Lead Opinion
Dеfendant appeals, challenging his convictions following a jury trial for first-degree robbery, ORS 164.415, first-degree burglary, ORS 164.225, second-degree theft, ORS 164.045, and menacing, ORS 163.190. We reject those challenges without discussion. We also reject without discussion defendant’s argument that ORS 137.700 is facially unconstitutional. We write only to address defendant’s unpreserved challenge that the trial court erred in imposing a 60-month consecutive sentence on his conviction for first-degree burglary, in violation of the rule announced in Blakely v. Washington,
The pertinent circumstances are undisputed. Defendant accosted his former girlfriend as she got out of the car at her home and forced her, over her objections, to let him inside. Once inside, defendant refused to leave, prevented the victim from leaving, and then, taking a knife from a kitchen drawer, threatened her and demanded money, which she gave him. The indictment alleged, inter alia, that defendant had committed first-degree burglary by unlawfully entering and remaining in the house with the intent to commit a crime therein, and first-degree robbery by threatening the victim with a knife so as to overcome her resistance while committing a theft. The jury convicted defendant of those crimes, as well as second-degree theft and menacing, but acquitted defendant of unlawful use of a weapon.
On December 19, 2003 — roughly six months before the United States Supreme Court decided Blakely — the trial court imposed sentence in this case. In particular, the court imposed a sentence of 90 months on the first-degree robbery
“[0]n the burglary charge, you’re in Grid Block 9C, and in that grid block you end up with a 60-month commitment to the Department of Corrections. And because it’s separate conduct that you went back to this location clearly with the intent to steal property or cause harm to [the victim], I’m going to make those 60 months consecutivе to the 90 months and you’ll serve that after you finish the 90 months on the robbery.”
From those comments, it is -unclear whether the trial court was purporting to rely on ORS 137.123(2) or on ORS 137.123(5) in imposing the consecutive sentence. Defendant did not raise any constitutional objection to the court’s imposition of a consecutive sentence.
Defendant contends that, although he did not raise his present challenge in the trial court, the court’s imposition of a consecutive sentence is, nevertheless, reviewable as “error of law apparent on the face of the record.” ORAP 5.45(1). The state’s sole response is to invoke State v. Fuerte-Coria,
In State v. Ice,
The question remains whether we should affirmatively exercise our discretion to consider and correct that error. See, e.g., Jury,
“[T]he competing interests of the parties; the nature of the case; the gravity of the error; the ends of justice in the particular case; how the error came to the court’s attention; and whether the policies behind the general rule requiring preservation of error have been served in the case in another way, i.e., whether the trial court was, in some manner, presented with both sides of the issue and given an opportunity to correct any error.”
Ailes,
In Ramirez,
Consistently with Ailes, as amplified by Ramirez and Fults, we affirmatively exercise our discretion to consider and correct the trial court’s error in imposing the сonsecutive sentence for the following reasons: First, given the timing in this case, it is highly unlikely that defendant made a “strategic choice” to forgo his present objection to the consecutive sentence. Accord Fults,
Second, considering and correcting the asserted error here will not subvert the judicial system’s “interest in requiring preservation of error .’’ Fults,
Third, as to the “gravity of the error,” id., the consecutive sentence is 60 months in length, which is very substantial.
Fourth, the circumstances here are unlike those in Ramirez or Fults, where the procedural posture and evidence were such that it was highly unlikely that a remand would make any practical difference — and, thus, a remand would merely result in “unnecessary repetitive sentencing proсeedings.” Fults,
Finally, we respectfully, albeit briefly, reject the dissent’s reasoning to the contrary. Three aspects of the dissent warrant specific response.
First, contrary to the dissent’s suggestion, it is “apparent on this record what, if any, additional facts are left to be found by the jury.”
Second, in a related sense — and contrary to the dissent’s apparent assumption,
Finally, the dissent suggests that defendant has not made a sufficient showing under Fults or Ramirez of “how he
Reversed and remanded for resentencing; otherwise affirmed.
Notes
The court also imposed sentences of six months each on defendant’s convictions for second-degree theft and menacing, with those sentences to be served concurrently to each other and to the sentences impоsed for robbery and burglary.
See, e.g., State v. Cone,
Dissenting Opinion
dissenting.
