State v. Aubuchon (2013-140)
[Filed 24-Jan-2014]
NOTICE: This оpinion is subject to motions for reargument under V.R.A.P. 40 as well as formal revision before publication in the Vermont Reports. Readers are requested to notify the Reporter of Decisions by email at: JUD.Reporter@state.vt.us or by mail at: Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801, of any errors in order that corrections may be made before this opinion goes to press.
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No. 2013-140 |
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State of Vermont |
Supreme Court |
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On Appeal from |
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Superior Court, Windsor Unit, |
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Criminal Division |
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Brian Aubuchon |
November Term, 2013 |
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Robert P. Gerety, Jr., J. |
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Michael Kainen, Windsor County State’s Attorney, White River Junction, for
Plaintiff-Appellee.
William W. Cobb and Cielo M. Mendoza of Law Offices of William W. Cobb, PLC, Hyde Park,
and Brian S. Aubuchon, Pro Sе, Springfield, for Defendant-Appellant.
PRESENT: Reiber, C.J., Dooley, Skoglund, Robinson and Crawford, JJ.
¶ 1. SKOGLUND, J. Defendant appeals the superior court’s denial of his request under Vermont Rule of Criminal Procedure 35 for additional credit toward his aggregated minimum sentence. We affirm.
¶ 2. The facts concerning the multiple charges filed against defendant and the subsequent sentencing are complicated, but can be summarized as follows. In Docket No. 321-7-10 Oecr (Orange Criminal Division), defendant was charged with larceny from the person and held for lack of bail beginning on July 22, 2010. On March 16, 2011, he pled guilty and was sentenced to six months to three years on that charge. Because the credit for time served exceeded the minimum sentence, he was released on furlough immediately.
¶ 3. Two months later, on May 18, 2011, defendant was charged with assault and robbery, Docket No. 542-5-11 Wrcr (Windsor Criminal Division), and escape from furlough, Docket No. 487-4-11 Wrcr. That same day, defendant was held for lack of the $250,000 bail set by the court. While awaiting trial on those charges, defendant was also charged with two counts of larceny from the person in Docket Nos. 644-6-12 Wmcr (Windham Criminal Division) and 289-3-12 Wncr (Washington Criminal Division). Bail was set on those charges as well, and defendant remained in jail. At this time, defendant was still serving his sentence, albeit on furlough, on the initial Orange larceny-from-the-person conviction.
¶ 4. On January 10, 2013, defendant pled guilty to the four later charges. He received sentences of: 0-10 years consecutive to the Washington and Windham charges for the assault-and-robbery charge; 0-5 consecutive to all charges except the assault-and-robbery charge for the escape charge; 0-10 years consecutive to all other charges for the Washington larceny-from-the-person charge; and 2-10 years consecutive to then-existing sentences, as well as the assault-and-robbery and Washington larceny-from-the-person charges, for the Windham larceny-from-the-person charge. Each of the mittimuses gave credit for time served according to the law. The Department of Corrections’ ensuing sentence computation indicated an aggregate sentence of 2-38 years and awardеd defendant 236 days against the aggregate maximum for time served.
¶ 5. In February 2013, defendant filed a grievance with the Department of Corrections, asserting that its sentence computation was incorrect and that he was entitled to more credit than given. The Department responded that defendant was not given credit against his aggregate minimum because the sentences for the second set of charges were imposed consecutively to the original sentence. Defendant then moved for sentence reduction under Vеrmont Rule of Criminal Procedure 35, asking the superior court to correct the aggregate minimum and maximum to indicate 30 months to 33 years, and further to instruct the Department to credit him for the 604 days he spent in jail between his arraignment on the second set of charges and his sentencing on those charges.
¶ 6. On a motion-reaction form, the court: (1) granted the motion in part by ordering that the mittimuses in Docket Nos. 542-5-11 Wrcr (assault and robbery) and 487-4-11 Wrcr (escape) reflect that the sentences for those two charges were to be imposed сoncurrently; and (2) denied the motion in part by refusing to give defendant additional credit toward the minimum aggregate sentence. The Department’s revised sentence computation did not apply the additional credit requested by defendant. This appeal followed.
