State v. AustinState v. Austin
Dоnald G. Austin appeals from his conviction on one count of second degree assault and one count of
I
Substantive Testimony
Trooper Richard A. Wigsmoen of the Washington Statе Patrol observed a vehicle weaving in and out of its lane while traveling on Interstate 5. The trooper testified he signaled the vehicle to pull over, and the vehicle continued approximately 200 feet down the shoulder before it stopped. During this time, the trooper observed a female passenger in the right front seat turning and making suspicious movements in the back compartment area. He approached the vehicle on foot. Austin, the driver, was not able to producе a license, and the trooper asked him to step out of the vehicle. Austin opened the driver's door slightly. He then reached deliberately and slowly with his right hand across his body, into his unzipped jacket, and pulled out a gun. His finger was in the trigger housing, and the gun was held in a position ready to fire. The trooper reached in, grabbed the cylinder of the gun, and told Austin to put his hands on the ceiling of the car and freeze or he would be shot. Austin complied. He was then handcuffed and placed under arrest. The troоper later determined that the gun was fully loaded.
The vehicle was searched, and a briefcase was found with papers in it bearing Austin's name. The trooper also found two hypodermic needles and a silver spoon in the briefcase. One of the needles later tested positive for methamphetamine. Austin told the trooper that the needles and the spoon belonged to his girl friend.
Austin testified that the radio was on as the trooper approached, and that he "turned it down somе." Part of the reason he took so long to stop was that his girl friend was
During Austin's testimony on direct, the following exchange occurred:
[D]id you have any intent or intention to injure or attempt to injure Trooper Wigsmoen?
[Counsel for the State]: Objection, Your Honor. It's irrelevant, what his intention was; simply whether his act, in doing it, was intentional. It's not an act relevant to the offense.
the court: I'll sustain the objection.
Out of the presence of the jury, counsel argued the intent issue. Austin made an offer of proof to the effect that when he was removing the gun from his jacket, he did not intend to harm or injure the trooper, or cause the trooper any fear of bodily harm.
The trial court ruled that it would allow Austin to testify that he intended to hand the gun to the trooper. Howеver, the court rejected as irrelevant any testimony that Austin did not intend to cause apprehension. It also ruled that the evidence of Austin's lack of intent to cause apprehension should be excluded because it could mislead the jury on the intent issue. When the jury returned, the following testimony was given:
Q. Don, when you withdrew the weapon from the pocket of your coat, as you previously described, what did you intend to do with it?
A. To hand it over to the officer.
Austin further testified that he just wanted to make sure the trooper knew there was a weapon in the car.
II
Final Argument
During closing and rebuttal argument, the State emphasized its theory that in order to prove assault, the jury was required to find merely that Austin had intentionally taken
The act that we're talking about here is the act of taking this gun out of this coat, and when the gun was removed, that's an act. That's the only act we need to worry about. Did Mr. Austin intend to commit that act? Did he intend to take the gun out? Sure. It didn't fall out. It didn't accidentally come out. He knew what he was doing. He had a purpose; he wanted to take the gun out. He had an intent. Was the act intentional? Sure.
This type of assault doesn't focus on what he's thinking about; it focuses on what the victim is thinking about. . . . Did he do something that led the trooper to reasonably have some fear for his safety? If you think he did, then he's guilty. . . .
And in rebuttal, the State argued further:
He did do something that created a result. Did he pull a gun out and, as the result of pulling the gun out, did that end up being a crime? Sure. Under these facts, it does. Does he have to know, when he pulls the gun out, he's committing a crime? No. He's got to know what he's doing; he's got to intend the act, and if that result turns out to be a crime, then he's committing the act intentionally.
