Lead Opinion
A grand jury indicted Andre Marizan (Marizan or defendant) on February 14, 2014 on two counts of first-degree sexual assault in violation of G.L. 1956 §§ 11-37-2(1) and 11-37-3.
I
Facts and Travel
The complaining witness, Alicia,
Around 8:00 p.m., Alicia, Lauren, defendant, and another friend drove to a clothing store in the Olneyville section of Providence. After shopping, the group went to a liquor store and also picked up some food before returning to the house to join the others. The group of six friends continued drinking well into the night, and Alicia testified that she had planned to sleep at the house.
The party eventually moved from the living room to a bedroom. At some point after 11:00 p.m. but before 3:00 a.m., the group purchased alcohol from a bootlegger.
When Alicia woke up around 7:00 a.m., she testified that she was not wearing pants or underwear, and she recalled that she also felt a wet substance on her leg.
Alicia went to the living room, where her sister and a couple of friends were sitting. Lauren assisted in finding Alicia's clothes. Alicia-who had been a professional boxer-testified that, before she put her clothes back on, she attempted to attack defendant, but was stopped by the friend who lived there. Alicia remembered leaving the house with her sister, who drove her to Women & Infants Hospital in Providence, where a sexual-assault examination was conducted.
At trial, Lauren also testified. She recalled that, a little after 3:00 a.m., she and a few of the friends present that evening had played the prank on Alicia and defendant while they were sleeping, and one person had recorded it on Lauren's cell phone. In the video, three individuals are visible: Lauren, Alicia-who appeared to be passed out-and a third person, whom Lauren identified as defendant. Lauren recalled that, after the video was taken, defendant got out of bed and went to the bathroom to wash his face.
Lauren testified that, when defendant returned to the bedroom, she and two of her friends went back to the living room. Lauren recalled that, after about ten to fifteen minutes, one of her friends attempted to open the bedroom door, but it was locked. When the friend finally found the key to the room, Lauren remembered, she went into the bedroom and found Alicia without her pants on and still asleep. Lauren testified that she observed defendant wearing only boxer shorts, although he had "regular" shorts on earlier in the night.
Lauren stated that, even though she was concerned at that point, she left the room and stayed in the living room until around 6:00 a.m., when she left the house to go to a restaurant with her friends for something to eat. After about thirty minutes to an hour at the restaurant, she returned to the apartment and woke Alicia. At this point, Lauren testified, Alicia started attacking Marizan, and Lauren heard Marizan tell Alicia that she had urinated in a cup and that "nothing happened." Soon after, Marizan left, and Lauren and Alicia went to the hospital.
Amy Corrado was the nurse in the emergency room at Women & Infants Hospital in Providence that day. Corrado testified that she performed a sexual-assault exam on Alicia. She recalled that Alicia had told her that she had showered but was wearing the same clothes she had been wearing the night before. Corrado used swabs to take samples from Alicia's body. She did not find any injuries on her body. Corrado notified the police on Alicia's behalf.
At trial, Detective Joseph Villella testified that he responded to a house in Providence to investigate a suspected sexual assault. Detective Villella collected the bedding from the scene for testing at the Rhode Island Department of Health. Detective William Corrigan also testified regarding his involvement in the case and recalled taking formal statements from both Alicia and Lauren on August 21, 2012. When she gave her statement at the police station, Alicia also identified defendant from a "mug shot"
Corrigan received Marizan's consent to take a buccal swab of his mouth.
However, Det. Corrigan did not obtain an arrest warrant until January 2013, and Marizan was not arrested until August 2013. Moreover, Det. Corrigan testified that he had not taken witness statements from three men who were at the house during the evening of the alleged assault because Alicia warned him that the men were defendant's friends and would not cooperate.
At trial, Cara Lupino, the supervisor of the Rhode Island Department of Health Forensic DNA Laboratory, also testified for the state. She explained that the only swab from the sexual-assault examination performed on Alicia at the hospital that tested positive for seminal fluid was the vaginal swab. However, Lupino noted that the seminal fluid did not contain any sperm cells. She also testified that the department received the bedding from the Providence police, and the laboratory tested what was determined to be a bloodstain on a bed sheet for DNA; she concluded that the blood came from a male donor.
