Balzer also asserted unwitting possession as an affirmative defense to the charge of possession of cocaine. In its jury instructions, the trial court ruled the State would have to prove the absence of unwitting possession beyond a reasonable doubt.
During the lunch hour recess, the State petitioned this court for emergency interlocutory review of the trial court’s jury instructions. While a commissioner of this court considered the request, the trial court instructed the jury and partial summations were presented. The commissioner granted
The State contends that the trial court erred in: (1) instructing the jury on Balzer’s affirmative defense that his possession and possession with intent to deliver marijuana was based upon religious free exercise, and (2) instructing the jury that the State had to prove the absence of the unwitting possession defense beyond a reasonable doubt. We agree and reverse on both grounds.
FACTS
Background
On November 24,1996, an Olympia police officer, Donald Heinze, stopped Balzer for a traffic infraction. Upon approaching Balzer’s car, Officer Heinze noticed a strong aroma of fresh marijuana emanating from inside the car. The officer asked Balzer several times if he had marijuana in the vehicle, but Balzer consistently replied no. A search of the car revealed a black canvas bag on the passenger side floor. Another officer who arrived at the scene arrested Balzer. Balzer did not tell the officers at this time that he possessed marijuana for religious purposes.
After placing Balzer under arrest, the officers continued searching the car. They opened the large black canvas bag and found a large plastic bag inside, which contained numerous smaller zip-loc bags. Seven of
The officers also found $404, a day-planner sheet with the phrase “People Who Dogged Me” written at the top with several names and numbers written below, and a small plastic container of cocaine in the ashtray. The officers then took Balzer to the police station, where he voluntarily gave a statement and for the first time told them that he possessed the marijuana for religious purposes.
On November 27, 1996, the State charged Balzer with unlawful possession of more than 40 grams of a controlled substance. On February 14, 1997, Balzer filed notice of his intent to rely upon an affirmative defense under the RFRA. The State also filed an amended information adding a count of unlawful possession of a controlled substance (cocaine) and possession of marijuana with intent to deliver.
Evidentiary Hearing
On the morning of trial, the court held a hearing to determine whether Balzer could assert a religious free exercise defense under the RFRA. At the hearing, Balzer testified that he has been a member of the Rainbow Tribe Church of Living Light (Rainbow Tribe Church) for 22 years and is currently a high priest. 2 Balzer proffered a photocopy of a page from The Encyclopedia of American Religions recognizing the Rainbow Tribe Church as an established religion that allows use of psychoactive drugs and plants in prayer ceremonies. Balzer also testified that he has been a member of the Rastafarian religion for the past five years, which, like his other faith, utilizes marijuana as a sacrament during ceremonies.
Balzer stated that he uses religious sacraments, including marijuana, in practicing both religions. Specifically, he stated that he uses these plants during ceremonial prayer circles with other church members for the purpose of achieving a “higher group consciousness.” The group ingests psychoactive plants during the prayer circles, Balzer explained, to “create more of a positive vibration and radiate it out” to people who need it for “healing purposes” and “guidance.” According to Balzer, ingestion of marijuana “enhances the higher reasoning side of the mind and the higher self. It frees the spirit to reach its highest potential in deep meditation or prayer, and it helps us commune with our creator.”
Furthermore, the group does not ingest such plants, Balzer testified, simply for “getting high or getting loaded or loafing around.” He insisted the practice is “a very high spiritual matter” and that the group uses the psychoactive plants solely for religious purposes. Balzer said that church members “try to stay within [their] . . . tribe” and do not share the drugs with children or encourage use by other younger individuals. Finally, Balzer said his religion is “very personal” and that he used marijuana believing his practices were protected under the RFRA.
Officer Heinze testified that during his 11 years in law enforcement, he had considerable experience dealing with drug possession and trafficking. He stated that he investigated and witnessed “devastation in families, children, car crashes, suicide” and a host of other tragedies all in which narcotics have played a significant role. In his view, the use of drugs has become “more and more dangerous” to society.
Pretrial Ruling
Based upon Balzer’s testimony, the trial court determined, by a preponderance of the evidence, that Balzer had established a prima facie case for his “religious use” defense, and was therefore entitled to a jury instruction corresponding to his defense. Relying upon
United States v. Bauer,
Trial Testimony and Jury Instructions
During trial, Balzer gave testimony similar to his test imony at the evidentiary hearing regarding his use of marijuana. But he added that he has studied the use of marijuana in religious practices, listing numerous books he has read. Balzer also explained that he drew significantly from other religions using marijuana, such as the Native American and Rastafarian churches.