Counsel for the defense made no objections to the above arguments. In closing argument for the defense, counsel argued that Austin's act in taking the gun out of his jacket, in combination with an intent merely to give it to the officer, did not constitute assault. The State objected to this argument as an "incorrect statement of the law." The court did not rule on the objection, but stated, "I'll let him go ahead. We may have to clear this up later." Counsel then argued that Austin's act was not done with ’"unlawful force" 1 since he did not have "some unlawful purpose in mind," that is, he acted neither knowingly nor intentionally to commit a crime.
Ill
Instructions
Counsel for the defense proposed the following instruction D-5:
An assault is, among other things, an act, with unlawful force, done with the intent to create in another apprehensionand fear of bodily injury, and which in fact creates in another a reasonable apprehension and fear of bodily injury even though the actor did not actually intend to inflict bodily injury.
The State asserted that the proposed instruction was an incorrect statement of the law, arguing that the State is not required to prove the defendant intended to cause apprehension or fear of bodily harm, but merely that the act resulted in a reasonable apprehension or fear. The court agrеed, and ruled that assault when committed in this manner does not require proof of a subjective intent to cause or create apprehension or fear. The court then instructed the jury as follows:
INSTRUCTION NO. 5
An assault is, among other things, an intentional act, with unlawful force, which creates in another person a reasonable apprehension and fear of bodily injury even though the actor did not intend to inflict bodily injury.[ 1 ]
INSTRUCTION NO. 6
A person acts with intent or intentionally when acting with the objective or purpose tо accomplish a result which constitutes a crime.
INSTRUCTION NO. 7
A person knows or acts knowingly or with knowledge when he or she is aware of a fact, facts or circumstances or result described by law as being a crime.
Prior to returning its verdict, the jury made the following inquiry to the court. "In Instruction #5 does [sic] the last two lines [beginning with the words "apprehension and fear of bodily injury"] overrule the 'an intentional act'?" In response, the court referred the jury to the instructions previously given.
IV
Analysis of Intent Issues
Austin asserts that the trial court relieved the State of its burden of proving one element of the crime: that he intended to cause apprehension of bodily harm. He claims that this error was manifested in three ways: (1) by improperly instructing the jury; (2) by refusing to allow
A
Due process requires that the State prove every essential element of a crime beyond a reasonable doubt if a conviction is to be upheld.
In re Winship,
Austin was charged with second degree assault under former
State v. Krup,
The court quoted with approval the following language from W. LaFave & A. Scott, Criminal Law 611 (1972), which indicates that under such circumstances the State is required to prove an actual intent to cause apprehension.
It is sometimes stated that this type of assаult is committed by an act (or by an unlawful act) which reasonably causes another to fear immediate bodily harm. This statement isnot quite accurate, however, for one cannot (in those jurisdictions which have extended the tort concept of assault to criminal assault) commit a criminal assault by negligently or even recklessly or illegally acting in such a way (as with a gun or a car) as to cause another person to become apprehensive of being struck. There must be an aсtual intention to cause apprehension, unless there exists the morally worse intention to cause bodily harm.
Krup,
Every party is entitled to instructions that allow it to argue its theоry of the case if there is evidence to support that theory.
State v. Theroff,
B
Austin was allowed to testify that his intent was to hand the gun to the trooper and to make sure that the trooper knew there was a weapon in the car. The court allowed this testimony so that Austin could argue that his intent was not to aim the gun at the trooper. He was not allowed to testify, however, that he had no intent to cause apprehension and fear.
Austin’s testimony that he did not intend to cause fear was relevant. It was directly relevant to the intent element, and also tended to show that the trooper's apprehension was not reasonable.
See
ER 401. The trial court determined, based on an erroneous interpretation of
Krup,
that Austin's subjective state of mind was irrelevant.
3
Thus, the trial court erred in ruling that the evidence was not admissible. Since the evidence was material to Austin's defense, it was a denial of due process to exclude it.
See Taylor v. Illinois,
Next, we consider whether the error was harmless. The exclusion of evidence is not prejudicial if the same evidence is later placed before the jury.
