22 Kan. 170 | Kan. | 1879
Lead Opinion
The opinion of the court was delivered by
At the September term of the district court of Lyon county, Kansas, for the year 1878, the defendant was tried, found guilty, and sentenced to the state penitentiary for the term of five years. ' The information filed against defendant originally contained three counts, the first of which charges:
“That in May, 1872, one E. P. Bancroft was, by the board of directors of the state normal school at Emporia, duly appointed as agent for the sale of said state normal school lands, and continued to be such agent until June 6, 1877; and that during all of said time, by virtue of such appointment as such agent, he was an agent and officer of the state of Kansas, a public corporation; that from day to day during said time said Bancroft, as agent, received, collected, and took into his possession and under his care, in*198 said capacity as agent and officer of the state of Kansas, about. $13,270.14, derived from the sale of certain of said normal school lands particularly described in said information, and which had been sold by said Bancroft as such agent, and which money belonged to the state of Kansas; and that of this sum, Bancroft, on June 6, 1877, at Lyon county, Kansas, unlawfully, fraudulently and feloniously embezzled and converted to his own use the sum of $9,000, without the assent of said state of Kansas, his employer, or of any other ‘person or persons’ thereto lawfully authorized, and that said embezzlement was concealed by Bancroft until February, 1878.” . .
The third count is similar to' the above, except that instead of charging the fraudulent and felonious embezzlement of said moneys, it charges:
“That on said June 6,1877, said Bancroft had in his possession and under his control all of said $13,270.14, except $-, viz., $9,000, after deducting all his stipulated commissions; that on said day the board of regents of said school demanded of Bancroft (they being thereto lawfully authorized by the state of Kansas, his employer in said agency) that he pay over into the state treasury said sum of $9,000, which Bancroft failed, neglected and refused, and still does fail, neglect and refuse to do, and that he never has paid said sum or any part thereof into said treasury; that said sum and no part of it has been lost by means beyond said Bancroft’s control before he had an opportunity to make delivery thereof to his said employer; that his said employer has not and did not permit him to use said moneys or any part thereof; and that Bancroft concealed the fact of his said crime and of his having said moneys until February, 1878.”
The district court required the state to elect as between the first and second counts in the information, and the state elected to proceed upon the first and third counts, and said second count cuts no further figure in the case.
.A motion was then made by defendant, to compel the prosecution to elect upon which of the remaining counts (the.first and the third) it would proceed, and.to strike out the other on the grounds — 1st, that said information as it then stood did not state the facts constituting a public offense, in plain and concise language, without repetition,
Defendant then interposed a motion to strike one or the other of said counts from said information, which was' also ■denied, and defendant excepted.
Then followed defendant’s motion to quash each of said counts, on the ground that neither of them stated facts sufficient to constitute a public offense; and that neither count was direct and certain as to the offense charged. This was .also overruled, and an exception duly taken by the defendant.
Thereupon said defendant filed his plea in abatement, duly •verified, alleging that he had never had any preliminary ex-.amiuation for the pretended offense charged, or attempted to be charged, in each of said counts, or in any form waived the same, etc. To this plea the state interposed a general denial. The issue thus joined was tried before a jury, verdict was ■rendered for the state, and judgment for the state was entered thereon, after the motion of defendant for a new trial had been overruled and exception taken.
The defendant standing mute and refusing to plead, the ■court ordered a plea of not guilty to be entered for him as to •each count.
The jury found the defendant guilty, of embezzlement as charged in each of said counts, and found the amount embezzled under said first count to be $3,436.18, and under the thii’d count to be $1,987.24; and thereupon the court adr judged that said Bancroft is guilty of embezzlement as found in said verdict, and that he be taken hence to the penitentiary of the state of Kansas, and there confined at hard labor for the full term of five years, etc.
