212 Conn. 31 | Conn. | 1989
The defendant was charged in a substitute information with two counts of kidnapping in the first degree in violation of General Statutes § 53a-92 (a) (2) (B),
The defendant has appealed his convictions claiming that: (1) his prosecution by the state on two counts of kidnapping in the first degree, and his prosecution on
The defendant first claims a dual violation of his constitutional right against double jeopardy by his prosecution on two counts of kidnapping in the first degree, and his prosecution for attempted sexual assault in the first degree and sexual assault in the first degree. Specifically, the defendant maintains that he was improperly prosecuted on two counts of kidnapping as the facts alleged indicate that there was only one continuing offense. Furthermore, the defendant claims that he was prosecuted for attempted sexual assault and sexual assault, which counts should have been merged into one count of sexual assault. The defendant argues that, because he was prosecuted on multiple counts of the above-mentioned crimes, his right against double jeopardy has been violated. The defendant concedes that this issue was not raised at trial, but maintains that we should, nevertheless, review it under State v. Evans, 165 Conn. 61, 70, 327 A.2d 576 (1973). We conclude, however,, that the double jeopardy clause is not implicated and that review under State v. Evans, supra, is, therefore, not warranted.
The double jeopardy clause of the fifth amendment to the United States constitution provides: “[N]or shall any person be subject for the same offense to be twice
In the instant case, multiple punishments for the various counts brought by the state were not imposed against the defendant. The defendant was convicted and sentenced on only one of the two counts of kidnapping in the first degree. Moreover, he was found guilty of attempted sexual assault but acquitted on the sexual assault counts. Because multiple punishments were not imposed, the defendant’s double jeopardy rights have not been offended and, therefore, we decline to review the defendant’s claims under State v. Evans, supra.
The defendant next claims that he is entitled to a new trial because the trial court’s instructions to the jury on the essential elements of kidnapping in the first degree violated his due process rights under the four
Initially, we note that the defendant did not except to any part of the court’s instruction on this charge at trial, but raises this issue for the first time on appeal. A claim not raised at trial is reviewable only if the record adequately supports a claim that the defendant has clearly been deprived of a fundamental constitutional right and a fair trial. State v. Evans, supra, 70. We will review the defendant’s claim in the instant case because “the failure to instruct the jury adequately on each essential element of the crime charged may have resulted in a violation of the defendant’s due process rights implicating the fairness of his trial. State v. Fleming, [198 Conn. 255, 269-70, 502 A.2d 886, cert. denied, 475 U.S. 1143, 106 S. Ct. 1797, 90 L. Ed. 2d 342 (1986)]; State v. Sinclair, 197 Conn. 574, 580, 500 A.2d 539 (1985).” State v. Foster, 202 Conn. 520, 537, 522 A.2d 277 (1987).
“ Tt is axiomatic that the state is required to prove all the essential elements of the crimes charged beyond a reasonable doubt in order to obtain a conviction. In re Winship, 397 U.S. 358, 361, 90 S. Ct. 1068, 25 L. Ed. 2d 368 (1970).’ ” Id., 537-38. “It cannot be considered harmless error for a jury ‘to find an accused guilty without even knowing what are the essential elements of the crimes charged.’ State v. Griffin, [175 Conn. 155, 162-63, 397 A.2d 89 (1978)]; see United States v. Howard, 506 F.2d 1131, 1134 (2d Cir. 1974); State v. Kurvin, 186 Conn. 555, 573, 442 A.2d 1327 (1982) (Speziale, C. J., dissenting). Put another way,
“ ‘It is well established, however, that the individual instructions are not to be judged in artificial isolation from the overall charge. State v. Dolphin, 195 Conn. 444, 451, 488 A.2d 812 [cert. denied, 474 U.S. 833, 106 S. Ct. 103, 88 L. Ed. 2d 84] (1985); State v. Reid, 193 Conn. 646, 660, 480 A.2d 463 (1984); State v. Hines, 187 Conn. 199, 209, 445 A.2d 314 (1982). The whole charge must be considered from the standpoint of its effect on the jury in guiding them to the proper verdict; State v. Corchado, 188 Conn. 653, 660, 453 A.2d 427 (1982); State v. Williams, 182 Conn. 262, 269, 438 A.2d 80 (1980); State v. Piskorski, 177 Conn. 677, 746-47, 419 A.2d 866, cert. denied, 444 U.S. 935, 100 S. Ct. 283, 62 L. Ed. 2d 194 (1979); and not critically dissected in a microscopic search for possible error. State v. Harris, 172 Conn. 223, 226-27, 374 A.2d 203 (1977).’ State v. Reddick, 197 Conn. 115, 131-32, 496 A.2d 466 (1985), cert. denied, 474 U.S. 1067, 106 S.