In addition, Lupino testified that the laboratory used reference samples from the buccal swab of Marizan and from Alicia's sexual-assault examination. Lupino explained that, in December 2012, the DNA test done on the vaginal swab did not reveal whether the small amount of seminal fluid on the swab was consistent with defendant's DNA profile. Subsequently, however, the laboratory acquired the capability to perform Y-STR testing, which Lupino considered an effective method for this case due to the lack of sperm in the seminal fluid sample and the overwhelming amount of female cells on the vaginal swab. After the testing was conducted, Lupino testified, the results showed that the Y-STR DNA profile from the vaginal swab was consistent with Marizan's Y-STR DNA profile.
During closing arguments, defendant moved for a mistrial, arguing that one of the prosecutor's comments violated his Fifth Amendment right to not testify. The trial justice reserved decision on the motion for a mistrial. After the trial justice gave general instructions,
The defendant then moved for a new trial. The trial justice denied the motion and sentenced defendant to forty years, with twenty-five years to serve and fifteen years suspended with probation. He was also required to register as a sex offender and obtain counseling. The defendant timely appealed to this Court.
II
Standard of Review
Given the various issues raised on appeal, we outline the standard of review for each issue in turn.
First, when this Court reviews a trial justice's ruling on a motion for a mistrial, we afford the decision "great weight" and reverse only "if it was clearly wrong."
State v. Fry
,
Evidentiary rulings, on the other hand, are reviewed for abuse of discretion.
State v. Whitfield
,
With respect to the motion for new trial, this Court "give[s] 'great weight' to a trial justice's ruling when [he or] she 'articulate[s] sufficient reasoning in support of the ruling.' "
State v. Withers
,
III
Discussion
A
Constitutional Right to Remain Silent at Trial
In the instant case, defendant contends that the trial justice should have granted his motion for a mistrial after the prosecutor started her closing argument with the following comment:
"Let's clear up one thing. There's not a shred of evidence in this case, not a shred before you, to suggest that this was consensual sex. Not from [Alicia]. Certainly not from [Lauren]. And not from him."
The United States Supreme Court has held that "the Fifth Amendment * * * forbids either comment by the prosecution on the accused's silence or instructions by the court that such silence is evidence of guilt."
Griffin v. California
,
To determine if a comment is violative of a defendant's Fifth Amendment rights, our inquiry centers on whether "the language used in the [prosecutor's] comment was manifestly intended or was of such a character that a jury would naturally and necessarily construe it to amount to a comment on the failure of the accused to testify."
State v. Fontaine
,
In the event that such a comment violates this standard, curing the error requires that "a cautionary instruction be given immediately in order that the seed planted by the remark will not be given time to germinate."
State v. Oliveira
,
In past cases, we have acknowledged our willingness to "revers[e] convictions for prejudicial misstatements by the prosecution" in certain situations.
State v. Simpson
,
On the other hand, in
Enos
, we considered whether a defendant's Fifth Amendment rights were violated when a police officer testified that the defendant had not given the officer any information after being instructed on his
Miranda
rights, and we concluded that the trial justice was not clearly wrong in denying the motion for a mistrial.
Enos
,
In the case at bar, after the prosecutor's allegedly prejudicial comment, defense counsel objected and explained the basis for his motion for a mistrial in the absence of the jury. The prosecutor argued that she had not been alluding to defendant's right to remain silent, but rather was only commenting on defendant's statement that was in evidence-namely, that he had told Alicia she had urinated on herself. The trial justice reserved decision and brought the jury back into the courtroom. At that point, the prosecutor repeated to the jury what she had said to the trial justice-that, when confronted by Alicia, defendant told her nothing had happened and that she had urinated on herself.