The statute under which this prosecution was had is the .amendment made in 1873 of §88 of the crimes act, Laws 1873, p. 177, §1, which reads:
“ If any clerk, apprentice, or servant of any private person, •or of any copartnership, except clerks, apprentices and servants within the age of sixteen years, or if any officer, agent, ¡clerk or servant of any incorporation, or any person employed*200 in such capacity, shall embezzle or convert to his own use,, or shall take, make way with, or secrete with intent to convert to his own use, without the assent of his employer, any goods, rights in action, or valuable security or effects whatsoever belonging to any person, copartnership or corporation, which shall have come into his possession or under his care by virtue of such employment or office, he shall, upon conviction thereof, be punished in the manner prescribed by law for stealing property of the kind or value of the articles so-embezzled, taken or secreted; or if any agent shall neglect or refuse to deliver to his employer or employers, on demand, any money, promissory notes, evidences of debt, or other-property which may have come into his possession by virtue of such employment, after deducting his fees as attorney,, charges as agent, or stipulated commission for making collection of such money, unless the same shall have been lost-by means beyond his control before he had opportunity to-make delivery thereof to his employer or employers, or the-employer or employers have permitted him to use the same, he shall, upon conviction thereof, be punished in the manner-, provided in this section for unlawfully converting such money or other property to his own use.”
It is evident that the first count was framed under the first part of this section, and the third under the latter part, and that upon this section the principal question is whether the-state is an incorporation within the meaning of that term as-here used. It is conceded that there is a certain sense in which a state is a corporation, and properly so denominated.. But the contention is that it is not so in the ordinary legal sense of the term, and even if it were, the legislature has by its express definitions excluded it from the scope of the term as used in the statutes. An examination of the authorities will show in what sense the state is called a corporation, and to them we turn. In Angelí & Ames on Corporations, § 15,. it is said:
“Nations or states are denominated by publicists bodies-politic, and are said to have their affairs and interests, and to deliberate and resolve, in common. They thus become as-moral persons, having an understanding and will peculiar to themselves, and are susceptible of obligations and laws. In this extensive sense the United States may be termed a cor*201 poration. They are a collective, indivisible body, which can act and be seen only-in the acts of those who administer the affairs of the government, and also their agents duly appointed. So it may be said of each state singly; so the king of England is a corporation, and so is parliament.”'
So in Dillon on Municipal Corporations, vol. 1, § 14:
“Although not styled such, each one of the United States, in its organized political capacity, is in effect a public corporation. Corporations, however, as the term is commonly used, do not include states, but only derivative creations owing their existence and powers to the state, acting through its legislative department.- Like corporations, however, a state, as it can make contracts and suffer wrong, so it may for this reason, and without express provisions, maintain, in its corporate name, actions to enforce its rights and redress its injuries.”
Thus, according to Angelí & Ames, it is only in an extensive sense of the term that the state may be called a corporation, and according to Dillon the term as commonly used does not include a state. So, while a state is recognized as possessing corporate character so far as to give it status as a plaintiff in-the courts of a sister state, (Woodworth v. Janes, 2 Johns. Cases, 417; Delafield v. Illinois, 2 Hill, N. Y., 159; Indiana v. Noram, 6 Hill, N. Y., 33,) or in its own courts, (State v. Delesdenier, 7 Tex. 76,) yet it seems to be so recognized only in a limited sense, and for certain purposes. It is not broadly and generally called a corporation, or classed with such creations of the law. Again, in so far as a state is a corporation, it is also a person. “Corporations are artificial persons — bodies politic, possessing some of the attributes of natural persons, and are subject to many of the obligations and duties imposed by law upon individuals.” But it has never been held that because, in this sense, a corporation is a person, that when the word “person” is found in a statute it will be construed to mean or embrace a state. Its meaning may be extended by express definition so as to include the sovereignty, but unless so extended it will not be so considered; and the reason is, that “in construing a statute, words are to be taken in their ordinary sense, unless, from a consideration of the
These general considerations indicate that the state is not included within the terms “incorporation” and “corporation,” as used in this section, for while it is true of all statutes, it is especially true of penal statutes, that no strained or exceptional interpretation is to be given to their • language for the sake of including offenses not apparently within the purpose of the legislature in their enactment. We must, as a rule, keep within the ordinary meaning of words and phrases in construing criminal statutes, for otherwise the courts will be making those acts offenses which the law-making power has not declared to be such.