Regarding the cocaine, Balzer testified that the cocaine found in the ashtray belonged to a friend to whom he lent his car earlier that day. The first time Balzer learned of the cocaine, he asserted, was at the time the officers discovered the substance while searching his car.
At the close of trial, the court ruled that Balzer could assert his religious practices as an affirmative defense with regard to possession of marijuana as well as possession with intent to deliver. Concerning the unwitting possession defense instruction as to the cocaine, the trial court ruled the State would have to disprove Balzer’s affirmative defense beyond a reasonable doubt.
ANALYSIS
I. RELIGIOUS FREE EXERCISE
Applying the factors set forth in
State v. Gunwall,
Religious free exercise embraces two concepts: the freedom to believe and the freedom to act.
Cantwell v. Connecticut,
Constitutional protection for religious free exercise under state law embodies these principles. Article I, section 11 of the Washington Constitution provides in pertinent part that:
[a]bsolute freedom of conscience in all matters of religious sentiment, belief and worship, shall be guaranteed to every individual, and no one shall be molested or disturbed in person or property on account of religion; but the liberty of conscience hereby secured shall not be so construed as to excuse acts of licentiousness or justify practices inconsistent with the peace and safety of the state.
As the Supreme Court noted in
First Covenant Church v. City of Seattle,
Under this standard, the complaining party must first prove the government action has a coercive effect on his or her practice of religion.
Munns,
A. Coercive Effect
The first prerequisite to a free exercise challenge requires the complaining party to demonstrate that his or her religious convictions are sincerely held and central to the practice of his or her religion.
Munns,
Next, the party seeking protection must demonstrate that the challenged enactment burdens his or her free exercise of religion.
Munns,
Here, the trial court determined that Balzer’s beliefs were sincere and central to the practice of his respective religions. The trial court reached this conclusion largely based upon Balzer’s own detailed testimony. Balzer’s sincerity is questionable. On the one hand, he gave a detailed account of his religious beliefs, providing the court with evidence of the Rainbow Tribe and Rastafarian faiths as established religions. He also substantiated his knowledge of the religious usage of marijuana by noting numerous books written on the issue. 4 On the other hand, the evidence presented at trial indicates that his marijuana use may simply be a way of life, that is, an activity engaged in as part of his life-style, and that he does not use marijuana solely for religious purposes. For instance, he admitted that he personally used the drug for medicinal purposes and also sold the drug to others for medical treatment for terminal illnesses, mental conditions, and chemical dependencies. He also testified that he used marijuana at a party the night before his arrest although some members of his church were present.
Thus, the sincerity and centrality of Balzer’s religious beliefs are, at best, “arguably religious.” But we neither judge the reasonableness of his beliefs nor question their verity.
See Munns,
Given Balzer’s beliefs as sincere and central to his religious practices, it is clear that restriction of his marijuana use burdens exercise of his religious practices; RCW 69.50.401 5 criminalizes possession and distribution of the drug even if for religious purposes. See RCW 69.50.401.
B. Compelling State Interest
Once the complaining party establishes a burden upon religious free exercise, the court determines if the burden is offset by a compelling state interest served by the least restrictive means to achieve that interest.
Munns,
Under article I, section 1 of the Washington Constitution, the Legislature may prescribe laws to promote the health, peace, safety, and general welfare of the people of Washington.
State v. Ward,
1. State’s Regulatory Power in Other Context Overriding Religious Free Exercise
Courts have repeatedly concluded that the State has a compelling interest where it enforced laws under its police power even though enforcement burdened the free exercise
of religion. For instance, in
Backlund,
every person cannot be shielded from all the burdens incident to exercising every aspect of the right to practice religious beliefs. ... In the area of health and safety, governmental interests often override individual objections to regulations relating thereto.
Id.
at 642. The court held, thus, that health and welfare regulations curtailing the free exercise of religion were justified.
Backlund,
Similarly, in
State v. Norman,
Courts have also found compelling interests overriding religious free exercise in a number of other situations.
Here, the State asserts an interest in enforcing laws criminalizing the use and possession of Schedule I drugs, such as marijuana. But the trial court determined that the State failed to establish a compelling interest that justified infringing upon Balzer’s religious free exercise because of the insufficiency of evidence presented at the pretrial hearing. More specifically, the trial court refused to recognize a compelling state interest largely based upon the testimony of an individual police officer attesting to his personal observations and conceptions of marijuana’s harmfulness. 6
On appeal, however, we may take judicial notice of legislative facts to reach our legal conclusions despite an inadequate factual basis in the trial record.
