gang, had a motive to exculpate Atkinson and to inculpate the defendant. The trial court, however, precluded the defendant from testifying about the Roots Brotherhood gang on the ground that the defendant’s
After the defendant testified, Lofton was recalled as a defense witness, but he was asked only about Atkinson’s home address at the time of the shooting. The defendant did not inquire about gang mores or otherwise seek to establish Lofton’s motive to lie.
“The sixth amendment to the [United States] constitution guarantees the right of an accused in a criminal prosecution to confront the witnesses against him. . . . The primary interest secured by confrontation is the right to cross-examination . . . and an important function of cross-examination is the exposure of a witness’ motivation in testifying. Greene v. McElroy, 360 U.S. 474, 496, 79 S. Ct. 1400, 3 L. Ed. 2d 1377 (1959). Cross-examination to elicit facts tending to show motive, interest, bias and prejudice is a matter of right and may not be unduly restricted. State v. Lubesky, 195 Conn. 475, 481-82, 488 A.2d 1239 (1985).” (Citations omitted; internal quotation marks omitted.) State v. Colton, 227 Conn. 231, 248-49, 630 A.2d 577 (1993).
“The confrontation clause does not, however, suspend the rules of evidence to give the defendant the right to engage in unrestricted cross-examination. . . . Only relevant evidence may be elicited through cross-examination. ...” (Citations omitted; internal quotation marks omitted.) State v. Barnes, supra, 232 Conn. 746. Thus, “[f]rom early times, it has consistently been held that it rests within the judicial discretion of the trial court whether to admit the impeaching statement where no foundation has been laid. . . . The trial court is vested with a liberal discretion as to how the inquiry should be conducted in any given case.” (Citation omitted; internal quotation marks omitted.) State v. Williams, 204 Conn. 523, 534, 529 A.2d 653 (1987); State v. Townsend, 167 Conn. 539, 560, 356 A.2d 125, cert.
The defendant contends that the trial court violated his confrontation clause rights by hmiting his cross-examination into Lofton’s possible motive to lie. This argument, however, reflects a fundamental misunderstanding of the trial court’s ruling. The trial court concluded only that the defendant had not as yet laid the proper foundation for such cross-examination; at no time did the court indicate that the defendant was prohibited from renewing that line of questioning at an appropriate time. Thus, the record is unambiguous that the ruling of the trial court was a preliminary one, subject to reconsideration if and when the defendant established the relevance of the testimony that he sought to adduce from Lofton.
The defendant also maintains that the trial court improperly precluded him from testifying about the organization and operation of the Roots Brotherhood gang and, specifically, about the likelihood that the gang would retaliate against a member who provided information or testimony about a fellow member. We disagree. The trial court excluded the testimony not on relevancy grounds but, rather, because the defendant had no firsthand or independent knowledge of the gang or its activities. Indeed, the defendant does not contest the fact that his proffered testimony about gang practices was predicated on hearsay information. Evidence, though relevant, must still comport with the rules of evidence to be admissible. See, e.g., State v. Alvarez, 216 Conn. 301, 306, 579 A.2d 515 (1990). We conclude, therefore, that the trial court did not abuse its discretion in refusing to admit as hearsay this portion of the defendant’s proffered testimony.
IV
The defendant’s final argument is that the trial court improperly denied his request to instruct the jury on reckless endangerment; General Statutes § 53a-63;
In his request to charge, the defendant sought juiy instructions on manslaughter in the first degree; General Statutes § 53a-55 (a) (1) and (3);
In its charge to the jury, the trial court, after explaining the crime of murder, stated that “[i]f, however, you find the defendant not guilty of the crime of murder as charged in the first count, you should further consider whether or not the state has established the elements. necessary for a finding of guilty as to the lesser included offense of intentional manslaughter in the first degree beyond a reasonable doubt.” Following an explication of the elements of that crime, the court continued: “If you find the defendant not guilty of the crime of intentional manslaughter in the first degree, with regard to the death of Barbara McCrae, you may consider whether or not the state has proven the defendant guilty of the lesser crime of manslaughter in the first degree by reason of reckless indifference.”