¶ 7. Defendant argues on appeal that: (1) his sentences were not correctly aggregated; (2) he is entitled to additional credit under a recent legislative enactment, which should apply to his case because it clarified rather than amended the sentencing law existing at the time of his sentencing; and (3) even under the prior existing law, he is entitled to the additional credit because his furlough status on his first sentence was never revoked following his arrest and incarceration on the second set of charges and he was held solely for lack of bail on those charges. The State responds that: (1) defendant waived any argument that the new legislative enactment applies to this case by not raising it before the superior court; (2) the newly enacted legislation was an amendment rather than a clarification and thus does not govern this case; (3) defendant is not entitled to credit under the law applicable at the time of his sentencing; and (4) under the procedural posture of this case, defendant should have filed a motion under Vermont Rule of Civil Procedure 75 rather than criminal Rule 35 to challenge the Department’s recalculation of his sentence.
¶ 8.
As an initial matter, we reject the State’s procedural arguments.
Regarding the latter argument, the State relies upon State v. Young,
¶ 9.
We also noted in Young, however, that in some cases the trial
court is in a better position than the Department to calculate credit for time
served, “as when the calculation depends on legal determinations the
[Department] is less equipped to make.” Id. ¶ 4
n.*. In this case, defendant grieved the initial calculation of
credit with the Department, but, when that grievance was denied, filed a Rule
35 motion with the supеrior court and then appealed to this Court from the
superior court’s ruling on that motion. This was a proper procedural
avenue for addressing his legal claim regarding the calculation of
credit. See State v. Sommer,
¶ 10. We also reject the State’s assertion that we should not consider whether the newly enacted legislation regarding credit for time served governs this case because defendant did not raise this argument below and the trial court never considered it. The short answer to the State’s assertion is that defendant could not have raised the issue of whether the new legislation should be applied retroactively because that legislation was not enacted into law and made effective until after the filing of the instant appeal. Accordingly, we will address the issue of the effect, if any, of the new legislation on this case.
¶ 11. Defendant
argues that the “central issue” in this case is whether the new legislation,
2013, No. 4, is applicable to this case. Relying primarily on State v.
Kenvin,
¶ 12. Defendant
was sentenced on all pending charges on January 10, 2013. The relevant
statute—13 V.S.A. § 7031(b)—was amended effective April 3, 2013. See 2013, No. 4, § 1. As we recently held in another
case involving § 7031(b), because the statute “was amended after defendant
was sentenced on all pending charges and, in any case, ‘neithеr defines an
offense nor prescribes a punishment,’ State v. Blondin,
¶ 13. Defendant argues, however, that because the Legislature intended the current version of § 7031(b) to clarify rather than amend the meaning of the earlier version of the statute, the meaning attributable to the new version governs this case. In so arguing, defendant relies primarily upon Kenvin, wherein we concluded that a 2011 legislative revision to § 7031(a) was a clarification of that provision retroactively applicable to the case at issue. 2011 VT 123, ¶¶ 23-26. In so ruling, we relied in part upon the fact that a legislative summary described the new provision as clarifying the law, that the Legislature mаde the provision effective immediately upon passage of the act, and that the provision was added to overturn a recent decision issued by this Court. Id. ¶ 25. Defendant asserts that, as in Kenvin, the revisions in this case were described in a legislative summary as clarifications of the law, were made effective immediately upon passage, and were made in response to our past decisions.
¶ 14. As an initial matter, it is not clear that the revisions to §§ 7031(b) and 7032(c)(2) were made in direct response to any specific case law. Act 4 came about as thе result of the Legislature charging the Chief Justice, the Commissioner of Corrections, the Defender General, and the executive director of the Department of State’s Attorneys, or their designees, to collaboratively examine sentence computation issues and report back to the Legislature on December 15, 2009. See 2009, No. 58, § 17. On December 21, 2009, following four meetings during the previous summer, one of the Chief Justice’s designees, the Administrative Judge for the Trial Courts, sent a memorandum to the members of the House Judiciary Committee, the Senate Judiсiary Committee, and the House Committee on Corrections and Institutions, explaining how the new proposed law on sentence calculations—which closely resembled what was eventually passed as Act 4 in a later legislative session—differed from the current law. The memorandum of law explained that, contrary to the statute then in effect, the proposed law would give defendants credit for time served from the time of arraignment to the time of sentencing irrespective of whether the time served was connected to the offense being sentenced or to an offense that had been dismissed. The memorandum even provided a specific example of how the proposed law would differ from the then-current law.