State v. Wilson,
38
Thus, the State has not met its burden to prove the error harmless. We cannot say beyond a reasonable doubt that any reasonable jury would have reached the same result absent the error.
See State v. Guloy,
V
Speedy Trial
The following events occurred in 1988, prior to trial.
May 9 Arrest.
May 11 Charges on two counts, second degree assault and felon in possession of a firearm, 6 filed in Everett District Court.
May 27 District court complaint dismissed; charges refiled in superior court.
May 31 Arraignment in superior court. Trial set for July 12. The notice failеd to set forth the number of days which would elapse before the trial date, as required by CrR 3.3(f)(1).
July 8 State advises court it will move for continuance under "5-day" rule of CrR 3.3(d)(8) because Trooper Wigsmoen was out of town. Austin objects to continuance.
July 11 (approx.) State receives crime laboratory results showing methamphetamine in syringe.
July 12 State moves for continuance to July 18 under "5-day" rule. Austin objects on basis that trooper's absence is not good cause for a continuance, but does not оbject on speedy trial grounds. Court rules trooper's absence is not a valid reason for 5-day extension, but resets trial for July 14, which the State alleges is the 60th day for purposes of CrR 3.3(c).
July 13 Counsel for Austin recalculates the 60 days and realizes that in his opinion July 14 is the 61st day, so at 4:15 p.m. files a notice of objection to the July 14 trial date pursuant to CrR 3.3(f)(2).
July 14 Austin moves to dismiss all charges for violation of CrR 3.3. The motion is set to be heard on the next available trial date, July 19. Austin therefore agrees to a waiver of his
July 19 Austin's motion to dismiss is denied. The court rules that Austin should have raised the speedy trial objection on July 12 and his failure to do so was, in effect, a waiver of his speedy trial rights between July 12 and July 14. Austin asks for a continuance and waives his speedy trial rights through September 6, reserving his objection to all rights accrued prior to July 19. The trial is set for August 22.
Aug. 1 State files an amended information, adding count for possession of a controlled substance. Austin files a notice of objectiоn to the amendment. No grounds for the objection are stated.
Aug. 22 At the State's request, the trial is continued to September 6.
Sept. 6 Austin moves to dismiss the charge of possession of a controlled substance, on the basis that it arose out of the same criminal episode as the assault, and that the State's amendment of the information to add the charge was not timely. The court denies the motion, ruling that the State was justified in delaying filing until it had the crime laboratory report.
VI
Analysis of Speedy Trial Issues
A
Austin was detained in jail following thе filing of charges in district court. Thus, his trial should have been scheduled within 60 days. CrR 3.3(c)(1). Austin contends that July 14 would be the 61st day and alleges that the trial was therefore untimely. He further asserts that his objection on July 13 was not untimely, since CrR 3.3(f)(2) allows 10 days for
The State replies that July 14 was actually the 60th day. As to the timeliness of Austin's objection on July 13, the State does not argue, as the trial court ruled, that Austin waived his rights due to the untimeliness of his objection. Rather, the State argues that if Austin's computation is correct, the trial would still be timely since the court's mistaken belief that July 14 was the 60th day would constitute an unavoidable or unforeseen circumstance which would have justified a 5-day extension under CrR 3.3(d)(8).
CrR 3.3 provides in relevant part:
(c) Time for Arraignment and Trial.
(2) Cases Filed Initially in District Court. ... A defendant not released from jail pending trial shall be brought to trial not later than 60 days after the date of arraignment, less time elapsed in district court. . . .
(ii) "Time elapsed in district court" means the following: If at the time a complaint is filed with the district court a defendant is detained in jail or subjected to conditions of release, time elapsed in district court commences on the date the complaint is filed.
(d) Extensions of Time for Trial.