When the closing arguments were complete, the trial justice delivered his general jury instructions, during which he explained that defendant enjoyed a presumption of innocence, and also possessed the right to not testify.
The state argues before this Court that the prosecutor was not commenting on defendant's choice not to testify, but rather that she was responding to defendant's contention in his closing argument that the sex was consensual.
When considering whether the prosecutor's statements violated defendant's Fifth Amendment rights, those comments must be read in their entirety.
See
State v. Boillard
,
This is not a case where the prosecutor directly commented on a defendant's failure to take the stand and testify at trial.
Rather, the prosecutor stated that there was no evidence before the jury that the sex was consensual, including none from defendant. In fact, after the trial justice heard defendant's motion for a mistrial and the jury returned to the courtroom, the prosecutor continued her closing argument as follows:
"When confronted by [Alicia] the next morning and overheard by [Lauren] the next morning, what was this defendant's response? What was the first thing he said that morning? You're bugging. Nothing happened. You pissed yourself. That was his response. Now, ask yourself, does that sound like a response of someone who woke up and had a drunken night of consensual sex? No, it's not. You know that. You know that's not what happened here. What is it? What does that sound like? It sounds like someone who took advantage of a woman that he could never get if she was awake."
As such, the prosecutor suggested that she was merely continuing to speak about the issue of consent, which indeed had been raised by defense counsel in his closing argument.
"A prosecutor is given considerable latitude in closing argument, as long as the statements pertain only to the evidence presented and represent reasonable inferences from the record."
State v. Cavanaugh
,
In fact, when the trial justice denied the motion for a mistrial, he found that the prosecutor's comment did not implicate Marizan's right to remain silent at all, and thus, he said that he would not have given a cautionary instruction in any event. He explained:
"[I]n response to [defense counsel's argument] that [the prosecutor] got up and said, 'First let me address this issue of consent', and said, you didn't hear, and she named [Lauren] or [Alicia], saying that there had been consent, nor did you hear from your client, and at that point [defense counsel] made [his] motion, and we heard [him] at the sidebar, and [he] said that that was [an] unfair comment on [defendant's] Fifth Amendment right * * * and [the prosecutor] explained that she was talking about what he said to [Alicia], and quite frankly, when she said that, it certainly made sense to me, and I believe it was fair comment because that was the testimony in the case."
We agree with the trial justice that the prosecutor's statement, taken in context, did not violate defendant's Fifth Amendment rights.
We are further comforted by the fact that the trial justice gave the general instructions immediately after the prosecutor completed her closing argument, and we presume such instructions are followed by the jury.
See
Whitfield
,
We caution that, in some cases, such comments by prosecutors "may approach
the line of improper prosecutorial conduct."
Cavanaugh
,
B
Admissibility of Defendant's "Mug Shot"
We now turn to defendant's second contention, that his "mug shot" was improperly admitted into evidence.
In accordance with the test we first outlined in
State v. Lemon
,
In
Long
, in reviewing the first prong of the
Lemon
test, we determined that the trial justice had abused his discretion when he ruled that the state had shown a "demonstrable need" to introduce the photographs.
Long
,
Long
also identified a number of reasons why the introduction of a "mug shot" at trial may be necessary to prove the prosecution's case.
Long
,
With respect to the second prong of the
Lemon
test, in
State v. Dinagen
,
We have previously noted "double-shot pictures, with front and profile shots alongside each other, could reasonably lead one to believe that the person in the photographs has had trouble with the police."
State v. Maxie
,
In the case at bar, the photograph most certainly fails the first two prongs of the
Lemon
test. With respect to the first prong, the trial justice did not address whether the state had a need for the pictures. However, the prosecutor acknowledged that defendant's identity was not at issue at trial because Alicia "obviously" knew him, and the photograph had been used solely for the police to get an identification of defendant from Alicia. For those reasons, we find that the state failed to show a "demonstrable need" for the picture before introducing it.
See
Long
,
Nonetheless, even if the state fails to meet the
Lemon
test, we still must inquire as to whether the admission of the photographs was reversible error.