7
See Wyman v. Wallace,
Accordingly, in the present case, in addition to the testimony presented to the trial court, we take judicial notice of marijuana’s effects and harmfulness as evidenced by legislative assessments expressed in both state and federal case law.
See United States v. Kuch,
2. State’s Assessment of Marijuana as a Harmful Drug
In 1971, Washington adopted the Uniform Controlled Substances Act (Uniform Act), RCW 69.50, which substantially parallels the federal comprehensive Drug Abuse Prevention and Control Act of 1970, 21 U.S.C. § 801 (Supp. 1996).
Seeley v. State,
Since the Legislature initially classified mari
juana as a Schedule I drug in 1971,
8
Seeley,
For instance, in
State v. Dickamore,
so long as scientists disagree about the effect of marijuana, the [LJegislature is free to adopt the opinions of those scientists who view marijuana as harmful. We will not substitute our judgment for that of the [LJegislature where the statute in question bears a rational relationship to a legitimate legislative purpose.
Similarly, in
Smith,
Moreover, the court emphasized the Legislature’s right to exercise its police power in regulating the prescription and use of dangerous drugs and found that the classification was reasonably related to legitimate state interests. Id. at 338-39. In the court’s view, the Legislature’s authority in regulating use of dangerous and habit-forming drugs could not he questioned because the right to exercise this power is “manifest in the interest of the public health and welfare.” Id. at 337. Hence, when the Legislature acts under its police power, constraints placed upon individual freedom serve to “protect both society generally and the individual personally from the perceived harm.” Id. at 333-39. And thus, as the court stated, it is not the court’s “proper function to substitute . . . [its] judgment for that of the [legislature with respect to the necessity of these constraints.” Id. at 338.
In
Seeley,
decline[d] to interfere with the broad judicially recognized prerogative of the Legislature, particularly where the challenged legislation involves a myriad of complicated medical, physiological, and moral issues; .... The debate over the proper classification of marijuana belongs in the political arena.
Seeley, at 813-14. Accordingly, the court refused to undermine the legislative classification of marijuana as a Schedule I controlled substance.
3. Congressional Assessment of Marijuana as a Harmful Drug
Several federal cases discuss compelling governmental interests relative to marijuana
In
United States v. Rush,
accepted the congressional determination that marijuana in fact poses a real threat to individual health and social welfare, and has upheld the criminal sanctions for possession and distribution of marijuana even where such sanctions infringe[d] on the free exercise of religion.
Id. Accordingly, the court “ decline [d] to second-guess the unanimous precedent establishing an overriding governmental interest in regulating marijuana.” Id. at 512-13.
Similarly, in
United States v. Middleton,
Congress has demonstrated beyond doubt that it believes [that] marihuana is an evil in American society and a serious threat to its people. It would be difficult to imagine the harm which would result if the criminal statutes against marihuana were nullified as to those who claim the right to possess and traffic in this drug for religious purposes. For all practical purposes the anti-marihuana laws would be meaningless, and enforcement impossible. The danger is too great, especially to the youth of the nation ... for this court to yield to the argument that the use of marihuana for so-called religious purposes should be permitted under the Free Exercise Clause. We will not, therefore, subscribe to the dangerous doctrine that the free exercise of religion accords an unlimited freedom to violate the laws of the land relative to marihuana.
Middleton,
Another case which involved the claim that criminalizing the possession and use of marijuana burdened the free exercise of religion is
United States v. Meyers,
In light of the substantial case law recognizing other compelling state interests in the context of religious free exercise, as discussed above, and considering the “social realities” of marijuana’s effects and dangers, as recognized by the Legislature and Congress, we hold that the State has a compelling interest in its enforcement of laws regulating drugs listed as Schedule I substances.
See Mood for a Day, Inc. v. Salt Lake County,
C. Least Restrictive Means
Next, the State must demonstrate that regulation of marijuana is the least restrictive means for achieving its objectives.
Backlund,
In Olson, the court considered a detailed proposal by the defendant to create an exemption for use of marijuana by the Ethiopian Coptic Church. The court rejected the proposal and summarily refused to accommodate or immunize the Ethiopian Coptic Church’s use of marijuana in religious practices. Id. at 1462-63.
In the present case, as in Olson, we refuse to accommodate and provide a constitutional harbor for Balz er’s marijuana use for religious practices under either of his faiths. Extended to its logical conclusion, Balzer’s assertion that his use of marijuana should be protected as religious free exercise necessarily invites other religious groups, whose use of prohibited drugs is likewise sincere and central to their religion, to seek constitutional protection.
