STATE of Wisconsin, Plaintiff-Respondent, v. Carlos R. ARGIZ, Defendant-Appellant-Petitioner.
No. 80-575-CR
Supreme Court
April 29, 1981
305 N.W.2d 124
Submitted on briefs April 1, 1981.
No brief filed by respondent.
COFFEY, J. This is a review of a decision of the court of appeals refusing to accept jurisdiction and dismissing an appeal from a judgment of conviction on the ground that the notice of appeal was untimely filed.
On April 26, 1979, the defendant, Carlos R. Argiz, was convicted of the crime of robbery, contrary to
“Now ... I think it is understood that these—the rights of appeal will be discussed with your client and he will be given a copy of his rights of appeal, and I would expect that he sign this before he leaves the courtroom. Is that understood?”
After the trial judge requested the defense counsel to advise the defendant of his appeal rights, the defense counsel agreed and the court handed the attorney a form entitled “Instructions to be Given Upon Pronouncing Judgment of Conviction and Sentence” and directed that Argiz sign the form before he left the courtroom or the court would reconvene and read the instructions to him. Following this colloquy, the defendant signed and dated this form, (see fn. 1) noting and acknowledging the receipt of a copy of the instructions regarding his right to appeal and post conviction remedies and specifically that the defendant “had an opportunity to go over this matter with my attorney today.” This form was also signed and dated by the defense counsel and returned to the court with counsel‘s certification that he had received a copy of the appeal instructions and explained the same to
Shortly after the April 26, 1979 trial, according to the defendant‘s statement of facts attached to his appeal he requested a transcript of the entire proceeding, including
On appeal, after a preliminary review of the record, the court of appeals determined that the notices of appeal were not filed within thirty days of service of the transcript as required in
In this statement, Argiz also asserted the fact that he ordered a transcript of the guilty plea and sentencing hearing shortly after that proceeding does not show that he was aware of the provisions of
The state, in its reply to the appellate court‘s order for additional briefs, objected to the jurisdiction of the court on the grounds that the notice of appeal was not timely filed within thirty days of the service of the transcript as required under
Upon review, the court of appeals issued a Per Curiam order dismissing Argiz’ appeal stating:
“On March 27, 1980, the appellant filed a notice of appeal purporting to appeal from a judgment of conviction and unspecified order entered April 26, 1979. The transcript of the defendant‘s trial and sentencing were filed on May 8, 1979. Under Rule 809.30(1)(f) the notice of appeal or a motion seeking postconviction relief must be filed within thirty days of the service of transcript. The appellant did not file a notice of appeal or postconviction motion during that thirty day period. Therefore, this appeal must be dismissed.
“The appellant argues that he was not informed of his right to appeal or seek other postconviction relief as required under Rule 809.30(1)(b). The appellant admits, however, that he received written instructions at the time of his sentencing informing him of his rights on appeal. The court concludes that the written instructions adequately informed the defendant of his right to appeal, and the procedures required to initiate an appeal. The written instructions specifically notified the defendant of the time limitations imposed by the rules of appellate procedure.
“The filing of a timely notice of appeal is necessary to give the court jurisdiction over the appeal.7 The court concludes that the notice of appeal in this case was not timely filed, and that the court lacks jurisdiction over the appeal.”
It is obvious that Argiz’ notice of appeal, filed on March 27, 1980, in relation to the date of the receipt of the transcript on May 8, 1979, was not filed within the statutory time limits, and thus the issue presented is: Did the court of appeals abuse its discretion in refusing to allow the defendant to pursue a late appeal? The defendant asserts that this query should be answered in the affirmative, alleging he was not informed of the time limits on his right to appeal as required in
“(b) The trial judge shall inform the defendant at the time of sentencing or imposition of a fine or probation of the right to appeal or seek other postconviction relief, the time limits on seeking the relief and, if indigent, the right to publicly compensated counsel in those proceedings.”
In this court, Argiz admits that he was given a copy of the appeal instructions form and that he signed it, but contends that he did not have sufficient time to read
The felony appeal rule set forth in
Since
In Whitmore, supra, this court prescribed additional procedures for trial courts to follow in order to make a defendant‘s right to appeal meaningful. This court made it obligatory upon trial courts “not only to inform the defendant of his right to appeal, but also to advise the defendant and his attorney of the obligation of trial counsel to continue his representations until the decision of whether to take an appeal is made and until such time as appellate counsel is appointed. . . .” Id. at 719.9
In this case, the trial court gave the defense counsel a form reciting that it contained the defendant‘s rights of appeal and instructed counsel that he must obtain the defendant‘s signature thereon or the court would reconvene for the purpose of reading the instructions to the defendant.