“The law governing the right of a defendant to an instruction on a lesser offense than that charged by the state is well established. ‘A defendant is entitled to an instruction on a lesser offense if, and only if, the following conditions are met: (1) an appropriate instruction is requested by either the state or the defendant; (2) it is not possible to commit the greater offense, in the manner described in the information or bill of particulars, without having first committed the lesser; (3) there is some evidence, introduced by either the state or the defendant, or by a combination of their proofs, which justifies conviction of the lesser offense; and (4) the
In State v. Rodriguez, 180 Conn. 382, 407, 429 A.2d 919 (1980), we held that, in the context of a murder charge, “ [¶] or purposes of the second condition of Whistnant ... an offense that would be a lesser included offense but for its requirement of a less culpable state of mind than that required for the greater, will be deemed a lesser included offense.” See also State v. Smith, 185 Conn. 63, 77, 441 A.2d 84 (1981) (applying rationale to manslaughter and assault charges). The defendant claims that, in light of our holdings in Rodriguez and Smith, the trial court should have instructed the jury on reckless endangerment as a lesser included offense of attempted murder. We disagree.
As the Appellate Court correctly stated in State v. Palmer, 8 Conn. App. 496, 504, 513 A.2d 738, cert. denied, 201 Conn. 808, 515 A.2d 380 (1986), it is possible to commit the crime of attempted murder without also committing the offense of reckless endangerment. See also People v. Ramirez, 55 N.Y.2d 708, 710, 431 N.E.2d 623, 447 N.Y.S.2d 138 (1981). Notwithstanding our limited liberalization of Whistnant in Rodriguez and Smith, we have never abandoned the general rule that one crime is not a lesser included offense of another if the greater can be committed without a simultaneous commission of the lesser. See, e.g., State v. Franko, 199 Conn. 481, 494, 508 A.2d 22 (1986); State v. MacFarlane, 188 Conn. 542, 548, 450 A.2d 374 (1982). Indeed, we recently rejected an invitation to liberalize Whistnant further in State v. Chance, supra, 236 Conn. 53-56.
The judgment is affirmed.
In this opinion the other justices concurred.
General Statutes § 53a-54a provides in relevant part: “(a) A person is guilty of murder when, with intent to cause the death of another person, he causes the death of such person . . . .”
General Statutes § 53a-49 (a) provides: “A person is guilty of an attempt to commit a crime if, acting with the kind of mental state required for commission of the crime, he: (1) Intentionally engages in conduct which would constitute the crime if attendant circumstances were as he believes them to be; or (2) intentionally does or omits to do anything which, under the circumstances as he believes them to be, is an act or omission constituting a substantial step in a course of conduct planned to culminate in his commission of the crime.”
The defendant appealed directly to this court pursuant to General Statutes § 51-199 (b), which provides in relevant part: “The following matters
The defendant was sentenced to a term of life imprisonment on the murder count and to a concurrent prison term of twenty years on the attempted murder count.
A “cookie” is street parlance for a small unit of crack cocaine.
On direct, examination, Perry explained the term “base house”: “You go there to do your drugs. It’s like a spot you can go and get high. And, what you do is you give the person that lives there some of what you have so he’ll let you stay there and get high. So, that’s what I did. I gave him some of what I had, and I stayed there and I got high.”
Gardner, who has a doctor of philosophy degree in neuroscience and physiological psychology, is a professor of psychiatry and neuroscience at the Albert Einstein College of Medicine in New York City. The state did not challenge his qualifications as an expert.
The trial court, noting that the only testimony concerning the amount and quality of the cocaine ingested by Perry on the evening of the shooting had come from Perry herself, concluded that it would be inappropriate for Gardner to rely on certain portions of Perry’s trial testimony in order to impeach her on another aspect of her testimony, namely, her identification of the defendant as the shooter. We express no view as to the propriety of this determination.
On appeal, as at trial, the state does not contend that Gardner’s testimony was properly excluded because it would not have assisted the jury to understand the general effect of cocaine on cognition. Rather, the state again
Because Gardner testified that it was more likely than not that, at the time of the shooting, Perry suffered from a cognitive impairment brought on by the ingestion of cocaine, we need not decide whether, or in what circumstances, such testimony might have been admissible even if Gardner had been unable to say that the probability of cognitive impairment due to cocaine use exceeds 50 percent.
Although at trial Davis recanted this aspect of her statement, she did not deny initially having told the police that the defendant had admitted to the shootings. See part II of this opinion.
