248 Conn. 1 | Conn. | 1999
Opinion
A jury convicted the defendant, Dwayne Andrews, as an accessory for aiding and abetting a murder in violation of General Statutes §§ 53a-54a (a)
The jury reasonably could have found the following facts. At all times relevant to this appeal, the defendant, a New Haven resident, worked for his brother, Edward Andrews, supervising Edward’s marijuana distribution business. The defendant’s responsibilities included collecting money generated by the organization’s marijuana sales. Gerald Royal also distributed marijuana for Edward Andrews, as did another individual, identified only as “Butchie,” who worked closely with Royal. Butchie owed Edward Andrews approximately $900, but because Butchie was incarcerated, the defendant had tried on several occasions to collect the debt from Royal. The defendant, however, was unsuccessful, and had become “fed up” with Royal as a result.
On the evening of July 19, 1993, the defendant and another individual visited the defendant’s cousin, Thad Stanley, at his place of employment. At that time, the defendant told Stanley that he was going to visit Royal again to attempt to collect the $900.
At approximately 10:20 p.m. that night, Royal was drinking with several friends, including Dawkins, on the porch of 17 Hurlburt Street in New Haven. Two African-American males, both of whom had hoods over their heads, approached the porch. One was dressed
Immediately thereafter, the man wearing the camouflage jacket pulled out a gun and held it to Dawkins’ head. The man then told Dawkins to “run it,” a street term meaning that Dawkins was to empty his pockets. Dawkins, however, had nothing in his pockets. The man in black, who had run across the street, called to the man wearing the camouflage jacket, telling him to “let [it] go,” whereupon the man in the camouflage jacket fled with the man dressed in black. Thereafter, Dawkins found Royal in the house, lying on his back, unable to speak and short of breath. Dawkins called an ambulance, which transported Royal to the hospital. Shortly thereafter, however, Royal died from injuries sustained as a result of the gunshot wound to his back.
When the police arrived, Dawkins described the two men and their attire. Dawkins then accompanied the police to the station house, where he gave the police a tape-recorded statement regarding the incident. Daw-kins indicated that he did not know either of the two men.
On July 26, 1993, Dawkins returned to the police station and was shown a single photograph of eight African-American males and an enlargement of a portion of that same photograph. The defendant appeared in both the photograph and the enlargement. Dawkins identified the defendant as the man who had put a gun to his head on the evening of July 19. On July 28, 1993,
On appeal, the defendant claims that: (1) the trial court violated his rights under the confrontation clause of the sixth amendment to the United States constitution
I
The defendant’s primary claim is that the trial court violated his confrontation clause rights under the United States constitution by barring certain cross-examination of Dawkins, the state’s key witness. We disagree.
The following additional facts are necessary to our resolution of this issue. In February, 1996, the defendant and Dawkins, who has an extensive criminal record, were incarcerated in the same cellblock at the New Haven Correctional Center (correctional center). On February 10, an inmate approached Dawkins and asked
At trial, the state elicited Dawkins’ testimony regarding his version of the events taking place on the evening of July 19,1993, including his contradictory statements about the defendant’s culpability. In attempting to explain those statements, Dawkins’ testimony was confusing and, at times, inconsistent.
The jury was recalled, and the prosecutor proceeded with his direct examination of Dawkins. During the course of his testimony, Dawkins positively identified the defendant as the person in the camouflage jacket who had held a gun to his head on the night of Royal’s murder.
On cross-examination, the defendant highlighted the fact that Dawkins had given two statements, one on February 10,1996, and another on June 13,1996, stating “unequivocally” that the defendant was not the man who had held a gun to his head on July 19, 1993. The defendant also elicited testimony from Dawkins that, at that time, there were several charges pending against him, including assault, violation of probation
In his lengthy cross-examination of Dawkins, the defendant also questioned Dawkins about any conversations he had had with the state about his pending charges.
Prior to the defendant’s recross-examination of Daw-kins, defense counsel, out of the presence of the jury, renewed his request for permission to question Dawkins concerning “the fact that [Dawkins] at one point was refusing to testify and then was instructed by the court that he could receive a certain amount of jail time for every question he refused to answer.” In support of his request, defense counsel argued that the trial court’s explanation to Dawkins that he was required to testify and, if he did not, the likely consequences of his failure to do so, were relevant to establish that Dawkins had felt pressured to testify against the defendant. The trial court again sustained the state’s objection to that specific line of questioning.