Dinagen
,
In
Long
, we determined that the admission of the photograph was not reversible error because of the existence of other evidence that supported a finding that the defendant was guilty.
Long
,
Likewise, in
Dinagen
, we held that the admission of the defendant's picture was not prejudicial because the jury heard evidence of the defendant's prior criminal record.
Dinagen
,
Here, the trial justice gave the following cautionary instruction immediately prior to the prosecutor's publication of defendant's picture to the jury:
"[T]he relevance of this exhibit is simply that this was the photograph shown to [Alicia] on August 21, 2012 which she identified as the defendant, Mr. Marizan, and it has no other purpose, and you cannot infer or draw any conclusion other than the fact that this-or her testimony that she's identified this. These photographs are obtained from a variety of sources. As you know on the Internet now there are many places where you can find photos of individuals; LinkedIn, Facebook, et cetera. So you can't draw any inference other than the fact that this was the photograph shown to the witness at the police station on August 21."
Furthermore, the DNA evidence at trial demonstrated the presence of defendant's seminal fluid in the vaginal swab samples
taken from Alicia at the hospital, and two witnesses for the state-including Alicia-corroborated each other's testimony, all of which was buttressed by the video that showed Alicia seemingly unconscious.
See
Long
,
C
Motion for New Trial
Finally, defendant appeals the denial of his motion for new trial. The defendant contends that the trial justice erred in making the two following findings in denying the motion for new trial: (1) finding Alicia and Lauren credible as witnesses regarding nonconsensual sexual intercourse; and (2) interpreting Lupino's testimony regarding the Y-STR DNA results of Alicia's sexual-assault examination as equal to standard DNA results.
In ruling on a motion for new trial, we emphasize that a trial justice should deny such a motion if he or she "concludes that reasonable minds could differ as to the result or if the trial justice reaches the same conclusion as the jury did * * *."
Kizekai
,
The trial justice, in finding Alicia credible, adequately acknowledged the entirety of her statements, including her purported motive to lie. He also made note of her extensive alcohol and drug use that evening.
See
State v. Lopez
,
In ruling on the motion for new trial, the trial justice also found Lauren's testimony credible, noting that her testimony was corroborated by both Alicia's testimony and by the DNA evidence. The trial justice also pointed out that Lauren's testimony regarding the baking soda prank and the timeline of finding the door locked while her sister and defendant were in the room was echoed by the video of the prank that evidenced Alicia's apparent unconsciousness while still fully clothed. The trial justice found "the most damaging" evidence to be Lauren's testimony that she later found her sister unconscious without pants or underwear and the defendant wearing only boxer shorts.
The defendant appears to quarrel most with Lauren's testimony that she found her sister partially dressed in the bedroom
shortly after the baking soda prank, but did nothing about it until nearly three hours later, after she came back from breakfast. While defendant's view of Lauren's testimony may have merit, his disagreement with the trial justice's "credibility determinations is not a sufficient basis to warrant the granting of a motion for a new trial."
State v. Cipriano
,
Finally, the defendant maintains that the trial justice misconstrued the DNA evidence-which was the only evidence of sexual penetration
While we admire the zealous advocacy efforts demonstrated in defendant's brief regarding the issue, we find no need to delve into the specifics of the science behind the DNA testing conducted in the present case. The defendant refers us to a number of out-of-state jurisdictions to demonstrate the inconclusiveness of the Y-STR testing, but this appeal is from a denial of a motion for new trial, not a motion to admit evidence at trial,
see
United States v. Kootswatewa
,
Instead, we are concerned only with whether the trial justice, after assessing the witnesses' credibility and the weight of the evidence, either agrees with the verdict or finds that "the evidence and the reasonable inferences drawn therefrom are so nearly balanced that reasonable individuals could differ."
Withers
,
After a review of the record and the trial justice's articulated reasoning in denying the motion for new trial, we are satisfied that the trial justice did not "overlook[ ] or misconceive[ ] relevant and material evidence" and that he sufficiently evaluated the credibility of the witnesses at trial.
