Lead Opinion
¶ 1 These consolidated cases require us to decide whether the State can offer a driver’s refusal to take a breath test under Washington’s implied consent statute, RCW 46.20.308,
¶3 Pretrial, both defendants moved to suppress the evidence, arguing the breath test was a request to consent to a warrantless search and they had a constitutional right to refuse consent. Consequently, the State could not use their refusal as evidence of guilt. Baird further argued that because the officer told him that his refusal could be used as evidence, the officer coerced his consent through an unlawful threat, thereby invalidating his consent. The State took the position that the defendants had no constitutional right to refuse because the exigent circumstances exception to the warrant requirement applies in all DUI cases. Due to the body’s natural elimination of alcohol from the bloodstream as time passes, the delay necessary to obtain a warrant is impractical since the delay will cause the destruction of DUI evidence.
¶4 Relying on McNeely and State v. Gauthier,
¶5 The State petitioned King County Superior Court for an interlocutory writ of review; review was granted and the cases consolidated. In the interests of justice, the superior court requested direct review from this court, finding that the district court rulings substantially altered the status quo regarding thousands of breath test and breath test refusal DUI cases.
¶6 We accepted review and now reverse. The district courts correctly rejected the State’s argument that alcohol dissipation constitutes exigency per se—exigency must be determined under the totality of circumstances, case by case. We hold that the implied consent statute does not authorize a warrantless search, and that a driver has no constitutional right to refuse a breath test because such a search falls under the search incident to arrest exception to the warrant requirement. Further, although the implied consent statute gives a driver a statutory right to refuse the test, by exercising the privilege to drive, a driver consents to admitting that refusal to take the breath test into evidence. Accordingly, we hold that a driver’s refusal is admissible as evidence of guilt under Washington’s implied consent law.
State v. Baird
¶7 On November 12,2012, around 9:40 p.m., Washington State Patrol (WSP) Trooper Phil Riney was on patrol on State Route 167 in south King County when he saw a vehicle driven by Baird weaving between lanes. He watched as Baird’s vehicle drifted from one lane into another and then jerked back. Within one mile of travel, Baird repeated this behavior several times. He did, however, use his turn signal with each lane change. In addition to weaving, his speed fluctuated between 45 and 70 miles per hour on the roadway, which had a speed limit of 60 miles per hour. After observing Baird’s behavior, Trooper Riney initiated a traffic stop.
¶8 Baird rolled his window down, and Trooper Riney smelled “intoxicants” and green (unsmoked) marijuana. Clerk’s Papers (CP) at 142. Baird had watery and bloodshot eyes and denied that he had marijuana in the car or that he had been drinking.
¶9 Trooper Riney asked him to step out of the vehicle, and Baird admitted that he had consumed a drink over an hour before. Baird performed voluntary field sobriety tests, including the walk and turn test and the horizontal gaze nystagmus test. The results suggested that Baird was impaired, so Trooper Riney arrested him.
¶10 WSP Trooper Christopher Poague came to the scene and transported Baird to the city of Kent Police Department for DUI processing. Trooper Poague read the statutory implied consent warnings (ICWs), RCW 46.20.308(2), and requested that Baird consent to a breath test for the purpose of determining his BAC. The ICWs include the warning that if the person refuses to consent to a breath test, that person’s license will be revoked for at least one year and that the refusal may be used as evidence at a subsequent criminal trial. RCW 46.20.308(2)(a)-(b).
¶12 The State charged Baird with one count of DUI in King County District Court. Baird moved to suppress the breath test results. He argued the breath test was a search and under the Fourth Amendment to the United States Constitution and article I, section 7 of Washington’s constitution, he had the right to refuse consent to the warrantless search because no warrant exceptions applied. And if he had the constitutional right to refuse consent, the State could not use his refusal as evidence of guilt at a criminal trial under Gauthier. Although he consented to the test, the warning in RCW 46.20.308(2)(b)—stating refusal evidence may be used against the driver—coerced his consent because it stated a threat that the State had no authority to carry out.
¶13 The State argued that Baird had no constitutional right to refuse because when an officer requests a breath test under the implied consent statute, exigent circumstances always exist due to the natural dissipation of alcohol from the body as time passes. Any time delay would lead to the further destruction of DUI evidence, making the delay necessary to obtain a warrant impractical.
