State v. BaldonadoState v. Baldonado
Lead Opinion
Thеse consolidated cases raise the question of whether there is a seizure, as a matter of law, whenever the police pull up behind a stopped car and turn on their flashing lights. We hold that there is not, but because the trial court may not have appreciated the principles governing the law of stops and seizures in its denial of defendants’ motions to suppress, we remand these cases for redetermination in light of our clarification of the applicable law.
The facts are that the officer noticed a car, with its headlights on and engine off, parked on the side of a street in front óf a vacant lot in a business district at about one in the morning. One of the defendants was leaning into the back seat of the car. The officer thought the car had broken down or that something suspicious was occurring, so he pulled up behind the car and turned on his emergency lights.
The evidence was disputed concerning whether defendants were free to leave. The officer repeatedly testified that they were free to leave at all times. On the other hand, he also testified that they were not free to leave for a few minutes after he turned on his lights, and he was impeached with prior testimony in which he said that persons stopped are not free to leave when his lights are engaged.
The officer approached defendants’ car аnd looked inside. He saw two open containers of alcohol and a stereo receiver. He was told that the car had run out of gas. He suspected that one defendant was intoxicated. He obtained permission to search the car and check the serial number on the stereo. He asked defendants to pour out the remaining alcohol before defendants left to get gas. A short time later, the officer learned that the stereo had been stolen in a recent burglary. The officer then found defendants and arrested them.
Both the applicable law and the standard of review to be utilized in this case have recently been set forth in State v. Lopez,
Defendants argue that the Lopez standard of review essentially abrogates the de novo review that they contend is required whenever there is not a direct conflict in the testimony. The state argues the evidence in this case as though no question of law whatsoever is involved. We disagree with both parties’ extreme positions and take this opportunity to clarify Lopez’s dual standard of review.
Lopez’s statement of the standard of review is not, as defendants contend, an “irrational” and “artificial” thwarting of the appellate court’s proper role. Rather, it is a simple recognition that trial courts are in a better position than appellate courts to find the facts, and that such fact-finding frequently involves determining which inferences to draw.
For example, in this case, the testimony of the officer involved was internally contradictory as to whether defendants were free to leave. As an initial factual question, it was for the trial court to determine whether, in the officer’s mind, defendants were free to leave or not. Of course, what is in the officer’s mind is not determinative. The issue under Lopez is how a reasonable person in defendants’ circumstances would have felt. Nonetheless, people have nonverbal ways of communicating what is on their minds, and a trial court could find, based on what is on an officer’s mind together with surrounding circumstances, that if the officer believes that the defendants are not free to leave it may be more likely that the defendants would feel that they are not free to leave. The contrary would also be true: if the trial court finds that the officer believed that the defendants were free to leave, it may be more likely that they would feel they are free to leave.
The above discussion shows that factual conflicts are to be determined by the trial court. It further shows that even when the facts do not appear to be in dispute, it is possible that different inferences may be drawn from the facts. When such is the case, it is for the trial court to decide the facts, including the drawing of inferences. See State v. McGhee,
Nonetheless, it appears to us that the trial court in this case may have misapplied the law in applying it to the facts as found. Actually, we do not know exactly what facts the trial court found. Defendants’
Both parties cite cases involving the use of flashing lights by police officers. To the extent that defendants’ cases involve moving vehiсles' that stopped in response to the flashing lights, we believe those cases are distinguishable and of little assistance. To the extent that the state’s cases involve pedestrians unaware that the flashing lights were intended to be signal-ling them, they too are distinguishable and of little assistance.
Two cases, however, deserve more discussion. They are State v. Walp,
Walp involved a woman in a stopped car. An officer thought the woman was having mechanical difficulty and turned on his lights to investigate. Walp was based in part on a statute making it a crime to drive after police lights are activated. However, to the extent that it holds that, аs a matter of law, a stop that must be supported by at least reasonable suspicion occurs whenever lights are activated, regardless of the officer’s motive and actions and regardless of facts supporting a belief that the stopped driver is free to leave, we disagree with it.
We can conceive of many situations in which people in stopped cars approached by officers flashing their lights would be free to leave because the officers would be simply communicating with them to ascertain that they are not in trouble. Under such circumstances, depending on the facts, the officers may well activate their emergency lights for reasоns of highway safety or so as not to unduly alarm the stopped motorists. We are loathe to create a situation in which officers would be discouraged from acting to help stranded motorists, from acting in the interest of the safety of the travelling public, or from acting in the interest of their own safety.
