STATE OF OREGON, Plaintiff-Respondent, v. ALEM JONATHAN ANDERSON, Defendant-Appellant.
Marion County Circuit Court 05C51184; A135075
Oregon Court of Appeals
Submitted December 19, 2008, resubmitted en banc June 17, reversed and remanded September 30, 2009
217 P.3d 1133
198
Hardy Myers, Attorney General, Mary H. Williams, Solicitor General, and Leigh A. Salmon, Assistant Attorney General, filed the brief for respondent.
Before Brewer, Chief Judge, and Edmonds, Landau, Haselton, Armstrong, Wollheim, Schuman, Ortega, Rosenblum, and Sercombe, Judges.
SCHUMAN, J.
Edmonds, J., dissenting.
Defendant was convicted of delivery of a controlled substance. On appeal, he assigns error to the trial сourt‘s denial of his motion to suppress evidence. The motion was based on defendant‘s argument that the evidence was discovered after police officers, in violation of
The trial court made no findings of fact. In reconstructing the sequence of events, therefore, we resolve disputed fact issues for which there is conflicting evidence as though the court resolved them in a way that was consistent with its legal conclusion. Ball v. Gladden, 250 Or 485, 487, 443 P2d 621 (1968). Under those principles, the facts of this cаse are as follows. Keizer police officers were inside an apartment executing a search warrant related to alleged drug offenses when they were told that two people—defendant and a companion—had approached the apartment, observed officers inside, walked away, and entered the vehicle that they had apparently arrived in. Two officers, Zavala and Johnson, immediately left the apartment to question the vehicle‘s occupants. They were joined by a third officer, Bamford. Zavala, according to his testimony, had a “hunch” that defendant and his companion had come to the apartment for drug-related business. He approached the driver‘s side and spoke with the driver, defendant‘s companion, at the same time that Johnson and Bamford approached the passenger side and spoke with defendant. Zavala and Johnson were in uniform and displaying badges; Johnson was wearing a “raid vest” with the word “police” in large letters across the front. The engine of the car was not running.
Zavala then told the driver why he was contacting her:
“I explained to her that we were executing a search warrant, that I was told that she had approached the door, her and her passenger. Because of this, we wanted to find out who they were, what intеrest they might have had with what we were doing there, or maybe they knew the individuals that—or individual that lived there at the apartment.”
As Zavala was talking to the driver, Johnson was asking defendant to identify himself. Defendant told Johnson that he had no identification, but that his name was Steve Tipton. Unfortunately for defendant, Johnson knew the Tipton family and knew that defendant was not who he claimed to be; he immediately suspected that defendant had committed the crime of giving false information to a police officer.
Each officer heard the other‘s conversation, and they decided—apparently simultaneously—to ask both of the car‘s occupants to step out of the vehicle. Zavala then led the driver to a position several yards away from the car. Johnson, meanwhile, told defendant that he knew he was not Tipton. Thus confronted, defendant gave Johnson an identification card with his correct name. Johnson ran a warrant check, discovered an outstanding warrant from Polk County, and told defendant that he was under arrest. Johnson then walked to where Zavala was talking to the driver. He asked for her permission to search the car. She signed a consent form. A searсh of the car yielded the evidence that was the subject of defendant‘s motion to suppress.
The trial court denied defendant‘s motion, ruling that the initial encounter between defendant, his companion, and the police was “a contact and not a stop.” No stop occurred, according to the court, until after Johnson heard defendant give a false name, at which point the police had reasonable suspicion of criminal activity and could therefore lawfully detain defendant and his companion. Defendant was subsequently tried to a jury and convicted.
On appeal, defendant again argues that he and the driver were unlawfully stopped when the officers first
We are not persuaded by the state‘s primary position. The state is correct that, under
Defendant‘s argument, then, relies on the assertion that the police stopped him and the driver without reasonable suspicion that either was involved in criminal activity. The trial court ruled that the officers developed reasonable suspicion when Johnson recognized that the name defendant gave him was false. Neither party challenges that ruling and2The state misperceivеs defendant‘s argument. According to the state, defendant argues “that, despite no violation of his constitutional rights, he should be entitled to suppression based on the alleged violation of the rights of the vehicle‘s owner, [the driver], who consented to a search of the car.” (Emphasis in original.) Defendant, however, clearly argues, “The officers unreasonably, i.e. unlawfully, seized defendant and co-defendant[.]” (Emphasis added.) And, “[T]he officers did not have reasonable suspicion to believe that defendant and co-defendant had committed or were about to commit a crime. As a direct result of that stop, officers gained co-defendant‘s consent to search her purse and the car.” (Emphasis added.)
