State v. Amador-HernandezState v. Amador-Hernandez
Jeff J. Payne, Assistant Attorney General, Salem, argued the cause and filed the brief for respondent on review. Also on the brief was Dan Rayfield, Attorney General, and Paul L. Smith, Interim Solicitor General.
BUSHONG, J.
The decision of the Court of Appeals and the judgment of the circuit court are affirmed.
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* Appeal from Multnomah County Circuit Court, Kelly Skye, Judge. 338 Or App 479 (2025) (nonprecedential opinion).
In this criminal case, we are asked to decide what it means for a parent to “withhold” food and dental care that is “necessary and adequate” for the parent‘s children under one of Oregon‘s criminal mistreatment statutes,
As we will explain, we have interpreted “withholds” in the criminal mistreatment statute to mean “keeps back,” and the parties agree that a person must be able to access and provide food and care to withhold it from a dependent child. Poverty can certainly affect whether a person has that ability, but we agree with the Court of Appeals that the record here supports the conclusion that defendant was able to access and provide food for his children. Because food is essential to a child‘s growth and development, we interpret “necessary and adequate” food in this context to mean food that, at a minimum, is necessary and adequate to prevent severe and chronic malnutrition. Finally, we conclude that there was sufficient evidence in this record to support the trial court‘s conclusions that defendant acted knowingly when he withheld necessary and adequate food from both children and dental care from the youngest child.
Accordingly, we affirm the decision of the Court of Appeals and the judgment of the circuit court.
I. BACKGROUND
A. Facts
In a criminal appeal challenging the sufficiency of the evidence to support a conviction, we review the evidence
Defendant and his wife were jointly charged with two counts of first-degree criminal mistreatment,
The situation came to light after the Department of Human Services (DHS) obtained a warrant for protective custody of G and T, who were 8 and 9 years old at the time. The DHS caseworker, Constanza, testified that, when he first saw the girls, they were in a back bedroom that smelled like urine. Their clothes and skin were dirty, their hair was matted, and they “were really scared.” Constanza called it “the worst chronic neglect case” he had seen in 14 years at DHS. He referred the children to CARES Northwest because of his concerns about their well-being.
A physician at CARES Northwest, Dr. Bishop-Perdue, examined both girls. Bishop-Perdue‘s reports stated that the medical evaluations for both girls were “significant for signs of malnutrition including small size, short statute, no subcutaneous fat stores and bitemporal wasting.” Bishop-Perdue testified at trial that “bitemporal wasting” meant that “the muscles along the side of their face were much smaller than they should be.” She further testified that both girls had “significant dental decay,” and that G had multiple visible cavities, abscesses, and missing teeth, which made it painful for her to eat and made her vulnerable to “whole body infections.” According to Bishop-Perdue‘s reports, both girls needed treatment for their “rotten teeth,” and T had
Bishop-Perdue concluded that G and T had been neglected for years, and that the neglect had already caused the children physical harm and risked causing long-term impairment of their physical and mental development. When asked whether a person without medical training would have noticed G‘s stunted growth and dental issues, Bishop-Perdue testified that a “nonmedically trained person would have noticed that [G] was very small and would have likely presumed that she was significantly younger based on how she presented and would have noticed her teeth.” She also testified that the children had coverage through the Oregon Health Plan. According to Bishop-Perdue‘s reports, both girls suffered from “chronic” malnutrition, which, as she testified at trial, would have developed over the course of several years.