In the instant case, the defendant was charged with two counts of kidnapping in the first degree under § 53a-92 (a) (2) (B), which states in pertinent part that “[a] person is guilty of kidnapping in the first degree when he abducts another person and when ... (2) he restrains that person abducted with the intent to . . . (B) accomplish or advance a felony.” According to the defendant, the trial court did not adequately explain to the jury that he was charged with two counts of kidnapping and that for the jury to find him guilty of either of the two counts, or both, it was necessary for it also to find that the state had proved that he intended to accomplish or advance each of the charged underlying felonies. Before we address the merits of this argument, we note the following facts.
In the first count of kidnapping, the state alleged that the defendant had approached the victim on Prospect Street in Bloomfield, held her at knifepoint, and forcibly directed her to a nearby schoolyard. Once in the schoolyard, the defendant attempted to have sexual intercourse with the victim, thereby making attempted sexual assault the underlying felony alleged in the first kidnapping count. In the second count of kidnapping, that state alleged that the defendant, still holding his knife, had taken the victim from the schoolyard to his home. In his bedroom, he allegedly had sexual intercourse with the victim, thereby making sexual assault the underlying felony alleged in the second kidnapping count.
Viewing the instructions as a whole, we conclude that the jury was able to understand that two kidnapping charges were involved, that it was necessary for them to find each of the elements of kidnapping stated by the court as to both charges, and that attempted sexual assault was the underlying felony in the first count of kidnapping and sexual assault was the underlying felony in the second count of kidnapping. Because the court instructed the jury as to what must be proved to sustain a conviction, including the “intent ... to accomplish or advance a felony” element necessary under § 53a-92 (a) (2) (B), the defendant was not denied his due process rights. “[TJhe fact that the [elements were] neither labelled nor numbered does not render the recitation misleading.” State v. Kurvin, supra, 565. The jury, in fact, acquitted the defendant of the sec
As his third contention, the defendant claims that the trial court committed reversible error when it gave the jury a missing witness instruction, otherwise known as a “Secondino charge.” In Secondino v. New Haven Gas Co., 147 Conn. 672, 165 A.2d 598 (1960), we restated the rule that “ ‘[t]he failure of a party to produce a witness who is within his power to produce and who would naturally have been produced by him, permits the inference that the evidence of the witness would be unfavorable to the party’s cause.’ [Ezzo v. Geremiah, 107 Conn. 670, 677, 142 A. 461 (1928)].” Id., 675. “There are two requirements for the operation of the rule: The witness must be available, and he must be a witness whom the party would naturally produce.” Id.; State v. Shashaty, 205 Conn. 39, 43, 529 A.2d 1308 (1987), cert. denied, 484 U.S. 1027, 108 S. Ct. 753, 98 L. Ed 766 (1988). “When ‘counsel for either the state or the defendant intends to argue to the jury that an unfavorable inference be drawn from the absence of a witness at trial, an advance ruling from the court should be sought and obtained.’ ” State v. Gonzalez, 197 Conn. 677, 680, 500 A.2d 1330 (1985); State v. Daniels, 180 Conn. 101, 113, 429 A.2d 813 (1980). In order for such a rule to have any efficacy, objections by a party opposing such an instruction should be made at the time the advance ruling is sought. A party who fails to make a timely objection to the giving of a Secondino charge will be deemed to have waived the issue for appeal. The giving of a Secondino charge is purely
In the present case, the defendant testified at trial that he knew the victim prior to the incident in question. The defendant stated that he did not know the victim’s name at the time, but that he recalled having seen her at two large parties. He further testified that he went to at least one of these parties with D and J. Although the defendant testified that he knew the address of D and J and that they were available to come to court, neither D nor J testified at trial. In its request to charge, the state asked that the court give a Secondino charge. A copy of the state’s request was given to the defendant and, prior to closing arguments, the state asked the court for a ruling on the requested Secondino charge because it intended to argue that issue in its summation. The court stated that it had “no problem” with giving a Secondino charge. At this point, the defendant did not object. Thereafter, in his closing argument to the jury, the defendant argued that an inference could be drawn that the victim had consented to sexual relations with him because he knew her prior to the incident in question.
