delivered the opinion of the Court.
Paul Bad Horse, Jr. appeals from a conviction and judgment entered in the District Court, Thirteenth Judicial District, Big Horn County, against him for the crime of robbery.
The charge against the defendant arose out of the April 5, 1975 abduction, robbery and murder of Monte Dyckman, a Safeway store employee in Hardin, Montana.
The circumstances surrounding the death of Monte Dyckman have been before this Court on several occasions. Companion cases include
State v. Holliday
(1979),
About April 5, 1975, Bad Horse met in a Billings bar with Travis Holliday, Edwin Bushman, Gary Radi and Bernard Fitzpatrick, where the group planned to rob the Safeway store in Hardin, Montana. Bad Horse told the others that bank deposits for the Safeway store were made daily at approximately 10:00 p.m. A rough map of Hardin was drawn on a napkin, and Bad Horse pointed out on the map the depository bank for the Safeway store.
Later all five men met again at Radi’s house. Fitzpatrick and Radi left for Hardin in Radi’s car, while Bad Horse, Holliday, Bushman and two young girls went in another car. When the group met again in Hardin, they toured that city to survey the area. Bad Horse and Bushman pointed out the bank and the Safeway store to the others. Bushman produced some rope for use in the robbery, and Bad Horse went into a Hardin bar and borrowed a knife to cut the rope in pieces.
At approximately 10:00 p.m., the closing time of the Safeway store, the five men parked near the store. Radi and Fitzpatrick were in one car, while Bad Horse,
Later Bad Horse, Holliday and Bushman picked up the two young girls and returned to Billings, arriving at Radi’s house at approximately 2:00 a.m., April 6, 1975. Radi showed up shortly thereafter. He told them that he and Fitzpatrick had followed the first vehicle without success but had returned to the drive-in bank in time to intercept Dyckman with the Safeway deposit. Bad Horse then claimed to Radi that he was entitled to at least half of the proceeds of the robbery since he had set up the job. Bad Horse left angrily after being told the robbery produced little or no money.
On April 6, 1975, Dyckman was discovered dead in his own car near the Toluca interchange in Big Horn County. His hands were tied behind in his back, and he had been shot twice in the head. The Toluca interchange is immediately off Interstate 90 between Hardin and Billings, some 12 miles west of Hardin.
This is the second time the Bad Horse case has been before this Court. He was originally tried jointly with Fitzpatrick, Radi and Holliday on charges of deliberate homicide, aggravated kidnapping, and robbery. Bushman was granted immunity from prosecution in exchange for his testimony at the trials of the other four defendants.
In the first trial, held in October 1975, Bad Horse was found not guilty of deliberate homicide and not guilty of aggravated kidnapping, but guilty of robbery. On appeal, this Court reversed and remanded his conviction for robbery because of errors in the instructions.
State v. Fitzpatrick
(1977),
Bad Horse raises the following issues on appeal:
(1) Retrial on the charge of robbery is prohibited because of the double jeopardy clause and the doctrine of collateral estoppel.
(2) The District Court had no jurisdiction because the crime occurred within “Indian Country”.
(3) The District Court erred in determining that witness Raleigh Kraft, Jr., was not an accomplice.
(4) The testimony of Edwin Bushman, an accomplice, was not sufficiently corroborated by independent evidence.
(5) Gary Radi, a former codefendant who had been acquitted in a separate trial, should not have been allowed to testify at Bad Horse’s trial.
(6) Bad Horse’s second robbery conviction is not supported by substantial evidence.
(7) The instructions to the jury are in error under Sandstrom v. Montana (1979),--U.S.--,99 S.Ct. 2450 ,61 L.Ed.2d 39 .
Issue No. 1 Double Jeopardy and Collateral Estoppel.
Bad Horse’s contentions under this issue are that his conviction of guilty of the crime of robbery in the first trial, with an acquittal of the charge of deliberate homicide, where the second charge necessarily incorporates the first charge, is legally inconsistent and unsupportable; that the law of the case on this point was established in the first appeal of his conviction; and that the State is collaterally estopped from retrying the robbery conviction.