On appeal, the defendant does not challenge the trial court’s ruling that Dawkins had no legitimate basis for asserting his fifth amendment privilege against self-incrimination, nor does the defendant claim that the trial court improperly warned Dawkins regarding the likely consequences of his refusal to testify.
“The sixth amendment to the [United States] constitution guarantees the right of an accused in a criminal prosecution to confront the witnesses against him. . . . The primary interest secured by confrontation is the right to cross-examination . . . and an important function of cross-examination is the exposure of a witness’ motivation in testifying. . . . Cross-examination to elicit facts tending to show motive, interest, bias and prejudice is a matter of right and may not be unduly restricted.” (Citation omitted; internal quotation marks omitted.) State v. Gould, 241 Conn. 1, 15-16, 695 A.2d 1022 (1997); accord State v. Barletta, 238 Conn. 313, 331, 680 A.2d 1284 (1996). However, “[t]he [confrontation [c]lause guarantees only an opportunity for effective cross-examination, not cross-examination that is effective in whatever way, and to whatever extent, the defense might wish.” (Emphasis in original; internal quotation marks omitted.) State v. Moye, 214 Conn. 89, 94, 570 A.2d 209 (1990). Thus, “[t]he confrontation clause does not . . . suspend the rules of evidence to give the defendant the right to engage in unrestricted cross-examination. . . . Only relevant evidence may be elicited through cross-examination. . . . The court
When Dawkins refused to continue his testimony, he was forsaking a duty that “has long been recognized as a basic obligation that every citizen owes his Government.” United States v. Calandra, 414 U.S. 338, 345, 94 S. Ct. 613, 38 L. Ed. 2d 561 (1974); see also United States v. Bryan, 339 U.S. 323, 331, 70 S. Ct. 724, 94 L. Ed. 884 (1950) (“[w]e have often iterated the importance of this public duty [to testify] which every person within the jurisdiction of the Government is bound to perform when properly summoned”); Blackmer v. United States, 284 U.S. 421, 438, 52 S. Ct. 252, 76 L. Ed. 375 (1932) (“[i]t is . . . beyond controversy that one of the duties which the citizen owes to his government is to support the administration of justice by attending its courts and giving . . . testimony whenever he [or she] is properly summoned”). “It is the duty of all good citizens when legally required to do so to testify to any facts within
For purposes of this appeal, it is undisputed that Dawkins had no legally valid reason for refusing to testify. In response to Dawkins’ unjustified refusal to testify, the trial court properly explained to him that he was required to testify and informed him of the consequences of his continued refusal to do so. In so
Furthermore, the defendant otherwise was afforded wide latitude in his cross-examination of Dawkins,
The defendant relies on one case, State v. Johnson, 21 Conn. App. 291, 573 A.2d 1218 (1990), to support his
Johnson is distinguishable from this case because, in Johnson, the defendant sought to question the witness, Douglas, about the possibility of being prosecuted for making a false report, a prospect about which Douglas expressly had been advised,
II
The defendant also claims that we should grant him a new trial due to the prosecutor’s allegedly improper rebuttal argument to the jury. The defendant does not contend that his constitutional rights were violated by the alleged misconduct. Rather, he contends that, in light of the nature of the alleged misconduct, we should reverse his conviction in the exercise of our supervisory authority over the administration of justice. We are not persuaded.
The following additional facts are necessary to our disposition of this claim. In his rebuttal argument, the prosecutor made the following comments: “Ask yourselves this, ladies and gentlemen [of the jury]. If [the defendant] was not the one who was out there with the gun and the camouflage jacket that night, how would he even know that . . . Dawkins was a witness in this case? How would he know that? Because we all know from what . . . Dawkins has said that they don’t know
“[S]o [the defendant] is sitting in a cell and he knows he’s accused of murder, but he doesn’t know what his accuser looks like. He doesn’t know . . . Dawkins at all. But, yet, for some unexplained, inexplicable reason, an unknown inmate is sent over to . . . Dawkins and . . . Dawkins is told to write a statement about that shooting and you say that [the defendant] had nothing to do with it and that you were drunk. How did that happen? How did [the defendant] suddenly come to some sort of realization, jeez, this is the fellow who’s accusing me, let me get a statement from him, how did that happen? The only way that could have ever happened, ladies and gentlemen, is because [the defendant] was out there that night and he knows whose face he had that gun to. It must have [come as] quite a surprise to him when he suddenly found . . . Daw-kins a cell or two away from him back in February of 1996.”
