STATE OF MONTANA, Plaintiff and Appellee, v. BENJAMIN WILLIAM ARAGON, Defendant and Appellant.
No. DA 13-0447
State of Montana Supreme Court
April 2, 2014
2014 MT 89 | 374 Mont. 391 | 321 P.3d 841
Submitted on Briefs February 19, 2014.
For Appellee: Timothy C. Fox, Montana Attorney General; Micheal S. Wellenstein, Assistant Attorney General; Helena; Scott Twito, Yellowstone County Attorney; Billings.
JUSTICE RICE delivered the Opinion of the Court.
¶1 Benjamin Aragon (Aragon) appeals the order of the Thirteenth Judicial District Court, Yellowstone County, upholding the Justice Court‘s order imposing restitution of $1,910.86 following his guilty plea for driving under the influence of alcohol and reckless driving, both misdemeanors.
¶2 We reverse and address the following issue:
FACTUAL AND PROCEDURAL BACKGROUND
¶4 On August 24, 2012, while driving under the influence of alcohol in Billings, Aragon drove off the road and collided with Barbara Turcotte‘s (Turcotte) garage. Aragon cooperated with law enforcement and admitted responsibility for the accident. Aragon was initially charged with misdemeanor DUI in Justice Court. The State subsequently charged Aragon with criminal endangerment, a felony, dismissing the charge in Justice Court and re-filing with the new charge in District Court. Aragon agreed to a plea bargain whereby he would plead guilty to DUI and reckless driving, both misdemeanors. Because the felony charge was dropped under the agreement, the State dismissed the charge in District Court and re-filed misdemeanor charges in Justice Court.
¶5 On February 28, 2013, Aragon pled guilty in Justice Court to DUI and reckless driving, second offense. That same day, the court sentenced him to six months in jail, with all but seven days suspended, along with a $1,000 fine and court charges, for the DUI offense. The court sentenced him to six months in jail, all suspended, along with a $300 fine and court charges, for the reckless driving offense, to run concurrently with his DUI sentence. The State requested restitution for Turcotte‘s property damage, and informed the court that, pursuant to a victim‘s loss statement prepared for the District Court proceedings, the damage was estimated at $3,270. Aragon informed the court it was his understanding that his auto insurance had covered the damage. Consequently, a restitution hearing was scheduled for March 12, 2013, to resolve the discrepancy.
¶6 Before the restitution hearing, Turcotte wrote a letter addressed to the court explaining that she would rather Aragon perform 40 hours of community service in lieu of paying restitution to her in order to “provide service to his community to atone for his lack of judgment that night.” This letter was dated March 8, 2013, but may have been delivered to the prosecutor, as it was not provided to the court until the March 12th hearing. Aragon‘s briefing indicates that, prior to the hearing, the State advised him “that it would not make the restitution claim” in favor of Aragon performing community service. However, a citation to the record is not provided and apparently there is no record information about when this conversation occurred, whether the court was advised of the change of position, or whether Aragon advised the State at that time that he would object to community service. At the
¶7 Aragon argued that the request to repaint the entire home was not appropriate because Aragon had damaged only the garage. Although the garage was attached to the house, Aragon argued there was no evidence demonstrating why the whole house needed to be repainted, as opposed to only the garage, which is what the insurance adjuster had determined was necessary. The State offered no further information regarding the requested amount, stating it didn‘t “have any other information besides what‘s on the loss statement.” The Justice Court expressed concern about the request to repaint the entire house, and stated that it “can‘t go with [Turcotte‘s] letter.” Nonetheless, the court ultimately ordered that Aragon owed an additional $1,910.86 in restitution above the amount covered by his insurance.
¶8 Aragon appealed to the District Court, which reviewed the record and questions of law pursuant to
STANDARD OF REVIEW
¶9 “The appropriate measure of restitution is a question of law, which we review for correctness.” State v. David C. Johnson, 2011 MT 116, ¶ 13, 360 Mont. 443, 254 P.3d 578. A district court‘s finding of fact as to the amount of restitution is reviewed under the clearly erroneous standard. David C. Johnson, ¶ 13. A finding of fact is clearly erroneous
DISCUSSION
¶10 Did the District Court err by affirming the Justice Court‘s imposition of restitution?