¶14 The trial court granted Baird’s motion to suppress. Relying on McNeely, the court held that exigency is determined from the totality of circumstances. The court therefore rejected the State’s per se argument and also concluded that no other warrant exceptions applied. Although the court recognized actual consent as another exception to the warrant requirement, it accepted a concession made by the State during oral argument that the ICWs coerced Baird’s consent if Baird had a constitutional right to refuse the test.
State v. Adams
¶15 On April 6, 2013, around 2:00 a.m., WSP Trooper David Kiel was on patrol in downtown Bellevue. He saw
¶16 Trooper Kiel noticed the smell of alcohol coming from Adams’s car, and he asked her to exit the vehicle. As Adams closed the door, she almost lost her balance. Trooper Kiel asked Adams if she had had anything to drink, and she said that she had consumed one drink about an hour earlier. He smelled alcohol on her breath and noted that she had slurred speech. He asked if she would perform some field sobriety tests. She declined and said that she would take a blood test. After Trooper Kiel said he would let her go if she passed the tests, she agreed to take a horizontal gaze nystagmus test and a walk and turn test. The results of the tests suggested Adams was intoxicated.
¶17 Trooper Kiel arrested Adams and transported her to the city of Clyde Hill Police Department. Without a warrant, he read her the statutory ICWs and requested that she consent to a breath test. Adams refused.
¶18 The State charged Adams with one count of DUI and the sentencing enhancement for refusing the breath test. Adams moved to suppress evidence of her refusal, arguing that she had a constitutional right to refuse and, consequently, her refusal could not be used as evidence at a criminal trial. The State argued that she had no constitutional right to refuse the test because the exigent circumstances exception always applies when an officer requests a breath test under the implied consent statute due to the natural dissipation of alcohol. The district court rejected the State’s argument and granted the motion to suppress. The court concluded that no warrant exceptions applied; Adams had a constitutional right to refuse consent; and, accordingly, the State could not use her refusal as substantive evidence of guilt under Gauthier.
¶19 The State petitioned King County Superior Court for an interlocutory writ of review under RCW 7.16.040 and City of Seattle v. Holifield,
¶20 The superior court requested that we accept direct review, which we granted.
ANALYSIS
¶21 We review a trial court’s legal conclusions on a motion to suppress de novo. State v. Roden,
¶22 A breath test is a search under the Fourth Amendment and under article I, section 7. State v. Garcia-Salgado,
¶24 We recognize that our precedent supports the State’s argument. For example, in State v. Judge, we interpreted a 1975 amendment to the implied consent statute to mean that suspects in alcohol related fatalities had no right to refuse either a breath test or a blood test.
¶25 The State contends that McNeely does not control in implied consent statute cases involving breath tests. In McNeely, the Supreme Court considered and rejected the State’s per se exigency argument as applied to noncon-
¶26 The Court also reexamined Schmerber, which we relied on in Judge, and concluded that Schmerber did not hold that alcohol dissipation alone presents an exigency that excuses the warrant requirement. Id. at 150. Rather, it applied a totality of the circumstances analysis. Id. In addition to the natural dissipation of alcohol, the Court in Schmerber noted that time was lost taking the defendant to the hospital for treatment and investigating the accident scene.
¶27 While the natural dissipation of alcohol may support a finding of exigency in a given case, ultimately, courts must determine exigency under the totality of the circumstances, case by case. Id. at 149. When officers can obtain a warrant in DUI investigations before taking a blood sample “without significantly undermining the efficacy of the search, the Fourth Amendment mandates that they do so.” Id. at 152. We believe that this same logic applies to breath tests in regard to the exigency exception to the warrant requirement.
¶28 The State attempts to distinguish McNeely, arguing it requires a totality of the circumstances analysis to determine exigency only for highly invasive blood draws;
¶29 Our conclusion that exigent circumstances did not justify the searches here does not, however, resolve whether the test result was admissible in Baird or whether evidence of refusal was admissible in Adams. The defendants argue that if the State cannot establish a valid warrant exception for the warrantless breath test, then
¶30 In Birchfield, the Supreme Court considered whether criminal penalties for refusing to take a breath test under Minnesota’s and North Dakota’s implied consent laws were constitutional. The Court held that because the “impact of breath tests on privacy is slight, and the need for BAC testing is great,” the Fourth Amendment permits breath tests as a search incident to arrest for drunk driving. Id. at 2184. Because a breath test is a permissible search incident to arrest, “the Fourth Amendment did not require officers to obtain a warrant prior to demanding the test, and [petitioner] had no right to refuse it.” Id. at 2186. A driver thus has no constitutional right to refuse a breath test because the breath tests fall under the search incident to arrest exception to the warrant requirement. If the driver has no constitutional right to refuse, admitting evidence of that refusal is not a comment on the driver’s exercise of a constitutional right because no constitutional right exists. As discussed below, the right to refuse exists solely as a matter of legislative grace from the implied consent statute.