At trial, the defendant raised no objection to these comments. On appeal, however, the defendant claims that the prosecutor’s rebuttal argument was improper because, in light of the rules of discovery applicable in criminal cases; see generally Practice Book § 40-1 et seq., formerly Practice Book § 732 et seq.; there is a likelihood that the defendant was aware of Dawkins’ identity not because he was the person who had accosted Dawkins on the evening of July 19, 1993, but, rather, by virtue of the information provided to him by the state under our rules of practice relating to discovery in criminal matters.
“We have previously acknowledged that prosecu-torial misconduct can occur in the course of closing
Because the defendant did not raise a contemporaneous objection to the prosecutor’s remarks, the record on appeal does not reflect whether, at the time Dawkins was approached by the defendant’s emissary seeking the exculpatory statement, the defendant already was aware of Dawkins’ identity as a result of the state’s disclosure of that information to him under our discovery rules. We will not presume bad faith by the prosecutor in the absence of a showing by the defendant of such deliberate misconduct.
However, even if it is assumed, arguendo, that the prosecutor should have refrained from making the challenged comments, we cannot say that they were so offensive as to require reversal of the defendant’s conviction under our supervisory authority, a power that we exercise only with great caution and when clearly warranted by compelling circumstances. See, e.g., State v. Hines, 243 Conn. 796, 815, 709 A.2d 522 (1998). In this case, no claim has been made that the prosecutor’s allegedly objectionable argument compromised the fairness of the defendant’s trial, or that the prosecutor’s conduct during the trial otherwise was improper in any way. Under these circumstances, the defendant has not demonstrated that the drastic remedy of a new trial is necessary to deter such alleged misconduct in the future. Accordingly, we reject the defendant’s invitation to invoke our supervisory powers to reverse his conviction and grant him a new trial.
The judgment is affirmed.
In this opinion the other justices concurred.
General Statutes § 53a-54a provides in relevant part: “Murder, (a) A person is guilty of murder when, with intent to cause the death of another person, he causes the death of such person . . .
General Statutes § 53a-8 provides in relevant part: “Criminal liability for acts of another, (a) A person, acting with the mental state required for commission of an offense, who solicits, requests, commands, importunes or intentionally aids another person to engage in conduct which constitutes an offense shall be criminally liable for such conduct and may be prosecuted and punished as if he were the principal offender. ...”
The defendant also was charged with conspiracy to commit murder in violation of General Statutes §§ 53a-48 (a) and 53a-54a (a). The jury, however, could not agree on a verdict as to the conspiracy count and, consequently, the trial court declared a mistrial as to that count.
The defendant appealed directly to this court pursuant to General Statutes (Rev. to 1995) § 51-199 (b), which provides in relevant part: “The
A “nickel bag” is street jargon for $5 worth of marijuana.
The sixth amendment to the United States constitution provides in relevant part: “In all criminal prosecutions, the accused shall epjoy the right . . . to be confronted with the witnesses against him . . . The defendant has not raised a claim under the Connecticut constitution.
For example, Dawkins initially indicated that he was not certain whether the person he had identified in the photographs was the person wearing the camouflage jacket who had held a gun to his head on July 19, 1993. However, when Dawkins reviewed a copy of the statement that he had given to the police within two weeks of the murder, he admitted that, at the time he selected the defendant’s photograph, he had no doubt that the person he had identified was the man who had accosted him on July 19.
As to why he had agreed to prepare a statement exonerating the defendant when the two men were incarcerated together at the correctional center, Dawkins first indicated that the inmate who requested the statement had directed Dawkins to do so. Later, Dawkins testified that he had drafted the statement “[b]ecause I felt that [the defendant] wasn’t the guy, [that he] wasn’t involved in that hold-up.” Immediately thereafter, however, Dawkins again indicated that he had felt pressured to compose the exculpatory statement.
Finally, on the issue of his drinking on the night of the murder, Dawkins acknowledged that, in the statement he had delivered to the defendant in jail, he claimed that he had been intoxicated. Dawkins then testified that he had been somewhat intoxicated, but not drunk. When questioned further
Dawkins announced his unwillingness to continue testifying after the lunch recess on the first day of his testimony.
The record contains no indication, and the defendant does not claim, that Dawkins was represented by counsel, or improperly denied the representation of counsel, in connection with his testimony in this case.
The fifth amendment to the United States constitution provides in relevant part: “No person shall ... be compelled in any criminal case to be a witness against himself, nor be deprived of life, liberty, or property, without due process of law . . . .”
The defendant made no claim that the trial court had improperly rejected Dawkins’ assertion of his constitutional privilege against self-incrimination.