A counselor from the girls’ elementary school, Nash-Sedda, testified that she had become increasingly concerned about the girls over time. She became very concerned when G started losing her hair and her dental problems made it painful for her to eat. Nash-Sedda testified that 97 percent of the students at the school were below federal poverty guidelines and, as a result, all students could receive free breakfast and lunch at school. But G and T did not fully benefit from the availability of those free meals because their school attendance was poor. For example, during the 2018-19 school year, they attended school 49 percent of the school year. The girls also told Nash-Sedda that “they weren‘t being fed at home.” Nash-Sedda testified that she had spoken to defendant at one point about her concerns and he had expressed a desire “to do better,” but nothing appeared to change.2
Another stepdaughter, AC, testified at trial; she was 20 years old at the time. AC testified that the family received food stamps and often relied on food banks for food. According to AC, “[s]ometimes” G and T would have enough to eat, but they were “behind in their nutrients.” AC testified that defendant‘s money “did not always go to food” or to “what [they] needed” because it was “mostly [spent on] alcohol.” She further testified that defendant and her mom would go out to the bar “almost every weekend” and that they would spend the money that defendant had earned on alcohol and gambling.3 Finally, AC testified that G and T had never been taught to brush their teeth.
that he acted “knowingly” in failing to provide necessary and adequate food and dental care to maintain the girls’ bodily health.
B. Procedural History
Defendant waived his right to a jury and the case was tried to the court. After the state rested its case, defendant moved for a judgment of acquittal on both criminal mistreatment counts, contending that there was insufficient evidence that defendant had knowingly withheld necessary and adequate food and dental care from G and T in violation of
Defendant appealed, contending that the case required the court to construe what it means to “withhold[] necessary and adequate” food and dental care as that phrase is used in the statute, and that withholding necessary and adequate food and care requires more than neglect. Defendant acknowledged that the evidence would support a finding of neglect but argued that it was insufficient to prove that he had withheld necessary and adequate food and care in violation of
The Court of Appeals noted that defendant had assigned error to the denial of his motion for judgment of acquittal and understood defendant‘s appeal to be challenging only the sufficiency of the evidence. Amador-Hernandez, 338 Or App at 480. The Court of Appeals affirmed the convictions based on its evaluation of the sufficiency of the evidence, applying the standards that it had adopted in Drown, without engaging in a further statutory interpretation analysis. Id. at 480 (stating that, under Drown, “the standard of withholding necessary and adequate physical care can be satisfied by withholding care for a condition that causes or will cause serious physical pain or injury“) (internal quotation marks omitted); id. at 482 (concluding that “the record contained sufficient evidence” to support the
With respect to dental care, the court noted the evidence that both girls had significant dental decay, and that G had a “really bad tooth problem” that affected her ability to eat. Id. at 481-82. The court concluded that this case “has significant distinctions” from Drown, where there was “no evidence as to which children had toothaches, the severity of the aches, or any evidence that ‘the children were experiencing symptoms that interfered with their daily activities or were likely to result in serious harm in the long term.‘” Id. at 482 n 2 (quoting Drown, 245 Or App at 464-65). The court also stated that it took “seriously” defendant‘s argument that his convictions did “nothing more than criminalize poverty” but concluded that, because the record “includes evidence of the availability of food and dental care for the children, this is not a case of a parent who was simply unable to afford basic necessities.” Id.
Defendant petitioned for review, contending that the first-degree criminal mistreatment statute,
II. ANALYSIS
We review the interpretation of a statute for legal error, applying our familiar methodology that focuses on the statutory text, context, and any legislative history that we find to be helpful. State v. Gaines, 346 Or 160, 206 P3d 1042 (2009). After interpreting the statute, we review the evidence in the record, in the light most favorable to the state, to determine whether there is sufficient evidence to allow a reasonable trier of fact to find that the state has proven the elements of the offense beyond a reasonable doubt. State v. Walters, 311 Or 80, 82-83, 804 P2d 1164 (1991).
We begin with the statutory interpretation issue.
A. The Statutory Interpretation Issue
“A person commits the crime of criminal mistreatment in the first degree if:
“(a) The person, in violation of a legal duty to provide care for another person, or having assumed the permanent or temporary care, custody or responsibility for the supervision of another person, intentionally or knowingly withholds necessary and adequate food, physical care or medical attention from that other person.”
(Emphasis added.) The same phrase—“withholds necessary and adequate food, physical care or medical attention“—is also used in the second-degree criminal mistreatment statute,
The main difference between first-degree and second-degree criminal mistreatment is the required mental state. Under
to persons who have a duty to provide care for another, while the first-degree statute also applies to persons who assumed the permanent or temporary care, custody, or responsibility for the supervision of another person. 348 Or at 660 n 3. That difference does not affect the issues on review in this case.