Once again, the court is required to confront the provisions of ORAP 5.45(1) and determine whether the error claimed for the first time on appeal is error apparent on the face of the record, and, if it is, whether this court should exercise its discretion to correct it. The majority concludes that the initial criteria under the rule are satisfied and proceeds to exercise its discretion to remand for resentencing. I disagree with the majority’s decision for the reasons that follow.
The majority’s decision perpetuates this cоurt’s jurisprudence in State v. Jury,
Here, defendant was sentenced in January 2004, after Apprendi was decided, but before Blakely and Ice. Defendant did not object at the time of sentencing to his consecutive sentences on the ground that he was entitled to have a jury determine the factors required for the imposition of consecutive sentences. Were it not for our decision in Jury, defendant’s arguments would fail under ORAP 5.45(1) because, as we held in State v. Fuerte-Coria,
In Jury, however, we addressed whether “error apparent on the face of the record” should be determined by reference to the law as of the time of the appeal or the law as of the time of trial. We noted that the question had never been explicitly addressed by Oregon appellate courts; we further observed that determining plain error based on the law as of the time of the appeal could operate to subvert principles of preservation of error and comity with trial courts.
A comparison between the record in this case and the record in Jury illustrates why this case does not present the “extraordinary circumstances” that constitute “the exception to the rule” with regard to the exercise of our discretion under ORAP 5.45(1). On the record before us in Jury, it was apparent that an obvious injustice had occurred. The defendant appealed from controlled substance-related convictions. During the defendant’s trial in 1994, the trial court admitted evidence that the police had obtained through the use of a body wire that they had placed on an informant. Under the case law as it existed at the time of trial, the police were not required to obtain a court order authorizing them to use a body wire. In his opening brief on appeal, the defendant argued for the first time that our case law to that effect was wrongly decided and that a court order was in fact required by the statute. We held the defendant’s appeal in abeyance pending a decision by the Supreme Court in other cases involving the same issue.
In 2000, the Supreme Court held, as the defendant in Jury contended, that ORS 133.724 required the police to obtain a court order before using body wires to intercept communications. State v. Fleetwood,
This case presents different circumstances from those that existed in Jury. Here, the record does not demonstrate — and defendant does not explain — how any injustice occurred. In fact, he does not even explain (1) what provision of ORS 137.123 is or is not applicable to the circumstances that led to his convictions; or (2) what facts remain to be decided by a jury. In light of those deficiencies in the record and defendant’s argument on appeal, I would decline to exercise our discretion to correct any error that may have occurred with respect to the imposition of consecutive sentences. The basis for that decision is explained more fully below.
Defendant was charged with first-degree robbery, first-degree burglary, first-degree unlawful use of а weapon, second-degree theft, and menacing; all of the crimes were alleged to have been committed on March 1,2003. In Count 1, defendant was charged with committing robbery by, “in the course of committing theft of property!,] * * * threaten[ing] the immediate use of physical force on [the victim] and
Trial on the charges occurred in November 2003. By that time, Apprendi had been decided. At trial, the state offered evidence that, as the victim was walking from her car across a parking lot towards her apartment, defendant approached her and took her by the arm. She informed defendant that he was not supposed to have any contact with her but, nonetheless, he led her to her apartment and required her to let him inside her residence. Once inside, the victim told defendant to leave, but he refused. The victim attempted to call 9-1-1, but defendant unplugged the phone. The victim tried to flee through the front door, but he blocked her way and made her sit down. Defendant then went into the kitchen and retrieved a knife. He again approached the victim, standing over her with the knife and a pillow, and demanded money. The victim refused his request, but defendant told her that he would use the knife on her if she did not comply. The victim then dumped the contents of her purse onto the coffee table. Defendant instructed her to take the money out of her wallet, which he then stole. Defendant then required the victim to drive him tо downtown Portland, where he and the victim parted company.
In response to the state’s evidence, defendant testified that he .had no contact with the victim on March 1, 2003, and that all the events that the victim testified about, including threatening her with a knife and demanding money, did not occur. Thus, the issue before the jury was whether the victim had fabricated the events of March 1, 2003. The jury found defendant guilty of all charges, except the charge of unlawful use of a weapon.
Before sentencing on the convictions, defense counsel told the trial court, “We have the оne incident regarding [the victim], we don’t have multiple incidences in time[,] and
“And then on the burglary charge, * * * because it’s separate conduct that you went back to this location clearly with the intent to steal property or cause harm to [the victim], I’m going to make those 60 months consecutive to the 90 months, and you’ll serve that after you finish the 90 months on the robbery.”