But we are not left to mere general considerations and rules of interpretation. The legislature has in terms defined the meaning of the word “corporation,” and such definition must be accepted as conclusive. It was this definition which justified this court in the case of The State v. Smith, 13 Kas. 292, in holding that a county treasurer was included within the section — a conclusion reached with some hesitation, and one not altogether in harmony with decisions elsewhere. This definition, which was broad enough to make the term “corporation” include a county, as plainly makes it exclude the state. It is a definition given by the same legislature which enacted the original § 88, and must be taken as its understanding of the scope of the word as it is used in said section.
In ch. 23 of the General Statutes it is enacted:
“Sec. 1. Corporations are either — first, public; or second, private.
“Sec. 2. A public corporation is one that has for its object the government of a portion of the state.”
Supporting this conclusion, if it needs any support, it may be remarked that the same legislature made provision for the punishment of any embezzlement by the state treasurer, defining the offense and imposing a penalty therefor. (Gen. Stat., p. 983, § 56.)
The question is one of difficulty. Evidently the words “any agent” mean exactly “any agent,” and include every agent, whether of an individual, a partnership, a corporation or a state, who does the acts thereafter named, or they mean only such agents as have been previously enumerated in the section. Either construction is exposed to objections which are not easily answered. In support of the latter construction, it may be said that it is a rule of interpretation that, “where particular words are followed by general ones, the latter are to be held as applying to persons and things of the same kind with those which precede.” (Potter’s Dwarris on Statutes, p. 236, and cases cited in note.) Having once indicated by the particular words in respect to whom or what it is legislating, further particularity is unnecessary, and general terms and phrases may be used without extending the legislation to any other person or things.
Again, it may be said that this section in the Laws of 1873 is an amendment of § 88 of the crimes act, the amendment consisting in the addition of this latter part under which the third count is framed; and the fact that it is an amendment, indicates its purpose and extent. It is not to be considered as an independent act, creating, defining and punishing an offense. Words and sentences added to a section by way of amendment are added to limit, extend or qualify that which is already in the section. We must look to the original section and compare it with the amendment, to determine what error or omission the latter was intended
The conclusions to which we have now come are with the considerations last named. "While this stands as an amendment of a section, it is complete in itself. It names the persons, describes the offense, and affixes the penalty. It was
“The two offenses charged are in law just as distinct as if they were covered by separate sections of the statute; the fact that they appear in one section don’t alter their legal character. It is absolutely impossible for a person guilty of .embezzlement of funds under the first clause to be guilty of a criminal refusal to pay over funds collected, as provided for in the second. The second clause was enacted for the purpose of reaching a class of individuals who were not and could not be punished under the first clause: a class of collecting agents who were not even civilly liable until after demand. It is true that a demand and refusal may be evidence of an embezzlement under the first clause, but it would not necessarily constitute the embezzlement; and then it will not ■be supposed that, in enacting this second clause, the legislature was simply putting in a statute of evidence in embezzlement cases. If, by the amendment of 1873, the legislature did not provide for two distinct felonies, and felonies that, so far as the same individual and the same funds are concerned, are as to each other inconsistent and repugnant, then we have in this amendment an indirect attempt to legislate out of existence the statute of limitations so far as embezzlements are concerned, for the addition clearly amounts to this and no more: ‘That whenever any agent, officer or servant mentioned in § 88, ch. 31, shall have embezzled any such moneys mentioned in said section, and shall neglect or refuse to deliver to his employer, on demand, the same, unless the same shall have been lost by means beyond his control,’ &c., ‘or his employer has permitted him to use the same, he shall upon conviction,’ &c. If this second clause does not make the things therein mentioned a crime, and the same did constitute a crime under the first clause, then it is an absurdity; or else the legislature simply meant to say, that if any one has at any time been guilty of embezzlement under the first clause, he is to be convicted and punished, even though prosecution for this crime is barred by the statute of limitations,*209 provided the demand mentioned is made and the other things ■stated exist; and we cannot suppose the legislature intended any such thing.”