Argiz’ sole explanation as to why his failure to file a timely notice of appeal should not constitute a bar to his appeal is that he was not properly informed of his appeal rights and specifically the time limits on taking an appeal. Although he admits having been given a copy of the appeal instructions form and having signed the same, he claims that his counsel “did not instruct him as to the rules of appellate procedure” and that he was not advised of the nature of the form that he signed.
The defendant‘s claims are refuted by the record. First, Argiz was expressly advised of the nature of the form that he signed when the trial judge described the information contained in the document he handed to defense counsel as the “rights of appeal.” Second, Argiz signed a form entitled “Instructions to be Given Upon Pronouncing Judgment of Conviction and Sentence” not-
The record demonstrates that the trial court expressly informed the defendant that the document he signed contained instructions as to his appeal rights, “Now, I think it is understood that these—the rights of appeal will be discussed. . . .” The defendant signed the form entitled “Instructions to be Given Upon Pronouncing Judgment of Conviction and Sentence” and thereby on his own represented to the court that he had discussed the instructions with his attorney, “I acknowledge that I have received a copy of this written instruction by the court on my rights to appeal . . . and I have had an opportunity to go over this matter with my attorney today.” Argiz’ trial counsel certified that he had explained the appeal rights instructions to Argiz, “I certify that I have received a copy of this written instruction and explained it to the defendant.” Considering the trial court‘s description of the information contained in the form handed to
Additionally, we note that the defendant would have us ignore his signed and dated acknowledgment that he had discussed the subject of his appeal rights with his attorney and foist the blame for his failure to file a timely notice of appeal upon the trial court. Acceptance of the defendant‘s claim would in effect be equivalent to allowing him to benefit from misleading the court with the noted signed acknowledgment and we decline to do so.
Since this court has not heretofore expressly delineated the specific manner in which trial courts are required to convey the appeal right information to convicted defendants represented by counsel at the time of sentencing, we now direct that at the time of sentencing, trial courts are to give a defendant two copies of his appeal rights as set forth in the Wisconsin Jury Instructions—Criminal, Special Materials, § 33: one to be retained by the defendant and the other to be returned and filed with the court with the defendant‘s signed and dated acknowledgment that he has received a copy of
By the Court.—The decision of the Court of Appeals is affirmed.
SHIRLEY S. ABRAHAMSON, J. (concurring). I write separately to express my disagreement with the prospective rule the majority sets forth directing the manner in which the trial courts are to convey the appeal right information to convicted defendants represented by counsel at the time of sentencing. As I understand the requirements of the majority‘s rule, the circuit court, on the record, will give the defendant two copies of the SM-33 instruction form; will direct the attorney to “discuss the subject of appeal with the defendant and [explain] the appellate procedure and requirements to the defendant;” will direct the attorney to have the instruction form signed and dated by the defendant and the attorney; will direct that the executed instruction form
This court has said previously that the trial judge should inform the defendant of “the right to appeal or seek other postconviction relief, the time limits on seeking the relief and, if indigent, the right to publicly compensated counsel in those proceedings,” and should inform the trial counsel of his or her obligation to continue representation during the post conviction stage of the proceedings.
In view of the critical nature of the appeal right to a defendant and in light of the high potential for misunderstanding in advising a defendant of appeal rights at sentencing, I favor requiring the circuit judge to read, on the record, the relevant parts of Wis. J I—Criminal SM-33 (or its equivalent) to the defendant and to the attorney and to state, on the record, that the judge is at that time furnishing to the defendant and the attorney a copy of the parts of SM-33 which the judge has read.
If the purposes of the prospective rule are to save the trial court‘s time and give the defendant a better opportunity to understand appeal rights, I do not think the rule will accomplish these ends. I do not think the defense counsel is better able than the trial court to communicate appellate rights to the defendant who, as the majority notes, may be distraught.
I fear that a number of practical problems are likely to result from the majority‘s procedure. What does the
The most serious problem I see with the majority‘s procedure is that it is likely to engender misunderstanding as to whether the postsentencing discussion between the attorney and the defendant fulfills the attorney‘s duty to the defendant which SM-33 sets forth as follows:
“You and your attorney should discuss these remedies. Your attorney has the duty to continue to represent you until a decision is made to accept the judgment or to appeal to the court of appeals or to file motions. Your attorney has the duty to continue to represent you in presenting motions to this trial court.
“If you decide to appeal to the court of appeals, your attorney has the duty to prepare and file your notice of appeal.
“If your present attorney cannot continue to represent you on the appeal and if you are indigent, you yourself may write to the State Public Defender . . . .”
I do not believe the majority opinion intended that the postsentencing discussion conference between the defendant and attorney fulfill the attorney‘s responsibilities set forth in SM-33.