In reaching that conclusion, we outlined the elements of first-degree criminal mistreatment under
We begin with the meaning of the word “withhold.” We interpreted “withhold” for purposes of
We need not rely on either
In addition, however, defendant contends that “withholds” in
Regardless of how it is worded, we understand defendant‘s argument to be that a person can “withhold” food and care from a dependent person only if the person could access and provide food and care to a dependent person and chose not to do so for the specific purpose of depriving the dependent person of the food or care that the person needs. That argument is refuted by the text of
Intentionally withholding food and care would include choosing to keep back food and care for the specific purpose of depriving a dependent person of necessary food or care, such as for a punishment or to be cruel.10 But a person can violate
The parties’ remaining dispute involves the meaning of “necessary and adequate” as applied, in this case, to food and dental care. In Baker-Krofft, we held that “a
That observation suggests that withholding “necessary and adequate” food or medical attention in violation of the criminal mistreatment statutes means keeping back food or medical attention that, like physical care, was necessary to provide for a dependent person‘s bodily needs. As we noted in Baker-Krofft, food is essential to maintain a dependent person‘s bodily health. Id. Applying that same approach to withholding necessary and adequate food or dental care supports the conclusion that a person can withhold necessary and adequate food or dental care from a dependent person when the person keeps back from the dependent person food or dental care that is necessary to provide for the dependent person‘s bodily needs.
We further noted in Baker-Krofft that the services “necessary to maintain a person‘s bodily health will vary depending on the person‘s needs.” Id. at 667 n 5. As examples, we noted that services necessary to maintain a dependent person‘s bodily health may include “periodically turning a bedridden person who is unable to move on her own so that she does not develop bed sores or maintaining a child or elderly person‘s personal hygiene so that the person does not develop infections or some other illness.” Id.
This case involves the needs of defendant‘s children for food and dental care, and those needs are different. A child needs food to survive, grow, and develop physically and mentally, and to maintain their bodily health. At a minimum, there is no question that a parent must provide sufficient food to avoid starving their children to death or
A child‘s needs for dental care may vary depending on the child. All children lose their baby teeth, and many children develop tooth decay in varying degrees of severity. Although we have not previously decided when a parent‘s failure to address their child‘s dental needs amounts to first-degree criminal mistreatment in violation of
There, the Court of Appeals reversed first-degree criminal mistreatment convictions that were based on a parent‘s failure to attend to the dental needs of four of her
Applying that standard to dental care, the court noted that the evidence in Drown established that four of the defendant‘s dependent children required dental work after they were taken into DHS custody. Specifically, there was evidence that two of the children needed fillings, and two needed root canals. Id. at 464. Although there was some evidence that some of the children had toothaches at times, there was no evidence “regarding the severity—either in degree or duration—of the toothaches.” Id. at 465. Thus, the court concluded, “there was no evidence from which a rational trier of fact could find that any of the children suffered serious physical pain or injury from the toothaches.” Id. The court noted, for example, that there was no evidence “that the children were experiencing symptoms that interfered with their daily activities or were likely to result in serious harm in the long term.” Id.