¶11 Aragon raises several arguments challenging the Justice Court‘s order of restitution. First, Aragon argues that under M. R. Evid. 901, a foundation was required to be laid before the Justice Court could accept the victim‘s loss statement as evidence. Second, he argues that the request for restitution was not “based upon the best evidence available under the circumstances” in violation of our holdings in State v. O‘Connor, 2009 MT 222, ¶ 14, 351 Mont. 329, 212 P.3d 276, and State v. Benoit, 2002 MT 166, ¶ 29, 310 Mont. 449, 51 P.3d 495. Specifically, Aragon argues that a victim‘s affidavit, with no foundation or explanation, is not sufficient to meet the “best evidence” requirement. Third, Aragon argues the State failed to meet its burden of proof for a restitution award pursuant to
¶12 A sentencing court is required to impose a restitution obligation on a criminal defendant if the defendant‘s crime resulted in a pecuniary loss to a victim. Section
¶14 We have upheld awards of restitution where the only evidence in the record was the victim‘s affidavit or testimony regarding the amount of pecuniary loss. See State v. Kuykendall, 2006 MT 110, 332 Mont. 180, 136 P.3d 983; State v. Charley Johnson, 2011 MT 286, 362 Mont. 473, 265 P.3d 638.1 However, while a victim‘s affidavit or her testimony may be sufficient, if credited by the court, to support an award of restitution, we have also rejected restitution where the evidence before the court was insufficient to support the amount awarded. State v. Coluccio, 2009 MT 273, ¶ 45, 352 Mont. 122, 214 P.3d 1282 (overruled on other grounds by State v. Kirn, 2012 MT 69,
¶15 The Dissent argues that Aragon never claimed the evidence was insufficient to support the awarded restitution or that the requested amount was an “unreasonable cost of completing the repairs,” Dissent, ¶ 28, and implies that this Court “devise[s] evidentiary theories that the defendant himself failed to develop,” Dissent, ¶ 30. Although not with these words, the arguments Aragon made to the Justice Court and to this Court encompass the reasonable necessity of repainting the entire house and whether there was sufficient proof of the extent of the damages in light of the conflicting estimates. Aragon argued that the only damage he caused was to Turcotte‘s garage, that the insurance coverage had compensated Turcotte, and that he was aware of nothing indicating the entire house needed to be repainted. The restitution hearing was set up to resolve this issue. In his brief to this Court, Aragon argues that
[n]o explanation was provided of why Aragon should be expected to repaint the victim‘s house when he had merely damaged the garage. ... The affidavit showed that Aragon‘s insurance company had adjusted and paid for the damage to the victim‘s house; there was no indication that it inadequately repaired the damage.
Aragon‘s arguments incorporate the contention that the higher estimated cost was not reasonably necessary or sufficiently proven.
¶16 Restitution “engrafts a civil remedy onto a criminal statute, creating a procedural shortcut for crime victims who would be entitled
¶17 “The credibility of witnesses and the weight to be given their testimony are determined by the trier of fact, whose resolution of disputed questions of fact and credibility will not be disturbed on appeal.” Hilgers, ¶ 12. This is logical because “[t]he trial court is in the best position to judge the credibility and demeanor of witnesses and their testimony.” Langford v. State, 2013 MT 265, ¶ 17, 372 Mont. 14, 309 P.3d 993 (citing State v. Lally, 2008 MT 452, ¶ 24, 348 Mont. 59, 199 P.3d 818). However, the sentencing court here did not judge the credibility or demeanor of witnesses or their testimony, as there were none. Rather, the court was presented only with two estimates with significantly differing amounts, entirely devoid of context or explanation about the difference between the two.
¶18 The insurance adjuster‘s estimate detailed specific repairs to the siding, masonry, trim, drywall, and landscaping, as well as for painting. The adjuster estimated there was approximately $1,100 in physical damage, and only $240 necessary for painting. Turcotte‘s estimate listed only repairs for siding and trim, with a total cost of $320, along with $2,950 to “repaint 2,500 SQ feet of home to match current color.” The Justice Court itself expressed concern over the request for repainting the entire house absent any explanation of why it was necessary. The victim was not present to explain this request or to be cross-examined by the defendant about the necessity of repainting the entire house when only the garage had been damaged.