State v. Paola
,
IV
Conclusion
For the foregoing reasons, the defendant's appeal is denied and dismissed, and the judgment appealed from is affirmed. The papers in the case are remanded to the Superior Court.
The state eventually amended count 1 to cover both theories of liability-that the victim was mentally incapacitated and physically helpless. See G.L. 1956 § 11-37-2(1).
We use pseudonyms when referencing the complaining witness and her sister.
Hennessy has an alcohol content between eighty and one hundred proof.
A "bootlegger" is a person "who sells alcohol illegally after hours."
State v. Offley
,
She also testified that she had a gritty, powdery material on her face. Later, her sister informed her that it was baking soda-the result of a prank perpetrated by the others on Alicia and defendant, while they were sleeping. A video of the prank was recorded on Lauren's phone, and it was shown to the jury at trial.
The "mug shot," as characterized by defendant, portrayed two pictures of defendant next to each other-one of defendant facing the camera and the other a side profile. The admissibility of the "mug shot" is at issue in this appeal.
"Y-STR's are found only on the Y chromosome; thus, they only appear in males. Because the Y-STR testing ignores the female DNA that often overwhelms the male DNA, it is a helpful method when the sample contains a mixture of both male and female DNA."
People v. Stevey
,
There was some confusion during oral argument regarding when the general instructions were given to the jury, but the record is clear that the instructions were given immediately following the prosecutor's closing argument.
The general instructions included the following:
"Now, as I told you at the outset, this defendant, like every defendant in a criminal case, enjoys the presumption of innocence. Now, what that means is that this defendant, as he appears here today sitting at counsel table, is presumed to be innocent because the [s]tate, which brings the charge, must prove each and every element of that charge beyond a reasonable doubt. The defendant need not prove anything. The defendant does not have to prove his innocence. It is up to the [s]tate to prove him guilty beyond a reasonable doubt. If the defendant-and in this case the defendant chose to exercise his right not to present evidence or to testify in [ sic ] his own behalf, and you cannot draw any adverse inference or bad conclusion or hold it against him because he chose to exercise that right. And again, that presumption of innocence which he enjoys stays with him throughout the course of the trial and remains with him right into the jury room and only disappears if you decide collectively and unanimously that the [s]tate has met its burden of proof beyond a reasonable doubt as to the charge of first[-]degree sexual assault."
The defendant asked for and received a consent instruction.
The trial justice also gave preliminary instructions at the start of the trial as to defendant's Fifth Amendment rights.
In accordance with § 11-37-2(1), a finding of guilt for the crime of first-degree sexual assault requires sexual penetration with another person.
Dissenting Opinion
Although I acknowledge that this is a reasonably close case, I nevertheless feel obliged to respectfully dissent.
First, I disagree with the majority's conclusion that "the prosecutor's statement, taken in context, did not violate defendant's Fifth Amendment rights." In my view, the prosecutor's "[a]nd not from him" comment during her closing argument certainly could have been construed by one or more jurors as a comment on the defendant's Fifth Amendment right not to testify because that comment was of such a character that it could "clearly call[ ] to the jury's mind the fact that [defendant] failed to testify."
State v. Andrews
,
The very first words of the prosecutor's closing argument were as follows:
"Let's clear up one thing. There's not a shred of evidence in this case, not a shred before you, to suggest that this was consensual sex. Not from [Alicia]. Certainly not from [Lauren]. And not from him ." (Emphasis added.)
It is my considered opinion that this comment about the state of the evidence could have prompted one or more jurors reasonably to conclude that defendant's decision not to testify should be held against him. It should be recalled that both Alicia and Lauren had testified at length during the trial, whereas defendant did not testify at all. Given this context, the inference that a reasonable juror could draw from the prosecutor's comment ("[a]nd not from him") was that defendant had defaulted on some duty to prove his innocence by testifying. Such an inference (which, I repeat, would have been a reasonable one) would have clashed with defendant's constitutionally guaranteed right not to testify. Viewed in this perspective, a jury composed of ordinarily intelligent lay persons could reasonably understand the prosecutor's comment to be "a comment on the failure of the accused to testify."