(8) Five-Day Extensions. When a trial is not begun on the date set because of unavoidable or unforeseen circumstances beyond the control of the court or the parties, the court, even if the time for trial has expired, may extend the time within which trial must be held for no more than 5 days exclusive of Saturdays, Sundays, or holidays unless the defendant will be substantially prejudiced in his or her defense. . . .
Failure to bring a criminal charge to trial within the time periods set forth shall result in the charge being dismissed with prejudice. CrR 3.3(i).
The parties do not disagree regarding the number of days after arraignment in superior court. The portion of the computation that is in dispute is the "'[t]ime elapsed in district court"' under CrR 3.3(c)(2)(h). Austin contends that period was 17 days because the day the complaint is
In
State v. Brown,
Therefore, Austin is correct that July 14 was the 61st day for the commencement of his trial under CrR 3.3, and that the speedy trial time had expired.
We next consider the timeliness of Austin’s speedy trial objection. Relying on
State v. Raper,
A significant distinction, however, between this case and
Raper
is that here the State never requested such a retroactive 5-day extension under CrR 3.3(d)(8).
See Raper,
We recognize that "unless a strict rule is applied, the right to a speedy trial as well as the integrity of the judicial process, cannot be effectively preserved."
State v. Striker,
B
Austin next contends that the possession of a controlled substance charge arose out of the same criminal incident as the assault charge and therefore was subject to the same speedy trial expiration date. The possession charge was
The speedy trial period should begin for all crimes "based on the same conduct or arising from the same criminal episode" from the time the defendant is held to answer any charge with regard to that conduct or episode.
See State v. Fladebo,
The facts of
Fladebo
are very close to those in this case.
Fladebo
was cited for driving while under the influence of intoxicants and put into a patrol car. While she was there, an officer seized her purse from her car. A search of the purse revealed drug paraphernalia, which was sent to the state crime laboratory for testing. About 5 weeks later, the laboratory reported a positive test for heroin. Meanwhile, Fladebo had been arraigned in municipal court on her DWI charge only.
9
The speеdy trial period arising from that charge would have expired on January 23, 1987. The State filed a possession of controlled substance charge in superior court on February 17, 1987.
Fladebo,
The Supreme Court held that no violation of the speedy trial rule had occurred.
Fladebo,
In sum, we affirm the trial court's denial of both of Austin's motions to dismiss on speedy trial grounds. The conviction on the possession charge is affirmed. We reverse and remand, however, for a new trial on the second degree assault charge.
Coleman, C.J., and Pekelis, J., concur.
Notes
This instruction mirrors the third bracketed definition of assault set forth in WPIC 35.50.
Significantly,
Krup
does not relieve the State of its burden to show actual intent to cause fear. Indeed,
Krup
specifically condemned allowing proof of
No such restriction on testimony appears to have occurred in Krup.
Effective July 1, 1988,
In the absence of such a revision, we caution trial court judges to assiduously guard against the misinterpretation of WPIC 35.50 which occurred here.
In view of our disposition on this issue, we need not consider the arguments of the parties concerning the prosecutor's misstatements of the law on the intent element during closing argument. We assume the State's misinterpretation of the law will not reoccur on retrial of this matter.
We note, however, that the trial court's erroneous evidentiary ruling on the issuе of Austin's intent had the unfortunate effect of inviting the improper argument, and that the argument aggravated the prejudicial effect of the ruling.
While defense counsel may well have considered further objection to be a useless act by that stage of the trial, a proper objection would clearly have preserved the issue for appellate review.
The felon in possession charge was subsequently dismissed.
Austin observes correctly that this distinguishes the district court calculation from the calculation for cases filed directly in superior court, where the date of arraignment
is
excluded.
See State v. Rohatsch,
Austin has raised no objection based upon constitutional speedy trial rights; and no constitutional violation is apparent from the record.
Thus, the charges were filed in different jurisdictions, which is the only fact of any significance distinguishing
Fladebo
from the instant case.
See Fladebo,
We recognize that this approach is arguably inconsistent with
State v. Bradley,