A “stop” requiring reasonable suspicion as a predicate occurs “(a) if a law enforcement officer intentionally and significantly restricts, interferes with, or otherwise deprives an individual of that individual‘s liberty or freedom of movement; or (b) whenever an individual believes that (a), above, has occurred and such belief is objectively reasonable in the circumstances.” State v. Holmes, 311 Or 400, 409-10, 813 P2d 28 (1991). A “stop” of the second variety occurs “whenever a person subjectively believes that a law enforcement officer significantly has restricted or interfered with that persоn‘s liberty or freedom of movement and such a belief is objectively reasonable under the circumstances.” State v. Toevs, 327 Or 525, 535, 964 P2d 1007 (1998) (emphasis in original). A belief is “objectively reasonable” if “a reasonable person in [the] defendant‘s position could have believed that the officers significantly had restricted his [or her] liberty or freedom of movement.” Id. at 536; accord State v. Parker, 227 Or App 231, 205 P3d 65 (2009); State v. Ashbaugh, 225 Or App 16, 25, 200 P3d 149 (2008), rev allowed, 346 Or 257 (2009).
We conclude that defendant was stopped before Johnson heard him provide a false name. By the time that occurred, defendant already knew that police were searching the apartment of one of his acquaintances. He saw three police officers, at least two of whom were in uniform, approach the car from both sides. One officer told the driver (within defendant‘s hearing) that the officers “were executing a search warrant, that [one officer] was told that [the driver] had approached the door, her and her passenger,” and that, “[b]ecause of this, [the officers] wanted to find out who they were, what interest they might have had with what [the officers] were doing there, or maybe they knew the individuals that—or individual that lived there at the apartment.” Johnson then asked defendant for identification. We conclude that, if defendant believed that his liberty was significantly restrained—that is, if he believed that he was nоt free to ignore the officers and leave the scene—his belief was eminently reasonable. We also conclude that the officer‘s conduct was “beyond that accepted in ordinary social intercourse,” as
Thus, defendant‘s belief that his freedom was significantly restrained when Johnson asked him for identification, if he had such a belief, was objectively reasonable. He and the driver were unlawfully stopped. We therefore remand for further factfinding on the motion to suppress. See Ashbaugh, 225 Or App at 28.3
Reversed and remanded.
EDMONDS, J., dissenting.
The majority holds that defendant was stopped when officers approached him and his companion as they were seated in a parked car and asked them to identify themselves. For the reasons expressed below, I disagree with the majority‘s holding.
In his first assignment of error, defendant, the passenger in the parked car, argues that the trial court erred in denying his pretrial motion to suppress evidence that he claims was seized from the car in violation of
“I immediately сame out, along with Officer Johnson. I walked up to the driver‘s door of the vehicle and contacted the female driver [Grell] as she was sitting in the car.”
When asked if the engine of the car was running, Zavala stated that the car had not been started. Zavala further explained that he identified himself as a police officer and explained to Grell why he was contacting them—“we wanted to find out who they were, what interest they might have had with what we were doing there, or maybe they knew the individuals that—or individual that lived there at the apartment.” According to Zavala, the window of the car was “about three-quarters of the way up so [that] she could hear me as I was out speaking to her.” Zavala also testified that when he heard that defendant had given a false name to Officer Johnson, he asked Grell to step out of the vehicle.
Johnson testified that he responded to the same information that Zavala had been given:
“[Prosecutor]: Who did you contact?
“[Johnson]: I contacted [defendant].
“[Prosecutor]: How did you contact him?
“[Johnson]: He was on the passenger side of the vehicle and I basically contacted him and asked for his name.
“[Prosecutor]: How did you do that? Was his window down or did you knock on the window or how did that happen?
“[Johnson]: You know, I believe his window was down partially.
“[Prosecutor]: And did you identify yourself?
“[Johnson]: Yes, I did.
“[Prosecutor]: What did you tell him?
“[Johnson]: I told him I was Officer Johnson with the Keizer Police Department. I was wearing black media pants and a raid vest which is an outer shell vest that has the big letters of police in yellow across the front of it.
“[Prosecutor]: How did your contact go with this defendant?
“[Johnson]: I asked him for his name and he stated his name was Steve Tipton, and I recognized [defendant] but I couldn‘t put his name with his face because I had contacted him in the past, and I‘d also known Steve Tipton, Jr. and Sr. who live in Keizer and kn[ew] that that was not him.”
Believing that defendant‘s name was not Steve Tipton, Johnson asked defendant to step out of the vehicle and was able to correctly identify defendant from the contents of his wallet.
