Lead Opinion
Appellant Robert Baker was convicted of capital murder by a jury in the Circuit Court of the City of St. Louis and was sentenced to death. Following rendition of judgment and imposition of sentence, an appeal was perfected to this Court. This Court has exclusive appellate jurisdiction under Mo.Const. art. V, § 3.
Gregory Erson was a police officer in the City of St. Louis. On June 19,1980, he was assigned to work at the “Stroll”, a high crime area, as an undercover agent on the prostitution detail. He drove an unmarked automobile, and wore blue jeans and a softball shirt.
Appellant was also in the area of the “Stroll” on the evening of June 19, 1980. He and companions, including Leslie Lo-max, were driving around the area in a pickup truck. They were seeking robbery victims so thеy could obtain money to purchase illegal drugs. At approximately 11:30 p. m. appellant and the others noticed Erson’s car parked on Westminster near the corner of Westminster and Whittier. As
The pоlice arrived at the scene soon after the shooting. Erson was found slumped over in the front seat of the car. His police radio was partially visible, although he was lying on it. His police department revolver was missing. Erson’s revolver had been used to shoot him in the back near his right armpit. The bullet passed through his body in a downward path, cutting through his heart and right lung. He died of massive internal bleeding.
Appellant first contends the trial court erred in failing to give an instruction on murder first degree.
Appellant asserts the trial court erred in failing to instruct on first degree murder because State v. Gardner,
Is first degree murder a lesser included offense of capital murder under § 556.046, RSMо 1978? Section 556.046 provides in pertinent part as follows:
“1. A defendant may be convicted of an offense included in an offense charged in the indictment or information. An offense is so included when:
(1) It is established by proof of the same or less than all the facts required to establish the commission of the offense charged; or
(2) It is specifically denominated by statute as a lesser degree of the offense charged.... ”
This Court has recognized that an offense can be a lesser included offense of another either: (1) when its elements are necessarily included therein, or (2) when by statute it is specifically denominated as a lesser degree of the offense charged. State v. Wilkerson,
In further support of this conclusion, it is noted that the General Assembly has, concurrent with the change brought about by § 556.046.1(2), made a change in what of
Having ruled that first degree murder is not a lesser included offense of capital murder, we must then determine the constitutional viability of the resulting instructional scheme in light of Beck v. Alabama,
Appellant next contends the trial court erred in overruling his motion to suppress his confession because the prosecution failed to sustain its burden of proving by a preponderance of the evidence that the confession was made freely and voluntarily and that it was not obtained through physical abuse of appellant by police officers.
Aрpellant presented evidence at a pretrial hearing on a motion to suppress two recorded statements he gave to police. One statement was taken June 20, 1980, and the other was taken June 22, 1980.
At the hearing on the motion to suppress, photographs of appellant, taken on the morning of June 23, 1980, by an investigator for the Public Defender Bureau, were introduced to show the extent of his injuries. Appellant’s sister testified that she saw appellant on the evening of June 22, 1980, and that he showed her injuries on his back and face and told her that he confessed on June 20 because the police beat him. Medical records from the St. Louis City Jail showed that on June 23, 1980, defendant complained of “bruises and three abrasions on the bаck,” a scratch on his neck, and “generalized aching.”
Appellant testified at the hearing that on June 20 he was beaten by numerous officers in Interview Room One; that they never informed him of his Miranda rights until the confession was taped; that within a few minutes of his arrival at Room One they handcuffed him to a chair, kicked him, slapped him, pulled his hair, burned his arms with cigarettes, yelled at him, and knocked him out of the chair; that the only reason he confessed was because of the beating; that he “made up” some things in the confession that he thought they would want to hear; that Detective Fletcher knew that the beatings were going on and that he advised appellant to confess. Appellant also testified that he was beaten by police on June 20 after he gavе the confession, but that he was actually beaten only on that day. Appellant stated that on June 21 police threatened him; that on June 22 police took another taped statement from appellant, forcing it from him with threats of more beating. On cross-examination,, appellant testified that upon his arrival at police headquarters on June 20, news and media personnel filled the corridor immediately outside Room One where he was questioned.
Officers Fletcher and Crews testified for the State. Fletcher, who brought appellant
During the hearing the court thoroughly questioned appellant as to his alleged injuries and questioned Officer Crews as to the details of the recording of the June 20 statement. The court also made specific findings with respect to the photogrаphs introduced by appellant. Reviewing all the evidence, the court, in detailed findings, determined that appellant was not beaten prior to the June 20 recorded statement, and that appellant was advised of his rights and was aware of them prior to giving the statement. The court overruled appellant’s motion to suppress the June 20 statement. With respect to the June 22 recorded statement, the court noted that the State offered no evidence to rebut appellant’s allegations that it was obtained by threats of violence. The court sustained the motion to suppress with regard to the June 22 statement and declared it inadmissible.