As the state correctly argues, the defendant’s claim was not properly preserved for appeal because he did not make a timely objection to the Secondino charge at trial. Although the defendant objected to the court’s instructions during the state’s final argument and after the Secondino charge was given to the jury, objection to such an instruction should have been made by the defendant when he learned that the state had requested it and prior to its being brought up in arguments. See Keating v. Glass Container Corporation, 197 Conn. 428, 433, 497 A.2d 763 (1985); see also 1 J. Wigmore, Evidence (3d Ed.) § 18 (objections “must be made as soon as the applicability of it is known”). The state followed the proper procedure in requesting a Secondino charge and it was incumbent on the defendant to interpose a proper objection before the issue of the missing witnesses was brought to the attention of the jury. Further, even if we were to reach the merits on this question, we are not persuaded that the trial court committed plain error in giving a Secondino charge. Russell v. Dean Witter Reynolds, Inc., 200 Conn. 172, 192, 510 A.2d 972 (1986). Review of the defendant’s claim of error would be limited to the issue of whether D or
In his fourth claim of error, the defendant maintains that there was insufficient evidence to support a conviction for attempted robbery in the first degree. “Appellate analysis of a claim of insufficiency of the evidence requires us to undertake a twofold task: We must first review the evidence construing it in the light most favorable to sustaining the trial court’s verdict. State v. Williams, 205 Conn. 456, 468, 534 A.2d 230 (1987); State v. Vincent, 194 Conn. 198, 206, 479 A.2d 237 (1984); State v. D’Antuono, 186 Conn. 414, 421, 441 A.2d 846 (1982); State v. Perez, 182 Conn. 603, 606, 438 A.2d 1149 (1981). ‘ “ ‘We then determine whether, upon the facts thus established and the inferences reasonably drawn therefrom, the jury could reasonably have concluded that the cumulative effect of the evidence established guilt beyond a reasonable doubt .... In this process of review, it does not diminish the probative force of the evidence that it consists, in whole or in part, of evidence that is circumstantial rather than direct.’ ” ’ State v. Plourde, 208 Conn. 455, 458, 545 A.2d 1071 (1988), quoting State v. Rollinson, 203 Conn. 641, 665-66, 526 A.2d 1283 (1987), and cases cited therein.” State v. Avis, 209 Conn. 290, 309, 551 A.2d 26 (1988), cert. denied, U.S. , 109 S. Ct. 1570, 103 L. Ed. 2d 937 (1989).
In discussing the “intent to deprive another of property,” an element required for a conviction of robbery in the first degree, we have stated that the accused must intend both to take the property of another and to retain it. State v. Kurvin, 186 Conn. 555, 588, 442 A.2d 1327 (1982). “The requisite intent for retention is permanency.” Id., 568; see General Statutes § 53a-118 (a) (3) (“deprive” means “withhold [property] or cause it to be withheld from [the victim] permanently . . .”). Intent, however, can be inferred both from the defendant’s conduct and his statements at the time of the crime; State v. Ghere, 201 Conn. 289, 296, 513 A.2d 1226 (1986); State v. Morrill, 193 Conn. 602, 609, 478
The defendant’s final claim is that he was denied his constitutional right to due process when the trial court considered allegedly improper and off-the-record information when imposing his sentence. This argument initially focuses on remarks made by the trial court during the defendant’s sentencing hearing when the court remarked that the defendant had shown no remorse for what had transpired on the night in question.
In similar cases discussing the propriety of remarks made by a sentencing court, we have stated that “ ‘if
The defendant argues further that his sentence was based on unreliable information. In particular, the defendant challenges a comment that was made by the court at his sentencing hearing in which the court stated that if the defendant was not incarcerated it was likely that he would commit other violent crimes in the future, including murder. In addition, the defendant contests a remark made by the court in which it stated that because it was familiar with some of the people and places mentioned by the defendant in his testimony and statements, it knew that he had lied during the trial.
In the instant case, the defendant has not established that the court’s remarks were materially false or unreliable. The court’s comment regarding the likelihood of the defendant committing a murder in the future was made in the context of a general discussion concerning the defendant’s propensity to commit violent crimes. Such a comment was not unfounded as all of the crimes of which the defendant had been convicted were violent in nature. Moreover, the court’s statement that it knew that the defendant had lied during the trial was based on the court’s knowledge and observation. The trial court is not an automaton that is required to close its eyes to what has transpired at trial. The trial court, like the jury, may assess a witness’ credibility and, if relevant, may comment on it. See, e.g., United States v. Grayson, supra, 50-52; United States v. Matthews, 773 F.2d 48, 52 (3d Cir. 1985); United States v. Roland, supra, 1327; United States v. Martinez-Navarro, 604 F.2d 1184 (9th Cir. 1979), cert. denied sub nom. Enriquez-Sanchez v. United States, 444 U.S. 1084, 100 S. Ct. 1041, 62 L. Ed. 2d 769 (1980). Furthermore, the defendant had an opportunity to speak at the sentencing hearing where he could have disputed
Not only has the defendant proffered no evidence challenging the reliability of the court’s statements, but, when the record is read as a whole, it is clear that the court did not substantially rely on any one piece of information when it determined the defendant’s sentence. The sentence imposed by the court was based on its review of the defendant’s presentence investigation report, his poor demeanor and lack of veracity at trial, the fact that he recently had been convicted of similar violent crimes in an unrelated case and his general lack of remorse for the crimes of which he had been convicted. These are legitimate sentencing considerations.