A portion, but not all, of this issue was answered in
State v. Fitzpatrick,
supra,
The problem addressed by this Court in Fitzpatrick, as it relates to Bad Horse, was the incongruity of instruction no. 28 used by the trial court when connected with instruction no. 36. Instruction no. 28 told the jury in effect that if a conspiracy to commit a crime existed and a death happened in the furtherance of the conspiracy, all the conspirators were alike guilty of the homicide. In conflict with that instruction, no. 36 told the jury that it might find any one of four verdicts, including one of guilty of robbery.
The jury in the first trial was obviously confused, because it sent out to the court a question asking “. . .If we find one defendant guilty of robbery does Inst. No. 28 require [a] guilty verdict on the two remaining counts.” Instead of clarifying for the jury, the court responded that instruction no. 36, which permitted any one of the four verdicts, answered the question.
Thus it appears that in the first trial, Bad Horse having been found guilty of the crime of robbery where his participation was that of a conspirator, should also have been found guilty of the crime of deliberate homicide, because the death of Monte Dyckman arose in furtherance of the conspiracy to commit robbery. Fortunately for the defendant, the jury acquitted him on the charge of deliberate homicide. The State is now powerless to try him again on that charge because of the double jeopardy rule. That result may be laid, as it were, to the fortunes of war. That fortuitous result however, cannot be bootstrapped to deliver Bad Horse from his conviction of the crime of robbery for which he has been convicted now by two juries. The remand of Bad Horse’s robbery conviction for retrial under Fitzpatrick, is a further by-product of the strategic error made by the State in the first Fitzpatrick trial, in joining at one trial four defendants with diverse roles in the incidents leading up to Monte Dyckman’s death.
In clarification, therefore, this Court did not establish as the law of the case in
Fitzpatrick
that the verdicts relating to Bad Horse were so inconsistent that he could never again be tried for the crime of robbery. In point of fact, this Court did remand for retrial on that charge. His conviction of robbery could have been sustained by this Court after the first trial, except that his conviction was blemished by the errors that occurred to him and others joined as defendants in the trial. This Court did not find or believe that
because he was not guilty under the jury verdict of deliberate homicide that he was likewise guiltless of the underlying charge of robbery. Rather, our remand was founded on the right of Bad Horse to receive a trial with a properly instructed jury.
See
Section 46-16-401(5), MCA;
State v. Jackson
(1930),
With that clarification, we find Bad Horse to be in the same situation with respect to his retrial as any other criminal defendant whose conviction is reversed and remanded for retrial. A defendant is not subjected to double jeopardy by virtue of his retrial after reversal of his judgment of conviction.
State v. Ellsworth
(1962),
Appellate courts are not inclined to reverse convictions in criminal cases ordinarily merely upon the ground of inconsistency of verdicts reached by a jury as to a defendant who has been charged in several counts.
Dunn v. United States
(1932),
We determine therefore that the defendant has not been subjected to double jeopardy. In like manner, his contention that collateral estoppel is applicable to void his conviction is also rejected by us.
“Collateral estoppel”, as explained in
Ashe v. Swenson
(1970),
It was determined in
Benton v. Maryland
(1969),
It is again Bad Horse’s position under his claim of collateral estoppel that the ultimate fact to be determined against him is whether he was guilty of the crime of robbery; that his acquittal of deliberate homicide also constituted an acquittal of the underlying felony, robbery; that therefore the underlying ultimate fact has been decided in his favor and he cannot again be retried.