The defendant, at trial, claimed to have sold that weapon prior to the shootings.
It is noteworthy that the defendant emphasized these facts during his closing argument to the jury.
General Statutes § 52-146d provides in relevant part: “Privileged communications between psychiatrist and patient. Definitions. As used in sections 52-146d to 52-146i, inclusive . . .
“(2) ‘Communications and records’ means all oral and written communications and records thereof relating to diagnosis or treatment of a patient’s mental condition between the patient and a psychiatrist, or between a member of the patient’s family and a psychiatrist, or between any of such persons and a person participating under the supervision of a psychiatrist in the accomplishment of the objectives of diagnosis and treatment, wherever made, including communications and records which occur in or are prepared at a mental health facility;
“(3) ‘Consent’ means consent given in writing by the patient or his authorized representative . . .
“(6) ‘Patient’ means a person who communicates with or is treated by a psychiatrist in diagnosis or treatment;
“(7) ‘Psychiatrist’ means a person licensed to practice medicine who devotes a substantial portion of his time to the practice of psychiatry, or a person reasonably believed by the patient to be so qualified.”
General Statutes § 52-146e provides: “Disclosure of communications, (a) All communications and records as defined in section 52-146d shall be confidential and shall be subject to the provisions of sections 52-146d to 52-146j, inclusive. Except as provided in sections 52-1461' to 52-146i, inclusive, no person may disclose or transmit any communications and records or tlie substance or any part or any resume thereof which identify a patient to any person, corporation or governmental agency without the consent of the patient or his authorized representative.
“(b) Any consent given to waive the confidentiality shall specify to what person or agency the information is to be disclosed and to what use it will be put. Each patient shall be informed that his refusal to grant consent will not jeopardize his right to obtain present or future treatment except where disclosure of the communications and records is necessary for the treatment.
“(c) The patient or his authorized representative may withdraw any con
The state did not challenge the expert qualifications of Mueller, a board certified psychiatrist and professor of medicine at Yale University School of Medicine.
Davis had signed a release authorizing her treating physician to provide Mueller with copies of her medical records, and her physician did so.
General Statutes § 52-146i provides in relevant part: “Consent not required for disclosure, when. Consent of the patient shall not be required for the disclosure or transmission of communications or records of the patient in the following situations as specifically limited ....
“(4) Communications made to or records made by a psychiatrist in the course of apsychiatric examination ordered by a court or made in connection with the application for the appointment of a conservator by the probate court for good cause shown may be disclosed at judicial or administrative proceedings in which the patient is a party, or in which the question of his incompetence because of mental illness is an issue, or in appropriate pretrial proceedings, provided the court finds that the patient has been informed before making the communications that any communications will not be confidential and provided the communications shall be admissible only on issues involving the patient’s mental condition. . . .”
We note that although the trial court ultimately sustained the state’s objections to this line of inquiry, Lofton, in response to the defendant’s questions and before the state could interpose its objections, responded that there would be severe consequences to him if he informed on a fellow Roots Brotherhood member and that he would be terminated from the organization for crossing another gang member. Although the trial court sustained the state’s objections to these two responses, the state never requested that Lofton’s answers be stricken.
Indeed, it is clear from the defendant’s request that Lofton remain available to testify for the defense after the defendant had himself testified that the defendant understood the preliminary nature of the court’s ruling.
General Statutes § 53a-63 (a) provides: “A person is guilty of reckless endangerment in the first degree when, with extreme indifference to human life, he recklessly engages in conduct which creates a risk of serious physical injury to another person.”
General Statutes § 53a-55 (a) provides in relevant part: “A person is guilty of manslaughter in the first degree when: (1) With intent to cause
Significantly, the jury was also instructed, under State v. Sawyer, 227 Conn. 566, 630 A.2d 1064 (1993), that it could not deliberate on any lesser offenses until it had unanimously concluded that the defendant was not guilty of murder. Although we have held that the improper failure to instruct on a lesser included offense is not harmless merely because the jury convicted the defendant of the greater offense; State v. Monte, 131 Conn. 134, 137, 38 A.2d 434 (1944); we have not had occasion to consider what effect, if any, a proper Sawyer instruction may have with respect to a claim under Monte. We need not address that specific question in this case.