Moreover, any “carving out” or other form of constitutional accommodation for the practices of the Rastafarian religion or Rainbow Tribe Church will encourage enlistment in those religions for the wrong reasons. That is, individuals who use marijuana or desire to use it for nonreligious purposes (e.g., recreationally or medicinally) will seek membership in these religions to invoke protection for their use that would otherwise be unlawful if not a member of those churches. Effectively—and significantly—laws restricting the use of marijuana will be rendered meaningless.
See Kuch,
In sum, we note that religious liberty is indeed essential to enlightened opinion and
II. Unwitting Possession
Unwitting possession is a judicially created affirmative defense that may excuse the defendant’s behavior, notwithstanding the defendant’s violation of the letter of the statute.
State v. Knapp,
Here, contrary to the foregoing rule, the trial court relied on
State v. Hundley,
A person is not guilty of possession of a controlled substance if the possession is unwitting. Possession of a controlled substance is unwitting if a person did notknow that the substance was in his possession.
The burden is on the plaintiff to disprove the defense of unwitting possession beyond a reasonable doubt.
In
Hundley,
the Court of Appeals held that a defendant must establish an affirmative defense only to the extent necessary to create a reasonable doubt as to his or her guilt.
Id.
at 751. On review, however, the Supreme Court noted that the Court of Appeals’ decision predated
Riker,
In
Riker,
the Supreme Court considered the required burden of proof to establish a duress defense. Holding that a defendant bore the burden to establish duress by a preponderance of the evidence, the Court stated that
“[generally, an affirmative defense which does not negate an element of the crime charged, but only excuses the conduct, should be proved by a preponderance of the evidence.”
Riker,
Construing
Riker,
the court in
State v. Wiley,
In light of
Riker
and
Wiley,
the trial court erred here in two respects. First, the trial court improperly placed the burden to disprove unwitting possession upon the State when instead the burden of proof rested with Balzer. Second, the court incorrectly stated that the applicable standard of proof was beyond a reasonable doubt when the appropriate standard is proof by a preponderance of the evidence. As such, the trial court’s instruction was erroneous. The proper standard is that set forth in
Wiley. Accord State v. Chapin,
Reversed and remanded.
Bridgewater and Armstrong, JJ., concur.
Review denied at
Notes
Although Balzer filed notice of his intent to assert an affirmative defense under the RFRA, he failed to make a timely motion for a pretrial hearing. On short notice, then, the trial court held a hearing the morning of the trial giving the State little time to prepare for the hearing.
Regarding his status as a priest, Balzer stated his position is not elected by the church members but, essentially, is self-elected. As Balzer explained, one becomes a priest by “one’s personal living, . . . faith and following of their [sic] spirit, and [by] helping others” realize their highest mental and spiritual abilities.
Protection for religious free exercise under the Washington Constitution is greater than federal constitutional protection particularly in light of the U.S. Supreme Court’s recent invalidation of the Religious Freedom Restoration Act in
City of Boerne v. Flores,
In substantiating his knowledge of marijuana usage, Balzer referred to several books discussing the use of psychoactive drugs in religion, such as Green Gold: The Tree op Life; Marijuana in Magic and Religion; Cannabis Spirituality; Peyote Religion Book; Plants op the Gods; Hemp: The Marijuana Conspiracy; The Emperor Wears No Clothes; Psychedelic Shamanism; and The Hemp Revolution.
RCW 69.50.401 proscribes marijuana use and distribution. This statute has withstood constitutional scrutiny, and represents a valid exercise of the State’s police power.
See State v. Smith,
As noted above, the State did not have adequate preparation time for the pretrial hearing, which explains why the only substantial evidence presented to demonstrate its interests in regulating marijuana was Officer Heinze’s testimony.
We also note that the trial court could have taken judicial notice of legislative facts identifying the effects and dangers of marijuana use.
See generally Wyman v. Wallace,
Every state has classified marijuana as a Schedule I drug.
See also United States v. Hudson,
Accord State v. Peck,
Our decision is consistent with case law discussing the use of peyote because, as some courts have held, marijuana use is distinguishable from the use of peyote by members of the Native American Church. For instance, as the court stated in
Rush,
the exemption for peyote is “properly viewed as a government effort toward accommodation for a readily identifiable, narrow category which has minimal impact on the enforcement of the laws in question.”
Rush,
Some cases have ruled one step further, holding that the use of peyote is outweighed by compelling state interests.
See e.g., United States v. Warner,