We agree with the Court of Appeals’ approach to determining whether a parent‘s failure to attend to a dependent child‘s dental needs amounts to criminal mistreatment. The text of the statute, as we interpreted it in Baker-Krofft and consistent with the Court of Appeals’ interpretation in Drown, suggests that a parent withholds dental care that is “necessary and adequate” for a dependent child in violation of the criminal mistreatment statutes when the parent does not take any action to address severe dental problems that cause or will cause the child serious pain or other significant
Defendant makes two additional arguments based on the context of the criminal mistreatment statutes. Defendant first points out that the context includes civil statutes that existed when the legislature enacted the criminal mistreatment statutes in 1973 that allowed the agency (then known as the Children Services Division) and juvenile courts to intervene and provide for children whose basic needs were not being met by their parents. See Baker-Krofft, 348 Or at 663 (noting as a contextual clue that, when the legislature enacted the criminal mistreatment statutes in 1973, “it did so against a backdrop of civil statutes that authorized juvenile courts to take jurisdiction over children ‘whose conditions or circumstances are such as to endanger their own welfare’ and make them wards of the court” (quoting
We agree that neglect sufficient to justify intervention by DHS and the juvenile court may not necessarily amount to criminal mistreatment, but we do not agree that that requires us to interpret “withholding necessary and adequate food, physical care or medical attention” in the criminal mistreatment statutes any differently than we have. As we explained in Baker-Krofft, those civil statutes supported our conclusion that the legislature did not intend to “sweep within” the criminal mistreatment statutes “all the safety risks within a home that can give rise to juvenile court jurisdiction.” 348 Or at 664. Rather, the legislature
Defendant‘s other contextual argument is based on criminal statutes that existed when the legislature enacted the criminal mistreatment statutes in 1973. As defendant points out, the criminal code that Oregon adopted in 1971 already included three provisions that addressed the subject of a parent‘s failure to care for a dependent child. See Or Laws 1971, ch 743, § 173 (child abandonment, now codified at
Two of those statutes cover conduct that could also come within the criminal mistreatment statutes in some circumstances.15 As enacted, the child-neglect statute,
“A person having custody or control of a child under 10 years of age commits the crime of child neglect if, with criminal negligence, he leaves the child unattended in or at any place for such period of time as may be likely to endanger the health or welfare of such child.”
Thus, child neglect under that statute included criminally negligent conduct, as well as intentional, knowing, or
The criminal nonsupport statute,
“A person commits the crime of criminal nonsupport if, being the parent, lawful guardian or other person lawfully charged with the support of a child under 18 years of age, born in or out of wedlock, he refuses or neglects without lawful excuse to provide support for such child.”
“Support” was defined by
As enacted, the criminal nonsupport statute did not specify a culpable mental state, but it did state that it applied to a person who “refuses or neglects without lawful excuse” to provide support for a child,
Thus, we acknowledge that there is some overlap among those statutes, and some conduct could be considered a violation of multiple provisions. Defendant contends that we should presume as a matter of statutory interpretation that, when the legislature enacted the criminal mistreatment statutes in 1973, it did not intend to criminalize any conduct that was already a crime under the criminal nonsupport statute that existed at that time. Thus, defendant argues, we should understand the legislature to have intended that the crime of first-degree criminal mistreatment would require proof that defendant was able to provide food and dental care that his children needed for their survival, but he chose not to provide them with that food and dental care for the specific purpose of cruelly depriving them of the food or care that they needed, such as for punishment. By contrast, the criminal nonsupport statute only required proof that the defendant knowingly failed to provide support—which could include food and dental care—to his children.
We disagree with defendant‘s interpretation of the criminal mistreatment statutes.
There is no principle of statutory interpretation that requires us to presume that a newly enacted statute was intended to address only conduct that was not already addressed by existing statutes. Rather, we have recognized that it is not uncommon for there to be “multiple statutory
Although we “hesitate” to attribute the intent to enact duplicative or overlapping statutes to the legislature, Ofodrinwa, 353 Or at 520, we have interpreted criminal statutes to be limited to “filling a gap” in existing law only where there was evidence in the statutory text, context, or legislative history demonstrating that the legislature intended to limit the scope of the new legislation in that way.
For example, in State v. Gonzalez-Valenzuela, 358 Or 451, 365 P3d 116 (2015), we interpreted the intended scope of the criminal endangerment statute,
In reaching that conclusion, we explained that “[t]he child endangerment statute is part of a patchwork of statutes intended as continuation of a previous statute prohibiting contributing to the delinquency of a minor[.]” Id.