¶ 15. The Legislature eventually passed Act 4, which, as noted, is very similar to the law initially proposed by the committee in response to Act 58. Whatever the meaning of Act 4, it plainly was intended to change the existing statute and set forth new law simplifying the calculation of credit. Indeed, in critical part, the new law dropped the longstanding “in connection with” language from the prior version of § 7031(b) and replaced it with language intended to change how credit was calculated under the then-existing statute. Thus, Act 4 appears to have been enacted as a comprehensive revision of sentencing law regarding credit for time served rather than as a direct response to specific case law. In any event, Act 4 cannot be viewed as merely clarifying the meaning of the prior statutes.[2]
¶ 16. But
even assuming that this case is analogous to Kenvin because the relevant
revisions in Act 4 were a dirеct response to Blondin and its progeny, we
now reject the language in Kenvin suggesting that a legislative
enactment intended to “correct” an opinion of this Court should be applied
retrospectively as a clarification of what the law had always been. See Rivers
v. Roadway v. Express, Inc.,
¶ 17. Thus,
while a statutory amendment may clarify the meaning of an earlier version of
the statute not yet construed by a court of last resort, “a clarifying
enactment cannot be applied retrospectively when it contravenes a construction
placed on the original statute by the judiciary.” State v. Dunaway,
¶ 18. On
the other hand, if “courts have not yet finally and conclusively interpreted a
statute and are in the process of doing so, a declaration of a later
Legislature as to what an earlier Legislature intended is entitled to
consideration” but is not binding or conclusive as to the statute’s
meaning. McClung,
¶ 19. In Kenvin,
¶ 20. We
also held in Kenvin that the Legislature’s amendment of a statute in
direct response to our recent decision indicated that it intended the new law
to be a clarification of what the law always was rather than а change in the
law.
¶ 21. Accordingly,
for the reasons stated above, we overrule Kenvin to the extent it
suggested that a statutory amendment rejecting this Court’s prior
interpretation of a statute should be applied retroactively as a clarification
of the law. Even if Act 4 was enacted in response to decisions by this
Court, that fact would not indicate any legislative intent to apply the act
retroactively. Nor do we find any other indication that the Legislature
intended for Act 4 to apply retrospectively. See Northwood AMC Corp.
v. Am. Motors Corp.,
¶ 22. Given
our conclusion that the language and legislative history of Act 4 unequivocally
demonstrate that the act amended rather than clarified prior law, we find no
significance in the fact that a summary statement of the Office of Legislative
Counsel used the work “clarify” to describe what the Act did.[3] In any event, to the extent that
defendant is arguing that legislative counsel’s summary is equivalent to the
Legislature declaring the new law to be a clarification rather than an
amendment, the mere labeling of a new law as a clarification of existing law
does not make it so. See In re D.K.,
¶ 23. We
are left, then, with the fact that Act 4, by its own terms, became effective
immediately upon passage. This fact alone does not indicate that the
Legislature intended the act to apply retrospectively. See Kenvin,
¶ 24. In
light of our conclusion that Act 4 did not merely clarify existing law and does
not apply retroactively, we must examine the law that was in place at the time
defendant was sentenced in January 2013 to determine if he is entitled to
credit for time served beyond what was afforded by the Department of
Corrections and the superior court. At the time of his sentencing,
defendant was entitled under § 7031(b) to credit “for any days spent in custody
in connection with the offense for which sentence was imposed.”