¶31 That breath tests fall under the search incident to arrest exception to the warrant requirement is what makes this case distinct from Gauthier, the primary case relied on by the defendants.
¶32 As this court has recognized before, and as the Birchfield decision further supports, we do not address the warning requirement on a constitutional basis, but as a right granted through the statutory process. Thus, while an arrestee has no constitutional right to refuse the breath test, he or she does have a statutory right under the implied consent law to refuse the test. As we observed in State v. Whitman County District Court, “The courts of this state have not addressed the warning requirements of the implied consent law on a constitutional basis, but rather as rights granted through the statutory process.”
“It is not our purpose to declare these statutory provisions unconstitutional. But in order for us to avoid holding them invalid, it is necessary to reconcile them with each other and to give effect to all. If the person under arrest is to be held to have refused to submit to [a breath test], he must have refused knowingly and intelligently, after being advised of his right to have a physician, etc., of his own choosing administer an additional test or tests.”
Connolly v. Dep’t of Motor Vehicles,
¶33 We review the implied consent warning not on a constitutional basis, but rather as a right granted as a matter of grace through the statutory process. Morales,
¶34 Washington’s implied consent statute does not authorize a search; instead, it authorizes a choice between two options, to consent or refuse, with penalties attached for refusal. See Long,
¶35 Washington’s implied consent statute, RCW 46.20-.308, says that drivers consent to a breath test by driving in Washington State:
(1) Any person who operates a motor vehicle within this state is deemed to have given consent . . .to a test or tests of his or her breath for the purpose of determining the alcohol concentration ... if arrested for any offense where, at the time of the arrest, the arresting officer has reasonable grounds to believe the person had been driving or was in actual physical control of a motor vehicle while under the influence of intoxicating liquor or any drug or was in violation of RCW 46.61.503.
(Emphasis added.) But the statute does not allow an officer to conduct a breath test unless the driver is arrested and actually consents to the test after being read statutory warnings.
(4) If, following his or her arrest and receipt of warnings under subsection (2) of this section, the person arrested refuses upon the request of a law enforcement officer to submit to a test or tests of his or her breath, no test shall be given except as authorized by a search warrant.
Id. (emphasis added).
¶36 Functionally, the “implied consent” in the statute does not mean that police may require drivers to consent to the breath test simply because they drove. Rather, it means that in situations that the legislature has specified,
*226 (2) . . . The officer shall warn the driver, in substantially the following language, that:
(a) If the driver refuses to take the test, the driver’s license, permit, or privilege to drive will be revoked or denied for at least one year; and
(b) If the driver refuses to take the test, the driver’s refusal to take the test may be used in a criminal trial.
Id.
¶37 While the defendants have a statutory right to refuse consent, permitting the State to use their refusal as evidence of guilt, under the implied consent statute, does not violate that right. Indeed, the Court of Appeals in Gauthier noted that courts exclude refusal evidence, in part, because its use would be unfair to suggest that refusal is an indication of guilt.
¶38 In other words, courts have created a prophylactic rule, shielding defendants from the adverse use of refusal evidence, grounded in considerations of fairness. See id.; see also Long,
¶39 In exchange for the privilege of driving on Washington’s roadways, drivers agree and have notice that their refusal to consent to a statutorily requested breath test may be used as evidence of guilt at a criminal trial. See Long,
¶40 The United States Supreme Court also implicitly approved of this result under the Fourth Amendment, suggesting that implied consent statutes, with their attendant penalties for refusal, remain viable.