Here, there is no comparable evidence that the legislature intended only to “fill gaps” in the existing laws protecting children when it enacted the criminal mistreatment statutes. Rather, it intended to enact protections for a class of victims that included—but was broader than—those covered by existing laws protecting children and capturing a more limited range of harms to child victims than the harms covered by other statutes. We have recognized that at various times, the legislature has “put its mind to the deprivations of which * * * children are alleged to be victims and has attempted to remedy” those situations “by enacting a vast panoply of procedures, both civil and criminal, to ensure that children receive proper nurturing, support and physical care.” Burnette v. Wahl, 284 Or 705, 710, 588 P2d 1105 (1978).19 Statutes adopted by the legislature as part of that panoply of procedures or any “comprehensive plan” to furnish children “with parental nurturing and physical care” may overlap, because “no plan established by the legislature over a period of years can ever have perfect symmetry.” Burnette, 284 Or at 714. See also Baker-Krofft, 348 Or at 664 (recognizing that civil and criminal statutes designed to protect dependent children “may overlap in some circumstances“). As we will explain, there is no evidence in the legislative history of the criminal mistreatment statutes,
We summarized the relevant legislative history in Baker-Krofft, 348 Or at 664-66. As noted, the criminal mistreatment statutes,
After vagueness concerns arose, Senators Fadeley and Carson redrafted the bill. Id.20 A Senate committee considered the redrafted bill at two subsequent hearings, but, as we noted in Baker-Krofft, “[n]o tape recordings of those hearings exists, and the minutes of those hearings do not provide any guidance on the meaning of the redrafted bill.” Id. at 665. The redrafted bill removed “cruelly mistreats or maltreats” from the bill and expanded the scope of the legislation to protect all dependent persons—not just those over 65. That resulted in a redrafted bill that was “substantially in the same form” as the bill that the legislature enacted, now codified at
In that discussion, Senator Carson first referred to testimony that had been presented to the committee about abuse of elderly persons in assisted living facilities. Id. (citing Tape Recording, Senate Floor, SB 780, June 29, 1973, Tape 32, Side 1 (statement of Senator Wallace P. Carson)). He then stated that the bill before the Senate was “a little different than the bill that was originally introduced,” but he believed that “it goes to the same point.” Id. He explained that “people can hurt other people by intentionally or negligently
As we stated in Baker-Krofft, the Senate voted to pass the bill immediately after Senator Carson‘s comments, the House also passed it, and the Governor signed it into law. Id. We noted “two observations regarding the legislative history.” Id. First, Senator Carson had explained that the criminal mistreatment statutes “prohibit withholding specific services“—food, physical care, or medical attention. Id. That explanation was “at odds with the state‘s position that the statutes criminalize any and all acts that create or fail to correct a future safety risk.” Id. Second, we noted that the examples of the type of conduct that would be prohibited by the statutes “involved the failure to provide essentials, such as food, from dependent persons.” Id. at 666. “Nowhere in the available legislative history does anyone mention creating or failing to correct environmental dangers as the focus of the bill.” Id. We concluded that “the legislative history is consistent with” the view of the statutes that we drew from their text and context and held that “a person withholds necessary and adequate physical care from a dependent person when the person keeps back from the dependent person those
By contrast with the safety risks at issue in Baker-Krofft, this case involves the withholding of food needed by defendant‘s dependent children. Nowhere in the legislative history of the criminal mistreatment statutes does anyone suggest that withholding food from a dependent child was not intended to be covered by the legislation if that conduct would also be prohibited by the existing child neglect or criminal nonsupport statutes. To the contrary, we noted in Baker-Krofft that the criminal mistreatment statutes were intended to cover “the failure to provide essentials, such as food, from dependent persons.” Id. at 666.
In summary, we conclude from the text, context, and legislative history of the criminal mistreatment statutes, as interpreted in Baker-Krofft, that a defendant withholds necessary and adequate food, physical care, or medical attention from a dependent person in violation of
We are not persuaded that the legislature intended to exclude from prosecution for criminal mistreatment a person who could also be prosecuted for child neglect or criminal nonsupport for the same conduct. But we agree with the parties that a person cannot be convicted of criminal mistreatment if the person does not have the ability to access and provide the food, physical care, or medical attention that is needed to provide for the dependent person‘s bodily needs. And a person can be convicted of criminal mistreatment only if the person acted with the requisite culpable mental state when they withheld necessary and adequate food, physical care, or medical attention from a dependent person.