Construing that version of § 7031(b) in Blondin,
¶ 25. In
this case, defendant’s second set of sentences was imposed consecutively to his
initial sentence, which he was still serving on furlough when he was charged
with the new offenses. Defendant acknowledges this fact and our holding
in Blondin, but insists that Blondin does not govern in this
instance because his furlough status was never revoked and he was dеtained on
the second set of charges solely based on his failure to make bail on those
charges. Relying on Ali v. District of Columbia,
¶ 26. We
find this argument unavailing. In Blondin, we cited Ali as
an example of a case that took the “unacceptable” position of denying double
credit based on the timing of prоbation or parole revocation proceedings, even
when convictions on new charges were imposed concurrently to the initial
sentence.
Affirmed.
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FOR THE COURT: |
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Associate Justice |
[1] Defendant also relies upon 13 V.S.A. § 7032(c)(2), which was amended along with § 7031(b) by Act 4, see 2013, No. 4, § 2, and which also neither defines an offense nor prеscribes a punishment. One of defendant’s arguments on appeal is that his aggregate minimum and maximum sentences should have been two and one-half years to thirty-three years, instead of the aggregate two-to-thirty-three-year sentence indicated by the court in its ruling on his motion for sentence reduction. In light of our decision as set forth below, we need not address this argument.
[2] Sections 1 and 2 of Act 4 reveal significant changes to the statutes at issue in this case:
Sec. 1. 13 V.S.A. § 7031 is amended to read:
. . . .
(b) [T]he sentence
of imprisonment of any person convicted of an offеnse shall commence to run
from the date on which the person is received at the correctional facility for
service of the sentence. The court shall give the person credit toward
service of his or her sentence for any days spent in custody in connection
with the offense for which sentence was imposed as follows:
(1) The period of credit for concurrent and consecutive sentences shall include all days served from the date of arraignment or the date of the earliest detention for the offense, whichever occurs first, and end on the date of the sentencing. Only a single credit shall be awarded in cases of consecutive sentences, and no credit for one period of time shall be applied to a later period.
(2) In sentencing a violation of probation, the court shall give the person credit for any days spent in custody from the time the violation is filed or the person is detained on the violation, whichever occurs first, until the violation is sentenced. In a case in which probation is revoked and the person is ordered to serve the underlying sentence, the person shall receive credit for all time previously served in connection with the offense.
. . . .
Sec. 2. 13 V.S.A. § 7032(c) is amended to read:
(c) In all cases where multiple or additional sentences have been or are imposed, the term or terms of imprisonment under those sentences shall be determined in accordance with the following definitions:
. . . .
(2) When terms run consecutively, the minimum terms are added to arrive at an aggregate minimum to be served equal to the sum of all minimum terms and the maximum terms are added to arrive at an aggregate maximum equal to the sum of all maximum terms. A person shall serve no more time on consecutive minimum sentences than the sum of the minimum terms, regardless of whether the sentences are imposed on the same or different dates. If a person has served a minimum term and subsequently incurs another criminal charge, the time the person spends in custody awaiting disposition of the new charge shall count toward the minimum term of the new sentence, if one is imposed. This subdivision shall not require the Department of Corrections to release a person from incarceration to community supervision at the person’s minimum term.
2013, Act. 4, §§ 1-2
[3] Legislative counsel’s summary of the effect of Act 4, in relevant part, stated as follows:
· Clarify how credit for time spent in prison prior to sentencing is applied to a sentence (starts from the time you are detained)[.]
· Clarify that if a person is sentenced to consecutive sentences, the new minimum for time to serve is the sum of the minimum terms. If someone spends additional time on detention awaiting disposition of another charge, it is credited to the new minimum.
Summary of the Acts and Resolves of the 2013 Vermont General Assembly, No. 4, available at http://www.leg.state.vt.us/reports/2013ExternalReports/292522.pdf. There is no indication that the use of the word clarify in the legislative summary was intended as a term of art to distinguish legislation that clarifies as opposed to amends, or in this case to suggest that Act 4 merely clarified and did not amend the substance of existing law. In any case, as noted, the language of the new law, as well as the explanation by the legislatively appointed committee that proposed an earlier version of the new law, demonstrate otherwise.