State v. Fontaine
,
It is further unsettling to me that only the trial justice, and not the jury, ever heard the prosecutor's explanation for the above-quoted comment about the evidence. After defense counsel objected to the prosecutor's comment and the jury exited the courtroom, the prosecutor explained to the trial justice that her remark had not been meant to allude to the fact of defendant's having chosen not to testify, but rather was just a comment on the shifting nature of the defense's theory of the case-
viz.
, the evolution from a denial that defendant and Alicia had had any sexual encounter to a later acknowledgment that there had been an encounter but an assertion that it was consensual. The prosecutor further explained to the trial justice that the comment at issue was intended by her to be a reference to what (according to Alicia) defendant had said to Alicia
on the morning of August 18, 2012
, when she accused him of having sexually assaulted her. In his response to that accusation, defendant (again according to Alicia) never said that there had been consensual sex between them, but rather he simply told Alicia that she was "bugging" and that "[n]othing happened." The prosecutor represented
that her comment was not directed at defendant's choice not to testify. Notably, however, the jury never heard the explanation of the prosecutor concerning her ambiguous
Accordingly, because I believe that the quoted phrases from the prosecutor's closing argument could rationally be understood by a jury to constitute an impermissible comment on defendant's decision not to testify, it is my opinion that it was incumbent upon the trial justice to provide an
immediate
and adequate curative instruction.
See
State v. Sherman
,
While I acknowledge that the trial justice made a laudable effort to mitigate the potential prejudice inherent in the prosecutor's comment when he gave his general instructions, it is my view that, because no curative instruction
immediately
followed the prosecutor's comment, the trial justice's later instruction as to defendant's right not to testify was insufficient to cure that potential prejudice. It is my understanding that our case law requires that the problematic nature of such comment can be cured only by the issuance of an
immediate
curative instruction.
See
Here, the record reveals that
thirty-two transcript pages
separate the prosecutor's improper comment from the portion of the trial justice's general jury instructions which addressed the presumption of innocence and defendant's constitutionally guaranteed right not to testify. Thus, while it is difficult to determine from the record precisely how much time elapsed between the making of the comment at issue and the trial justice's instruction about defendant's right not to testify, it is clear that a substantial amount of time did elapse for there to be thirty-two transcript pages between the prosecutor's comment and the relevant jury instruction. This significant time gap leads me to conclude that the relevant portion of the general jury instructions was not sufficiently "immediate" to cure the constitutional violation in this case.
See
Sherman
,
I do not question the good faith of the prosecutor, and her explanation as to what she intended when making the comment at issue is certainly plausible. However, I am nonetheless of the opinion that the jury might reasonably have understood the prosecutor's comment to be a comment on the defendant's constitutionally guaranteed right not to testify; and I am of the further opinion that the trial justice's general jury instructions were insufficient to cure that constitutional violation because they were not given immediately after the comment was made. As such, I believe that the judgment of the Superior Court should be vacated and the case remanded for a new trial.
Accordingly, I respectfully but unblinkingly dissent from the majority's opinion.
It should go without saying that the fact that the prosecutor had to rebut one reading of her comment and represent that a different meaning was intended indicates that the comment was ambiguous and necessitated, at the very least, an immediate curative instruction.
I consider the following lapidary sentences from Chief Judge Aldrich's opinion in the case of
Desmond v. United States
,
"If it be assumed that the government's argument constituted comment upon appellant's failure to testify, was it cured by the charge? We think not. Correction of error should be as prompt and timely as possible-particularly where the error involves the infringement of a constitutional right, as this did. Griffin v. State of California , [, 380 U.S. 609 , 85 S.Ct. 1229 (1965) ]. The appellant promptly objected. The remedy, to be fully effective, should have been administered equally promptly." Desmond , 14 L.Ed.2d 106 . 345 F.2d at 226-27