At the trial, appellant renewed his motion to suppress. The trial court concurred with the rulings made by the court sitting at the suppression hearing, and the June 20 tape was played to the jury.
When a confession is obtained from a person while in custody, the State must prove, once the issue of admissibility is raised, that it has complied with Miranda and that the statement was voluntary. State v. Olds,
Appellant next contends the trial court erred in overruling his mоtion to limit cross-examination by barring the prosecutor from impeaching appellant by evidence of prior convictions.
In his motion for new trial, appellant raised error regarding the use of the prior convictions to impeach him during his testimony. Now, on appeal, appellant employs a new theory on this point. He asserts that the “Missouri practice of admitting evidence of prior convictions for impeachment purposes deprived [him] of constitutional due process of law and of equal protection of the laws under the Fourteenth Amendment of the United States Constitution, in that it permitted the prosecutor to present, at the guilt stage of the trial, evidence which was relevant only to the punishment stage of the trial.”
The trial court ruled correctly on the allegation of error presented. This Court
Appellant failed to preserve his claims that his rights to due process and equal protection were violated by not presenting them to the trial court. This Court has authority, under Rule 30.20, to consider “plain error.” Having thoroughly reviewed the record and circumstances of this case, we do not find that manifest injustice or a miscarriage of justice has resulted.
Appellant next contends this Court on review of the death sentence should rule that the еvidence fails to support a finding by the jury of the aggravating circumstance that the capital murder was committed against a peace officer while engaged in the performance of his official duty.
Appellant takes issue with this aggravating circumstance which allowed the jury to consider that “capital murder was committed against a police officer .. . while engaged in the performance of his official duty,” as set out in § 565.012.2(8), RSMo 1978. He asserts: (1) this aggravating circumstance should be interpreted to require that an accused knows that the victim is a peace officer because otherwise the “mens rea is absent,” and (2) the State failed in this case to sufficiently prove that appellant knew this.
Appellant’s assertion is without merit. There was a police radio on the front seat of the car. Ballistics evidence showed that Erson was shot with the revolver issued to him by the police department. The evidence was sufficient for a rational trier of fact to find beyond a reasonable doubt that appellant knew Erson was a police officer. Jackson v. Virginia,
Appellant next contends the trial court erred (1) in submitting to the jury as an aggravating circumstance the question of whether appellant murdered Gregory Er-son for the purpose of receiving money or any other thing of monetary value, and (2) in submitting to the jury Instruction No. 20 because said instruction listed appellant’s prior convictions as aggravating circumstances which the jury should consider in assessing punishment.
Resolving these two issues would be fruitless because neither of these aggravating circumstances was chosen by the jury. Therefore, even if these points of error were ruled in appellant’s favor, they would not “taint the proceedings so as to invalidate the ... aggravating circumstance found and the sentence of death based thereon.” Cf. State v. Mercer,
Appellant finally contends the Circuit Court erred in denying his motion to quash the indictment.
In his motion to quash, appellant alleged that discrimination was practiced by a systematic exclusion of blacks and women from serving as grand jurors and as grand jury foremen in the City of St. Louis. Appellant contends he was thereby denied his сonstitutional rights both to equal protection under the law and to a grand jury composed of a fair cross-section of the community.
The motion to quash consolidated, at the circuit court level, over one hundred eases with the same allegations regarding the same grand jury; all the movants were indicted by the grand jury for the August 1980 term. After a hearing was held, the
“In order to show that an equal protection violation has occurred in the context of grand jury selection, the defеndant must show that the procedure employed resulted in substantial underrepresentation of his race or of the identifiable group to which he belongs.” Castaneda v. Partida,
The Castaneda equal protection test, supra, also applies to the selection of grand jury foremen. Rose v. Mitchell,
The parties have entered into a stipulation on the exclusion of blacks, which states: (1) the composition of the grand jury pool in February 1980, was 23.6% black; in March 1981, it was 23.3% black; and in April 1981, it was 23.5% black; (2) the parties stipulated to the composition of twelve grand juries which sat from February 1978, to August 1980. In the August 1980, grand jury, four of the twelve regular grand jurors were black (33.33%), five of the sixteen regulars and alternates were black (41.25%), and the foreman was black. Moreover, this grand jury had seven women and five men as regulars, two women as alternates, and a female foreman. Statistical evidence at the hearing established the following: (1) of those persons who are twenty-one and older in the City of St. Louis, blacks constitute 38.5%; (2) women in the City of St. Louis constitute approximately 56.7% of the residents who are twenty-one and older; and (3) over the two-and-one-half year period (February 1978 to August 1980), blacks made up 26.3% of grand jurors who served as regulars and alternates.