Defense counsel objected, arguing to the trial court that “the burglary and the robbery occurred at the same time, they wеren’t separate inciden [ts].” The trial court responded, “I know, but I disagree with that and I’ve said that.” Defense counsel responded, “And I’m simply preserving it for the record, Your Honor.”
On appeal, defendant advances two assignments of error: (1) “The trial court violated its duty to adequately develop a record from which to determine whether new counsel is warranted after appellant requested new counsel [;]” and (2) “The trial court erred in imposing consecutive sentences.” Defendant does not claim on appeal, as he did in the trial court, that the burglary and robbery offenses did not arise from the same continuous and uninterrupted course of conduct; nor does he identify what factual dispute exists in that regard.
“[i]n this case, the trial court imposed consecutive sentences rather than the presumptive concurrent sentences by making findings of fact. This is flatly prohibited by Blakely. Accordingly, appellant is entitled to resentencing.”
In the argument portion of his brief, defendant invokes our decision in Jury and argues that, under Blakely, the court erred in imposing consecutive sentences. Though conceding that our decision in Fuerte-Coria controls the issue, he contends that the decision was “wrongly decided and should be overruled.”
“In this case, the trial court imposed consecutive sentences on counts one and two. These two crimes occurred simultaneously against the same victim. Whatever facts found by the court to support the consecutive sentences on counts [sic] could be found only by a jury under Blakely. Absent those findings, the court was required to impose the sentences concurrently. ORS 137.123(4). As such, the trial court erred in imposing consecutivе sentences.”
Defendant appears to assume that the trial court found that the two crimes did not arise from a continuous and uninterrupted course for purposes of ORS 137.123(2) — a point that, as the majority concedes,
It is not apparent on this record what, if any, additional facts are left to be found by the jury. The jury decided that the events testified to by the victim actually occurred on March 1, 2003, as she said that they did. That may explain why, on appeal, defendant glosses over the subject of what issues of fact would be left for the jury on remand. Instead, defendant merely asserts that “whatever facts found by the court * * * could be found only by a jury.” In the absence of any additional disputed facts, the question whether defendant’s convictions arose from the same continuous and uninterrupted course of conduct was essentially one of law for the trial court.
In a related vein, one of the Ailes factors that we must consider is the competing interests of the parties regarding judicial economy. The majority’s decision requires a new sentencing hearing and the attendant expense and delay to the public that accompanies a remand to the trial court. Defendant, on the other hand, seeks a “second bite at
That brings us to the Supreme Court’s recent decisions in State v. Ramirez,
Finally, in Ramirez, the court explained, with respect to our conclusion that the state had no valid interest in requiring a defendant to serve an unlawful sentence, that “[a]lthough that rationale has a nice ring to it, it makes little real-world sense in cases like the present one, in which the record all but demands imposition of precisely the sentence that the trial court elected to impose.”
The answer to curing inconsistencies like the one described above is to decide preservation issues on a case-by-case basis, considering whether the objectives of preservation are satisfied along with the other Ailes factors, and by exercising our discretion to review plain error only in extraordinary сases where the objectives of preservation are otherwise satisfied. Jury represents one end of the continuum and was an appropriate case in which to exercise our discretion. There, the defendant was able to demonstrate an error that truly affected his liberty interest. At the other end of the continuum is what occurred in Ramirez, where, according to the court, the evidence on the sentencing factor was so overwhelming “that it would not advance the ends of justice to remand for an unnecessary hearing.”
Specifically, the court instructed that,
“[I]n future applications of this rule [ORAP 5.45(1)], in deciding whether to exercise its discretion to consider an error of law apparent on the face of the record, among thе factors that a court may consider are: the competing interests of the parties; the nature of the case; the gravity of the error; the ends of justice in the particular case; how the error came to the court’s attention; and whether the policies behind the general rule requiring preservation of error have been served in the case in another way, i.e., whether the trial court was, in some manner, presented with both sides of the issue and given an opportunity to correct the error.”
(Citations omitted.)
ORS 137.123(2) authorizes the imposition of consecutive sentences when a defendant is simultaneously sentenced for criminal offenses that do not arise from the same continuous and uninterrupted course of conduct.
Because his brief was written before State v. Ice was decided, defendant does not rely on Ice.
