115 So. 613 | La. | 1927
Lead Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *343
Defendant applied to this court for a writ of certiorari directed to the trial judge to send up the testimony taken in the case. The order issued, and in response thereto the judge says that no testimony was referred to in any bill of exception reserved by defendant. As the testimony desired was not referred to in nor attached to a bill of exception, it was properly omitted from the transcript; and the order heretofore issued directing the judge to show cause why it was not sent up is recalled and vacated.
In connection with the sentence the trial judge prepared and filed in the record a short history of the crime charged in the first count of the information, and a brief statement of the character of the accused. This history and statement were incorporated in the transcript, and counsel for the appellant filed a motion in this court to strike out and expunge it therefrom. The motion to strike out was submitted and it is the only remaining matter now before us.
It is alleged in the motion to strike out that the incorporation in the transcript of the written statement of the trial judge, entitled, *345 "History of the Crime," which was filed in the record in the lower court, was without warrant of law and in violation of the rules of this court. Counsel has evidently over-looked the provisions of Act 222 of 1926, especially section 2 of said act, which is as follows:
"Section 2. That whenever any district judge imposes any sentence provided for in this act, he shall attach to the judgment carrying out such sentence, a short statement, or account, of the crime committed and a short statement of the character of the person sentenced, in all cases where the minimum sentence is one year or more."
In this case the minimum sentence exceeded one year; therefore when the trial judge filed a history of the crime in the record in connection with the verdict rendered and the sentence imposed, he literally complied with the provisions of the section of the statute quoted supra, and the document so filed is a part of the record in the lower court, and as such it was properly incorporated in the transcript.
For the reason stated the motion to strike out and expunge from the transcript the document entitled, "History of the Crime," is overruled.
Addendum
The defendant was prosecuted for the crime of robbery. In order to subject him to double the penalty (imprisonment at hard labor in the penitentiary for a term not exceeding 14 years) prescribed by the statute (section 809, Rev. Stat.) for the crime of robbery, it was charged in the bill of information that the defendant had been convicted previously of the crime of breaking and entering a dwelling house in the daytime with intent to steal, and that he had served a sentence of imprisonment for not less than four or more than five years in the penitentiary, without being pardoned. In the prosecution *346 for robbery, the jury found the defendant guilty as charged, and the judge, claiming authority under section 974 of the Revised Statutes, sentenced him to imprisonment at hard labor in the penitentiary for a term not less than 18 or more than 28 years. The maximum term of imprisonment imposed was therefore exactly double the maximum term allowed by the statute for the crime of robbery, and nearly six times the maximum term for the alleged burglary. The defendant has appealed from the verdict and sentence.
The bills of exception present only two questions for consideration. The first bill was reserved to the overruling of a motion of the defendant's counsel to retransfer the case from section C, presided over by Judge Henriques, to section D, presided over by Judge Echezabal. The case was originally allotted to section D, presided over by Judge Echezabal, and he exercised his jurisdiction to the extent of fixing the amount of the bond on which the defendant might be admitted to bail, and afterwards overruling a motion to reduce the bond. Thereafter, on motion of the district attorney and on his showing that the defendant was yet in jail unable to furnish bond, and that Judge Echezabal was absent on vacation and would be absent for nearly two months, and that Judge Henriques, presiding over section C of the court, was then trying jury cases, and that it was desirable to expedite the trial of this case, Judge Echezabal, with the written approval of Judge Henriques, ordered the case transferred from section D to section C. The transfer was made according to the rules of the Criminal District Court (section 3 of rule 13), viz.:
"Any case of any class whatsoever may be transferred as often as may be necessary for the proper expedition of the business of the court, upon the motion of either the State or the defendant, from one section of the court to another, provided that the judges of the *347 sections of the court, from which and to which the case is transferred, consent thereto."
It is contended by the appellant that the rule of court which we have quoted is violative of the provisions of section 86 of article 7 of the Constitution that all cases in the criminal district court shall be equally allotted by classes among the judges of said court, and that each judge shall have exclusive control over any case allotted to him from its inception until its final disposition by the court.
On the contrary, section 86 of article 7 of the Constitution contains a proviso which, in our opinion, was intended to allow the criminal district court to adopt a rule for the transfer or retransfer of cases from one section of the court to another, whenever such transfer or retransfer might be deemed necessary to expedite the trial of a case. Section 86 of article 7 of the Constitution reads thus:
"All prosecutions instituted, or cases filed on appeal or otherwise in the criminal district court for the parish of Orleans, and all cases transferred to said court, shall be equally allotted by classes among the judges of said court, and each judge or his successor shall have exclusive control over any case allotted to him from its inception to its final disposition in said court. Provided, however, the saidjudges shall have authority to provide by rule for theexercise of jurisdiction by any judge over any casepreviously allotted. The judges of said court shall have power to adopt all necessary rules regulating the order of trial, and the proceedings in the trial of all cases in said court not in conflict with the law, and to provide by rule for the receiving of affidavits charging crimes and offenses against the state; said affidavits to be taken and filed by the clerk of the criminal district court for the parish of Orleans or his assistants." (The italics are ours.)