At the hearing, the State showed that eighty percent of the names in the grand jury wheel consist of names drawn from the petit jury wheel, which is compiled by referring to voter registration and drivers’ licenses; that at no phase of the selection process were indicators of race present on any of the cards, ballots, or questionnaires which contained eligible jurors’ names. Numerous circuit judges testified there was no uniform method for selecting jurors from the venire, but that they did look for certain qualities in a grand juror, such as “greater than average maturity, responsibility and interest in the administration of justice .... ” The judges sought leadеrship qualities in a foreman; they stated that most people did not want the responsibility of being foreman. Furthermore, the judges observed from experience that the types of
For several reasons appellant has failed on his equal protection claims. First, he has not established the required degree of underrepresentation. Considering, as we must, all persons twenty-one years .old or older to be presumptively eligible for grand jury duty, Alexander v. Louisiana,
Moreover, the two and one-half year span of time involved here does not satisfy the “significant period” requirement. For instance, in Norris v. Alabama,
The third prong of the Castaneda test requires examination of the jury selection system. The mechanics of Missouri’s selection of grand jurors, as established by statute, is discussed in detail in State v. Garrett,
The State’s evidence proved that no purposeful discrimination was attempted or carried out. Rebuttal evidence may properly include testimony from government officials concerning the methods of and qualifications for selection, but it should be viewed with a “great dеal of judicial scrutiny.” Castaneda v. Partida,
Finally, after thoroughly reviewing the entire record, we conclude that appellant has not made a prima facie case for any of his equal protection claims. The indictment to which the motion to quash was directed was “handed down by the grand jury em-panelled at the August, 1980 term of court.” That jury’s composition was 33.3% black when considering only the regulars and 31.5% black when considering both regulars and alternates. Thus, the percentage disparity between the grand jury which indicted appellant and the relevant black population of St. Louis is 5.2% when considering the regulars and 6.25% when considering regulars and alternates. These disparities do not, without proof of a racially biased selection process, make a case for appellant. Cf. Alexander v. Louisiana,
This Court recently recognized that the “United States Supreme Court has held that a criminal defеndant in a state court has a constitutional right to have the grand jury considering his case selected from a fair cross-section of the community.” State v. Garrett,
Although juries must be drawn from a source fairly representative of the community, there is “no requirement that ... juries actually chosen must mirror the community and reflect the various distinctive groups in the population.” Taylor v. Louisiana,
Appellant has not illustrated that systematic exclusion has been carried out for a period of time recognized as sufficient. See, e.g., Duren v. Missouri,
“With regard to the sentence, the supreme court shall determine:
“(1) Whether the sentence of death was imposed under the influence of passion, prejudice, or any other arbitrary factor; and
“(2) Whether the evidence supports the jury’s or judge’s finding of a statutory aggravating circumstance as enumerated in section 565.012; and
“(3) Whether the sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant.”
The record in this case demonstrates that the death sentence was not imposed under the influence of passion, prejudice, or any other arbitrary factor.
The jury found as an aggravating circumstance that the “capital murder was committed against [a] peace officer ... while engaged in the performance of his official duty.” § 565.012.2(8). The evidence supports the jury’s finding.
Finally, consideration must be given to whether the sentence of death is excessive or disproportionate to the penalty imposed in similar cases, taking into account the appellant and the crime. This is the first case in which this Court has reviewed the imposition of the death penalty on the basis of the aggravating circumstance in § 565.-012.2(8). Other cases involving this aggravating circumstance and in which both the death penalty and life imprisonment were submitted to the jury are: State v. Thomas,
The enumerated legal errors have been denied for the reasons stated, and the statement of evidence prepared from the record factually substantiates the verdict. § 565.-014.7.
The judgment is affirmed.
Execution set for October 7, 1982.
Dissenting Opinion
dissenting.
I respectfully dissent. The defendant is to be exеcuted on the sole ground that the capital murder was committed against a peace officer while engaged in the performance of his official duty, § 565.012.2(8), without the jury at any stage in the trial being required to find that defendant knew or should have known that the victim was a member of the class described.