*228 [A]ll 50 States have adopted implied consent laws that require motorists, as a condition of operating a motor vehicle within the State, to consent to BAC testing if they are arrested .... Such laws impose significant consequences when a motorist withdraws consent; typically the motorist’s driver’s license is immediately suspended or revoked, and most States allow the motorist’s refusal to take a BAC test to be used as evidence against him in a subsequent criminal prosecution.
Id.
¶41 Because we determine that, even after McNeely and particularly after Birchfield, a driver’s refusal is admissible as evidence of guilt under the implied consent statute, we reverse the district courts’ suppression of the evidence in both cases.
¶42 On remand in Adams, Adams’s refusal is admissible in her criminal trial.
¶43 In Baird’s case, he argues that his consent was coerced and therefore invalid because the statutory warning stating his refusal could be used against him was a threat the State had no authority to carry out.
CONCLUSION
¶44 We reverse the district courts’ suppression rulings in both cases. Under the implied consent statute, a driver’s refusal to consent to a breath test is admissible as evidence of guilt in a criminal trial. Such refusal is not a comment on the exercise of a person’s constitutional rights because once an exception to the warrant requirement is found to apply, no constitutional right to refuse exists. Any right to refuse exists only as a statutory right by virtue of the implied consent statute. We remand for further proceedings consistent with this opinion.
Notes
The implied consent statute has been amended since the defendants in this case were arrested in 2012 and 2013. Laws of 2013, 2d Spec. Sess., ch. 35, § 36; Laws of 2013, ch. 3, § 31; Laws of 2012, ch. 80, § 12; Laws of 2015, 2d Spec. Sess., ch. 3, § 5. However, the parties cite to the Laws of 2013, 2d Spec. Sess., ch. 35, § 36 version of the statute rather than the version in effect at the time of arrest, apparently because they conclude the amendments had no substantive effect on their arguments. We also discern no substantive difference. To avoid confusion and citations to multiple versions of the implied consent statute, our citations to RCW 46.20.308 refer to the version in effect from January 1, 2014 to September 25, 2015, Laws of 2013, 2d Spec. Sess., ch. 35, § 36.
The Supreme Court recently reaffirmed this holding in Birchfield v. North Dakota, _ U.S. _,
The State conflates two requirements for conducting a search that intrudes into the body. When a search intrudes into the body, the search must meet three showings in addition to meeting the warrant requirement or meeting an exception. Garcia-Salgado,
The provisions of the implied consent statute apply when a driver is
arrested for any offense where, at the time of the arrest, the arresting officer has reasonable grounds to believe the person had been driving or was in actual physical control of a motor vehicle while under the influence of intoxicating liquor or any drug or was in violation of RCW 46.61.503.
RCW 46.20.308(1).
The Ninth Circuit has held that the Fourth Amendment gives a suspect the right to refuse consent to a warrantless search and that, generally, a person’s refusal cannot be used as evidence of guilt. United States v. Prescott,
Justice Kennedy did not join Part III, where the lead opinion approved of implied consent statutes. McNeely,
“We recognize, of course, that the choice to submit or refuse to take a blood-alcohol test will not be an easy or pleasant one for a suspect to make. But the criminal process often requires suspects and defendants to make difficult choices.’’ South Dakota v. Neville,
Baird also argues that the implied consent statute violates the doctrine of unconstitutional conditions, see, e.g., United States v. Scott,
Concurrence Opinion
(concurring)
¶45 I concur with the lead opinion that a driver’s refusal to take a breath test is admissible under Washington’s implied consent law as evidence of guilt, but I write separately to emphasize that a breath test, after reasonable suspicion of driving under the influence (DUI) has been established, is a limited and reasonable search; therefore, admitting evidence of a person’s refusal has no constitutional implications. Wash. Const, art. I, § 7; U.S. Const, amend. IV. As the United States Supreme Court recently reaffirmed, “A breath test does not ‘implicatfe] significant privacy concerns.’ ” Birchfield v. North Dakota, _ U.S. _,
¶46 A Fourth Amendment search does not occur unless “the individual manifested a subjective expectation of privacy in the object of the challenged search” and “society [is] willing to recognize that expectation as reasonable.” California v. Ciraolo,
¶47 A breath test is much less intrusive than other blood alcohol tests and produces only a limited amount of information. Cf. Maryland v. King,
¶48 The Fourth Amendment and article I, section 7 share a reasonableness requirement, but article I, section 7 has additional protections for private affairs.