The relevant portion of the colloquy between the trial court and Dawkins is as follows:
“[Mr. Dawkins]: It’s jeopardizing a man’s life over there. I’m testifying against him.
“The Court: But that’s not a fifth amendment reason not to testify.
“[Mr. Dawkins]: If I don’t say nothing, you’re going to lock me up?
“The Court: Yes.
“[Mr. Dawkins]: For how long?
“The Court: Well, it depends on how many questions are asked and how many questions you refuse to answer.
“[Mr. Dawkins]: So I get a year for each question?
*8 “The Court: You may well get a substantial amount of time for each question. So you’re going to have to decide whether or not you’re going to answer questions . . . .”
Dawkins indicated that he had two years remaining on his probationary term.
Dawkins was steadfast in his denial that he had ever discussed his pending charges with the state.
Dawkins testified that he had been convicted of failure to appear in 1995, robbery in the first degree in 1994, larceny in the third degree in 1992, larceny in the second degree in 1984 and robbery in the second degree in 1983.
For example, Dawkins first said that he had told the truth in his statement exonerating the defendant, and then said that he had not been truthful in that statement. Later, Dawkins again said that the information in his exculpatory statement was true. He then reversed himself again, indicating that he had falsely exculpated the defendant in his jailhouse statement and in the similar statement that he had provided to the defendant’s investigator.
The defendant also does not claim that the trial court improperly rejected the defendant’s request to speak to an attorney. The defendant, however, suggests that, without legal advice, Dawkins was more susceptible to pressure by the court to resume his testimony.
See, e.g., United States v. MacCloskey, 682 F.2d 468, 478 n.19 (4th Cir. 1982) (“the best procedure to follow after a witness has improperly invoked ... [a testimonial] privilege ... is to issue an order, outside of the jury’s presence, directing [the witness] to testify and admonishing him [or her] that the continued refusal to testify would be punishable by contempt”); United States v. Zappola, 646 F.2d 48, 54 (2d Cir. 1981) (“[t]he procedure that should [be] followed by the [trial] court when faced with [a witness’] refusal to testify [is] [1] the issuance of an order, outside the presence of the jury, directing [the witness] to testify and [2] a warning that continued refusal to testify despite the court’s order would be punishable by contempt”).
General Statutes § 51-35 provides in relevant part: “Witness refusing to testify; imprisonment. ... (a) Any court or family support magistrate may commit to a community correctional center any person legally summoned who refuses to appear and testify before it in any case, there to remain at his own expense until he so testifies. . . .”
Practice Book § 1-16 provides in relevant part: “A criminal contempt may be punished summarily if the conduct constituting the contempt was committed in the actual presence of the court . . . and such punishment is necessary to maintain order in the courtroom. . . .”
“Certain exemptions from . . . giving testimony are recognized by all courts. But every such exemption is grounded in a substantial individual interest which has been found, through centuries of experience, to outweigh the public interest in the search for truth. Dean [John] Wigmore stated the proposition thus: ‘For more than three centuries it has now been recognized as a fundamental maxim that the public . . . has a right to every man’s evidence. When we come to examine the various claims of exemption, we start with the primary assumption that there is a general duty to give what testimony one is capable of giving, and that any exemptions which may exist are distinctly exceptional, being so many derogations from a positive general rule.’ . . . [Thus, every] exemption from testifying . . . presupposes a very real interest to be protected.” United States v. Bryan, supra, 339 U.S. 331-32.
The defendant acknowledges that his cross-examination of Dawkins was extensive and effective.
We note that, in Johnson, as in this case, there was no claim that the trial court improperly rejected the witness’ assertion of his fifth amendment privilege.
The trial court issued the first two warnings. Douglas’ attorney informed the court that he had advised Douglas that he could be charged with making a false report if he refused to testify.
It is not clear from the Appellate Court opinion in Johnson why Douglas, the victim of the robbery, had been so advised by his attorney. See generally State v. Johnson, supra, 21 Conn. App. 295. We may surmise, however, that his attorney was concerned that the state might charge Douglas with making a false report if he refused to testily because, as the complainant, his refusal to provide testimony reasonably could have been viewed by the state as an indication that his complaint was false.
We do not know why the Appellate Court in Johnson indicated that the warnings given to Douglas “afford[ed] the jury a basis for an inference
We note, moreover, that, according to the state, the trial court record is fully consistent with the conclusion that the defendant was unaware of Dawkins’ identity as of February 10, 1996.