This is to be the outcome regardless of the fact that the victim was purposely disguised so that people would not know he was a police officer on duty. The impression deliberately sought to be made upon others was that the victim was a private citizen. Detective Erson was dressed in street clothes, blue jeans and a baseball jacket. He sat in an unmarked car. His police badge was out of sight in his wallet, which another officer discоvered in Erson’s back pocket. The miniature police radio, found by the same officer on the car seat, was partially covered by Erson’s body. Er-son’s gun holster was concealed beneath his pants leg. Defendant testified that he did not know the victim or know that he was a police officer. Even in his first taped confession (the second was suppressed because of the beatings), there is nothing to indicate that defendant knew that the victim was a police officer on duty. While the principal opinion pronounces that the evidence “established beyond a reasonable doubt” that defendant knew the victim was a police officer, this was a disputed issue of fact, which was for the jury, not this court, to resolve.
In the second stage of the trial, when it came to deciding whether the punishment would be a life sentence without possibility of parole for 50 years, or death, the jury was instructed only to determine whether the offense was committed against a peace officer while engaged in the performance of his official duty. Nothing was said about knowledge on the part of defendant. That part of instruction No. 19 read as follows:
In determining the punishment to be assessed against the defendant for the murder of Gregory Erson, you must first unanimously determine:
2. Whether the murder of Gregory Erson was committed against a peace officer while engaged in the performance of his official duty. It was the official duty of Gregory Erson to investigate possible incidents of prostitution in an area of the City of St. Louis, in his capacity as an officer of the St. Louis Metropolitan Police Department.
The jury thus was authorized to assess the death penalty on the undisputed fact that the victim was a police officer on duty. The jury should have first been required to find whether defendant had actual knowledge of this undisputed fact. We are not dealing with a malum рrohibitum type of offense, such as running a traffic light or selling intoxicating liquor, where no mental element is involved.
Missouri juries have heretofore been required to find such intent under assault statutes. Both under repealed and present assault on officers and obstructing justice statutes (which impose maximum penalties far less severe than execution), the legislature has required that the defendant know his victim is a police officer to be found guilty of the aggravated offense. See, e.g., §§ 557.200, 557.210, 557.215 and 557.220, RSMo 1969, V.A.M.S. (repealed 1977); §§ 575.150, 575.160, RSMo 1978. The earlier versions of the statutes used the term “willfully”, rather than “knowingly”, but the court construed that language to require knowledge as a “necessary element for conviction under § 557.215” in State v. Copher,
statute makes it a separate and distinct crime to assault a police officer engaged in the performance of his duties.
What would ordinarily be a ... misdemeanor ... becomes a felony if the person willfully assaulted is a police officer engaged in his duties as such.
Id. at 61. The court concluded that “knowledge that the person assaulted is a police officer engaged in his duties is a necessary element for conviction under § 557.215.” Id. See also 18 U.S.C. § 1501; but see 18 U.S.C. § 111; compare United States v. Feola,
The implication of the principal opinion (with which I agree) is that knowledge is a necessary element for this particular aggravating circumstance to exist and clearly the legislature intended such. By making the killing of a police officer on duty an aggravated circumstance, for which the death penalty could be assessed, the legislature was striving to protect police officers through the threat of enhanced punishment. Where the perpetrator has no such knowledge, he could not be deterred by the death penalty possibility. The legislature must be taken to have realized that an unknowing assault could not be more reprehensible morally than if the victim had been, as defendant’s testimony indicated he believed, a private citizen.
The prosecution’s argument at the punishment phase is enlightening on this point. The prosecutor openly acknowledged that the jury had to find the element of knowledge, and erroneously argued that they already had:
The other aggravating factor [is that] they knew he was a police officer, and obviously, you found that in your initial verdict.... That’s why he was killed.
The jury should have been permitted to consider in mitigation that defendant did not know the victim was a police officer. But the jury had no reason to believe this was relevant or material, because all they had to find under the applicable instruction was that the victim was a police officer. This is contrary to what the statute intends. It does matter in deciding whether a defendant should suffer death for killing a police officer whеther he realized or should have realized that was what he was doing. It is self-evident that an unknowing assault on an officer is less reprehensible than a knowing assault.
When an act is made criminal, “the existence of a criminal intent is to be regarded as essential, even when not in terms required.” State v. Hefflin,
The notion of mens rea is deeply rooted in American jurisprudence. American criminal law has long joined the guilty act with the guilty mind and has consistently required wrongdoing to be conscious to be criminal. Morissette v. United States, at 251-257,
Notes
. See also State v. Green,