As the charge against the defendant falls solely within the last part of this section, it is unnecessary to stop here to consider the questions suggested by counsel. There is no renewing of an old crime by a late demand. The defendant, if ■guilty of any crime under the statutes, is guilty of the crime •of improperly refusing to pay over, on demand, moneys belonging to his employer.
As the jury specially found the defendant guilty under the third count, and as the punishment imposed was no greater than that warranted by such count, we may ignore all matters save those arising under this as a single and separate charge.
Among the questions deserving notice after passing the •construction of the statute, is whether the defendant was in fact an agent. It is claimed that all his authority to act ceased in 1873, and that whatever he did thereafter was done by him upon an unwarranted assumption of authority; that his acts did not bind the state, that the money he received was received by one having no authority to receive it, and that whatever may be the nature of the wrong done to the parties paying, he is gui-lty of no embezzlement of the state’s moneys. This claim is based, not upon any alleged revocation of his authority by any board of directors or regents, but as the necessary result of legislative action. It may be an important question, not only in this case, but also in controversies which may hereafter arise between the state and parties purchasing and receiving contracts of sale from the defendant. For if the defendant was not legally the agent of the state after 1873, then the parties purchasing from him as such agent can have no legal claim on the state for the fulfillment of their contracts or credits for moneys paid to him. A brief reference:to the legislation on the matter will be necessary. These aré the acts:
1st. An act in 1863, establishing and locating the normal
2d. An act in 1864, organizing the school, and placing it under the direction of a board of directors. (Gen. Stat., p. 589.) This act contains in detail many provisions for the administration of the school, but says nothing in reference to the-sale of the school lands.
3d. An act in 1866 (Gen. Stat., p.593), and a substitute-therefor in 1872 (Laws 1872, p. 378), providing for the sale of the lands. This act makes no provision for the administration of the school, except that it declares that the interest on the proceeds shall be applied to the maintenance and support of the school under the direction of the directors, but does make full and complete provision for the sale of the-lands, authorizes the directors to sell, and to appoint an agent, with power to make contracts and receive money.
4th. An act in 1873 (Laws 1873, p. 251), placing the government of the school in a board of regents. This was a. general act in reference to all the state institutions of learning, and assigns the government of each to a separate board of regents. It does not attempt to prescribe any detail in reference to their management, but simply changes the governing body, reducing its numbers, and changing its name. It empowers it as a “board of control, with full and complete powers to adopt and enforce all necessary rules and regulations required under the law for the government of said institution.” It makes no special reference to the sale of the-lands. It does not by name repeal any prior act, but in. terms repeals all “parts of acts” in conflict with its provisions.
5th. An act in 1877 (Laws 1877, p.236), changing the number and term of the regents. This act in terms directs the regents to sell the lands under the provisions of the law of 1872, simply reducing the minimum price. It impliedly, therefore, recognizes the act of 1872 as still subsisting and in force. These are all which bear upon the present question.
The resolutions upon which the committee was appointed and acted, and both of which were passed at the same meeting of the board, are as follows:
“On motion of Mr. Crichton, it was ordered by the board that a committee of two be appointed to report at the regular*213 meeting in June next the amount of normal school lands sold; the condition of the funds derived from lands already sold; to make, a survey of said lands, if practicable; and report generally upon the propriety of further sale of said lands, and upon any other matter germane to the subject.
“Resolved, That the agent of the board of regents for the sale of lands of state normal school be required to deposit all moneys received by him for the sale of said lands into the state treasury as the law provides, as soon as the amount thereof shall be ascertained by the committee to be appointed this day.”