The proviso, which we have italicized, is a plain grant of authority for the criminal district court to adopt such a rule as section 3 of rule 13. There is therefore no merit in bill of exceptions No. 1.
Bill No. 2 was reserved to the overruling of a motion by defendant's counsel to strike *348 out of the bill of information the allegation that the defendant had been previously convicted of the crime of breaking and entering a dwelling house in the daytime with intent to steal. The complaint made in the motion was, first, that the allegation, and the evidence to be offered in support of the allegation, that defendant was previously convicted of the crime of burglary, was irrelevant to the accusation on which he was about to be tried, and tended merely to prejudice the defendant in the estimation of the jury and therefore to deny him a fair and impartial trial; and, second, that section 974 of the Revised Statutes was inoperative and unenforceable against the provisions of section 982 of the Revised Statutes.
As a matter of convenience, we shall first dispose of the second complaint in the motion to strike out; that is to say, that section 974 of the Revised Statutes was superseded and virtually repealed by section 982. We do not find any merit in the contention, for there is nothing irreconcilable in the two sections of the Revised Statutes. Section 974 provides:
"The judge shall have the power to sentence any person who may be convicted for a second or third offense to double and triple the penalty imposed by law, and for a fourth offense, the person so convicted may be sentenced to perpetual imprisonment."
Section 982 provides:
"Whenever the punishment of fine and imprisonment are left by law at the discretion of any court, the fine shall not exceed one thousand dollars, nor the imprisonment two years."
Section 982 is applicable only to a case where the statute which has been violated does not fix the maximum penalty of fine or imprisonment, but, in terms, leaves the amount of the fine or the term of imprisonment, or both the amount of the fine and the term of imprisonment, in the discretion of the judge. Section 974 deals only with second *349 and subsequent violations of a criminal statute, by authorizing the judge to impose, for a second offense, double the penalty imposed by the law which has been violated, or, for a third offense, triple the penalty imposed by the law which has been violated, or, for a fourth offense, a sentence to perpetual imprisonment.
The first complaint made in the defendant's motion to strike out of the information the reference to a previous conviction for the crime of burglary, however, is serious; that is to say, that the reference to the previous crime and conviction was irrelevant to the accusation on which he was about to be tried, and tended merely to create a prejudice against the defendant in the mind of the jury, and thereby to deprive him of a fair and impartial trial.
It is recognized universally that it is prejudicial to a defendant on trial for an alleged crime for the prosecuting attorney to bring to the knowledge and attention of the jury the fact that the defendant was previously convicted of some other crime, and, as a rule, such evidence is not admissible. That is why it was first thought by this court (in state v. Hudson, 32 La. Ann. 1052), and is yet held in some jurisdictions, that the allegation and proof of a previous conviction should not be presented to the jury, but should be made known only to the judge, after a conviction for the subsequent offense, in order to allow the judge to impose a double or enhanced sentence, under a statute such as section 974 of the Revised Statutes. 16 C.J. pp. 1339, 1342, 1343; 31 C.J. p. 737, § 286, citing Wright v. Commonwealth,
It is also well settled that proof of a previous conviction is inadmissible, and that the admission of such evidence is deemed to be such a prejudicial error as to invalidate a conviction, if the allegation and proof of the previous offense are not necessary, to subject the defendant to the double or severer penalty under a statute such as section 974 of the Revised Statutes. State v. Nejin,
In State v. Nejin, supra, a conviction for a misdemeanor, tried by the judge without a jury, was set aside because evidence of a previous conviction was admitted over the defendant's objection, in a case where the fact of the previous conviction was not properly alleged, for the purpose of subjecting the defendant to a double penalty under section 974 of the Revised Statutes. In annulling the *351 conviction as well as the sentence, the court said:
"As the matter stands, the judge, who had the power to convict as well as to sentence, heard evidence which was inadmissible, and though we do not, for a moment, question either the ability or the singleness of purpose and high sense of judicial obligation of our learned Brother, we cannot but feel that the evidence thus heard was in its nature so prejudicial to the interest of the defendant, that the conviction, as well as the sentence, should be set aside."
The only question, therefore, is whether the state had the right to allege and prove, for the purpose of subjecting the defendant to the double penalty for robbery, under section 974 of the Revised Statutes, that he had been previously convicted of the crime of breaking and entering a dwelling house in the daytime with intent to steal; and that depends upon the meaning of the term "second or third offense," as used in the statute. In State v. Nejin, supra, it was assumed that the term "second or third offense" meant a violation of the same statute twice or three times; for, in the syllabus, by the court, it was said:
"Where, in the prosecution, upon affidavit, of an offense required to be prosecuted in that way, the affidavit fails to charge that the offense is thesecond or third of the kind committed by the defendant, evidence of such fact, offered upon the basis of an unsworn statement to that effect, filed after the affidavit, in order that the penalty may be increased, as provided by Rev. St. § 974, is inadmissible. [Italics ours.]