¶19 It is notable that the Absolute Construction estimate for repainting the entirety of the house was completed some two weeks before the insurance adjustment was completed. The Dissent assumes that the painting of the home was necessary to match the repaired
¶20 We do not depart from our prior holdings that a victim‘s sworn affidavit explaining the amount of loss is ordinarily sufficient to support an order of restitution. See Jent, ¶ 21 (concluding substantial evidence supported the restitution obligation when “the District Court considered [the victim‘s affidavit of loss], as permitted by
¶21 When an order for restitution is improperly entered upon legal error, we generally remand to the trial court for correct application of
¶22 Reversed and remanded for further proceedings consistent herewith.
CHIEF JUSTICE MCGRATH, JUSTICES COTTER and WHEAT concur.
JUSTICE MCKINNON, dissenting.
¶23 I respectfully dissent from the Court‘s decision. I believe the Court has misstated the issue in this case. Moreover, I believe that the evidence in the record supports the Justice Court‘s restitution award and that the Court misapplies the restitution statutes in reaching a contrary conclusion.
¶24 The Court asserts that Aragon has not challenged the “causal
¶25 At the hearing held February 28, 2013, Aragon entered pleas of guilty to reckless driving and to driving under the influence of alcohol. The Justice Court then proceeded with sentencing. Near the end of the proceeding, the prosecutor indicated that the State was requesting $3,270.00 in restitution. As support for this amount, the prosecutor referred to the Victim‘s Affidavit in Support of Property Financial Loss, which Turcotte had submitted three months earlier. Aragon‘s only objection to the requested restitution was: “I thought [my automobile] insurance covered that. ... [W]hat I understood was that my insurance ... paid for the damages.” The prosecutor explained that the insurance had covered “part” of the loss, and the parties agreed that a restitution hearing would be needed to determine how much of Turcotte‘s loss remained unpaid.
¶26 At the March 12, 2013 restitution hearing, Aragon‘s counsel argued as follows:
[Aragon‘s] insurance company went out, assessed the valuation, did all the repairs that were required of it, and the garage was completely repaired. And it was all covered with his insurance. Now, in her loss statement, she‘s asked their entire house be repainted. And, you know, that‘s not part of restitution for damage to a garage, even though the house—the garage was attached to the house. So, restitution has been made. It‘s been made in full in this case. And there‘s no reason that he should be responsible for repainting a house.
The Justice Court rejected this argument. The court concluded that Aragon was liable for the full amount of restitution set forth in Turcotte‘s affidavit (i.e., $3,270.00). The court found that Aragon‘s insurer had “paid part of the $3,2[70]” and that Aragon, therefore,
¶27 Significantly, Aragon never argued that, if his restitution obligation did encompass repainting Turcotte‘s entire house, there was insufficient evidence supporting an award of $1,910.86 for that purpose. And, in fact, there is sufficient evidence in the record. As noted, Turcotte submitted an affidavit (pursuant to
¶28 Accordingly, the Court‘s suggestion that this case is about “conflicting” repair estimates for which there is no “context or explanation,” Opinion, ¶¶ 15-20, is incorrect. No one raised the questions that the Court now poses at ¶ 18 of the Opinion regarding each line item of the two estimates. The parties and the Justice Court understood why there was a difference between the Absolute Construction estimate and the insurance adjuster‘s estimate: the former included the cost of repainting the entire house, not just the garage. Aragon never argued that the Justice Court needed to choose one estimate over the other. He never claimed that the evidence before the court was insufficient to establish the cost of repainting the entire house. And he never claimed that $1,910.86 was an unreasonable cost