B. The Sufficiency of the Evidence of Criminal Mistreatment in this Case
Defendant acknowledges that the record contains evidence that the girls’ severe malnutrition and dental problems would not have occurred without years of neglect, and that such evidence may have been sufficient to establish that defendant had failed to provide food and care for purposes of
From that evidence, defendant concludes that the record does not permit an inference that defendant “kept back” food or dental care that defendant was able to access and provide. Alternatively, defendant argues that the family‘s “food insecurity” and the condition of the children did not constitute the type of “extreme deprivation” of food that the statute was designed to prevent. Defendant acknowledges that the evidence of financial instability and irresponsibility, and the resulting concerns about the long-term health and safety of the children, supported a finding of neglect and justified DHS taking protective custody of the children, but defendant argues that the evidence did not support a finding that defendant engaged in any specific conduct that resulted in the type of severe deprivation required for first-degree criminal mistreatment.
We disagree.
We begin with the sufficiency of the evidence that defendant withheld necessary and adequate food from his
We agree with the Court of Appeals that there is sufficient evidence in the record to support a conclusion that defendant was able to access and provide food; that is, “this is not a case of a parent who was simply unable to afford basic necessities.” Amador-Hernandez, 338 Or App at 482. JC and AC both testified that defendant and his wife had money to go out on weekends, spending whatever money defendant had earned on alcohol, gambling, and other items that they consumed or wanted for themselves instead of buying food for their children. JC and AC‘s testimony supports the conclusion that defendant was able to access food and provide it to his daughters but did not because he prioritized discretionary spending for himself and his wife. The evidence also shows that defendant had access to food stamps and food banks, and that the girls received free lunches at school when they attended. But the evidence that their frequent absences kept them from getting food at school and the fact that both girls developed severe malnutrition that took several years to set in supports the inference that defendant did not use those available resources to provide necessary and adequate food for the children.23
We reach the opposite conclusion regarding T. Although there was evidence establishing that she had significant dental decay and occasionally had toothaches, there was no evidence that T‘s dental problems made it painful for her to eat or made her susceptible to illness or infections. Nor was there any evidence of the severity or duration of T‘s toothaches. Thus, the evidence regarding T‘s dental problems was comparable to the evidence that the Court of Appeals had found to be insufficient in Drown, 245 Or App at 464, to constitute criminal mistreatment based on a parent‘s failure to provide dental care.
The record also supports the conclusion that the defendant acted knowingly in withholding necessary and adequate food from both girls, and necessary and adequate dental care from G. The girls’ severe malnutrition and G‘s severe dental problems were obvious, which supports a finding that defendant acted knowingly, i.e., with a conscious awareness that the girls were not getting necessary and adequate food, and that G was not getting necessary and adequate dental care.26 There was evidence in the record that
We conclude that there is sufficient evidence in this record to support the trial court‘s conclusion that defendant knowingly withheld necessary and adequate food from G and T, and that he knowingly withheld necessary and adequate dental care from G.
III. CONCLUSION
As we have explained, and consistent with our prior interpretation of that statute in Baker-Krofft, a person “withholds necessary and adequate food, physical care or medical attention” in violation of the first-degree criminal mistreatment statute,
Because the state has the burden of proving, beyond a reasonable doubt, that a person charged with criminal mistreatment has withheld necessary and adequate food, physical care, or medical attention from a dependent person, if the state does not prove that a defendant had the ability to access and provide necessary and adequate food and care
The evidence in this case was sufficient to support a finding that defendant could have provided necessary and adequate food and dental care to his young daughters. He knowingly chose not to do so, causing both girls to be chronically and severely malnourished and causing G to suffer from severe dental problems that made it difficult for her to eat, exposing her to infections and illness. That is enough to support a finding that defendant knowingly withheld necessary and adequate food from both girls, and dental care from G, in violation of
The decision of the Court of Appeals and the judgment of the circuit court are affirmed.