On the other hand, we find it hard to conceive of a situation where officers activate their emergency lights to investigate a suspicious situation and approach the situation with many accusatory questions in which a reasonable stopped motorist would feel free to leave. We view Stroud as an example of such a case. The Stroud court relied on a statute similаr to New Mexico’s resisting arrest statute. The court concluded that the defendants there were seized because they arguably could have been charged under the statute had they left. The appellate court agreed with the trial court that this was a show of authority sufficient to convey to a reasonable person that departure was not a realistic alternative. While we have a similar statute in New Mexico,
As indicated above, the trial court has a difficult and sensitive task on remand. It should focus on the question set forth in Lopez: whether, due to physical restraint or a show of authority, a reasonable person in defendants’ situation would feel free to leave under all of the circumstances of the case. The trial court should consider the officer’s subjective intent only to the extent that it would bear on the beliefs of reasonable people in defendants’ shoes. The trial court should consider the statute,
By way of example, we believe that a trial court should ordinarily find a stop that must be justified by reasonable suspicion whenever officers pull up behind a stopped car, activate their lights, and approach the car in an accusatory manner, asking for license and registration and an account of the occupants’ activities. On the other hand, a trial court should ordinarily find no stop whenever officers pull up behind a stopped car, activate their lights, and approach the car in a deferential manner asking first whether the occupants nеed help.
Finally, we leave to the trial court’s discretion the choice of whether or not to take any additional testimony. While there are many questions on which the evidence could have been more clear, the trial court may wish to find on these questions against the party with the burden of proof instead of taking new evidence. In this case, on the issue of whether there was a stop that rises to the level of a seizure, it appears that defendants bear the burden of proof. See 4 Wayne R. LaFave, Search and Seizure § 11.2(b) & n. 45.3 (2d ed. 1987 & pkt. part 1992) (citing Russell v. State,
The state contends that even if a stop amounting to a seizure is found, it was supported by ample reasonable suspicion and defendants consented to the search of the car in any event. We disagree. The degree of suspicion in this case was no more reasonable than that we held-to be insufficient in State v. Galvan,
We reverse and remand this case for the trial court to redetermine the issues on thе motion to suppress in accordance with the views expressed herein.
IT IS SO ORDERED.
Dissenting Opinion
dissenting.
I respectfully dissent from the majority’s opinion and would hold as a matter of law that, when the police officer activated his emergency lights, a reasonable person would not have believed he or she was free to leave. Consequently, I would hold that, as a matter of law, defendants were seized within the meaning of the Fourth Amendment at the moment the officer activated his emergency lights. The majority, on the other hand, has apparently opted not to
Although I would hold that defendants were seized, I nonetheless readily concede that the officer’s initial stop was reasonable within the Fourth Amendment. Our inquiry should not end there, however. In my view, both parties’ briefs concentrate an inordinate amount of discussion on the legality of the initial stop. The majority, too, seems to suggest that the only relevant inquiry is the validity of the initial stop. Instead, the focus in this appeal should be on the validity of the continued detention, and not on the validity of the initial stop. The parties, however, dо not address the issue of whether (and at what point) the initially lawful stop or detention might have become unreasonable and thus in violation of the Fourth Amendment. If the initially lawful stop became unreasonable, defendants’ consent to search the car would have been tainted by the illegal detention and the evidence seized should have been suppressed. Consequently, the focus should be on whether the officer had reasonable suspicion to continue to detain defendants once he had learned that defendants were parked alongside the road because they had run out of gasoline. Based on the facts presented in this appeal, I would hold that nо reasonable suspicion arose to justify the continued detention. It follows that defendants’ motions to suppress should have been granted.
It is true that not all police-citizen encounters are seizures. State v. Montoya,
What constitutes a restraint on liberty prompting a person to conclude that he is not free to leavе will vary with the police conduct at issue and the setting in which the conduct occurred. This test, while flexible enough to be applied to a wide range of police conduct, requires consistent application to every police encounter regardless of the particular individual’s response to the policemen’s actions. This “reasonable person” standard further ensures that the scope of the fourth amendment protection does not vary with the state of mind of the particular individual involved. The subjective intent of the officers is relevant to an assessment of the fourth amendment implications of police conduct only to the extent that that intent has been conveyed to the person confronted. [Citations omitted.]
In similar fact situations, other jurisdictions have concluded that a police officer’s use of his or her car’s emergency lights is a sufficient show of authority that a reasonable person would not feel free to leave and is therefore seized at the moment the officer turns on the lights. People v. Bailey,
In Bailey, the defendant was parked in a parking lot of a closed department store. The area was often the location of illegal drug use. A police officer wanted to check what the defendant was doing. He pulled the police car behind the defendant’s car and activated his emergency lights. The officer approached the automobile and smelled marijuana. He asked for permission to search, which the defendant granted. Marijuana was subsequently found.
A reasonable person to whom the red light from a vehicle is directed would be expected to recognize the signal to stop or otherwise be available to the оfficer. Any reasonable person in a similar situation would expect that if he drove off, the officer would respond by following with red light on and siren sounding in order to accomplish control of the individual * * *.
The circumstances thus show an exercise of official authority such that [the defendant], under the standard of a reasonable person, would have believed he was not free to leave. He was seized, under the detention category of contact, without the necessary basis therefor, and his consent was therefore involuntary.
Id. at 237. The court additionally concluded that “[t]he show of authority began when the red light went on.” Id.