When defendant was correctly identified, he was arrested on an outstanding warrant. Then Johnson obtained Grell‘s consent to search the vehicle. The officers seized a white crystal substance, material consistent with packaging and delivery of a controlled substance, and other related items in the front half of the vehicle. The white crystal substance field-tested positive for methamphetamine. The officers also observed a duffel bag in the back of the vehicle, which defendant identified as belonging to him. No incriminating evidence was seized as the result of the search of the duffel bag.
In ruling on defendant‘s motion, the trial court found the testimony of the police officers credible and Grell‘s testimony about what occurred during thе contact not credible. The trial court concluded that the initial contact between the officers and defendant did not constitute a restraint on defendant‘s freedom of movement and that, based on the officers’ belief that defendant had given them a false name and the circumstances surrounding his presence at the apartment, they had reasonable suspicion to detain him and to investigate his true identity. Accordingly, the trial court denied defendant‘s motion to suppress. Subsequently, defendant was convicted after a jury trial.
Thus, the issue framed by the parties’ arguments is whether Grell and defendant were illegally seized for purposes of
The question of whether Grell‘s consent was tainted by a prior illegality involves two inquiries on this record:
My disagreement with the majority begins with the question of whether the initial police contact between Grell and defendant constituted a seizure. In State v. Holmes, 311 Or 400, 409-10, 813 P2d 28 (1991), the court held that a seizure of a person occurs under
Based on the above principles, I would hold that Grell and defendant were not “seized” under
The next question is whether the officers had a reasonable suspicion that Grell and defendant were involved in criminal activity when they asked Grell to get out of the car—that is, after defendant gave the officers a false name. A reasonable suspicion is a “belief that is reasonable under the
Some final observations about this case and this court‘s
The majority‘s analysis is further flawed by its application in this case of what it has previously characterized as a “type (b)” analysis in State v. Ashbaugh, 225 Or App 16, 200 P3d 149 (2008), rev allowed, 346 Or 257 (2009), and in State v. Parker, 225 Or App 610, 202 P3d 205, adh‘d to as modified on recons, 227 Or App 413, 206 P3d 259 (2009). Under the majority view in those cases, the controlling inquiry is whether a reasonable person could have believed that he or she was not free to leave the presence of the officer. As applied to the circumstances of this case, the majority concludes that a reasonable person could believe that the mere request for identification—even though made after defendant came into contact with the police while they were executing a search warrant—constituted a significant restraint on his liberty. The resulting interplay between the “could have believed” formulation under Holmes and establishеd precedent regarding “mere conversation” and community policing principles, creates an irreconcilable conflict for law enforcement officers to abide by and for courts to apply. Whether a person could believe that he or she is free to leave the presence of an officer will inevitably depend on a number of nonexclusive factors including the person‘s past personal experiences with police in general, the location of the encounter (rural, urban, etc.), cultural background, age, belief system regarding authority figures, and the circumstances under which the enсounter occurs. Indeed, one person based on identical circumstances could believe he is free to leave while another person in precisely the same circumstances could feel constrained to remain in contact with the officer. Under the “could have believed” test, a law enforcement officer would have to be clairvoyant to successfully forecast when his or her contact with a private citizen could be unlawful.
The application of the “could have believed” test is further hampered by the fact that defendants generally do not testify in hearings on motions to suppress. This case is
Consequently, I continue to believe that this court‘s application of the Holmes “part (b)” test to cases where a defendant does not testify is mistaken. The test is stated in Holmes as follows:
“We hold that a ‘seizure’ of a person occurs under
Article I, section 9, of the Oregon Constitution (a) if a law enforcement officer intentionally and significantly restricts, interferes with, or otherwise deprives an individual of that individual‘s liberty or freedom of movement; or (b) whenever an individual believes that (a), above, has ocсurred and such belief is objectively reasonable in the circumstances.”
311 Or at 409-10. The statement in Holmes is followed by the following footnote:
“Any test intended to determine what constitutes a seizure of a person must be expressed in terms that can be understood and applied by the officer. The ‘objectively reasonable’ requirement in part (b) of our formulation furthers that purpose. An officer should only be responsible for anticipating the effects of his action on an objectively reasonable person, i.e., the officer must be able to treat the individual with whom he is dealing as an objectively reasonable person.”
Id. at 410 n 19. Based on the above language, I believe that what the Holmes court intended to articulate in part (b) of its
Defendant also argues under the
For all of the above reasons, I would affirm defendant‘s conviction.5
Landau, Wollheim, and Sercombe, JJ., join in this dissent.