Were we to accede to Bad Horse’s collateral estoppel claim, we had then pulled the teeth from our holding foregoing that verdicts can be inconsistent and yet binding upon defendants. His claim however fails on two grounds: (1) his issue of ultimate fact had not been determined by a valid and final judgment in the first trial; and, (2) our inquiry, “set in a practical frame and viewed with an eye to all circumstances of the proceedings”, does not disclose that collateral estoppel is applicable here. Since verdicts may be inconsistent and yet legally supportable, his conviction of robbery in the first trial was not a final judgment, since defendant secured a reversal and remand from this Court; in fact his conviction for robbery will not be final until this Court’s decision in this appeal. When we examine the record of the prior proceedings, and take into account the pleadings, evidence, charge and other relevant matters in the prior proceedings, we have no trouble in concluding that the first jury, acting rationally, could have grounded its verdict of guilty of robbery on issues other than those required for deliberate homicide. As we said, the retrial was ordered by us in Fitzpatrick, because the first trial court erroneously instructed its jury that Bad Horse could be acquitted of deliberate homicide even though he was guilty of the underlying felony, robbery. In that set of circumstances, collateral estoppel does not apply.
We note that the United States Supreme Court said in Ashe v. Swenson, supra, that the defendant accused of participating in a robbery with others was acquitted for lack of identification in his first trial. The State sought to retry him as to another victim of the same crime. It was to this fact situation that the United States Supreme Court found it proper to apply the doctrine of collateral estoppel as a species of the Fifth Amendment guarantee against double jeopardy. The holding in Ashe v. Swenson, supra, is simply inapplicable to this case.
Issue No. 2. District Court Jurisdiction
Bad Horse’s claim under this issue takes two tacks: (1) jurisdiction in this case fails because the crime occurred in “Indian Country” and, (2) the State failed to prove the venue of the crime. This jurisdictional objection is raised for the first time on appeal, but that is acceptable.
State v. Akers
(1938),
Moreover, Hardin is not “Indian Country” within the definition of 18 U.S.C. § 1151. We said so in the
Matter of Little Light
(1979),
Bad Horse contends that the landholdings between Indians and non-Indians in and around the City of Hardin make a “checkerboard” pattern identical to that in
Seymour v. Superintendent
(1962),
Issue No. 3. Uncorroborated Testimony of an Accomplice.
Here Bad Horse claims that witness Raleigh Kraft, Jr., was an accomplice, and as such his testimony could not convict Bad Horse or support his conviction unless corroborated by independent evidence. Section 46-16-213, MCA.
The evidence indicates that Kraft had previously told Edwin Bushman that he was going to rob the Safeway store himself or get someone else to help him. Also, witness Marla Fitzler testified that she had heard Kraft discuss robbing the Safeway store with Bushman on several occasions.
Based on this evidence, Bad Horse contends that Kraft was an accomplice with all the disabilities attaching to his testimony flowing from that relationship.
The statements however, were made eight months to one year prior to the robbery. No connection was ever established in the evidence between those statements and the robbery, other than that they may have planted an idea in someone else’s mind.
An accomplice is one who knowingly, voluntarily and
with common intent with a principal offender unites in the commission of a crime.
State v. Kerrigan
(1930),
Here Bad Horse claims that the testimony of Edwin Bushman, an accomplice, was not sufficiently corroborated by independent evidence.
Bad Horse’s contentions on this point are that Bushman was an accomplice as a matter of law; that his testimony was not sufficiently corroborated; that the testimony of the other witnesses besides Bushman merely established that Bad Horse went to Hardin, drove around drinking beer with his companions, and returned to Billings that same night; that the evidence does not tend to connect Bad Horse with the commission of the Dyckman robbery but only mere opportunity to commit that robbery. He also contends that the additional testimony points equally well toward innocent conduct as well as guilty conduct and thus does not qualify as corroboration. See
State v. Keckonen
(1938),
This contention of Bad Horse borders on the frivolous. Bushman’s testimony is sufficiently corroborated by that of Ira Lee Finch, Cindy Morgan, Carol Branch, Ronald Potts, Lyle Doane, and Bad Horse himself. The most damaging corroborative testimony is that of Raleigh Kraft, Jr., who testified that Bad Horse told him that his friends were planning to rob the Safeway store, and on April 20, 1975, admitted to Kraft his participation in the
robbery. The corroborative testimony is well within the tests laid down in
State v. Cobb
(1926),
Issue No. 5. Radi’s Testimony.