Additionally, the courts in Walp and Stroud considered statutes very similаr to our statute,
Resisting, evading or obstructing an officer consists of:
* * * * * *
C. willfully refusing to bring a vehicle to a stop when given a visual or audible signal to stop, whether by hand, voice, emergency light, flashing light, siren or other signal, by a uniformed officer in an appropriately marked police vehicle[.]
‡ $ $ jjc sjc
Whoever commits resisting, evading or obstructing an officer is guilty of a misdemeanor.
In Walp, as police officers followed the defendant’s vehicle in their car, the defendant voluntarily pulled over to the side of the road and stopped. The officers activated their emergency lights and stopped behind her. They had no suspicion of illegal activity. Walp,
The facts of Stroud are even more similar to the facts in this appeal. The defendant there was a passenger in a vehicle parked late at night in an industrial area. Although the car was legally parked and the officers saw no illegal activity, they nonetheless turned on their flashing lights, put their headlights on bright, and pulled up behind the parked vehicle. Stroud,
I agree with most of the reasoning and the results in Bailey, Walp, and Stroud. The majority attempts to distinguish Walp and Stroud and to minimize the effect of
However, I disagree with defendants and with the conclusions of those cases holding that the initial stop is deemed illegal because not based on reasonable suspicion. The overriding goal of the Fourth Amendment is to assure that an individual’s reasonable expectation of privacy and security is not subject to arbitrary invasions solely at the discretion of police officers. Delaware v. Prouse,
Although an initial brief stop may be reasonable, an officer’s subsequent action may make the continued detention unreasonable and therefore unlawful. State v. Estrada,
The state nevertheless argues that, even if the stop was illegal, defendants’ voluntary consent validated the search of the car. However, the state fails to recognize that, even if the initial stop was reasonable and therefore valid, the subsequent search
Consent will validate a warrantless search and seizure. The voluntariness of a consent to search is a question of fact for the trial court. On appeal, we determine whether the evidence, viewed in the light most favorable to the trial court’s finding, substantially supports that finding. The determination of voluntariness involves a three-tiered analysis: (1) there must be clear and positive testimony that the consent was specific and unequivocal; (2) the consent must be given without duress and coercion; and (3) the first two factors are to be viewed in light of the presumption that disfavors the waiver of constitutional rights. In warrantless search situations, the state has the heavy burden of proving by clear and convincing evidence the absence of duress, coercion, or other factors that would vitiate the voluntary nature of the consent.
State v. Lara,
Also, because the parties agree on the relevant facts, I believe this Court can determine as a matter of law that the continued detention of defendants was unlawful because it was not based on reasonable suspicion. See Estrada,
Additionally, I am not clear on what the majority means by its statement that, “on the issue of whether there was a stop that rises to the level of a seizure, it appears that the defendants have the burden of proof.” If the majority is stating that defendants have the burden of producing sufficient evidence to raise the issue of an illegal search and seizure, see State v. Gardner,
I recognize that my proposed holding might require a reconsideration or clarification of this Court’s holding in State v. Lopez,
I question this interpretation of Lopez. First of all, it appears to me that the two questions, as described in Lopez, are actually the same question in that, if the answer to the question “would a reasonable person have not felt free to leave under these facts” is “yes,” then the legal conclusion is that the person has been seized. Second, I question the majority’s categorization of the legal conclusion of whether, under the facts as found by the trial court, a reasonable person would have felt free to leave as a factual “inference” drawn by the trial court to which this Court should defer. The issue is not whether a particular person felt free to leave in certain circumstances; I readily agree that deference should be accorded the trial court’s finding on such an issue. I further agree that deference should be accorded to the trial court’s determination on what the circumstances were. However, under Mendenhall, the issue is whether a reasonable person in the circumstances as found by the trial court would have felt free to leave. The “reasonable person” standard is intended to ensure that the scope of Fourth Amendment protection does not vary with the state of mind of the individual involved. Rose,
The majority apparently considers the officer’s use of the emergency lights as simply one factor that the trial court should consider in determining whether defendants were seized. I disagree. I, for one, cannot conceive of any possible factual scenario in which any motorist, no matter the reason why he or she was stopped or parked alongside any roadway and regardless of how relieved a stranded motorist may feel upon seeing the officer, would feel free to leave after a law enforcement officer has stopped with the emergency equipment activated. It simply does not make sense that the motorist would believe he or she was at liberty to move on without explanation. I also do not believe thаt the holding I propose would dissuade officers from stopping to help stranded motorists or to place themselves in danger by not signalling that they were law enforcement officers. Instead, such a holding would clearly set the constitutionally permissible limits on an officer’s ability to intrude on an individual’s privacy in such situations when reasonable suspicion of criminal activity is lacking. Additionally, I recognize that emergency lights are used for many purposes. However, the fact that the emergency lights may be used for purposes other than demonstrating police authority does not mitigate the fact that they do indeed demonstrate police authority. This Court should recognize this premise and issue rulings based on that premise, so that the courts, government officials, and the public will have clear guidelines to follow.