¶49 Nonetheless, “article I, section 7 prohibits any disturbance of an individual’s private affairs ‘without authority of law.’ ” Valdez,
¶50 The search is reasonable under the Fourth Amendment because (1) society is not willing to recognize an expectation of privacy in a reasonably suspicious driver’s breath and (2) a breath test is a minor imposition that is limited solely to collecting information to calculate the alcohol content of the breather’s blood. The limited use of a breath test after arrest does not contravene the safeguards that protect the privacy rights of drivers under the Washington Constitution. With this understanding, I join the lead opinion in saying that a driver’s refusal to take a breath test is admissible as evidence of guilt.
Notably, random sobriety checkpoints, while constitutional under the Fourth Amendment, are impermissible under the Washington Constitution because they lack individualized suspicion. Compare City of Seattle v. Mesiani,
This exception applies here since Dominic Baird and Collette Adams both refused a breath test after an arrest. Surmounting the privacy bar would prove more difficult if the only evidence of refusal came before arrest, even with reasonable suspicion of DUI. See State v. Mechara,
One has the right to refuse a breath test and to be made aware of the consequences for refusing. RCW 46.20.308; see generally In re Welfare of Colyer,
Dissenting Opinion
(dissenting)
¶51 I agree with the lead opinion that a law enforcement breath test constitutes a search. Lead opinion at 218. Both our court and the United States Supreme Court have clearly held that obtaining such biological samples for testing constitutes a search. Skinner v. Ry. Labor Execs.’ Ass’n,
¶52 I also agree with the lead opinion and the concurrence that such a search must be authorized by a warrant, unless a specific exception to the warrant requirement applies. Lead opinion at 218; concurrence at 231-32; see Missouri v. McNeely,
¶53 Further, I agree with the lead opinion that following the Supreme Court’s decision in McNeely, there is no per se exigency exception to the warrant requirement due to dissipation of alcohol in the body, regardless of whether the warrant requirement is triggered by a blood test search or a breath test search. Lead opinion at 220-21; see McNeely,
¶54 The lead opinion, however, concludes that there is another, separate exception to the warrant requirement that applies here. Citing to the United States Supreme
¶55 The lead opinion is certainly correct that the Supreme Court is the final arbiter of whether a breath test fits within the search incident to arrest exception to the Fourth Amendment’s warrant clause. See U.S. Const. amend. IV. But this court, and this court alone, is the final arbiter of whether a breath test fits within the search incident to arrest exception to article I, section 7 of the Washington Constitution. And there can be no dispute that article I, section 7 of the Washington Constitution provides greater protection of individual rights—including article I, section 7’s right to privacy—than the Fourth Amendment. Hence, we need not adopt Birchfield’s newly discovered categorical exception to the Fourth Amendment’s warrant requirement for all breath tests here in Washington.
¶56 That leaves our court with the remaining question of whether the breath test and the refusal to perform such a test (in the two consolidated cases before us today) are admissible in evidence at a criminal trial in our state.
¶57 It is surprising that the lead opinion begins and ends its answer to this question with the Fourth Amendment. Our court has consistently recognized that “[a]rticle I, section 7 is more protective of individual privacy than the Fourth Amendment, and we turn to it first when both provisions are at issue.” State v. Byrd,
¶58 I disagree. I think we should turn to article I, section 7 first. Under article I, section 7, “a warrantless search is per se unreasonable unless the State proves that one of the few ‘carefully drawn and jealously guarded exceptions’ [to the warrant requirement] applies.” Byrd,
¶59 But we have never applied it to bodily contents, that is, to something inside the person, like breath or blood. Instead, we have applied this exception to things—like a purse (Byrd), a jacket (State v. Parker,
¶60 Bodily constituents like the breath at issue in these cases are different. They are certainly shielded by the state constitutional right to privacy. In Garcia-Salgado, for example, we held that taking a cheek swab from an arrestee constitutes a search and that it cannot be accomplished without appropriate authority of law.