Bad Horse here claims that it was reversible error to allow the prosecution to call Gary Radi as a witness over Bad Horse’s objections. He contends that Radi’s testimony was irrelevant and its only effect was to prejudice Bad Horse by casting suspicion on him.
Radi had been acquitted of all charges against him prior to his testimony at the Bad Horse trial. However, his testimony was relevant because he allegedly was one of the two principals in the Dyckman robbery. The State’s case rested upon proving that Bad Horse conspired with, aided and abetted both Radi and Fitzpatrick in their carrying out of the robbery. The State expected Radi to deny any participation in the robbery, but that denial provided the foundation for the admission of Radi’s prior and inconsistent statements where Radi had admitted his participation in the crime.
As a matter of fact, Radi’s testimony may be construed to help Bad Horse as much as it did the State. In testifying, Radi denied any participation in the crime and testified he first met Bad Horse at his house on the evening of April 5, 1975. This conflicts with the evidence of others tending to establish that Bad Horse, Radi and the others had planned the robbery. The testimony of Radi was therefore relevant and clearly admissible. See,
State v. Bentley
(1970),
Issue No. 6. Sufficiency of the Evidence.
This issue is meritless in light of the considerable testimony against Bad Horse in this case. The evidence is viewed in a light most favorable to the State.
State v. Pascgo
(1977),
As indicated in the discussion of issue no. 4 above, Bushman’s testimony was sufficiently corroborated by independent evidence. His testimony and that of the other witnesses sufficiently estab lished that Bad Horse acted “with a purpose to promote or facilitate” the commission of the crime. Section 45-2-302, MCA.
Issue No. 7. Effect of the Sandstrom Decision.
This issue arose after the briefs in this case had been filed, but before the matter was set down for oral argument. When this Court received the decision from
In Sandstrom, the United States Supreme Court found the trial court’s instruction “[t]he law presumes that a person intends the ordinary consequences of his voluntary acts” unconstitutional. --U.S. at--,
The instruction given in the second Bad Horse trial, which he claims has a Sandstrom effect, is as follows:
“You are instructed that ‘knowingly’, or ‘purposely’ may be proved by circumstantial evidence. It rarely can be established by any other means. While witnesses may see and hear and thus be able to give direct evidence of what a defendant does or fails to do, there can be no eye witness account of the state of mind with which the acts were done or omitted. But what a defendant does or fails to do may indicate that he ‘knowingly’ or ‘purposely’ committed the offense or offenses charged.
“It is reasonable to infer that a person ordinarily intends the natural and probable consequences of acts knowingly done, knowingly omitted, purposely done, or purposely omitted. So unless the contrary appears from the evidence, the jury may draw the inference that the defendant intended all of the consequences which one standing in like circumstances and possessing like knowledge should reasonably have expected to result from any act knowingly done, knowingly omitted, purposely done, or purposely omitted.
“In determining the issue as to ‘Knowingly’ or ‘purposely’ the jury is entitled to consider any statements made and acts done or omitted by the defendant, and all facts and circumstances in evidence which may aid in the determination of the state of mind of the defendant.”
It is obvious that the foregoing instruction is not mandatory as to intent, as was the case in
Sandstrom,
and that the instruction does not contravene the holding of
In Re Winship
(1970),
“The holding in Sandstrom is not to be construed to mean that whenever a trial court instructs the jury that it may resort to inference to determine subjective matters such as knowledge or purpose, that thereby the State has been relieved of its burden of proof. The United States Supreme Court did not intend such limitation, and we do not find any such intention in the language of Sandstrom, or its related cases. The jury was not allowed to rest solely upon the permitted inference in the Coleman case, but under the instruction had to require such an inference to meet the standard as beyond a reasonable doubt.”605 P.2d at 1000 ,36 St.Rep. at 2241 .
We therefore determine that the instruction given in Bad Horse passes muster under the Sandstrom test.
The judgment of conviction against the defendant Paul Bad Horse, Jr. for the crime of robbery is affirmed.