There is no error.
In this opinion the other justices concurred.
“[General Statutes] Sec. 53a-92. kidnapping in the first degree. (a) A person is guilty of kidnapping in the first degree when he abducts another person and when: (1) His intent is to compel a third person to pay or deliver money or property as ransom, or to engage in other particular conduct or to refrain from engaging in particular conduct; or (2) he restrains the person abducted with intent to (A) inflict physical injury upon him or violate or abuse him sexually; or (B) accomplish or advance the commission of a felony; or (C) terrorize him or a third person; or (D) interfere with the performance of a government function.
“(b) Kidnapping in the first degree is punishable as a class A felony.”
General Statutes § 53a-49 (a) (2) provides: “criminal attempt: sufficiency of conduct; renunciation as defense, (a) A person is guilty
“[General Statutes] Sec. 53a-70. sexual assault in the first degree: class b felony: one year not suspendable. (a) A person is guilty of sexual assault in the first degree when such person compels another person to engage in sexual intercourse by the use of force against such other person or a third person, or by the threat of use of force against such other person or against a third person which reasonably causes such person to fear physical injury to such person or a third person.
“(b) Sexual assault in the first degree is a class B felony for which one year of the sentence imposed may not be suspended or reduced by the court.”
General Statutes § 53a-134 (a) (3) provides: “robbery in the first degree: class b felony, (a) A person is guilty of robbery in the first degree when, in the course of the commission of the crime or of immediate flight therefrom, he or another participant in the crime ... (3) uses or threatens the use of a dangerous instrument.”
Constitutional guarantees against double jeopardy were made applicable to the states through the fourteenth amendment. Benton v. Maryland, 395 U.S. 784, 89 S. Ct. 2056, 23 L. Ed. 2d 707 (1969).
The defendant points to the statements directly preceding this statement on the underlying felony involved, where the court started to instruct the jury as to physical injury, incorrectly assuming that the charge was kidnapping done for the purpose of inflicting physical injury under General Statutes § 53a-92 (a) (2) (A). The court quickly realized its mistake and told the jury to “forget” what it said “about physical injury. Because the charge is that she was kidnapped with the intention of committing a felony.” We do not believe that the court’s initial error unduly misled or confused the jury.
In arguing to the jury that the victim consented to sexual intercourse with the defendant, his attorney stated:
“Mr. Hunt: Toby indicate[d] to you that he had seen this person by way of parties, not being with her but he had met her. He had seen her. He also indicated that he had not only seen her sister, he talked to her. She was a member of his class at Bloomfield High School. ...”
The defendant concedes that the state presented sufficient evidence on the other elements required for a conviction under General Statutes § 53a-134 (a) (3).
At trial there was conflicting evidence as to when the defendant actually returned the victim’s property to her. Both the victim and the defendant did testify, however, that the property was ultimately returned.
The court stated: “I’ve had a lot of opportunity to observe Mr. Anderson in this courtroom, his demeanor, his actions and if there’s one thing that strikes me that’s been especially impressed upon me is his complete lack of concern, his complete lack of remorse for what transpired in this particular incident.”
In the present case, the sentence imposed by the court was well within the statutory limits. In fact, the defendant did not receive the maximum sentence for any of the crimes of which he was convicted. The maximum sentence for kidnapping in the first degree, a class A felony, is twenty-five years. The defendant received fifteen years. The maximum sentence for-attempted sexual assault in the first degree, a class B felony, is twenty years. The defendant received ten years. The maximum sentence for attempted robbery in the first degree, a class B felony, is twenty years. The defendant received five years concurrent with the other sentences. See General Statutes § 53a-S5a.
The two comments complained of by the defendant were stated by the court as follows:
“One of the problems we have with people who engage in sexual assault, especially at knifepoint, or even an attempted sexual assault, is that at some point, they’re going to become enraged because rape is not a sexual act in and of itself. It’s become known that rape is generally an act of violence. It’s an assaultive, aggressive act of violence against the person it’s directed to and that this man was only expressing whatever it was that he wanted his aggressiveness—and he did it at knifepoint—and at some point in time, that aggressiveness is going to become an act of murder, it he’s not stopped.
“Fortunately, he was caught, after two very serious incidents, within a period of days of each other.
“You know, unfortunately, I come from Bloomfield. So, a lot of the things he said, I knew were not true. The allegations he made against the victim’s father, the allegations he supposedly made against one of the police officers—though not on the record, in side-bar conferences—just indicated to me how low this man can become in trying to justify his actions and activities. A man like this has no place in society because he’s going to go out at some point in society, at some point during the course of his life, and kill somebody and for no good reason. He had absolutely no reason for any of these activities.
“No matter whatever happens with him, at some point in time, if he’s ever released to the public, he’s going to kill somebody. My wife, my