¶61 For that reason, I do not think that the Washington Constitution allows us to apply the same analysis to the issue before our court that the Birchfield majority used when it applied the Fourth Amendment to the breath tests reviewed in that court. Instead, the Washington Constitution requires us to begin this analysis by weighing the importance of the privacy value at stake against the likelihood that the test will yield useful results and the reasonableness of the warrantless means. Here, our case law holds that the right to privacy in one’s biological samples and bodily integrity is an important value. But the State has not shown the reasonableness of adopting a categorical, blanket exception to the warrant requirement, as opposed to a case-by-case inquiry, is reasonable given that privacy interest. To be sure, the asserted justifications for intruding on the privacy right—here, safety and evidence preservation— are important. But the question for us is whether the State has shown that article I, section 7 permits us to allow those justifications to trump the privacy right on a categorical basis rather than with a case-by-case analysis (as would occur under the exigent circumstances exception, which might well apply in many DUI cases).
¶62 On this point, I find the Birchfield partial dissent— which is the only Birchfield opinion that really takes a close look at factual data concerning the time it generally takes to obtain a breath sample, the time it generally takes to obtain a warrant, and the minimal additional costs and inefficiencies implicated by procuring a warrant—more persuasive. It is also more in line with the analysis we adopted in Garcia-Salgado. The Birchfield partial dissent appropriately recognizes the need to address each proffered
¶63 The Washington Constitution demands just such a factual analysis. The Birchfield partial dissent, which is the only Birchfield opinion to conduct the sort of analysis that our state constitution requires, is thus the far more persuasive opinion on this point. I would therefore conclude that a breath test taken without a warrant or such a case-by-case exigency analysis is impermissible under article I, section 7.
¶64 Based on that conclusion, I would hold that the compelled breath test here was an unconstitutional war-rantless search and that admission of either the compelled breath test result or the breath test refusal is impermissible. The reason is that the United States Supreme Court has consistently held that people have a constitutional right to refuse to consent to such an unconstitutional warrantless search. Camara v. Mun. Court,
¶65 The lead opinion therefore also errs in claiming that even if a warrantless breath test were unconstitutional, our implied consent law would still function as a waiver of any challenge to admissibility. Lead opinion at 226-27.
¶66 I disagree. In fact, the logic of Birchfield itself bars such a “waiver” claim analysis. In Birchfield, the Court explained the federal constitutional limit on the reach of implied consent laws: the Fourth Amendment permits laws that imply consent to warrantless breath tests and that render breath test results admissible because the Fourth
¶67 In fact, I have never before seen a court equate a criminal defendant’s relinquishment of a constitutional protection during the course of an investigation or arrest with a party’s decision to waive objection to admission of certain evidence during the course of an adversary judicial proceeding. The analogy is inapt. The lead opinion’s waiver analysis, with its citation to “waiv[ing] the opportunity to object to the admissibility of evidence” under “ER 103,” lead opinion at 227, is what we use to review a transcript to determine if a defendant’s failure to object to a discretionary evidentiary ruling precludes appellate review. We use a very different analysis to determine the legal effect of a criminal defendant’s relinquishment of a constitutional right to privacy when confronted by law enforcement before trial, before adversary proceedings, and before judicial supervision. In that latter situation, we ask, instead, whether that defendant voluntarily gave up the constitutional right under a totality of the circumstances test. Schneckloth v. Bustamonte,
¶68 I therefore respectfully dissent from not just the lead opinion’s conclusion that breath tests of all suspected DUI drivers fall within the categorical search incident to arrest exception to article I, section 7’s privacy protection, I also dissent from its decision to swap implied consent rule waiver analysis for constitutional voluntariness analysis. In this case, Collette Adams did not relinquish her rights under the constitutional voluntariness standard or any standard, she asserted them; Dominic Baird did relinquish his rights, but it was in response to a law enforcement threat. Hence, our precedent dictates that the next question should be whether that relinquishment met the constitutional volun-tariness standard.
¶69 In this case, however, the State conceded that Baird did not relinquish this right voluntarily. As the State candidly acknowledged in its brief in our court, “If the district court is correct that the effect of McNeely is to effectively eliminate implied consent breath testing, admitting refusal evidence or imposing refusal penalties does violate the Fourth Amendment and article 1, section 7.” Br. of Pet’r at 37 (citing State v. Gauthier,
¶71 I would therefore affirm both suppression orders.
In the trial court, the State agreed. Adams Verbatim Report of Proceedings (VRP) (Mar. 27, 2014) at 158 (“[t]he State concedes of course that the breath test is a search”); Baird VRP (Apr. 10, 2014) at 60, 63-64 (same concession several times).