¶29 What Aragon argued, rather, was that the remaining repairs—repainting the rest of the house—were simply “not part of restitution for damage to a garage.” The substance of his argument is clearly that the damages caused by Aragon‘s offenses did not include the house. See State v. Jent, 2013 MT 93, ¶ 13, 369 Mont. 468, 299 P.3d 332 (“a causal relation between the offender‘s criminal conduct and the pecuniary loss is the touchstone for determining whether a person or entity is a victim entitled to restitution“). Hence, the Court‘s attempt to reframe the issue as whether there is sufficient evidence supporting the amount of the restitution award is unpersuasive. The issue Aragon raised is whether his restitution obligation extended beyond repairs to the garage to include repairs to other parts of the house—which everyone understood would cost him an additional $1,910.86 in restitution. More specifically, the issue is whether the cost of repainting the remainder of Turcotte‘s house is part of “the full replacement cost of property taken, destroyed, harmed, or otherwise devalued as a result of [Aragon‘s] criminal conduct.” Section
¶30 Aragon concedes he unlawfully drove his vehicle recklessly and while under the influence of alcohol. Aragon concedes he drove his vehicle off the road and crashed into Turcotte‘s garage. Aragon concedes he thereby caused damage to the structure. The notion that the damage could not have extended beyond the garage is wholly implausible, given that the garage was physically attached to Turcotte‘s house. Absolute Construction estimated the repairs at $3,270.00. This included repainting the house “to match current color.” Obviously, Turcotte wanted the color of her house to match the color of the repainted garage. The Court opines that there may not have been any need to repaint the rest of the house to match the color of the garage. Opinion, ¶ 19. But even if this were true, it was Aragon‘s responsibility to make this argument at the restitution hearing and to present such evidence refuting Turcotte‘s claim—neither of which he did, or even attempted to do. It is not this Court‘s prerogative to devise evidentiary theories that the defendant himself failed to develop. State v. Whalen, 2013 MT 26, ¶ 32, 368 Mont. 354, 295 P.3d 1055; Citizens for Balanced Use v. Maurier, 2013 MT 166, ¶ 15, 370 Mont. 410, 303 P.3d 794. Nor was it Turcotte‘s or the prosecutor‘s responsibility to produce any documentation other than her restitution affidavit. McMaster, ¶¶ 27, 29.
¶31 “In reviewing findings of fact, the question is not whether there
[a] finding ... is not clearly erroneous simply because there is evidence in the record supporting a different finding. Rather ..., a finding is clearly erroneous if it is not supported by substantial evidence, if the court has misapprehended the effect of the evidence, or if our review of the record leaves us with a definite and firm conviction that a mistake has been made.
State v. Lally, 2008 MT 452, ¶ 22, 348 Mont. 59, 199 P.3d 818. Here, the only evidence presented to the Justice Court hearing on the issue of restitution—namely, Aragon‘s admissions forming the basis of his guilty pleas, and Turcotte‘s affidavit with the two gratuitously attached estimates—established the following: (1) that Aragon crashed into Turcotte‘s garage, (2) that the garage was physically connected to Turcotte‘s house, (3) that Turcotte‘s monetary loss totaled $3,270.00, (4) that Aragon‘s insurer provided $1,359.14, and (5) that it would cost an additional $1,910.86 to complete the repairs.
¶32 The Justice Court‘s finding—that “the full replacement cost of property taken, destroyed, harmed, or otherwise devalued as a result of [Aragon‘s] criminal conduct,”
¶33 As we stated in Jent, ¶ 12, “restitution is not to be limited by the definition of the offense or to only those injuries arising as a ‘direct’ result of the offense.” Here, Aragon argued that repainting the entire house is “not part of restitution for damage to a garage.” The evidence before the court, however, supported a finding that even if repainting the entire house was not a “direct” result of Aragon‘s offenses, it was
¶34 I disagree with the Court‘s suggestions that Turcotte should have been “present to explain” her request and that, because of her absence, Aragon was denied the ability to cross-examine her. Opinion, ¶ 18. The only evidence Turcotte was required to present, and did present, is an affidavit describing her pecuniary loss and the replacement value in dollars of the loss. Section
¶35 In the absence of any evidence disputing Turcotte‘s claim or a request for time to secure the same, the Justice Court was constrained to make a decision based on the evidence before it. In determining that Turcotte should be paid “the full replacement cost of property taken, destroyed, harmed, or otherwise devalued as a result of [Aragon‘s] criminal conduct,”
¶36 I dissent.