It is not pretended that any copy of these resolutions was ever presented to defendant, or that he ever saw them; but in pursuance thereof, the committee had two interviews with him in relation to the matter, at an interval of nearly a year, in the first of which he gave them a statement of lands sold and moneys received, which he said was complete, and paid over the money; at the second, a much larger sum was named, but no payment made. We make the following extracts from the testimony of one of the committee, James H. Crichton, as to what transpired at the first interview:
“I and Dr. Wright were appointed a committee to call upon Bancroft, and demand settlement and account of his doings as agent. About the 18th of April, 1877, they went to B.’s office, and asked a statement óf the laud sold and money received, and all his transactions. He gave us a small slip of letter paper, which he said contained a list of all lands sold and money received. . . . The total amount of principal he said he had in his hands was $2,148.90, interest $621.33, in all $2,770.23, which amount we received from him then and there. I asked him if that was a full account of his transactions up to that time. He said it was. I asked if he kept any book entry of sales, showing the time of the sale, the land sold, and the purchase price. He said ‘No.’ I demanded of him, on behalf of the board, all papers, etc., pertaining to these lands in his possession. He handed me a small account book, together with a roll of legal cap upon which had been written a description of the land and the appraisement of Prescott. I asked him for a full report, and he had this [referring to above slip of paper] prepared, and said he had that amount and would turn it over. I asked*214 him again why in the name of sense he did not put the money in the treasury.”
Dr. Wright, the other member of the committee, also testified :
“I cannot state the words; the substance was that Mr. Crichton made a demand of Bancroft, asking him for the money, stating that we called to get the amount of money for the land sold.”
And in reference to the second interview, Crichton testified that he said to defendant:
“I understand you have sent in another report. He said, ‘Yes.’ I asked him if he had made a clear report this time. Pie said he had, of all his doings. I remarked, that ‘from that report you owe the state $8,000.’ He said yes — that he had that much of the school funds. I remarked, ‘I suppose you are ready to pay the amount?’ or language to that effect. He said no — he was not. I remarked that the money was what we most needed. He said he was unready to pay. I asked him what he had done with the money. He said he did not know — he had used it for different things.”
Further than this, the defendant had an interview with the board after these interviews with the committee, with reference to his deficiency and a settlement of the sáme, in which he stated his resources, and that he could pay the interest on the deficiency during the year, and the principal in two years.
We see no reason to doubt the sufficiency of the testimony in this respect to sustain the verdict of the jury.
Upon this we' remark, that if this question hinged solely upon oral testimony we should with little hesitation sustain the ruling of the district court as its decision upon a mere ■question of fact. It was, however, presented principally upon affidavits and only partially upon oral testimony, so that it.comes before us in a different attitude. We may remark further, that if the case was one principally of fact, and the .question was whether the defendant did the acts •charged against him, especially if that question was a doubtful one, we should have expected that the district court would have sustained the motion and given the defendant the benefit of the doubt.
But where, as in the case at bar, the questions are principally questions of law, and the. acts and conduct of the defendant as admitted and testified to by himself taken in conjunction with undisputed and unquestioned facts, make out a strong ease of guilt, and 'the district court who saw the juror and heard the testimony, both oral and written, sustains his qualifications, it does not seem to us that substantial justice requires that the judgment be reversed and the case remanded for a new trial. We frankly admit our hesitation in arriving at this conclusion, and only the peculiar character ■of' the case and the questions involved in and presented at the trial, incline us to the opinion that the substantial rights •of the defendant have not been invaded by this ruling.
Many other questions have been presented, and discussed by counsel with great ability. We have endeavored to notice those matters which struck us as most important and
The judgment will be affirmed.
Concurrence Opinion
concurring specially as follows:
I concur in the decision in this case, but if the appellant had not gone upon the witness stand and given the evidence-I find from him in the record, I would have favored a reversal of the judgment, and the granting of a new trial on-account of the manner in which the jury was constituted. I consider, however, his testimony a detailed statement or confession of guilt; that is, the evidence given by him involves-guilt under the law. Therefore, under the circumstances, the errors of the trial court were not substantial ones — at least,, not sufficiently so to be prejudicial to the rights of the accused.