"The defendant in such case is entitled to be fully informed, in the manner prescribed by law, concerning the charge that he is to meet, and such information carries with it the knowledge of the penalty that may be imposed upon him. And when the trial takes place before the judge without a jury, and the evidence mentioned has been admitted, and the increased penalty has been imposed, the conviction, as well as the sentence, will be set aside."
The language of the statute, giving judges the power to sentence for a conviction for a second or third offense, "to double or triple the penalty imposed by law," indicates that *352 the statute applies only to a repeated violation of the same statute; for, if the Legislature had intended the statute to apply to any two or three crimes, whether violations of the same statute or of different statutes, the Legislature would have found it necessary, in order to avoid ambiguity, to say which penalty should be doubled or tripled; that is to say, whether the double or tripled penalty should be based upon "the penalty imposed by law" for the first or the second or the third offense. In this case, for example, the penalty imposed by law (Rev. Stat. § 854) for the first offense, breaking and entering a dwelling house in the daytime with intent to steal, is imprisonment in the penitentiary for a term not exceeding five years and a fine not exceeding $1,000; whereas, the penalty imposed by law (Rev. Stat. § 809) for the second offense, robbery, is imprisonment in the penitentiary for a term not exceeding 14 years. Section 974 of the Revised Statutes could not be applicable to such a case without being ambiguous and subject only to a very arbitrary construction, one way or the other; for the language of the statute gave the judge no better reason for doubling the penalty of 14 years' imprisonment, "imposed by law" for robbery, than for doubling only the penalty of five years' imprisonment, "imposed by law" for the crime of burglary.
The rulings on this subject in other jurisdictions are not apt to furnish a precedent for an interpretation of section 974 of the Revised Statutes, because the question, after all, as to whether the enhanced penalty may be imposed because of a previous conviction for any crime, or only because of a previous conviction for a violation of the same statute, depends upon the language of the statute in each jurisdiction.
"While it is always necessary, under the statutes, that there should be a prior conviction of accused in order to authorize a more severe penalty to be imposed upon a second *353 conviction or upon successive convictions the character of the prior or subsequent conviction, on which the infliction of the enhanced penalty depends, can be determined only by a construction of the particular statute in each jurisdiction." 16 C.J. p. 1340, § 3152.
It is generally held that, if the statute allows the enhanced penalty for a second violation of that or any other particular law, it is not necessary, in order to authorize the enhanced penalty, for the two offenses to be violations of one of the same provision in the law. See note to Commonwealth v. McDermott,
"Where the enhanced penalty is imposed upon second violations of a law, it must be shown that the first conviction was a violation of that act, and not a violation of another statute directed against the same offense.
"Thus, under a statute which makes a certain act a crime, and provides a penalty therefor, and an enhanced penalty for a second offense, the first offense must have been under the statute also in order to justify a conviction of a second offense; a conviction of the same acts which constituted a crime under another statute is not sufficient." Boroum v. State,
105 Miss. 887 , 63 So. 297, 457, 48 L.R.A. (N.S.) 205.
The judge of the criminal district court, in this case, construed the statute as if it declared that a person convicted a second or third time for the commission of a felony, or for the commission of two or three felonies, might be sentenced to double or triple the penalty *354
imposed by law for the second or third of the felonies committed. That is not in accord with the wording of the statute. Although it it is possible, it is not at all certain, that the Legislature intended it to have that meaning; for this court has several times taken it for granted, without the necessity for deciding, that the statute was applicable as well to misdemeanors as to felonies. State v. Kierson,
The fundamental rule of construction for statutes like section 974 of the Revised Statutes is stated in 16 C.J. p. 1139, § 3150, viz.:
"How Construed. — A statute authorizing a more severe punishment to be inflicted upon one convicted of a second or subsequent offense is highly penal, and should not be extended in its application to cases which do not by the strictest construction come under its provisions."*355
This court has invariably favored a strict construction of the statute, for, in every case in which a judge has imposed the double or greater sentence under the statute, the court has, for one reason or another, either set aside the conviction and sentence or set aside only the sentence and remanded the case, with instructions to impose a sentence only for a first conviction. In State v. Hudson, 32 La. Ann. 1052, it was held that it was not necessary to charge in the bill of information that the defendant had been previously convicted of a violation of the statute but the enhanced sentence imposed upon him under Rev. Stat. § 974, was set aside because he was not given an opportunity to show cause, after the conviction and before sentence, why the enhanced sentence should not be imposed upon him. In State v. Compagno,
"But we are of opinion that this drastic law contemplates the successive imposition of the double and triple penalties before the accused can be sentenced to perpetual imprisonment."
In State v. Nejin,
Our conclusion is that it would do violence to the most fundamental of the canons of construction to construe the term, "second or third offense," as used in section 974 of the Revised Statutes, as meaning anything else but a repeated violation of one and the same statute.
The defendant's motion to leave out of the bill of information all reference to his having been previously convicted of the crime of burglary was well founded, and should have been sustained.
The verdict and sentence are annulled and the case is remanded to the criminal district court for further proceedings according to law. *357
